Wild Watershed, et al v. Hurlocker et al
Filing
47
MEMORANDUM OPINION AND ORDER by Senior District Judge James A. Parker re Review Under the Administrative Procedures Act; Defendants' administrative actions will be affirmed and final judgment will be entered by separate order. (bap)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW MEXICO
WILD WATERSHED, et al.,
Plaintiffs,
v.
No. 18 CV 486 JAP/SCY
SANFORD HURLOCKER, District
Ranger, Santa Fe National Forest, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
Plaintiffs Wild Watershed, Multiple Chemical Sensitivities Task Force, Dr. Ann
McCampbell, and Jan Boyer (collectively, Plaintiffs) have challenged the decisions of the United
States Forest Service (USFS) approving two projects in the Santa Fe National Forest (SFNF), the
Hyde Park Wildland Urban Interface Project (Hyde Park Project) and the Pacheco Canyon Forest
Resiliency Project (Pacheco Canyon Project).1 Plaintiffs request judicial review under the
Administrative Procedures Act (APA), 5 U.S.C. §§ 701 et seq., bringing their claims against
federal Defendants Sanford Hurlocker, a District Ranger for the SFNF; James Melonas, the
Supervisor of the SFNF; Cal Joyner, the Regional Forester for the USFS Southwest Region; and
Victoria Christiansen, the Chief of the USFS (collectively, Defendants). Defendants are sued
solely in their official capacities.
On October 5, 2018, Defendants provided the Court with the final administrative records
for the Hyde Park Project and the Pacheco Canyon Project.2 Plaintiffs’ challenge to the agency
1
2
See FIRST AMENDED COMPLAINT (Doc. 6) (Complaint).
See FEDERAL DEFENDANTS’ NOTICE OF LODGING FINAL ADMINISTRATIVE RECORDS (Doc. 25).
actions is now fully briefed,3 and the Court has reviewed the briefing, the administrative
records,4 and the relevant law. Concluding that Defendants did not act arbitrarily, capriciously,
or contrary to law, the Court will enter judgment for Defendants affirming the administrative
decisions and will dismiss Plaintiffs’ claims.
I.
BACKGROUND
The Hyde Park Project and the Pacheco Canyon Project are both forest health projects in
which the USFS proposes to use thinning and prescribed burning to reduce the risks posed by
disease, insect infestation, and catastrophic wildfire in the project areas. HP003526-003528;
PC001238-001240. These projects are part of a larger strategy to restore fire resiliency to forest
lands by reintroducing fire as a forest management tool, rather than endeavoring to suppress all
forest fires. HP00164; HP003526; PC000099; PC001238. Due to decades of fire suppression
policies, the project areas are now overgrown with densely packed small diameter trees, many of
which are stunted and diseased because they have grown in shade. HP003526-003527;
PC000992; PC001238. These trees are more vulnerable to insect infestations and disease
outbreaks. HP003437; HP003527; PC001238-001239. They also contribute to an increased risk
for high-intensity fire because they provide fuel ladders that carry ground fire up into the tree
canopy, where it may become a more severe crown fire. HP003437; HP003527; PC001238001239. By reducing the tree density through thinning and prescribed low-intensity burning, the
USFS hopes to increase the health of the remaining trees, encouraging them to grow larger and
become more resilient. HP003439-003443; HP003527-003528; PC001201-001204; PC001239-
3
See PLAINTIFFS’ OLENHOUSE BRIEF (Doc. No. 29); FEDERAL DEFENDANTS’ RESPONSE BRIEF ON
THE MERITS (Doc. 35); PLAINTIFFS’ REPLY BRIEF (Doc. 41).
4
In the Olenhouse Brief, Plaintiffs relied on materials outside the administrative records and asked the Court to
consider this extra-record evidence. However, the Court determined that consideration of the extra-record evidence
was not appropriate. See Memorandum Opinion and Order addressing FEDERAL DEFENDANTS’ MOTION AND
MEMORANDUM TO STRIKE PLAINTIFFS’ EXTRA-RECORD MATERIALS (Doc. 36) (Motion to Strike),
filed contemporaneously with this decision.
2
001240. The projects are also expected to improve habitat diversity and sustainability by
providing space for the reintroduction of more fire-tolerant species that have been suppressed by
the unnatural overgrowth. HP003439-003443; HP003527-003528; PC001201-001204;
PC001239-001240.
The Hyde Park Project and the Pacheco Canyon Project are located within SFNF lands
that were designated by the Secretary of Agriculture on May 20, 2014 as insect and disease
treatment areas under 16 U.S.C. § 6591a(b), part of the 2014 Farm Bill amendment to the
Healthy Forests Restoration Act (HFRA), 16 U.S.C. §§ 6501-6591b. Once a treatment area has
been designated under § 6591a(b), the USFS is authorized to “carry out priority projects on
Federal lands in the areas designated under subsection (b)-- (A) to reduce the risk or extent of, or
increase the resilience to, insect or disease infestation; or (B) to reduce hazardous fuels.”
