Pacheco et al v. City of Albuquerque et al
Filing
102
ORDER ADOPTING 88 REPORT AND RECOMMENDATIONS by District Judge Martha Vazquez; DENYING 63 Motion to Amend/Correct; and GRANTING IN PART 24 Motion for Judgment on the Pleadings. See Order for Specifics. (gr)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
ORLANDO PACHECO, and
TITO PACHECO, JR., Individually; as
Co-Personal Representatives of the
ESTATE OF TITO PACHECO, deceased;
and as Co-Guardians of J.P. and N.P., Minors,
Plaintiffs,
v.
1:17-cv-01005-MV-LF
CITY OF ALBUQUERQUE,
JOHN DOES 1-10 and JANE DOES 1-10,
Individually,
Defendants.
ORDER ADOPTING
PROPOSED FINDINGS AND RECOMMENDED DISPOSITION
THIS MATTER comes before the Court on Magistrate Judge Laura Fashing’s Proposed
Findings and Recommended Disposition (“PF&RD”) filed on July 3, 2018 (Doc. 88), regarding
Defendant City of Albuquerque’s Motion, and Memorandum in Support, for Judgment on the
Pleadings as to Plaintiffs’ Civil Rights Claims Brought Pursuant to 42 U.S.C. §§ 1983 and 1988
and as to Plaintiffs’ Negligence, Assault, Battery, and Federal Constitutional Claims Brought
Pursuant to Section 41-4-12 of the New Mexico Tort Claims Act, filed January 18, 2018 (Doc.
24), and on plaintiffs Orlando Pacheco, Tito Pacheco Jr., and the Estate of Tito Pacheco’s
Motion to Amend Complaint, filed on April 11, 2018 (Doc. 63).
Plaintiffs filed their objections to the PF&RD on July 17, 2018. Doc. 93. The City of
Albuquerque (“City”) filed its response in opposition to plaintiff’s objections on August 2, 2018.
Doc. 95.1 Having performed a de novo review on the specific issue to which Plaintiffs object, I
find that Plaintiffs’ argument is without merit. I will, therefore, adopt the magistrate judge’s
PF&RD, GRANT the City’s motion for judgment on the pleadings in part, DENY Plaintiffs’
motion to amend, decline to exercise supplemental jurisdiction over the state law claims, and
REMAND this case to the Second Judicial District Court for a determination of Plaintiffs’ state
tort claims.
I.
Background Facts and Procedural Posture
This case arises from a high speed chase through the streets of Albuquerque on June 20,
2017. The facts are taken from the allegations in Plaintiffs’ complaint and their proposed
amended complaint, which the Court assumes are true for the purposes of these motions. In their
objections, Plaintiffs submitted deposition testimony that was not submitted to the magistrate
judge. Doc. 93-1. Although the Court may receive further evidence when conducting a de novo
review, FED. R. CIV. P. 72(b)(3); 28 U.S.C. § 636(b)(1), the Court will not consider the
deposition testimony submitted by Plaintiffs because the analysis under Rule 12(c) is based
solely on the sufficiency of the pleadings. The Court accepts all the facts pled in the complaint
and proposed amended complaint as true when determining the City’s motion for judgment on
the pleadings and Plaintiffs’ motion to amend.
1
Rule 72 of the Federal Rules of Civil Procedure provides for a response to another party’s
objections within 14 days after being served with a copy. FED. R. CIV. P. 72(b)(2). Plaintiffs
filed their objections on July 17, 2018, and the City was served electronically through the
CM/ECF system. Doc. 93 at 11. The City’s response, therefore, was due no later than July 31,
2018. See FED. R. CIV. P. 5(b)(2)(E). The City contends that it had an additional 3 days, until
August 3, 2018, to serve its response to Plaintiffs’ objections, citing Rule 6(d) of the Federal
Rules of Civil Procedure. Doc. 95 at 1. In 2016, Rule 6(d) was “amended to remove service by
electronic means under Rule 5(b)(2)(E) from the modes of service that allow 3 added days to the
act after being served.” FED. R. CIV. P. 6, Advisory Committee Notes (2016 Amend.).
