Snowden v. Social Security Administration
Filing
22
ORDER denying 14 Motion to Reverse and Remand for a Rehearing with Supporting Memorandum by Magistrate Judge Carmen E. Garza. (jrt)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
TROY G. SNOWDEN,
Plaintiff,
v.
No. CV 17-232 CG
NANCY A. BERRYHILL,
Acting Commissioner of Social Security
Administration,
Defendant.
MEMORANDUM OPINION AND ORDER
THIS MATTER is before the Court on Plaintiff Troy G. Snowden’s Motion to
Reverse and Remand for a Rehearing with Supporting Memorandum (the “Motion”),
(Doc. 14), filed August 28, 2017; Defendant Commissioner Nancy A. Berryhill’s
Response to Plaintiff’s Motion to Reverse and Remand the Administrative Decision (the
“Response”), (Doc. 16), filed October 23, 2017; and Plaintiff’s Reply in Support of
Plaintiff’s Motion to Reverse and Remand for a Rehearing (the “Reply”), (Doc. 20), filed
November 30, 2017.
Mr. Snowden applied for disability insurance benefits (“DIB”) on September 24,
2013, and for supplemental security income (“SSI”) on October 4, 2013. (Administrative
Record “AR” 96-97). In both applications, Mr. Snowden alleged disability beginning
September 26, 2013, due to epilepsy, asthma, memory problems, a learning disability,
and migraines. (AR 74, 85). Mr. Snowden’s applications were denied initially on
December 16, 2013, (AR 84, 95), and upon reconsideration on May 30, 2014, (AR 109,
121). Mr. Snowden requested a hearing before an administrative law judge (“ALJ”), (AR
139), which was granted, and a hearing was held before ALJ Liliian Richter on
November 18, 2015. Mr. Snowden appeared and testified at the hearing, along with
Judith Beard, an impartial vocational expert (“VE”). (AR 39). Mr. Snowden was
represented at the hearing by his current counsel, Michael Armstrong. Id.
On January 6, 2016, ALJ Richter issued her decision finding Mr. Snowden not
disabled at any time between his alleged onset date through the date of the decision.
(AR 33). Mr. Snowden requested review by the Appeals Council, which was denied,
(AR 1-6), making the ALJ’s decision the Commissioner’s final decision for purposes of
this appeal.
Mr. Snowden has appealed the ALJ’s decision, arguing she committed reversible
error by: (1) failing to incorporate medical opinions into Mr. Snowden’s RFC; (2) failing
to follow the correct legal standard in rejecting two medical opinions; (3) using the term
“occasional” in her question to the VE; (4) relying on the VE’s unreliable testimony; and
(5) failing to follow the correct legal standard for when the VE identifies jobs in low
numbers. (Doc. 16 at 1-2). The Court has reviewed the Motion, the Response, the
Reply, and the relevant law. Additionally, the Court has meticulously reviewed the
administrative record. Because the ALJ followed the correct legal standards and
supported her decision with substantial evidence, Mr. Snowden’s Motion should be
DENIED.
I.
Standard of Review
The standard of review in a Social Security appeal is whether the
Commissioner’s final decision is supported by substantial evidence and whether the
correct legal standards were applied. Maes v. Astrue, 522 F.3d 1093, 1096 (10th Cir.
2008); Hamilton v. Sec’y of Health & Human Servs., 961 F.2d 1495, 1497-98 (10th Cir.
2
1992). If substantial evidence supports the Commissioner’s findings and the correct
legal standards were applied, the Commissioner’s decision stands and the plaintiff is not
entitled to relief. Langley v. Barnhart, 373 F.3d 1116, 1118 (10th Cir. 2004); Hamlin v.
Barnhart, 365 F.3d 1208, 1214 (10th Cir. 2004); Doyal v. Barnhart, 331 F.3d 758, 760
(10th Cir. 2003). The ALJ’s failure to apply the correct legal standards or demonstrate
that he has done so is grounds for reversal. Winfrey v. Chater, 92 F.3d 1017, 1019
(10th Cir. 1996) (citing Washington v. Shalala, 37 F.3d 1437, 1439 (10th Cir. 1994)). A
court should meticulously review the entire record but should neither re-weigh the
evidence nor substitute its judgment for the Commissioner’s. Langley, 373 F.3d at 1118;
Hamlin, 365 F.3d at 1214. A court’s review is limited to the Commissioner’s final
decision, 42 U.S.C. § 405(g), which is generally the ALJ’s decision, rather than the
Appeals Council’s denial of review. O’Dell v. Shalala, 44 F.3d 855, 858 (10th Cir. 1994).