§ 6591a(d). Relying on this statutory authority, the USFS approved the Hyde Park Project on
March 21, 2018, and the Pacheco Canyon Project on June 1, 2018. HP003528-003531;
PC001240-001243.
The decisions to approve the projects were made after scoping processes involving notice
and public comment. HP003529-003530; PC001242. However, the USFS did not prepare an
Environmental Assessment (EA) or Environmental Impact Statement (EIS) for either project.
HP003528; PC001240. Instead, the USFS concluded that documentation in an EA or EIS was
not required because the actions were categorically excluded from the requirements of the
National Environmental Policy Act (NEPA), 42 U.S.C. §§ 4321-4370h, under 16 U.S.C.
§ 6591b. Plaintiffs assert that the decisions to designate the treatment areas and approve the
projects were arbitrary, capricious, and contrary to law because the USFS failed to consider the
foreseeable cumulative direct and indirect impacts of the actions and failed to consider all of the
3
relevant factors and follow all of the required procedures when making the decisions.
Additionally, Plaintiffs contend that the projects do not meet the statutory requirements of the
HFRA. They ask the Court to set aside the USFS decisions and enjoin implementation of the
projects until the USFS prepares a programmatic EIS under NEPA.
II.
STANDARD OF REVIEW
Plaintiffs claim that in designating treatment areas and approving the Hyde Park Project
and the Pacheco Canyon Project, the USFS violated NEPA and the HFRA, as amended by the
2014 Farm Bill.5 The Court has jurisdiction over this suit under 28 U.S.C. § 1331 because it
arises under the federal laws of the United States. Venue is proper in this district under 28 U.S.C.
§ 1391(e) because the claims involve a dispute over management of the SFNF, which is situated
in this district. Plaintiffs and one or more of Defendants reside in the district, and the contested
decision-making process took place in this district. Additionally, Plaintiffs’ uncontested
statements of aesthetic, recreational, and procedural injuries, allegedly caused by the USFS
decisions and redressable through this lawsuit, have adequately established Plaintiffs’ standing to
bring their claims. See Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S.
167, 180 (2000) (“[T]o satisfy Article III's standing requirements, a plaintiff must show (1) it has
suffered an ‘injury in fact’ that is (a) concrete and particularized and (b) actual or imminent, not
conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the
defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed
by a favorable decision.”).
5
Plaintiffs’ Complaint also asserts violations of the National Forest Management Act and the Wilderness Act, but
Plaintiffs failed to brief these claims. “Arguments inadequately briefed in the opening brief are waived.” Robbins v.
U.S. Bureau of Land Mgmt., 438 F.3d 1074, 1087 (10th Cir. 2006) (internal quotation marks omitted); see also Fed.
R. App. P. 28(a).
4
However, as a challenge to final agency action, Plaintiffs’ claims are reviewable only
under the APA. See Wyoming v. U.S. Dep’t of Agric., 661 F.3d 1209, 1226 (10th Cir. 2011) (no
private right of action under NEPA); Native Ecosystems Council v. Erickson, 330 F.Supp.3d
1218, 1228 (D. Mont. 2018) (no private right of action under NEPA or the HFRA). “Under the
APA, [the Court] cannot set aside an agency decision unless it fails to meet statutory, procedural
or constitutional requirements, or unless it is arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with law.” Sac & Fox Nation v. Norton, 240 F.3d 1250, 1260 (10th
Cir. 2001) (citing 5 U.S.C. § 706(2)(A)-(D)). A decision is “arbitrary and capricious if the
agency has relied on factors which Congress has not intended it to consider, entirely failed to
consider an important aspect of the problem, offered an explanation for its decision that runs
counter to the evidence before the agency, or is so implausible that it could not be ascribed to a
difference in view or the product of agency expertise.” Motor Vehicle Mfrs. Ass’n v. State Farm
Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983).
“The scope of review under the ‘arbitrary and capricious’ standard is narrow and a court
is not to substitute its judgment for that of the agency.” Id. “[T]he agency must examine the
relevant data and articulate a satisfactory explanation for its action including a ‘rational
connection between the facts found and the choice made.’” Id. (quoting Burlington Truck Lines
v. United States, 371 U.S. 156, 168 (1962)). However, the Court will “‘accord agency action a
presumption of validity,’ and ‘the burden is on the petitioner to demonstrate that the action is
arbitrary and capricious.’” Wyoming, 661 F.3d at 1227 (quoting Copar Pumice Co. v. Tidwell,
603 F.3d 780, 793 (10th Cir. 2010)). “The deference [the Court will] give agency action is
especially strong where the challenged decisions involve technical or scientific matters within
5
the agency’s area of expertise.” San Juan Citizens Alliance v. Stiles, 654 F.3d 1038, 1045 (10th
Cir. 2011) (internal quotation marks omitted).