Consequently, the City’s response is untimely. Accordingly, the Court will not consider the
City’s response.
2
The chase began when Albuquerque Police Department (“APD”) officers contacted
David Barber and Stephanie Pacheco at the Balloon Fiesta Mobile Home Park in connection with
the investigation of a stolen RV. Doc. 1-1 at 3. APD officers in tactical uniforms made contact
with Barber and Pacheco. Id. Instead of exiting the RV, Barber started it, and accelerated
through the closed gate and out onto the city streets. Id. APD officers chased Barber throughout
the city, which resulted in several crashes as the RV collided with multiple vehicles during the
chase. Id. at 4.
In Plaintiffs’ proposed amended complaint, they allege that after three hours and
seventeen minutes, proposed Defendant APD Officer Albert Sandoval advised other individual
proposed Defendant officers to stop the RV by “any means necessary.” Doc. 63-1 at 4. Officer
Sandoval knew that officers likely would cause a collision to stop the RV. Id. at 5. Officer
Sandoval also understood the inherent risk to everyone involved, including the risk to the
traveling public, like Tito Pacheco (Sr.), when he communicated the directive for officers to use
police vehicles to stop the RV. Id.
Proposed Defendant APD Officer Phetamphone Pholphiboun observed proposed
Defendant APD Officer Ray Marquez attempt to perform a Pursuit Intervention Technique, or
“PIT maneuver,” against the RV, but the maneuver did not stop the RV. Id. Despite his
awareness of traffic nearby, proposed Defendant Officer Pholphiboun rammed2 the RV with his
police vehicle, causing it to spin out of control and hit the vehicle driven by Tito Pacheco (Sr.).
Doc. 1-1 at 4; Doc. 63-1 at 5. Mr. Pacheco sustained severe and debilitating injuries. Doc. 1-1
2
Plaintiffs criticize Judge Fashing for stating that Officer Pholphiboun performed a PIT
maneuver rather than stating that he “rammed” the RV with his vehicle. This, however, is a
distinction without a difference. Plaintiffs characterized the officers’ actions as a “PIT
maneuver” in their complaint and in their briefing. See Doc. 1-1 at 4, ¶ 26; Doc. 35 at 4, 9.
Further, as discussed herein, whether the officer conducted a “PIT maneuver” or a “ramming
maneuver,” Doc. 79 at 2, does not change the analysis under the Fourteenth Amendment.
3
at 3. On July 11, 2017, after spending three weeks in the intensive care unit at University of
New Mexico Hospital, Mr. Pacheco died from his injuries, at age 39. Id. at 4–5. Mr. Pacheco
left behind three children, including two minor children for whom he had been the sole provider.
Id. at 5.
Plaintiffs initiated this lawsuit in the Second Judicial District Court for the State of New
Mexico on August 24, 2017. Doc. 1-1 at 1. The City removed the case to this Court on October
4, 2017, based on “original jurisdiction because the Complaint is founded on [claims] or rights
arising under the United States Constitution and the laws of the United States.” Doc. 1 at 2. On
January 18, 2018, the City filed a motion for judgment on the pleadings. See Doc. 24 at 9–13,
17. On April 11, 2018, Plaintiffs filed their motion to amend the complaint to “add the names of
the John Doe Defendants and to add and correct factual allegations in the Complaint based on the
evidence.” Doc. 63 at 2. Because the claims in the proposed amended complaint remain the
same as those in Plaintiffs’ initial complaint, the City and the individual officers named in the
proposed amended complaint opposed the amendment for the same reasons set forth in the City’s
motion for judgment on the pleadings. The City incorporated its arguments from its motion for
judgment on the pleadings into its response opposing Plaintiffs’ motion to amend and argued that
Plaintiffs’ proposed amendment is futile. Doc. 74 at 2. I referred the motion for judgment on the
pleadings and the motion to amend to the magistrate judge, and she considered the motions
together. Docs. 64, 86, 88.