“Substantial evidence is such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Langley, 373 F.3d at 1118; Hamlin, 365
F.3d at 1214; Doyal, 331 F.3d at 760. An ALJ’s decision “is not based on substantial
evidence if it is overwhelmed by other evidence in the record or if there is a mere
scintilla of evidence supporting” it. Langley, 373 F.3d at 1118; Hamlin, 365 F.3d at 1214.
While the Court may not re-weigh the evidence or try the issues de novo, its
examination of the record must include “anything that may undercut or detract from the
ALJ’s findings in order to determine if the substantiality test has been met.” Grogan v.
Barnhart, 399 F.3d 1257, 1262 (10th Cir. 2005). “The possibility of drawing two
inconsistent conclusions from the evidence does not prevent [the ALJ]’s findings from
3
being supported by substantial evidence.” Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir.
2007) (citing Zoltanski v. F.A.A., 372 F.3d 1195, 1200 (10th Cir. 2004)).
II.
Applicable Law and Sequential Evaluation Process
For purposes of SSI and DIB, a claimant establishes a disability when she is
unable “to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not less than 12
months.” 42 U.S.C. § 423(d)(1)(A) (2015), 42 U.S.C. § 1382c(a)(3)(A) (2004); 20 C.F.R.
§§ 404.1505(a), 416.905(a). In order to determine whether a claimant is disabled, the
Commissioner follows a five-step sequential evaluation process (“SEP”). Bowen v.
Yuckert, 482 U.S. 137, 140 (1987); 20 C.F.R. § 416.920.
At the first four steps of the SEP, the claimant bears the burden of showing: (1)
she is not engaged in “substantial gainful activity”; (2) she has a “severe medically
determinable . . . impairment . . . or a combination of impairments” that has lasted or is
expected to last for at least one year; and either (3) her impairment(s) either meet or
equal one of the “Listings”1 of presumptively disabling impairments; or (4) she is unable
to perform her “past relevant work.” 20 C.F.R. §§ 404.1520(a)(4)(i-iv), 416.920(a)(4)(iiv); see Grogan v. Barnhart, 399 F.3d 1257, 1261 (10th Cir. 2005). If the ALJ
determines the claimant cannot engage in past relevant work, the ALJ will proceed to
step five of the evaluation process. At step five the Commissioner must show the
claimant is able to perform other work in the national economy, considering the
claimant’s RFC, age, education, and work experience. Grogan, 399 F.3d at 1261.
1
20 C.F.R. pt. 404, subpt. P, app. 1.
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III.
Background
Mr. Snowden applied for DIB and SSI alleging epilepsy, asthma, memory
problems, a learning disability, and migraines affected his ability to work. (AR 96-97). At
step one, the ALJ determined Mr. Snowden had not engaged in substantial gainful
activity since his alleged onset date. (AR 18). At step two, the ALJ found Mr. Snowden
has the following severe impairments: seizure disorder, adjustment disorder with
depressed mood and anxiety, mild neurocognitive disorder due to epilepsy, and
generalized anxiety disorder. Id. At step three, the ALJ concluded none of Mr.
Snowden’s impairments, either singly or in combination, met or equaled the severity of a
Listing impairment. (AR 19-21).
The ALJ then found Mr. Snowden has the RFC to perform a full range of work at
all exertional levels with several non-exertional limitations. Mr. Snowden can: frequently
balance and climb ramps and stairs, but never ladders, ropes, or scaffolds; never be
exposed to unprotected heights, moving mechanical parts, or other work hazards; and
never operate a motor vehicle. (AR 21). Further, he should avoid concentrated
exposure to dust, odors, fumes, and other pulmonary irritants. Id. Finally, Mr. Snowden
can: perform simple, routine, repetitive work; have occasional contact with supervisors,
coworkers, and the public; tolerate few changes in the routine work setting; and meet
end of day goals, though he cannot perform at production pace. Id.
