McCrea v. Artus
MEMORANDUM AND ORDER: For the reasons set forth in the attached written Memorandum and Order, the petition will be DISMISSED without prejudice, unless within thirty (30) days of the date of this Memorandum and Order, petitioner files a letter clearl y asserting that he wishes to strike his unexhausted claims and proceed solely with his exhausted claims.The Clerk of Court is directed to send a copy of this Memorandum and Order to Petitioner. Ordered by Judge Roslynn R. Mauskopf on 9/2/2012. (Mauskopf, Roslynn)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
MEMORANDUM AND ORDER
- against DALE A. ARTUS
ROSLYNN R. MAUSKOPF, United States District Judge.
Petitioner pro se Louis McCrae brings this petition for a writ of habeas corpus pursuant
to 28 U.S.C. § 2254.1 Petitioner seeks relief from his conviction in the Supreme Court of the
State of New York, Kings County, for one count of Sexual Abuse in the First Degree under N.Y.
Penal Law § 130.65(3) and one count of Endangering the Welfare of a Child under N.Y. Penal
Law § 260.10(11). He was sentenced to concurrent prison terms of seven years and one year on
his convictions for the sexual abuse and endangering the welfare of a child, respectively, together
with a term of post-release supervision of three years.
Petitioner asserts a number of claims in support of his application:2 (1) petitioner’s
confession was coerced, which violated his right against self-incrimination and rendered his
arrest and conviction unlawful; (2) petitioner’s Sixth Amendment right to testify in his own
defense was violated by the trial judge allegedly advising him not to testify at trial; (3) there was
insufficient evidence to support his conviction; (4) trial counsel provided ineffective assistance
Petitioner was granted leave to proceed in forma pauperis on February 10, 2011. (Doc. No. 2.)
The petition lists five grounds. However, the Court’s reading of the petition suggests more. Therefore, consistent
with this Court’s obligation to construe the petition to “raise the strongest arguments that [it] suggest[s]” the Court
has parsed the petition for additional claims. Graham v. Henderson, 89 F.3d 75, 79 (2d Cir. 1996) (citing Burgos v.
Hopkins, 14 F.3d 787, 790 (2d Cir. 1994)); see also Williams v. Kullman, 722 F.2d 1048, 1050 (2d Cir. 1981).
Whether the Court viewed the petition’s claims strictly as alleged or as parsed, it would still include both exhausted
and unexhausted claims.
when he failed (a) to secure suppression of the coerced confession, (b) to make arguments
relating to the victim and his family’s motive to lie and fabricate evidence, (c) to challenge
petitioner’s allegedly unlawful arrest, searches, and seizures that resulted from petitioner’s
coerced confession, and (d) to make arguments relating to the petitioner’s innocence as
evidenced by the victim’s uncle posting the security to procure petitioner’s bail after he was
arrested; (5) petitioner’s appellate counsel was ineffective for failing to raise any of the foregoing
claims on appeal; and (6) petitioner is actually innocent.
For the reasons set forth below, this being a mixed petition containing both exhausted and
unexhausted claims, the petition will be DISMISSED without prejudice, unless within thirty (30)
days of the date of this Memorandum and Order, petitioner files a letter clearly asserting that he
wishes to strike his unexhausted claims and proceed solely with his exhausted claims.
Arrest and Trial
Petitioner’s conviction arises from an allegation that petitioner put his penis inside the
anus of a 10 year old L.T.3 (the “victim”). (Aff. of Jill Oziemblewski in Opp’n to Pet. (Doc. No.
6) (“Opp’n Aff.”) at 2.) The incident occurred early Christmas morning, December 25, 2005,
when petitioner and the victim were sharing a bed while spending the holiday at the home of
petitioner’s cousin who was also L.T.’s grandmother. (Id.; Pet. (Doc. No. 1) at 6.) L.T.’s
parents knew petitioner for fourteen years prior to the incident, and L.T. referred to petitioner as
“Bishop McCrae” or “grandpa.” (Opp’n Aff. at 2.)