III.
DISCUSSION
Plaintiffs challenge both the 2014 designation of SFNF land under § 6591a(b) and the
subsequent approvals of the Hyde Park Project and the Pacheco Canyon Project under
§ 6591a(d) and § 6591b(a)-(b). Plaintiffs assert that both the designation and the project
approvals were in violation of NEPA, and that the projects also violate the old-growth standards
and scientific requirements of the HFRA.
A.
Designation of Treatment Areas
As an initial matter, Plaintiffs argue that the May 20, 2014 designation of SFNF lands
under § 6591a(b) of the HFRA was a discretionary act that required NEPA analysis as to its
foreseeable cumulative impacts, even before the USFS consideration of the specific projects in
Hyde Park and Pacheco Canyon. Olenhouse Br. at 7-8. Plaintiffs contend that the designation
would obviously lead to treatments that would affect the environment, and therefore that it
qualifies as a “major federal action” that requires the USFS to perform a programmatic impact
analysis under NEPA. Id. Plaintiffs maintain that the failure of the USFS to conduct NEPA
analysis before making the designation is “a violation of law that taints the whole program.” Id.
at 8.
NEPA requires an EIS for “major Federal actions significantly affecting the quality of the
human environment.” 42 U.S.C. § 4332(C). An EIS must “provide full and fair discussion of
significant environmental impacts and . . . inform decisionmakers and the public of the
reasonable alternatives which would avoid or minimize adverse impacts or enhance the quality
of the human environment.” 40 C.F.R. § 1502.1. The EIS is to “focus on significant
6
environmental issues and alternatives[,]” “be supported by evidence that the agency has made the
necessary environmental analyses[,]” and “be used by Federal officials in conjunction with other
relevant material to plan actions and make decisions.” Id.
“Under NEPA, an EIS must analyze not only the direct impacts of a proposed action, but
also the indirect and cumulative impacts of past, present, and reasonably foreseeable future
actions[.]” Wyoming, 661 F.3d at 1251 (internal quotation marks omitted). “The types of impacts
that must be considered include ‘ecological (such as the effects on natural resources and on the
components, structures, and functioning of affected ecosystems), aesthetic, historic, cultural,
economic, social, or health [effects].’” Id. (quoting 40 C.F.R. § 1508.8). However, NEPA does
not require the USFS to “speculate about the possible effects of future actions that may or may
not ensue.” Id. at 1253 (internal quotation marks omitted).
Defendants argue that the designation of SFNF lands under § 6591a(b) was not a “major
Federal action[] significantly affecting the quality of the human environment,” 42 U.S.C. §
4332(C), because it was essentially a mapping exercise that categorized forest health to facilitate
further evaluation of certain areas. Resp. at 11. The designation did not authorize any projects,
did not commit any resources, and did not have any concrete impacts on the environment that
could have been meaningfully evaluated at that time. Id. at 15. Consequently, Defendants
contend that the designation did not trigger any requirement for USFS to prepare an EIS or an
EA under NEPA.
It appears that neither the Tenth Circuit Court of Appeals nor any other circuit court has
considered this specific issue, but the district courts that have addressed the application of NEPA
to a designation under § 6591a(b) have all concluded that no environmental analysis is required
prior to the designation. In Center for Biological Diversity v. Ilano, 261 F.Supp.3d 1063, 1066
7
(E.D. Cal. 2017), the plaintiffs challenged the USFS decision to designate 5.3 million acres of
national forest land in California as landscape-scale treatment areas under § 6591a(b) without
first conducting NEPA analysis. The United States District Court for the Eastern District of
California found that the designation had “only potential or contingent effects on the
environment” such that it “says nothing about the projects that will be conducted within those
areas.” Ilano, 261 F.Supp.3d at 1066-67. The designation did not “establish any goals, standards,
or guidelines for the area[,]” and did not mandate that any treatment would occur. Id. Instead, it
“merely ma[de] any disease mitigation projects within the area potentially eligible for
completion without a NEPA analysis and, even then, only if the requirements for a categorical
exclusion are met.” Id. at 1067. Consequently, “the area designation did not create activities
which impact the physical environment[, and] . . . any potential effects of the area designation
cannot be meaningfully evaluated.” Id. (internal quotation marks omitted).
