U.S. Securities & Exchange Commission v. Patton et al

Filing 140

MEMORANDUM AND ORDER AMENDING THE FINAL JUDGMENT; It is hereby ordered, adjudged and decreed that Defendant Constantine Stamoulis, his agents, servants, employees, attorneys-in-fact and all those persons having active concert and participation with t hem who receive actual notice of this Amended Final Judgment by personal service or otherwise, and each of them, be they and thereby are permanently restrained and enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 {15 U.S.C .§78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R.§240.10b-5] directly or indirectly, through the use of any means or instrumentality of interstate commerce or of the mails, or of the facilities of a national securities exchange, by (1) employing any device, scheme or artifice to defraud, (2) making any untrue statement of material fact or omitting to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading, or (3) engaging in any transaction, act, practice or course of business which operates or would operate as a fraud or deceit on any person, in connection with the purchase or sale of any security ( see attached).Ordered by the Honorable Judge Sterling Johnson, Jr on 12/2/2008. (Attachments: # 1 Amended Judgement) (Rocco, Christine)