The ALJ based Mr. Snowden’s RFC on her evaluation of Mr. Snowden’s medical
records and opinion evidence in the record. First, the ALJ discussed Mr. Snowden’s
history of epilepsy. (AR 22-24). The ALJ then discussed several treatment records and
opinions, including those from Certified Nurse Practitioner (“CNP”) Jimmy Calzado, (AR
5
24-26), Mr. Snowden’s psychiatrist, Yvonne Hall, M.D., (AR 28), and social workers
Amy Chapman and Greg Bussey, (AR 28-29). After treating Mr. Snowden in 2014, CNP
Calzado opined that Mr. Snowden’s impairments were marked in several areas and
were severe enough to qualify as Listing-level impairments. (AR 419-23). Ultimately, the
ALJ gave CNP Calzado’s opinion little weight because his opinion was not supported by
other evidence in the record, his own treatment notes, or the opinion itself. (AR 16).
Next, the ALJ discussed the opinion of Dr. Hall, Mr. Snowden’s psychiatrist.
Contrary to CNP Calzado, Dr. Hall found that Mr. Snowden had slight to moderate
limitations which did not rise to Listing-level severity. (AR 683-86). The ALJ gave this
opinion significant weight, as it was supported by the evidence of record and Mr.
Snowden’s testimony at the hearing. (AR 28). The ALJ found that Mr. Snowden’s RFC
accorded with the mental health limitations found by Dr. Hall. Id.
Finally, the ALJ discussed Ms. Chapman and Mr. Bussey’s opinions. Ms.
Chapman indicated that Mr. Snowden had a marked limitation in understanding and
remembering detailed instructions, but otherwise his limitations were slight to moderate.
(AR 688-89). The ALJ concluded Ms. Chapman’s opinion was consistent with Dr. Hall’s,
and gave it significant weight. (AR 28). Mr. Bussey, on the other hand, stated that Mr.
Snowden had multiple marked limitations. (AR 690-91). Mr. Bussey also thought Mr.
Snowden met Listing-level impairments. (AR 692-93). The ALJ stated he had reviewed
Mr. Bussey’s treatment notes and found “little in them to support his opinion.” (AR 29).
Further, the ALJ noted Mr. Bussey’s opinion was inconsistent with Dr. Hall’s and Ms.
Chapman’s. (AR 29). The ALJ therefore assigned Mr. Bussey’s opinion little weight.
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Proceeding to step four, the ALJ determined Mr. Snowden cannot perform his
past relevant work. (AR 32). However, at step five, the ALJ concluded Mr. Snowden can
perform other work existing in significant numbers in the national economy. Id. At the
hearing, the ALJ asked the VE to assume a hypothetical individual with Mr. Snowden’s
RFC, including a limitation to “occasional” interaction with supervisors, coworkers, and
members of the general public. (AR 69). The VE testified that Mr. Snowden can perform
the jobs of housekeeper/cleaner, polisher, and garment sorter. (AR 33). The ALJ
identified those jobs’ numbers, respectively, as 30,000, 30,000, and 5,000, for a total of
65,000 jobs in the national economy. Id. Based on the VE’s testimony, the ALJ held that
Mr. Snowden was not disabled, and therefore was not entitled to either DIB or SSI. Id.
IV.
Analysis
In his Motion, Mr. Snowden alleges that the ALJ: (1) erred by picking and
choosing what portions of Dr. Hall and Ms. Chapman’s opinions to incorporate into the
RFC; (2) failed to apply the correct legal standard by discounting CNP Calzado’s and
Mr. Bussey’s opinions for illegitimate reasons; (3) improperly used the word “occasional”
to describe Mr. Snowden’s interactional limitations; (4) inappropriately relied on the
VE’s testimony, which was not reliable; and (5) failed to perform an analysis under
Trimiar v. Sullivan, 966 F.2d 1326, 1330-32 (10th Cir. 1992), which is required when an
ALJ identifies a low number of jobs the claimant can perform. (Doc. 14 at 1-2). The
Commissioner generally responds that the ALJ appropriately applied the correct legal
standards and supported her decision with substantial evidence. (Doc. 16). More
specific counterarguments will be discussed in turn.
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a. Whether the ALJ followed the correct legal standard in incorporating Dr.
Hall’s and Ms. Champan’s opinions
First, Mr. Snowden argues the ALJ erred because she did not incorporate all of
Dr. Hall’s and Ms. Chapman’s opinions into Mr. Snowden’s RFC and failed to explain
why. (Doc. 14 at 15-17). Specifically, Mr. Snowden states his RFC conflicts with their
opinions that he is moderately limited in his ability to sustain an ordinary routine without
special supervision and perform activities within a schedule. Id. at 17. In response, the
Commissioner argues the ALJ adequately incorporated the opinions by limiting Mr.
Snowden to a “very restrictive mental residual functional capacity” and limiting Mr.