Additionally, the District Court for the Eastern District of California found that inferring
a requirement for NEPA review of an area designation would frustrate the purpose of the 2014
Farm Bill amendment to the HFRA, which was designed to create an expedited process for insect
and disease treatment. Id. In its original form, the HFRA directed the USFS to implement
hazardous fuel reduction projects “[a]s soon as practicable” on land threatened by disease or
insects, but it also required the USFS to comply with NEPA by creating an EIS or EA for each
project. §§ 6512(a), 6514(a)-(b); see also WildWest Institute v. Bull, 547 F.3d 1162, 1165-66 (9th
Cir. 2008). In 2014 the HFRA was amended to exempt projects within designated areas from this
lengthy NEPA review if they met certain requirements, because the previous system had not
been responsive enough to the speed and impact of insect infestations. Ilano, 261 F.Supp.3d at
1065. The Ilano Court considered it “implausible that Congress would involuntarily create a
8
glaring loophole that would undermine the efficacy of the expedited process it adopted.” Id. at
1067 (internal quotation marks omitted). In light of congressional intent and the impracticability
of meaningful review at the designation stage, the District Court for the Eastern District of
California concluded that the designation under § 6591a(b) without prior NEPA analysis was not
contrary to law. Id. at 1068.
In Native Ecosystems Council v. Erickson, 330 F.Supp.3d 1218, 1235 (D. Mont. 2018),
the United States District Court for the District of Montana similarly concluded that a
designation of land under § 6591a(b) did not trigger NEPA review because it was not a final
agency action involving a commitment of resources and it did not authorize any specific projects.
At the time of the designation, any potential projects were hypothetical, speculative, and not
capable of being meaningfully reviewed. Id. Further, the individual projects would be required to
meet statutory conditions and would be subject to NEPA challenges once their details had been
determined. Id. The Court found that an EIS would serve no purpose since the designation had
only potential effects on the environment, and consequently it concluded that NEPA did not
apply. Id. It later reiterated this decision in Native Ecosystems Council v. Marten, CV 17-153-MDWM, 2018 WL 6046472, *4 (D. Mont. Nov. 19, 2018), relying on Erikson to deny the
plaintiffs’ NEPA challenge to a § 6591a(b) designation.
Plaintiffs’ reliance on Sierra Club v. Bosworth, 510 F.3d 1016, 1027-28 (9th Cir. 2007),
is misplaced. Bosworth discussed the importance of cumulative impact analysis before an agency
promulgates a new categorical exclusion from the EA and EIS requirements of NEPA. A
categorical exclusion is defined as a category of actions having no significant individual or
cumulative effect on the environment. 40 C.F.R. § 1508.4. Bosworth held that an analysis of
cumulative impacts was required before making such a finding. 510 F.3d at 1030. However,
9
Bosworth does not address a designation under § 6591a(b), so is irrelevant to the issues raised by
Plaintiffs here.
The Court agrees with the District Courts in Montana and the Eastern District of
California that the designation of SFNF lands under § 6591a(b) was not subject to NEPA
requirements. The designation itself does not significantly affect the quality of the human
environment because it does not have any concrete physical effects at all. Although a designation
may make it more likely that a treatment project will be carried out and could potentially be
excluded from NEPA review, there is no way to evaluate the impacts of such hypothetical
projects at the designation stage. The designations apply to landscape-scale areas, which are
much larger than the area of any potential treatment project that could be excluded from NEPA
review. See Idaho Sporting Congress, Inc. v. Rittenhouse, 305 F.3d 957, 973-74 (9th Cir. 2002)
(landscape-scale analysis covers a large area); § 6591b(c)(1) (treatment project area may not
exceed 3000 acres). Additionally, projects excluded from NEPA requirements under § 6591b(a)
must meet other statutory criteria, such as location in a wildland-urban interface or on land with
a certain amount of change to a particular set of historical fire conditions. See
§§ 6591b(c)(2), 6511(4)-(5), (8)-(10). Accordingly, most of the designated land may not ever
undergo treatment, and at the time of designation it cannot be determined which parts will be
treated and what the effects of that treatment may be. The Court therefore concludes that the
designation under § 6591a(b) did not trigger NEPA requirements for environmental review, and
it will dismiss Plaintiffs’ claims as to the § 6591a(b) designation.
B.
Approval of Hyde Park Project and Pacheco Canyon Project
Plaintiffs maintain that even if the designation did not require NEPA review, the approval
of the specific treatment projects in Hyde Park and Pacheco Canyon did require NEPA review.
10
They further assert that the USFS failed to comply with all statutory requirements and properly
consider all relevant factors in reaching its decisions.
1.