Consistent with Federal Rule of Civil Procedure 5.2(a), where the record indicates that an individual was a minor
at the time of the incidents underlying petitioner’s conviction, this Court will identify him by his initials. See, e.g.,
Andersen v. Rochester City School Dist., No. 11-1955-CV, 2012 WL 1632581, at *1 n.2 (2d Cir. May 10, 2012); In
re S.E.O., No. 12-CV-2390(LTS), --- F. Supp. 2d ----, 2012 WL 2026443, at *1 n.1 (S.D.N.Y. June 5, 2012).
When L.T. awoke the morning after the alleged incident, he told his sister what petitioner
had done. (Id. at 2.) Eventually, L.T. and his sister told their parents that defendant had put his
penis inside L.T.’s anus. (Id.) When the family confronted petitioner about the alleged assault,
he denied the allegations and insisted that L.T. be taken to the doctor. (Pet. at 7.) L.T. was
eventually taken to Brookdale Hospital, where a doctor found a laceration in his anterior anal
area, which, according to an expert at trial, could have been caused by a penis. (Opp’n Aff. at
Petitioner was brought to a police station on December 27, 2005. (Id.; Trial Tr. (Doc.
Nos. 7-8) at 190-95.) Upon questioning by detectives Cathy Walker and Jennifer Molinari,
petitioner dictated and signed a statement about the incident. (Resp. App. Br. at 13-16.)
Petitioner’s statement indicates that he did not remember whether he had touched L.T., but
regardless, petitioner would not remember because he had taken heavy doses of narcotic
medication that evening. (Pet. at 12.)
Petitioner was charged under Kings County indictment 9597/2005 with one count each of
Criminal Sexual Act in the First Degree (N.Y. Penal Law § 130.50(3)), Sexual Abuse in the First
Degree (§ 130.65(3)), Assault in the Second Degree (§120.05(6)), and Endangering the Welfare
of a Child (§ 260.10(1)). (Opp’n Aff. at 3.) Petitioner was tried before a jury in the Supreme
Court of the State of New York, Kings County.
On January 10, 2007, a pretrial Huntley hearing was conducted at which petitioner sought
to suppress the statements he made at the time of his arrest, including the written statement
referenced above. (Id.) At the hearing, petitioner’s lawyer cross examined both detectives
Walker and Molinari about their questioning of petitioner. (Huntley Hr’g Tr. (Doc. No. 6).)
The expert, Dr. Stephen Ajl, also noted other possible causes of the tear, including constipation, poor hygiene,
irritation brought on by pinworms, vigorous scratching, wiping with harsh toilet paper, or the insertion of another
object. (Resp. State App. Br. (Doc. No. 8-5) (“Resp. App. Br.”) at 11-12; Trial Tr. (Doc. Nos. 7-8) at 144, 157-59.)
The court found that the defendant’s oral and written statements were made knowingly,
intelligently, and voluntarily and denied petitioner’s suppression motion. (Opp’n Aff. at 3.)
Ultimately, petitioner’s written statement was introduced at trial and read to the jury. (Trial Tr.
On January 29, 2007, the jury convicted petitioner of one count each of sexual abuse in
the first degree and endangering the welfare of a child. (Opp’n Aff. at 3-4.) The jury acquitted
petitioner of criminal sexual act in the first degree.5 (Id.) On March 29, 2007, the court
sentenced petitioner to concurrent terms of imprisonment of seven years for sexual abuse and
one year for endangering a child, with three years of post-release supervision. (Id. at 4.)
In December of 2008 petitioner appealed his conviction to the Appellate Division,
Second Department (“Appellate Division”). (Id.) Petitioner contended that: (1) the evidence
was insufficient to support the conviction and the conviction was against the weight of the
evidence; and (2) he was denied due process of law and a fair trial by (a) the court’s mistaken
admission under the prompt outcry doctrine of testimony that the constituted improper bolstering
of the victim’s allegations and (b) prosecutorial misconduct6 during the opening and closing
arguments. (Pet. State App. Br. (Doc. No. 8-4) (“Pet. App. Br.”) at i-ii.)
On June 11, 2009, the Appellate Division affirmed petitioner’s conviction. People v.
McCrae, 882 N.Y.S.2d 660 (N.Y. App. Div. 2nd Dep’t 2009). The court found the petitioner’s
challenge to the legal sufficiency of the evidence was unpreserved and, in any event, without
merit and that the verdict was not against the weight of the evidence. Id. Further, the court
The trial judge did not submit the count of assault in the second degree to the jury. (Opp’n Aff. at 4 n.1.)