Snowden to simple work. (Doc. 16 at 11, 13).
ALJs are required to evaluate and weigh every medical opinion in the record. 20
C.F.R. §§ 404.1527(c), 416.927(c). While an ALJ is not required to discuss every piece
of medical evidence, the ALJ “must discuss the uncontroverted evidence he chooses
not to rely upon, as well as significantly probative evidence he rejects.” Clifton v. Chater,
79 F.3d 1007, 1009-10 (10th Cir. 1996). Put differently, an ALJ may not “pick and
choose through an uncontradicted medical opinion, taking only those parts that are
favorable to a finding of nondisability.” Haga, 482 F.3d at 1208. In Haga, an examining
physician noted a claimant had moderate limitations in seven areas. Id. at 1207.
Although the ALJ incorporated three of those impairments into the claimant’s RFC, the
ALJ left the other four limitations out. Id. The Tenth Circuit Court of Appeals reversed
and remanded for the ALJ to explain why he rejected the missing limitations. Id. at
1208. Similarly, in Frantz v. Astrue, the ALJ adopted some but not all of a claimant’s
moderate limitations without explanation, and the Tenth Circuit reversed. 509 F.3d
1299, 1302-03 (10th Cir. 2007).
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In this case, Dr. Hall and Ms. Chapman indicated that Mr. Snowden’s limitations
are slightly to moderately severe. While Dr. Hall found mostly slight with some moderate
limitations, (AR 683-84), Ms. Chapman found mostly moderate severity limitations,
including in sustaining an ordinary routine without special supervision, performing
activities within a schedule, maintaining regular attendance, and being punctual within
customary tolerances, (AR 688). Moreover, Ms. Chapman stated Mr. Snowden is
markedly impaired in his ability to understand and remember detailed instructions,
commenting “[Mr. Snowden] may have difficulty with remembering work like
procedures.” (AR 688).
As discussed, the ALJ found these opinions consistent and gave them significant
weight. (AR 28). In the RFC, the ALJ found Mr. Snowden capable of meeting end-of-day
goals, having occasional contact with others, and performing only simple, routine, and
repetitive work. (AR 21). Mr. Snowden argues the RFC inherently conflicts with Dr.
Hall’s and Ms. Chapman’s opinions outlined above; therefore, he argues, the ALJ
“rejected” them without explanation as the ALJs did in Haga and Frantz. (Doc. 14 at 1617). However, this case is significantly different. In Haga and Frantz, the ALJs
incorporated some limitations and ignored others outright without explanation. See
Haga, 482 F.3d at 1207; Frantz, 509 F.3d at 1303; see also Mitchell v. Colvin, 2016 WL
10257496, at *6 (D.N.M. May 10, 2016) (ALJ’s finding that claimant was “fully capable”
of understanding and performing simple work and instructions failed to incorporate
physician’s opinion that claimant was “moderately to markedly” impaired in her ability to
carry out instructions). Here, the ALJ incorporated each of Mr. Snowden’s limitations.
First, the ALJ accounted for Mr. Snowden’s limitation in sustaining an ordinary routine
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by limiting him to meeting end-of-day goals rather than performing at a production pace.
Likewise, the ALJ incorporated Mr. Snowden’s marked limitation in understanding and
performing detailed instructions by limiting him to simple instructions and tasks. (AR 21).
The ALJ did not ignore or fail to incorporate Dr. Hall’s or Ms. Chapman’s opinions
without explanation, as the ALJs did in Haga and Frantz. The Court therefore finds the
ALJ followed the correct legal standard.
Mr. Snowden argues that “[p]roperly taking [Mr. Snowden’s] limitations into
account would have resulted in a narrower RFC.” (Doc. 14 at 17). Mr. Snowden appears
to disagree with how the ALJ incorporated Mr. Snowden’s limitations and asks the Court
to reverse because the ALJ did not properly consider the evidence. However, the Court
may not re-weigh the evidence nor substitute its judgment for the Commissioner’s.
Langley, 373 F.3d at 1118; Hamlin, 365 F.3d at 1214. As discussed, the ALJ
incorporated Dr. Hall and Ms. Chapman’s opinions into the RFC, and the Court may not
reverse based on its own interpretation of those opinions.
b. Whether the ALJ followed the correct legal standard in rejecting CNP
Calzado’s and Mr. Bussey’s opinions
Second, Mr. Snowden argues the ALJ failed to follow the correct legal standard
when she rejected the opinions of CNP Calzado and Mr. Bussey. In particular, Mr.