Judge Fashing found that Plaintiffs did not allege sufficient facts in their complaint or in
the proposed amended complaint to state a plausible claim for a violation of Mr. Pacheco’s
Fourth or Fourteenth Amendment rights. Doc. 88 at 8–15. Accordingly, the magistrate judge
recommended that the Court grant the City of Albuquerque’s motion for judgment on the
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pleadings (Doc. 24) in part, and enter judgment in Defendants’ favor for the claims made under
42 U.S.C. § 1983, deny Plaintiffs’ motion to amend, and decline to exercise supplemental
jurisdiction over Plaintiffs’ remaining state-law claims. Id. at 18.
In their objections, Plaintiffs do not object to the magistrate judge’s analysis and
recommendation regarding the Fourth Amendment. Doc. 93 at 2. Plaintiffs do, however, object
to the magistrate judge’s analysis of their Fourteenth Amendment claim. Id. Having performed
a de novo review, I find that the magistrate judge did not err in her analysis of the Fourteenth
Amendment claim, and I will adopt her findings and recommendations.
II. Legal Standards
A. Objections to the PF&RD
District courts may refer dispositive motions to a magistrate judge for a recommended
disposition. See FED. R. CIV.P. 72(b)(1) (“A magistrate judge must promptly conduct the
required proceedings when assigned, without the parties’ consent, to hear a pretrial matter
dispositive of a claim or defense . . . .”). Rule 72(b)(2) governs objections: “Within 14 days
after being served with a copy of the recommended disposition, a party may serve and file
specific written objections to the proposed findings and recommendations.” When resolving
objections to a magistrate judge’s proposal, “the district judge must determine de novo any part
of the magistrate judge’s disposition that has been properly objected to. The district judge may
accept, reject, or modify the recommended disposition; receive further evidence; or return the
matter to the magistrate judge with instructions.” FED. R. CIV. P. 72(b)(3); see also 28 U.S.C. §
636(b)(1).
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B. Judgment on the Pleadings under Rule 12(c)
The City moved for judgment on the pleadings pursuant to Rule 12(c) of the Federal
Rules of Civil Procedure. Doc. 24. A motion for judgment on the pleadings under Rule 12(c) is
governed by the same standards as a motion to dismiss under Rule 12(b)(6). See Atl. Richfield
Co. v. Farm Credit Bank, 226 F.3d 1138, 1160 (10th Cir. 2000). In analyzing a motion to
dismiss under Rule 12(b)(6), the court “accept[s] as true all well-pleaded factual allegations in
the complaint and view[s] them in the light most favorable to the plaintiff.” Burnett v. Mortg.
Elec. Registration Sys., Inc., 706 F.3d 1231, 1235 (10th Cir. 2013). A complaint fails to state a
claim on which relief may be granted when it lacks factual allegations sufficient “to raise a right
to relief above the speculative level.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). In
other words, a complaint must include enough facts to state a claim for relief that is plausible on
its face. Id. at 555–56. A claim has facial plausibility when the plaintiff pleads factual content
that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). The allegations must be
sufficient to establish that, if true, “the plaintiff plausibly (not just speculatively) has a claim for
relief.” Corder v. Lewis Palmer Sch. Dist. No. 38, 566 F.3d 1219, 1224 (10th Cir. 2009)
(internal quotation marks and citation omitted). Bare legal conclusions in a complaint are not
entitled to the assumption of truth; “they must be supported by factual allegations” to state a
claim for relief. Iqbal, 556 U.S. at 679. “[W]here the well-pleaded facts do not permit the court
to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not
‘show[n]’—‘that the pleader is entitled to relief.’” Id. (quoting FED. R. CIV. P. 8(a)(2)).
Whether a complaint contains sufficient facts to avoid dismissal is context-specific and is
determined through a court’s application of “judicial experience and common sense.” Id.
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Furthermore, plaintiff must plead more than labels, conclusions or a “formulaic recitation
of the elements of a cause of action.” Twombly, 550 U.S. at 555. Conclusory allegations of
liability, without supporting factual content, are insufficient. The pleading standard “demands
more than an unadorned, the‐defendant‐unlawfully-harmed‐me accusation.” Iqbal, 556 U.S. at
677. As such, a proposed amended complaint that “tenders ‘naked assertions’ devoid of ‘further
factual enhancement’” does not meet the Rule 8 standard and is futile. Id. (quoting Twombly,
550 U.S. at 557, and FED. R. CIV. P. 8(a)(2)).
C. Amending a Complaint under Rule 15
Plaintiffs’ motion to amend is governed by Rule 15 of the Federal Rules of Civil
Procedure, which provides that when a party may no longer amend its pleading as a matter of
course, “a party may amend its pleading only with the opposing party’s written consent or the
court’s leave. The court should freely give leave when justice so requires.” FED. R. CIV. P.