Petitioner claimed that the prosecutor, during opening and closing statements, improperly vouched for the
credibility of the victim, attempted to garner sympathy for the victim, and attempted to incite the jury against the
petitioner. (Pet. App. Br. at 46-53.)
found that although the trial court erred in admitting certain testimony as “prompt outcry”
evidence and that some of the prosecutor’s statements may have been improper, those errors
were harmless. Id. On November 30, 2009, the New York Court of Appeals denied petitioner
leave to appeal. People v. McCrae, 13 N.Y.3d 861 (2009).
On June 24, 2010, petitioner filed his present habeas petition with this Court. The
petition raises a number of claims: (1) petitioner’s confession was coerced, which violated his
right against self-incrimination and rendered his arrest and conviction unlawful; (2) petitioner’s
Sixth Amendment right to testify in his own defense was violated by the trial judge allegedly
advising him not to testify at trial; (3) there was insufficient evidence to support the conviction;
(4) trial counsel provided ineffective assistance when he failed (a) to secure suppression of the
coerced confession, (b) to make arguments relating to the victim and his family’s motive to lie
and fabricate evidence, (c) to challenge petitioner’s allegedly unlawful arrest, searches and
seizures that resulted from petitioner’s coerced confession, and (d) to make arguments relating to
the petitioner’s innocence as evidenced by the victim’s uncle posting the security to procure
petitioner’s bail after he was arrested; (5) petitioner’s appellate counsel was ineffective for
failing to raise any of the foregoing claims on appeal; and (6) petitioner is actually innocent.
Although petitioner admits that he has not raised any of these claims before a state court, he
alleges that is the case because he had ineffective trial and appellate counsel. (Pet. at 9.)
On May 9, 2011, respondent filed its return to the petition. (Doc. Nos. 6-8.) As of the
date of this opinion, petitioner has filed no response.
The Exhaustion Requirement and Procedural Default
A district court may entertain an application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a state court “on the ground that he is in custody in
violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a); see
also Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), Pub. L. No. 104-132,
110 Stat. 1214 (1996). However, such application may only be granted if “it appears that the
applicant has exhausted the remedies available in the courts of the State.” 28 U.S.C. §
2254(b)(1)(A); see also O’Sullivan v. Boerckel, 526 U.S. 838, 842 (1999); Carvajal v. Artus, 633
F.3d 95, 104 (2d Cir. 2011) (“[B]efore a federal court can consider a habeas application brought
by a state prisoner, the habeas applicant must exhaust all of his state remedies.”).
In order to exhaust his state remedies, a petitioner must “ ‘fairly present’ the federal claim
‘in each appropriate state court (including a state supreme court with powers of discretionary
review).’ ” Richardson v. Superintendent of Mid-Orange Corr. Facility, 621 F.3d 196, 201 (2d
Cir. 2010) (quoting Baldwin v. Reese, 541 U.S. 27, 29 (2004)). A ‘fair presentation’ is one that
that uses “terms that were ‘likely to alert the [state] court[s] to the claim’s federal nature.’ ”
Cornell v. Kirkpatrick, 665 F.3d 369, 375-76 (2d Cir.2011) (quoting Lurie v. Wittner, 228 F.3d
113, 124 (2d Cir. 2000) (alteration in original)); see also Daley v. Lee, No. 10-CV-6065(NGG),
2012 WL 2577472, at *3 (E.D.N.Y. July 3, 2012) (“A petitioner is not required to cite book and
verse on the federal constitution in order for a claim to be fairly presented.” (quotation marks
Where a petitioner has failed to exhaust his claims, but the state court to which he must
present those claims would find them procedurally barred, a federal habeas court must deem the
claim to be exhausted but procedurally defaulted. See Clark v. Perez, 510 F.3d 382, 390 (2d Cir.
2008) (citing Coleman v. Thompson, 501 U.S. 722, 735 n.1 (1991)). Such procedural default
requires dismissal, which amounts to a disposition of the habeas claim on the merits. Carvajal,
633 F.3d at 104.
An applicant may escape dismissal of his procedurally defaulted claims only if he can
demonstrate “cause for the default and prejudice from the asserted error,” House v. Bell, 547
U.S. 518, 536 (2006), or a “fundamental miscarriage of justice,” Murray v. Carrier, 477 U.S.