Categorical Exclusion from NEPA requirements
Treatment projects in areas designated under § 6591a(b) that meet certain statutory
criteria “may be . . . considered an action categorically excluded from the requirements of
[NEPA.]” § 6591b(a)(1). A project that falls within a categorical exclusion does not require an
EA or an EIS because the category has already been found to have no significant individual or
cumulative effects on the environment. 40 C.F.R. § 1508.4. However, when a categorical
exclusion is adopted by an agency, each specific action proposed within that category must still
be reviewed “for extraordinary circumstances in which a normally excluded action may have a
significant effect.” Id.
Plaintiffs argue that as to the Hyde Park Project and the Pacheco Canyon Project, the
USFS was required to conduct extraordinary circumstances review that needed to include (1)
consideration of potential cumulative impacts from treatment across the entire fireshed; and (2)
documentation of the reasons why the USFS considers any potential impacts to be insignificant.
Olenhouse Br. at 11-13. Because § 6591a(b) uses the term “categorical exclusion,” Plaintiffs
contend that it was intended to implicitly include the entire “cluster of ideas” associated with the
regulatory use of that term, so that a statutory categorical exclusion must meet the same
requirements as 40 C.F.R. § 1508.4. Id. at 9-10. Plaintiffs argue that the Hyde Park Project and
the Pacheco Canyon Project are part of a broad strategy to change forest conditions across the
Greater Santa Fe Fireshed, and that they therefore required analysis of cumulative impacts
through a programmatic EIS before authorization. Id. at 13. Additionally, Plaintiffs maintain that
the USFS failed to consider the extraordinary circumstances raised by potential impacts to
11
Inventoried Roadless Areas (IRAs) within the project areas, including the effects of treatment on
the roadless character of the IRA and its potential for designation as wilderness. Id. at 14-16.
Defendants respond that unlike a categorical exclusion promulgated by an agency, the
statutory categorical exclusion under § 6591b(a)(1) does not require any extraordinary
circumstances review, including consideration of cumulative impacts or IRAs. Resp. at 18-22.
Instead, § 6591b(a) contains its own statutory limitations to application of the categorical
exclusion. See § 6591b(b)-(f). Defendants argue that a project that meets the statutory criteria is
excluded from the requirements of NEPA without the need for further review.
The United States District Court for the District of Oregon addressed this issue
thoroughly in Greater Hells Canyon Council v. Stein, No. 2:17-cv-00843-SU, 2018 WL
3966289, *8-9 (D. Or. June 11, 2018), adopted, 2018 WL 3964801 (D. Or. Aug. 17, 2018). The
plaintiffs in Greater Hells Canyon Council had challenged a fuels reduction project approved by
the USFS through a categorical exclusion under the 2014 Farm Bill amendment to the HFRA,
just as Plaintiffs do here. Id. at *6. The Greater Hells Canyon Council plaintiffs argued similarly
that the categorical exclusion was inappropriate because extraordinary circumstances existed that
required an EA or EIS. Id. The District of Oregon Court noted that NEPA regulations required
agencies to analyze extraordinary circumstances before applying a categorical exclusion. Id. at
*7. However, based on plain language and principles of statutory construction, the Oregon Court
concluded that § 6591b(a)(1) did not have the same requirements. Id. at *8-9; see also Native
Ecosystems Council v. Marten, 2018 WL 6046472 at *4-5 (rejecting the plaintiff’s argument that
§ 6591a(b) had implicitly adopted the regulatory “cluster of ideas” that required extraordinary
circumstances review and following Greater Hells Canyon Council to deny the plaintiff’s claim).
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This Court agrees with the District Courts of Oregon and Montana. Unlike the NEPA
regulations that generally govern agency actions, see 40 C.F.R. § 1508.4, the plain language of
§ 6591b does not contain any reference to extraordinary circumstances review. “Courts should
‘ordinarily resist reading words or elements into a statute that do not appear on its face.’”
Greater Hells Canyon Council, 2018 WL 3966289 at *8 (quoting Dean v. United States, 556
U.S. 568, 572 (2009)). Additionally, the regulatory requirement for extraordinary circumstances
review applies, by its terms, only to actions excluded from NEPA review “under this section[.]”
40 C.F.R. § 1508.4. Further, Congress included in § 6591b other specific limitations on the
application of the statutory categorical exclusion, but it chose not to incorporate extraordinary
circumstances review. See § 6591b(b)-(f). “[T]he enumeration of certain things in a statute
suggests that the legislature had no intent of including things not listed or embraced.” Navajo
Nation v. Dalley, 896 F.3d 1196, 1213 (10th Cir. 2018) (internal quotation marks omitted).