Snowden claims the ALJ’s reasons are too vague and conclusory to meaningfully
review. (Doc. 14 at 19-20). The Commissioner responds that the ALJ rejected the
opinions for good reasons that are supported by the record, and a more detailed
explanation is not required. (Doc. 16 at 13-15).
As discussed, ALJs are required to evaluate and weigh every medical opinion in
the record. 20 C.F.R. §§ 404.1527(c), 416.927(c). In weighing an opinion, ALJs must
10
consider six factors: (1) the length of the treatment relationship and frequency of
examination; (2) the nature and extent of the treatment relationship; (3) whether and to
what extent the opinion is supported by relevant evidence; (4) the consistency of the
opinion with the record as a whole; (5) whether the opinion is offered by a specialist;
and (6) any other relevant factor brought to the ALJ’s attention. §§ 404.1527(c)(2)-(6),
416.927(c)(2)-(6); see Watkins v. Barnhart, 350 F.3d 1297, 1301 (10th Cir. 2003). ALJs
need not expressly discuss each of the six factors. Oldham v. Astrue, 509 F.3d 1254,
1258 (10th Cir. 2007). However, the ALJ must give “good reasons” that are “sufficiently
specific” to make clear to subsequent reviewers the weight assigned to an opinion and
the reasons for that weight. Watkins, 350 F.3d at 1200 (citation and quotation omitted).
An ALJ’s reasoning is not sufficiently specific if she merely states an opinion is
unsupported by or inconsistent with the medical evidence without further explanation.
Langley, 373 F.3d at 1122-23; see Cagle v. Astrue, 266 Fed. Appx. 788, 792-793 (10th
Cir. 2008) (unpublished); Wise v. Barnhart, 129 Fed. Appx. 443, 447 (10th Cir. 2005)
(unpublished); King v. Barnhart, 114 Fed. Appx. 968, 972 (10th Cir. 2004)
(unpublished). In Langley, the ALJ rejected two medical opinions as unsupported by
medical evidence. Langley, 373 F.3d at 1120, 1122 (rejecting one doctor’s opinion as
“‘wholly unsupported’” by the record and a second doctor’s as “‘not supported’” by the
record). However, the ALJ did not explain how the opinions were unsupported or
inconsistent with the medical record, and the opinions were not clearly unsupported by
or contradictory to the record. Id. at 1121-22 (stating there were “no obvious
inconsistencies” between a physician’s opinion and the record). The Tenth Circuit
reversed, explaining the ALJ’s reasoning did not permit meaningful review. Id. at 1123
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(“Because the ALJ failed to explain or identify what the claimed inconsistencies were
between Dr. Williams’s opinion and the other substantial evidence in the record, his
reasons for rejecting that opinion are not ‘sufficiently specific’ to enable this court to
meaningfully review his findings.”).
Here, the ALJ first considered CNP Calzado’s records and findings, for instance
that Mr. Snowden complained of being easily angered and irritated. (AR 24-26). CNP
Calzado’s records summarize Mr. Snowden’s self-reporting and document rational,
relevant thoughts, “adequate” concentration, and “good” memory. (AR 405-14). The ALJ
also recognized CNP Calzado’s recommendations that Mr. Snowden avoid work
requiring him to make judgments, influence others, and direct, control, or plan activities
for others. (AR 26, 421). CNP Calzado indicated Mr. Snowden has several marked
limitations in areas of understanding and memory, concentration and persistence, and
adaption to the workplace. (AR 419-420). CNP Calzado also found that Mr. Snowden’s
impairments were severe enough to medically equal Listing impairments. Id.
As for Mr. Bussey, he and Mr. Snowden met several times between March and
October, 2015. (AR 469-56). Generally, Mr. Snowden presented with a blunt, flat affect,
and neutral mood, and expressed anxiety, anger, and frustration over being out of work
and waiting on his disability applications. See id. Mr. Bussey counseled Mr. Snowden
on acceptance strategies given his “neurological concerns may be irremediable.” (AR
484). Ultimately, Mr. Bussey opined Mr. Snowden has marked limitations in
understanding and memory, some marked but mostly moderate impairments in
concentration and persistence, moderate limitations in social interaction, and moderate
or marked limitations in adaptation. (AR 690-91).