478, 495-96 (1986). Showing “cause” usually requires a demonstration of “some external
impediment preventing counsel from constructing or raising the claim.” Murray, 477 U.S. at
492. And prejudice means, “ ‘not merely that the errors at . . . trial created a possibility of
prejudice, but that they worked to his actual and substantial disadvantage, infecting his entire
trial with error of constitutional dimensions.’ ” Id. at 494 (citing U.S. v. Frady, 456 U.S. 152,
170 (1982)). Finally, miscarriage of justice is satisfied by a showing of actual innocence. See
Schlup v. Delo, 513 U.S. 298, 326-27 (1995); Dunham v. Travis, 313 F.3d 724, 730 (2d Cir.
2002) (“Actual innocence means factual innocence, not mere legal insufficiency.” (quotation
New York’s Procedural Default Rules
In New York, a petitioner is “entitled to one (and only one) appeal to the Appellate
Division and one request for leave to appeal to the Court of Appeals.” Aparicio v. Artuz, 269
F.3d 78, 91 (2d Cir. 2001) (citing N.Y. Crim. Proc. Law § 450.10(1); N.Y. Court R. § 500.10(a)).
If petitioner has already pursued these appeals, petitioner may bring additional claims in a
motion to vacate judgment under N.Y. Crim. Proc. Law § 440.10 (“§ 440 motion” or “§ 440
collateral attack”). However, § 440 motions are limited to off-the-record claims. Therefore,
under New York law, “a [§440] motion to vacate based on facts visible on the trial record must
be dismissed where the defendant unjustifiably failed to raise the issue on direct appeal.” Clark,
510 F.3d at 392; see also N.Y. Crim. Proc. Law § 440.10(2)(c). That is, “New York law requires
a state court to deny a motion to vacate a judgment based on a constitutional violation where the
defendant unjustifiably failed to argue the constitutional violation on direct appeal despite a
sufficient record.” Sweet v. Bennett, 353 F.3d 135, 139 (2d Cir. 2003). Conversely, a § 440
collateral attack based on an off-the-record claim may be pursued “[a]t any time after the entry of
judgment.” Ortiz v. Heath, No. 10-CV-1492(KAM), 2011 WL 1331509, at *10 (E.D.N.Y. Apr.
6, 2011) (quotation marks omitted, alteration in original); see also Caballero v. Keane, 42 F.3d
738, 740-41 (2d Cir. 1994).
Additionally, a claim for ineffective assistance of appellate counsel may be brought via a
writ of error coram nobis to the state’s Appellate Division. See Daley v. Lee, No. 10-CV6065(NGG), 2012 WL 2577472, at *7 (E.D.N.Y. July 3, 2012) (“The exclusive state court
remedy to raise an ineffective assistance of appellate counsel claim is the coram nobis petition. .
. . Indeed, the coram nobis petition is the only way to exhaust this type of claim for habeas
purposes.”). A writ of error coram nobis may be brought “at any time.” Ikker v. Taylor, No. 08CV-3301(JG), 2008 WL 5110866, at *6 (E.D.N.Y. Dec. 3, 2008).
The petition, as described claim-by-claim in the rest of this opinion, contains both
exhausted and unexhausted claims. Although the majority, if not all, of these claims were never
presented to a state court, most of them are now procedurally barred and deemed exhausted. The
petition is, therefore, “mixed” as described by the Supreme Court in Rhines. 544 U.S. 269 at
273-74 (2005); see also St. Helen v. Senkowski, 374 F.3d 181, 183-84 (2d Cir. 2004) (“[E]ven if
a federal claim has not been presented to the highest state court or preserved in lower state court
under state law, it will be deemed exhausted if it has become procedurally barred under state
law.”) For the reasons that follow, the Court exercises its discretion to dismiss the petition
Exhaustion of Petitioner’s Claims
a. Deemed Exhausted or Exhausted Claims
i. Coerced Confession, Ineffective Assistance Based on Failure to Suppress
Coerced Confession and Sixth Amendment
Three of petitioner’s claims were never presented to a state court. Because they are on-
the-record claims which are now procedurally barred under New York law, they are deemed
exhausted and defaulted for the purposes of habeas review. They include: (1) that petitioner’s
arrest and conviction were secured based on a coerced confession, which violated his right
against self-incrimination; (2) that petitioner’s trial counsel was ineffective for failing to suppress
the coerced confession; and (3) that petitioner’s Sixth Amendment rights were violated by the
trial judge’s alleged advice that petitioner not testify at trial.