15(a)(2). Although leave to amend shall be given freely, “the trial court may deny leave to
amend where amendment would be futile.” Grossman v. Novell, Inc., 120 F.3d 1112, 1126 (10th
Cir. 1997). In this case, Defendants oppose Plaintiffs’ motion to amend on the grounds that
amendment would be futile. A proposed amendment is futile if the complaint, as amended,
would be subject to dismissal for any reason, including that the amendment would not survive a
dispositive motion such as a Rule 12(b)(6) motion to dismiss for failure to state a claim upon
which relief can be granted. Gohier v. Enright, 186 F.3d 1216, 1218 (10th Cir. 1999). In
arguing the futility of the amendment, the City incorporated the arguments made in its motion for
judgment on the pleadings into its response to Plaintiffs’ motion to amend. Doc. 74 at 2.
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D. 42 U.S.C. § 1983
Section 1983 of Title 42 of the United States Code provides:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State . . . , subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution and laws, shall
be liable to the party injured in an action at law, suit in equity, or other proper
proceeding for redress . . . .
42 U.S.C. § 1983. Section 1983 does not create any substantive rights, but merely provides the
mechanism for the enforcement of existing constitutional and federal statutory rights. Nelson v.
Geringer, 295 F.3d 1082, 1097 (10th Cir. 2002). To assert a claim under § 1983, a plaintiff must
establish (1) a violation of rights protected by the federal Constitution or created by a federal
statute or regulation, (2) that was proximately caused (3) by the conduct of a “person” (4) who
acted under color of any state statute, ordinance, regulation, custom, or usage. Summum v. City
of Ogden, 297 F.3d 995, 1000–01 (10th Cir. 2002).
The Supreme Court has made clear that there is no respondeat superior liability under 42
U.S.C. § 1983. See Iqbal, 556 U.S. at 676. “[V]icarious liability is inapplicable to Bivens and
§ 1983 suits, [and] a plaintiff must plead that each Government-official defendant, through the
official’s own individual actions, has violated the Constitution.” Id. Because there is no
vicarious liability under § 1983, “each Government official, his or her title notwithstanding, is
only liable for his or her own misconduct.” Id. at 677. Moreover, a § 1983 civil rights action
“must be based on the violation of plaintiff’s personal rights, and not the rights of someone else.”
Archuleta v. McShan, 897 F.2d 495, 497 (10th Cir. 1990).
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III.
Discussion
A. Plaintiffs Fail to State a Claim for a Violation of Tito Pacheco’s Fourteenth
Amendment Rights.
As the magistrate judge explained,
The Due Process Clause of the Fourteenth Amendment states: “nor shall
any State deprive any person of life, liberty, or property, without due process of
law.” U.S. CONST. amend. XIV, § 1. The Supreme Court has emphasized that
“the touchstone of due process is protection of the individual against arbitrary
action of government,” and “only the most egregious official conduct can be said
to be arbitrary in the constitutional sense.” [Cty. of Sacramento v. Lewis, 523
U.S. 833, 845–46 (1998)] (internal brackets, quotation marks, and citations
omitted). The due process clause of the Fourteenth Amendment has a procedural
component and a substantive component. See Browder v. City of Albuquerque,
787 F.3d 1076, 1078 (10th Cir. 2015) (hereinafter Browder I). Procedurally, the
due process clause guarantees a fair procedure in connection with any deprivation
of life, liberty, or property by a State. Collins v. City of Harker Heights, 503 U.S.
115, 125 (1992). Plaintiffs, however, do not advance a procedural due process
claim in this case. Instead, they “rely on the substantive component of the Clause
that protects individual liberty against ‘certain government actions regardless of
the fairness of the procedures used to implement them.’” Id. (quoting Daniels v.