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The ALJ gave both CNP Calzado and Mr. Bussey’s opinions little weight. (AR 26,
29). Regarding CNP Calzado, the ALJ stated, in full:
I have given little weight to Mr. Calzado’s opinions because I do not find
them to be supported by the additional evidence of record. The level of
severity that Mr. Calzado assigns to [Mr. Snowden’s] impairments is not
supported in the treatment records. The only notation Mr. Calzado made
on his assessment to support his opinion was that [Mr. Snowden] was
‘currently undergoing psychiatric care for depression.’ I do not find that this
adequately explains the basis for his opinion.
Id. The ALJ gave similar reasons for discounting Mr. Bussey’s opinion, stating:
I have given little weight to Mr. Bussey’s opinions because I do not find
them to be supported by the additional evidence of record. I have
reviewed Mr. Bussey’s treatment notes and I find little in them to support
his opinion. I further note that Mr. Bussey’s opinion is not consistent with
other, more compelling opinions in the file, including that of Dr. Hall and
Ms. Chapman.
Id.
Mr. Snowden faults the ALJ’s reasoning as too conclusory and vague to permit
meaningful review. (Doc. 14 at 19). While the Court agrees a more specific analysis
would have been helpful, the Court can still follow the ALJ’s reasoning. See Mounts v.
Astrue, Fed. Appx. 860, 866 (10th Cir. 2012) (unpublished) (stating the ALJ should
make clear the reasons for the weight assigned to opinions, or “otherwise ensure” the
decision allows reviewers to “follow the adjudicator’s reasoning”). As discussed, Dr. Hall
and Ms. Chapman found that Mr. Snowden did not meet Listing impairments, while CNP
Calzado and Mr. Bussey did, which is an obvious inconsistency. This shows that CNP
Clazado’s and Mr. Bussey’s opinions were not supported by other opinions that the ALJ
found more compelling. Second, CNP Calzado’s records document adequate attention
and good memory, which is inconsistent with marked impairments in those areas, and
Mr. Bussey’s records do not contain evidence of marked interactional, attention, or
13
memory deficits. Furthermore, the ALJ specifically pointed to the lack of support CNP
Calzado cited in support of his opinions and that Mr. Bussey’s opinion contradicted Dr.
Hall’s and Ms. Chapman’s opinions. This case is unlike Langley, where the medical
opinions were not clearly contradicted by other evidence. See Langley, 373 F.3d at
1121-22. In this case, the ALJ gave good reasons that are supported by the record;
therefore, the Court finds the ALJ did not err in rejecting CNP Calzado’s and Mr.
Bussey’s opinions.
c. Whether the ALJ improperly used the word “occasional” to describe Mr.
Snowden’s mental limitations
Mr. Snowden’s third argument is that the ALJ improperly used the term
“occasional” in her question to the VE and in the RFC. (Doc. 14 at 20-21). While the ALJ
determined Mr. Snowden is capable of “occasional” contact with the public, coworkers,
and supervisors, (AR 21), Mr. Snowden contends the term “occasional” may only be
used to describe strength-related job requirements. (Doc. 14 at 21). The Commissioner
denies that the term is limited to strength requirements. (Doc. 16 at 15-16).
Social Security Rulings (“SSRs”) define “occasional” as “occurring from very little
up to one-third of the time,” and “no more than 2 hours of an 8-hour workday.” SSR 8310, 1983 WL 31251, at *5 (Jan. 1, 1983) (unpublished); SSR 96-9p, 1996 WL 374185,
at *3 (July 2, 1996) (unpublished). “Occasional” is often used in conjunction with
physical limitations like lifting and carrying, pushing and pulling, and postural limitations.
See SSR 96-9p, 1996 WL 374185, at *6. However, nothing in the statutes, regulations,
or DOT expressly limits the term to those contexts. On the contrary, terms like
“frequent” and “occasional” have long been used to describe social or mental limitations.
See, e.g., Hackett v. Barnhart, 395 F.3d 1168, 1175-76 (10th Cir. 2005) (claimant
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limited to “occasional interaction with coworkers” and no direct public contact); Chavez
v. Colvin, 654 Fed. Appx. 374, 375 (10th Cir. 2016) (unpublished) (limiting claimant to
“no interaction with the public, and only occasional and superficial contact with coworkers”); Davison v. Colvin, 596 Fed. Appx. 675, 680 (10th Cir. 2014) (unpublished)
(limiting claimant to “occasional” interaction with supervisors and co-workers, and “no
work interaction with the public”).
Given this background, the Court finds no error in expressing Mr. Snowden as
capable of “occasional” interaction with others. “Occasional” is clearly defined, and Mr.