Finally, Congress did require extraordinary circumstances review for categorical exclusions
established by other sections of the HFRA. See § 6554(d) (categorically excluding certain
silvicultural assessment and research treatments from documentation in an EIS or EA provided
that they are first “subject to the extraordinary circumstances procedures established by [40
C.F.R.] 1508.4.”); § 6591d(a), (c) (establishing a categorical exclusion for hazardous fuels
reduction projects but requiring application of the extraordinary circumstances procedures in 36
C.F.R. 220.6.”). “‘[W]here Congress includes particular language in one section of a statute but
omits it in another section of the same Act, it is generally presumed that Congress acts
intentionally and purposely in the disparate inclusion or exclusion.’” Greater Hells Canyon
Council, 2018 WL 3966289 at *8 (quoting Russello v. United States, 464 U.S. 16, 23 (1983)).
Consequently, the Court concludes that the USFS was not required to analyze extraordinary
13
circumstances prior to application of the statutory categorical exclusion to the Hyde Park Project
and the Pacheco Canyon Project. The Court will therefore dismiss Plaintiffs’ claims as to
extraordinary circumstances review, including review of cumulative impacts and of impacts to
IRAs.
2.
Categorical Exclusion Requirements under the HFRA
Although § 6591b(b)(1) does not require extraordinary circumstances review, to qualify
as a categorical exclusion under the HFRA, treatment projects must “maximize[] the retention of
old-growth and large trees, as appropriate for the forest type, to the extent that the trees promote
stands that are resilient to insects and disease;” and must be based upon a consideration of “the
best available scientific information to maintain or restore the ecological integrity, including
maintaining or restoring structure, function, composition, and connectivity” of habitats.
§ 6591b(b)(1). Additionally, the action must be consistent with the forest management plan for
the affected area. § 6591b(e). Plaintiffs argue that the Hyde Park Project and the Pacheco
Canyon Project violate the HFRA because the USFS did not adequately demonstrate that the
projects meet the old-growth management standards in either the HFRA or in the SFNF Forest
Plan and did not consider the best available science when evaluating the impacts of treatment on
sensitive species or public health.
a.
Old Growth Management Requirements
Under the SFNF Forest Plan, the USFS project planning should include identification of
old growth, with the goal of developing and retaining old growth on at least 20% of the forested
area in a landscape. HP002641-002642; PC00308-00309. However, “[t]hinning is permitted in
stands being managed for old growth when the result will enhance attainment of the old growth
characteristics.” HP002642; PC00309. The HFRA similarly requires that a project categorically
14
excluded from NEPA requirements must retain old growth and large trees to the extent the trees
are healthy. § 6591b(b)(1)(A).
Plaintiffs contend that the SFNF Forest Plan requires the USFS to analyze the project
areas for existing old growth, and then to develop and retain that old growth, with no treatments
in a stand once it has achieved old growth characteristics. Plaintiffs assert that the project areas
encompass many trees old enough to be considered old growth, yet the decisions contain no
analysis of existing old growth, do not discuss the impacts of treatment on old growth stands, and
do not strategize for retaining old growth. Olenhouse Br. at 18-21. Defendants respond that the
old growth management standards in the SFNF Forest Plan are simply inapplicable, because the
project areas contain no old growth stands. Resp. at 35. However, the projects will retain existing
large trees and will encourage the development of old growth characteristics, in compliance with
the HFRA. Id. at 38.
The SFNF Forest Plan defines the minimum criteria for structural attributes used to
determine old growth. PC000310. In the ponderosa pine stands most common in the project
areas, there must be at least 20 trees per acre that are 18 inches or greater in diameter at breast
height and 180 years old. Id. For mixed conifer forest, there must be at least 16 trees per acre that
are a minimum of 150 years old and 20 inches in diameter at breast height. Id. The USFS
concluded that neither the Hyde Park Project nor the Pacheco Canyon Project contain stands that
meet these standards. Plaintiffs focus on age and argue that many of the trees are over 180 years
old, but they do not refute the USFS conclusions that the vegetation in the project areas does not
meet the other SFNF Forest Plan criteria for old growth.
The administrative record shows that the USFS did analyze the vegetation in the project
areas, and that it followed the Forest Plan procedures that were applicable to its conclusions that
15
there was no old growth present. See HP002815, PC000482 (describing different categories of
vegetation). Both project areas are dominated by crowded stands of densely packed young trees,
mostly ponderosa pine. HP003437, HP003442; PC001198-001199, PC001206-001207. In the
Hyde Park Project area most of the trees are less than 30 years old, and many have a diameter of
less than one inch. HP003437. Although some of the ponderosa are over 180 years old, the
Douglas fir and White fir are rarely over 90 years old. HP003438. Even among the ponderosa,
only 5-15 trees per acre measure more than 16 inches in diameter at breast height. HP001207.
Small diameter trees are also abundant in the Pacheco Canyon Project area. PC001105.