Williams, 474 U.S. 327, 331 (1986)). To establish a substantive due process
violation, Plaintiffs must show that the individually named defendants’ behavior
was “so egregious, so outrageous, that it may fairly be said to shock the
contemporary conscience.” Lewis, 523 U.S. at 847 n.8. “The level of culpability
required for action to shock the conscience largely depends on the context of the
action.” Browder v. Casaus, 675 F. App’x 845, 847 (10th Cir. 2017)
(unpublished) (hereinafter Browder II).
Doc. 88 at 10–11.
When considering the context of a Fourteenth Amendment substantive due process case,
courts have described three levels of culpability: negligence, deliberate indifference, and intent
to harm. See Lewis, 523 U.S. at 849 (explaining that negligence is not sufficient to state a
substantive due process violation claim under the Fourteenth Amendment), 854 (explaining that
“high-speed chases with no intent to harm suspects physically or to worsen their legal plight do
not give rise to liability under the Fourteenth Amendment, redressible by an action under §
1983”); Green v. Post, 574 F.3d 1294, 1302 (10th Cir. 2009) (describing the deliberate
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indifference standard); Perez v. Unified Gov’t of Wyandotte City/Kansas City, 432 F.3d 1163,
1166 (10th Cir. 2005) (same).
The magistrate judge found that that the intent to harm standard is applicable to this case.
Doc. 88 at 13–14. The intent to harm standard “applies whenever decisions must be made ‘in
haste, under pressure, and frequently without the luxury of a second chance.’” Perez, 432 F.3d
at 1167 (quoting Lewis, 523 U.S. at 853). The intent to harm standard applies to cases where an
officer is responding to an emergency situation or is in pursuit of legitimate law enforcement
objectives. See Lewis, 523 at 836 (holding that “only a purpose to cause harm unrelated to the
legitimate object of arrest will satisfy the element of arbitrary conduct shocking to the
conscience, necessary for a due process violation”), 849 (conduct that would support a
substantive due process claim is “conduct intended to injure in some way unjustifiable by any
government interest”); Perez, 432 F.3d at 1167 (intent to harm standard applies in all cases
where officers are responding to an emergency call). Cf. Green, 574 F.3d 1294 (applying the
deliberate indifference standard where an officer was not responding to an emergency situation
and was not actually in pursuit of the suspect vehicle); Browder II, 675 F. App’x at 848 (finding
the officer’s behavior was to be analyzed under the deliberate indifference standard because he
“had no legitimate law enforcement objective for speeding through a red light”). “The
touchstone is whether the officers ‘acted with an intent to harm the participants or to worsen their
legal plight.’” Childress, 210 F.3d at 1158 (quoting Radecki v. Barela, 146 F.3d 1227, 1232
(10th Cir. 1998)). “[T]he intent to harm standard most clearly applies in rapidly evolving, fluid,
and dangerous situations which preclude the luxury of calm and reflective deliberation.” Perez,
432 F.3d at 1167 (internal quotation and citation omitted). The Tenth Circuit has “previously
directed dismissal of claims brought on behalf of an innocent bystander killed during a police
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struggle.” Childress, 210 F.3d at 1157 (citing Radecki, 146 F.3d at 1232)). “The Lewis
principles, therefore, apply whether the claimant is a police suspect or an innocent victim. The
touchstone is whether the officers ‘acted with an intent to harm the participants or to worsen their
legal plight.’” Id.
Plaintiffs concur that the intent to harm standard is applicable to this case. Doc. 93 at 4.
They object, however, to the magistrate judge’s determination that Plaintiffs must allege that the
officers intended to harm bystanders, and specifically, Mr. Pacheco, in order to state a claim
under the Fourteenth Amendment. Doc. 93 at 4–5. Plaintiffs criticize the magistrate judge for
“inaccurately focus[ing] on the intent to harm a specific individual, i.e., Tito Pacheco, rather than
[on] the intent to harm or worsen the legal plight” of the participants in general. Id. at 5.
Plaintiffs argue that the magistrate judge should have focused on the officers’ harmful purpose.
Id. at 9.