Snowden has not provided any authority limiting its application to strength-related job
requirements. Accordingly, the Court finds no error in the ALJ’s description of Mr.
Snowden’s mental limitations.
d. Whether the VE’s testimony was reliable
Fourth, Mr. Snowden argues the ALJ’s findings are not supported by substantial
evidence because she relied on the VE’s unreliable testimony. (Doc. 14 at 21-22). Mr.
Snowden asserts the VE’s testimony was unreliable because the number of jobs that
the VE testified existed in the national economy in this case was significantly lower than
the number of jobs other VEs have testified to in other cases. (Doc. 14 at 22-23). Mr.
Snowden contends the difference renders the VE’s testimony unreliable. The
Commissioner answers that VEs must testify to case-specific RFCs, which explains the
differences between cases. (Doc. 16 at 17-18).
At step five of the SEP, the Commissioner must show the claimant can perform
other work in the national economy, considering the claimant’s RFC, age, education,
and work experience. Grogan, 399 F.3d at 1261. Like all findings, this must be
supported by substantial evidence. Haddock v. Apfel, 196 F.3d 1084, 1089 (10th Cir.
15
1999). However, it is unclear “[w]hat the agency’s regulations and rulings require an ALJ
to do, or even allow an ALJ to do, to produce substantial vocational evidence at step
five.” Id. At the very least, the ALJ may relate a claimant’s impairments to a VE and ask
the VE what jobs the claimant can perform. Winfrey v. Chater, 92 F.3d 1017, 1025 (10th
Cir. 1996). The VE’s answer is acceptable as substantial evidence. Id. Moreover, the
ALJ may take “administrative notice of reliable job information available from various
governmental and other publications,” including the DOT and the Occupational Outlook
Handbook (“OOH”), which is published by the Bureau of Labor Statistics. 20 C.F.R. §§
404.1566(d), 416.966(d).
At Mr. Snowden’s hearing, the ALJ complied with Winfrey by relating Mr.
Snowden’s impairments to the VE and asking what jobs he can perform. (AR 68-71).
The VE answered Mr. Snowden can perform the following jobs: housekeeping cleaner,
with approximately 140,000 positions available under the DOT definition and 4,000,000
positions according to the OOH; cleaner polisher, with 30,000 jobs at the DOT level;
and garment sorter, with 5,000 positions nationally, though the VE did not specify which
publication she relied on for this job. Id. In her decision, the ALJ relied on the VE’s
testimony as substantial evidence that Mr. Snowden can perform work existing in
significant numbers in the national economy. (AR 33).
Mr. Snowden states the VE’s testimony is unreliable because her testimony
differs from other VEs’ testimony in other cases, for instance where VEs estimated there
were 800,000 or 370,000 housekeeper cleaner jobs. (Doc. 14 at 22). However, the ALJ
and VE complied with Tenth Circuit precedent and the relevant regulations. The ALJ
relayed Mr. Snowden’s impairments to the VE, who answered what jobs he can perform
16
based on the approved publications. See 20 C.F.R. §§ 404.1566(d), 416.966(d).
Accordingly, although the VE’s testimony in this case differed from other VEs’
testimony, the Court finds no good reason to reverse and remand on this issue. Mr.
Snowden states that he recognizes he should not be allowed to “cherry-pick” numbers
from other cases and that the number of available jobs changes over time. (Doc. 14 at
22-23). In addition, as the Commissioner points out, VEs testify regarding particular
RFCs, so a VE’s testimony may differ regarding the same job depending on the
claimant’s RFC. In the end, the ALJ and VE complied with applicable law; therefore the
Court finds the ALJ’s findings at step five are supported by substantial evidence.
e. Whether the ALJ erred by failing to perform a Trimiar analysis
Finally, Mr. Snowden alleges the ALJ erred by failing to conduct an analysis
under Trimiar v. Sullivan, 966 F.2d 1326 (10th Cir. 1992). In Trimiar, the Tenth Circuit
listed several factors an ALJ should consider when the number of jobs a claimant can
perform is extremely low. Trimiar, 966 F.2d at 1330. Mr. Snowden argues the number of
jobs the ALJ identified, 65,000, is not a “significant” amount as a matter of law, therefore
she should have analyzed the Trimiar factors, and her failure to do so was error. (Doc.
14 at 24-26). The Commissioner counters that the VE actually identified 175,000 jobs.
(Doc. 16 at 19-20). Further, the Commissioner argues that neither 175,000 nor 65,000
jobs are low enough to trigger a Trimiar analysis. (Doc. 16 at 19-20).