Further, neither the Hyde Park Project nor the Pacheco Canyon Project will involve the
cutting of trees that are larger than 16 inches in diameter at breast height unless specific
conditions, such as disease, require the removal of a large tree. HP003439-003443, PC001200001201, PC001204. Accordingly, any healthy trees that do meet the SFNF Forest Plan minimum
characteristics for old growth will not be removed during the thinning process. PC001176-1177
(stating that the Pacheco Canyon Project would preserve all existing old growth in the project
area). These large trees are also less likely to be damaged by the prescribed fires. HP003443,
PC001204. Instead, the Hyde Park Project and the Pacheco Canyon Project will encourage the
development of old growth because thinning the crowded stands of young trees will enable the
remaining trees to increase their size and health. HP003440, HP003443-003444, HP003446,
PC001202, PC001204-001205, PC001207. Although Plaintiffs argue that the USFS did not
properly analyze or protect old growth, “[a]s so often is the case in disputes concerning the
potential environmental impacts of a project, [Plaintiffs’] claim boils down to a disagreement
over scientific opinions and conclusions.” Custer Cty. Action Ass’n v. Garvey, 256 F.3d 1024,
1036 (10th Cir. 2001). The Court finds that the USFS reasonably determined that the Hyde Park
16
Project and the Pacheco Canyon Project will retain large trees and maximize the potential for old
growth formation in the project areas, as required by the SFNF Forest Plan and the HFRA.
HP003528, HP003530; PC001225, PC001241, PC001243.
b.
Consideration of the Best Available Scientific Information
In addition to specific requirements as to old growth and large trees, a forest restoration
treatment project categorically excluded from NEPA requirements under the HFRA must
consider the best available scientific information regarding ecological integrity.
§ 6591b(b)(1)(B). Plaintiffs assert that the USFS failed to consider potential adverse impacts to
the Northern goshawk and the Abert’s squirrel and failed to base the assessment of air pollution
impacts from prescribed burning on the best available scientific information. However, Plaintiffs
do not cite any statutory provision they believe the USFS violated by these alleged failures. The
Court “cannot review agency action ‘under APA § 706(2)(A) independent of another statute.’”
Jarita Mesa Livestock Grazing Ass’n v. U.S. Forest Serv., 140 F.Supp.3d 1123, 1202 (D.N.M.
2015) (quoting Or. Nat. Res. Council v. Thomas, 92 F.3d 792, 798 (9th Cir. 1996)). The Court
has already concluded that the USFS project decisions did not have to comply with NEPA, and
therefore that no EA, EIS, or assessment of potential cumulative impacts was required. The
Court will therefore analyze Plaintiffs’ claims under the HFRA, since Plaintiffs appear to argue
that the USFS did not consider the best available science when evaluating the impacts of
proposed treatments on the Northern goshawk, the Abert’s squirrel, or the health of the
surrounding human population.
i.
Species Concerns
Plaintiffs maintain that the old growth standards in the SFNF Forest Plan are intended at
least in part to protect goshawk habitat, but to the extent Plaintiffs may be arguing that the
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planned thinning projects will reduce canopy coverage in violation of the SFNF Forest Plan, and
consequently in violation of the HFRA, the Court rejects this argument. The SFNF Forest Plan
requires an average of at least 40% canopy cover in mid-aged forest, mature forest, and old
forest. HP002816. However, the project areas are mostly young forest, to which these guidelines
do not apply. HP003442, PC001207. Also, areas that are currently over 40% canopy cover will
not be reduced below 40%, and the USFS determined that the result of treatment would be an
increase in canopy coverage due to the growth of the remaining trees. HP003443-003446;
PC001202, PC001204-001207.
Plaintiffs argue further that “[t]he goshawk canopy closure requirement of 40% is
considered by wildlife experts to be a bare minimum[,]” and that greater coverage is required by
certain prey species, such as the Abert’s squirrel. Plaintiffs contend that the USFS failed to
evaluate the potential impacts of treatment on the Abert’s squirrel population. Insofar as
Plaintiffs are asserting that the USFS violated the HFRA by failing to consider the best available
scientific information, the Court disagrees. The Court finds that the USFS rationally determined
that the treatments would lead to increased canopy cover, despite the thinning, by allowing the
remaining trees to grow larger and increase their crown size. HP003440, HP003443-003444,
HP003446; PC001202, PC001204-001207. Additionally, the USFS adequately evaluated
management indicator species whose habitat needs allow them to serve as surrogates for the
Abert’s squirrel. HP003357-003365, HP003448-003453; PC001209-001214. Finally, the project
designs put in place conservation measures that will mitigate any potential adverse impacts to the
goshawk or its prey species, and the USFS reasonably concluded that the treatments will result in
improved habitat for the goshawk. HP003429, HP003441-003446, HP003465, HP003467003468; PC001205-001207, PC001226, PC001228-001229. Consequently, the Court concludes
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that Plaintiffs have not demonstrated that the USFS failed to consider the best available science
regarding the goshawk or the Abert’s squirrel.
ii.