Although I agree that the attention need not be on a specific individual, this does not
change the result. The focus of the intent to harm standard is not whether the officers had the
intent to harm a specific person, but whether the officers had the intent to cause harm to the
participants that was unrelated to the legitimate object of their arrest. “‘[I]n a high-speed
automobile chase aimed at apprehending a suspected offender[,] . . . only a purpose to cause
harm unrelated to the legitimate object of arrest’ is sufficiently ‘shocking to the conscience’
to establish a due process violation.” Childress, 210 F.3d at 1157 (quoting Lewis, 523 U.S. at
836) (emphasis added).
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In Childress, two escaped prisoners abducted a mother and her two-year-old daughter and
stole the family’s minivan. Childress, 210 F.3d at 1155. With their hostages in the minivan, the
armed prisoners eluded police for 40 minutes. Id. During that time, “more than nine law
enforcement agencies established ten separate roadblocks in an effort to stop the minivan.” Id.
Although the officers at the roadblocks knew that there was a possibility that there were hostages
in the minivan, several fired shots at the van in an attempt to disable it. Id. at 1155–56. At the
final roadblock, after it had been confirmed that there were hostages, “[v]arious defendants fired
a total of twenty-one rounds at the van as it passed through an intersection.” Id. at 1156. The
officers’ shots disabled the minivan, and the officers apprehended the escapees. Id. There was
no dispute that the shots fired by the defendant officers injured both of the hostages. Id. at 1156.
The mother and her child sued the officers alleging, among other things, a violation of their
substantive due process rights under the Fourteenth Amendment. Id. at 1157. The Tenth Circuit
found the officers had not violated the Fourteenth Amendment because “[n]owhere do plaintiffs
present specific facts suggesting that the officers harbored an intent to harm them. Thus, there is
no constitutional liability under Lewis.” Id. at 1158.
To state a claim in this case, Plaintiffs must allege sufficient facts that establish that when
the proposed Defendant officers rammed the RV with a police vehicle, the officers’ purpose was
to cause harm that was unrelated to apprehending Barber—the legitimate object of arrest. See id.
at 1157. Plaintiffs present no specific facts in either the complaint or the proposed amended
complaint that suggest that the officers harbored an intent to harm any of the participants in this
case that was unrelated to the legitimate law enforcement objective of apprehending Barber.
Thus, there is no constitutional violation under Childress and Lewis.
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Plaintiffs contend that a reasonable inference can be drawn from the allegations in the
proposed amended complaint that proposed Defendant Officer Albert Sandoval “had the intent to
harm, or at the very least intent to worsen the legal plight of, the participants in this incident.”
Doc. 93 at 5. Plaintiffs focus specifically on the allegations regarding Officer Sandoval who
gave APD officers involved in the chase instructions to use “any means necessary,” including
deadly force, to stop the RV. Id. at 5–11. Plaintiffs argue that Officer Sandoval’s command for
the other officers to use deadly force – when he understood the risk – showed his “intent to harm,
or at the very least the intent to worsen the legal plight of, the participants involved in the highspeed chase, including innocent by-standers such as Tito Pacheco.” Doc. 93 at 9. As in
Childress, however, the use of deadly force in and of itself does not shock the conscious of the
court for Fourteenth Amendment purposes when the police are pursuing a legitimate law
enforcement objective.
In Childress, the Tenth Circuit affirmed the district court’s dismissal of plaintiffs’ claims
under circumstances where the officers used deadly force to apprehend the suspects despite
knowing the risk to the two innocent hostages in the minivan. Similarly, here, Officer Sandoval
authorized the use of deadly force—including the use of a police vehicle as a weapon—to
apprehend Barber despite his understanding of the risk to innocent bystanders. See Doc. 63-1 at
3–5. The use of a police vehicle as a weapon was done with the intent to apprehend Barber,
which was a legitimate law enforcement objective. There are no allegations that the officers
“rammed” the RV for the intended purpose of causing harm to the participants that was not
related to their purpose of stopping Barber in the RV. “‘[O]nly a purpose to cause harm
unrelated to the legitimate object of arrest’ is sufficiently ‘shocking to the conscience’ to
establish a due process violation.” Childress, 210 F.3d at 1157 (quoting Lewis, 253 U.S. at 836).