Again, in order to prove a claimant is not entitled to benefits, the Commissioner
must show that the claimant can perform work in the national economy. Work exists in
the national economy when it “exists in significant numbers either in the region where
[the claimant] lives or in several other regions of the country.” 20 C.F.R. §§ 404.1566;
416.966; see Trimiar, 966 F.2d at 1029. Several factors influence whether jobs exist in
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“significant numbers,” including the level of the claimant’s disability, the reliability of the
VE’s testimony, the distance the claimant can travel to perform other jobs, the isolated
nature of the jobs, and the types and availability of those jobs. Id. at 1330 (quoting
Jenkins v. Bowen, 861 F.2d 1083, 1087 (8th Cir. 1988)).
In Trimiar, the Tenth Circuit found that the ALJ considered the appropriate factors
in deciding that 650 to 900 jobs was a significant number in the region the claimant
lived. Id. at 1330-31. Subsequently, the Tenth Circuit has explained that Trimiar does
not require the ALJ to explicitly perform a multi-factor analysis when considering
national jobs or when the number of relevant jobs is much larger than the 650 to 900 at
issue in Trimiar. See Raymond v. Astrue, 621 F.3d 1269, 1274 n.2 (10th Cir. 2009).
(unpublished). Finally, in Allen v. Barnhart, 357 F.3d 1140, 1145 (10th Cir. 2004), the
Tenth Circuit recognized that harmless error may apply when the ALJ fails to discuss
the Trimiar factors. The court stated it might have found harmless error if the number of
jobs available was “considerably greater” than the 100 jobs the VE testified the claimant
could perform. Allen, 357 F.3d at 1145. In an unpublished decision, the Tenth Circuit
has held that 152,000 is a significant number of jobs in the national economy. Stokes v.
Astrue, 274 Fed. Appx. 675, 684 (10th Cir. 2008) (unpublished) (finding harmless error
where VE testified claimant could perform 152,000 jobs in the national economy).
In this case, the ALJ asked the VE several questions in order to determine
whether Mr. Snowden could perform work existing in the national economy. First, the
ALJ asked the VE how Mr. Snowden’s seizure disorder would affect his ability to find
employment. (AR 66-67). The ALJ also described Mr. Snowden’s limitations to the VE
and asked whether a person with those limitations could work. (AR 68-71). Ultimately,
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the VE testified that an individual with Mr. Snowden’s impairments could perform the
jobs of housekeeping cleaner, at 140,000 positions nationally, cleaner polisher, at
30,000 positions nationally, and garment sorter, at 5,000 positions nationally, for a total
of 175,000 jobs. Id. In her decision, the ALJ incorrectly quoted the VE as testifying that
only 30,000 housekeeping cleaner positions exist nationally, reducing the total to
65,000. (AR 33). The ALJ then found the VE’s testimony consistent with the Dictionary
of Occupational Titles (“DOT”) and found that Mr. Snowden can perform work which
exists in significant numbers in the national economy. Id. The ALJ did not explicitly
discuss the Trimiar factors.
To reiterate, Mr. Snowden argues the ALJ committed legal error by not
discussing the Trimiar factors in analyzing whether 65,000 is a significant number of
jobs in the national economy. (Doc. 14 at 25-26). However, the Court cannot ignore that
the VE actually testified that an individual with Mr. Snowden’s impairments can perform
a total of 175,000 jobs available nationally. (AR 68-71). As discussed, Tenth Circuit has
previously held that 152,000 jobs is a significant number of jobs. Stokes, 744 Fed.
Appx. at 684. Because the VE testified Mr. Snowden can perform more than 152,000
jobs, the Court finds that Mr. Snowden can perform a significant number of jobs in the
national economy. Therefore, any error in failing to discuss the Trimiar factors was
harmless.
V.
Conclusion
For the foregoing reasons, the Court finds that the ALJ followed the correct legal
standards in incorporating and rejecting medical opinions. Further, the ALJ did not err in
using the word “occasional” to describe Mr. Snowden’s mental impairments. Finally, the
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Court finds that the ALJ’s analysis at step five was legally sound and supported by
substantial evidence. IT IS THEREFORE ORDERED that Mr. Snowden’s Motion to
Reverse and Remand for a Rehearing with Supporting Memorandum, (Doc. 14), is
DENIED.
________________________________
THE HONORABLE CARMEN E. GARZA
UNITED STATES MAGISTRATE JUDGE
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