Public Health
Plaintiffs assert that smoke emissions from prescribed burning pose significant risks to
public health, and they argue that the USFS failed to consider the best available scientific
information regarding air pollution and the release of toxic substances. As an initial matter, the
Court is unsure whether Plaintiffs are attempting to bring this claim under the HFRA, since their
requested relief is a programmatic EIS and they do not mention § 6591b(b)(1)(B). Also, the
Court doubts that § 6591b(b)(1)(B) would even apply to the public health impacts of smoke
emissions, because it requires consideration of the best available scientific information “to
maintain or restore the ecological integrity,” presumably of the affected forest area. However, the
Court will analyze Plaintiffs’ claim under the HFRA because the requirements of NEPA do not
apply and Plaintiffs have cited no other applicable statute.
Plaintiffs rely almost exclusively on materials outside the administrative records, which
the Court will not consider.6 Plaintiffs cite to the record only to claim, incorrectly, that the USFS
made no response to the health concerns Plaintiffs raised during the scoping process, other than
to pledge that the projects would comply with air quality standards. See HP003533-003534. To
the contrary, the administrative records demonstrate that the USFS considered scientific evidence
regarding the health effects of smoke emissions from prescribed burning, compared those
impacts with the foreseeable health effects of smoke from a wildland fire, and determined that
the prescribed burning would likely result in fewer or less serious adverse effects. See
HP000344-000579 (NWCG Smoke Management Guide for Prescribed and Wildland Fire 2001
6
See Memorandum Opinion and Order addressing Defendants’ Motion to Strike (Doc. 36), filed contemporaneously
with this decision.
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Edition addressing “basic control strategies for minimizing the adverse effects of smoke on
human health and welfare”); HP002524 (New Mexico Environment Department Air Quality
Bureau comment about air pollutant emissions); HP001325-001326 (Response to public
concerns with air quality impacts of smoke concluding that expected impacts from a wildland
fire were worse than those from a prescribed fire); HP001352 (Anticipated impacts of smoke
from prescribed fire).
Additionally, the USFS considered mitigation measures to minimize the adverse effects
of smoke, and it committed to employ emissions forecasting technology and precautionary
techniques to reduce potential health hazards. See HP001341-001343 (Public comment and
response addressing smoke impacts and mitigation measures); HP001382 (New Mexico
Environment Department comment regarding air quality and smoke management requirements);
HP003307, PC001077 (Inventoried Roadless Areas (IRA) Briefing Paper discussing smoke
sensitivities and the need to employ mitigation techniques to reduce the impacts of smoke during
prescribed burning); HP003500-003502, PC001129-001131 (Response to Plaintiffs’ public
comment regarding health hazards of smoke stating that prescribed burn emissions will meet all
air quality and pollutant regulation standards and that the USFS will use reliable smoke emission
forecasting technology, will provide the public with advance notice of prescribed burns, and will
mitigate impacts of smoke as much as possible); HP003516-003517, PC001145-001146
(Response to public comment regarding health hazards of smoke stating that prescribed burn
emissions will meet all air quality and pollutant regulation standards and that the USFS will
provide the public with advance notice of prescribed burns and will mitigate impacts of smoke as
much as possible); HP003533-003534, PC001245-001246 (Decision Memos describing
precautions that will be taken during prescribed burning to minimize air pollution). The agency
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is entitled to rely on scientific studies and pollution reduction techniques it considers valid. See
Marsh v. Or. Natural Res. Council, 490 U.S. 360, 377 (1989) (courts defer to agency discretion
in areas of technical and scientific expertise). Accordingly, the Court concludes that Plaintiffs
have not demonstrated that the USFS failed to consider the best scientific information available
when analyzing the foreseeable health effects of smoke.
In conclusion, Plaintiffs have not shown a violation of the statutory requirements for
categorical exclusion under the HFRA, and the NEPA provisions relied on by Plaintiffs are
inapplicable to the USFS decisions that Plaintiffs have challenged. Consequently, Plaintiffs have
not demonstrated that the USFS acted arbitrarily, capriciously, or otherwise contrary to law in
approving the Hyde Park Project and the Pacheco Canyon Project, and the Court will reject
Plaintiffs’ challenges to the administrative decisions. Defendants’ administrative actions will be
affirmed and a final judgment entered by separate order.
SENIOR UNITED STATES DISTRICT JUDGE
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