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Because the use of the police vehicles to ram the RV was related to the legitimate object of
arrest, there is no constitutional violation.
Because Plaintiffs’ complaint and the allegations contained in the proposed amended
complaint lack factual allegations sufficient to state a claim that is plausible on its face under the
Fourteenth Amendment, I agree with the magistrate judge that the City is entitled to judgment on
the pleadings in its favor. Further, any amendment is futile and will not be permitted.
B. Plaintiffs Fail to State a Claim for Failure to Intervene and Municipal Liability
As the magistrate judge explained,
Count II of plaintiffs’ complaint and proposed amended complaint asserts
a claim against the individual officers for “failure to intervene” when their
colleagues engaged in a violation of Mr. Pacheco’s Fourth and Fourteenth
Amendment Rights. Doc. 1-1 at 7–8; Doc. 63-1 at 8–9. The plaintiffs correctly
assert that an officer is liable under § 1983 if the officer is in a position to prevent
a constitutional violation by a fellow officer, and fails to intervene. Fogarty v.
Gallegos, 523 F.3d 1147, 1162 (10th Cir. 2008) (“An officer who fails to
intervene to prevent a fellow officer’s excessive use of force may be liable under
§ 1983.”). This duty, however, is premised on there being an underlying
constitutional violation.
Similarly, Count III of plaintiffs’ complaint and proposed amended
complaint asserts a municipal liability claim against the City of Albuquerque for
its policies, practices, and customs that “condoned and fostered the unlawful
conduct of the individual officers.” Doc. 1-1 at 8–9; Doc. 63-1 at 9–11. While
municipalities are included among those persons to whom § 1983 applies, it only
applies where the officers or employees of the municipality have committed a
violation of a plaintiff’s constitutional rights. To establish municipal liability
under § 1983, a plaintiff must demonstrate: (1) that an officer committed an
underlying constitutional violation; (2) that a municipal policy or custom exists;
and (3) that there is a direct causal link between the policy or custom and the
injury alleged. See Graves v. Thomas, 450 F.3d 1215, 1218 (10th Cir. 2006);
Myers v. Okla. Cnty. Bd. of Cnty. Comm’rs, 151 F.3d 1313, 1320 (10th Cir. 1998)
(“[I]n order to hold a municipality liable for an employee’s constitutional
violations, a plaintiff must show not only that a constitutional violation occurred,
but also that some municipal policy or custom was the moving force behind the
violation.”).
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Doc. 88 at 15–16. Because I find that Plaintiffs fail to allege sufficient facts to establish an
underlying constitutional violation under the Fourteenth Amendment, they cannot sustain claims
against the individual officers for failure to intervene (Count II) or against the City for municipal
liability (Count III).
C. Conclusion
After conducting a de novo review, I find that Plaintiffs do not allege sufficient facts in
their original complaint or their proposed amended complaint to state a plausible claim for a
violation of Tito Pacheco’s Fourteenth Amendment rights as asserted in Count I. Consequently,
Plaintiffs cannot sustain claims for failure to intervene or for municipal liability under § 1983, as
asserted in Counts II and III. Therefore, for the reasons stated herein, I adopt the magistrate
judge’s proposed findings and recommended disposition (Doc. 88).
IT IS THEREFORE ORDERED that:
1) The City of Albuquerque’s motion for judgment on the pleadings (Doc. 24) is
GRANTED in part, and judgment is entered in Defendants’ favor on Counts I, II, III, IV
at ¶ 69, V at ¶ 77, VI at ¶ 87, VII at ¶ 96, and VIII at ¶ 103;
2) The Court DENIES Plaintiffs Orlando Pacheco, Tito Pacheco Jr., and the Estate of Tito
Pachecho’s Motion to Amend Complaint (Doc. 63) because the amendment would be
futile;
3) The Court declines to exercise supplemental jurisdiction over Plaintiffs’ remaining statelaw claims and REMANDS this case to the Second Judicial District Court.
DATED this 21st day of August, 2018.
MARTHA VÁZQUEZ
United States District Judge
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