As discussed above, petitioner cannot bring a § 440 collateral attack for an on-the-record
claim that could have been raised on direct appeal. Clark, 510 F.3d at 392. All of the facts
underlying petitioner’s first two claims, related to his allegedly false and coerced confession, are
plainly apparent from the trial court record. Indeed, the court held a pre-trial Huntley hearing
specifically to resolve the voluntariness of petitioner’s purported confession and denied
petitioner’s suppression motion. Petitioner does not identify any facts that were not considered
at the hearing. If petitioner thought the outcome of the Huntley hearing was error or that his
counsel’s performance thereat subpar, he could have directly appealed. Having not done so, his
claim is now defaulted.
Similarly, petitioner’s claim that the trial judge advised him not to testify is also recordbased. Indeed, the record reveals that the trial court confirmed, during pre-trial proceedings, that
petitioner was aware of his right to testify. (Huntley Hr’g Tr. at 46-47, 58.) Although such a
claim could theoretically be based on an off-the-record communication - - and then would be
unexhausted instead of defaulted - - petitioner does not allege anything of the sort. Indeed,
petitioner provides no factual basis whatsoever underlying his assertion that the trial court told
him not to testify. (Pet. at 8.) Therefore, this claim is also defaulted.
ii. Insufficient Evidence
Petitioner’s insufficient evidence claim presents a more difficult question, as it is not
entirely clear what portion of the evidence petitioner attacks as insufficient. He does not attack
the evidence pertaining to any specific elements of his crimes of conviction. Rather, he seems to
allege other evidence should have been presented, and that the evidence that was presented was
fabricated or coerced. (Pet. at 8-9.) As discussed above, petitioner did file an appeal alleging
insufficiency. That appeal was quite broad, attacking the credibility of the government’s
witnesses, the inconclusiveness of the physical evidence, and that petitioner demonstrated his
innocence by asking that the victim be taken to the doctor. (Pet. App. Br. at 31-37.) The state
alleges that petitioner’s current sufficiency challenge was not exhausted by that appeal because it
is based on new “factual and legal premises.” (Opp’n Mem. (Doc. No. 6.) at 5-6.) However, the
court need not determine whether his petition raises the same claims as on direct appeal, as both
To the extent petitioner’s current sufficiency claim overlaps with his sufficiency claim on
direct appeal this Court’s review is barred by the Appellate Division’s rejection of that claim on
an adequate and independent state law ground. See Downs v. Lape, 657 F.3d 97, 101-102 (2d
Cir. 2011) (finding that federal courts “will not review questions of federal law presented in a
habeas petition when the state court’s decision rests upon a state-law ground that is ‘independent
of the federal question and adequate to support the judgment.’ ” (quoting Cone v. Bell, 556 U.S.
449, 465 (2009)). On appeal, the Appellate Division determined that petitioner had failed to
comply with New York’s contemporaneous objection rule, and therefore, his sufficiency
challenge was “unpreserved for appellate review.” McCrae, 882 N.Y.S.2d at 660 (citing N.Y.
Crim. Proc. Law. § 470.05(2)).7 The contemporaneous objection rule is well-established as an
independent and adequate state-law ground barring federal habeas review, so long as it is not
“exorbitant[ly] misapplied.” Downs, 657 F.3d at 102.
At the close of the People’s case the trial court asked petitioner’s counsel whether he
intended to make “any motions at the end of the case.” (Trial Tr. at 380.) Petitioner’s counsel
asked to “reserve . . . the prima facie case motion,” presumably to the end of the defense case, to
which the trial court responded “[w]ell I find they made a prima facie case.” (Id.) Petitioner’s
counsel replied “[s]o that’s over. I don’t need to make the motion.” (Id.) Petitioner’s counsel
then proceeded with the defense case, including calling two witnesses. He never again
mentioned any motion regarding the sufficiency of the evidence. (Trial Tr. at 499.) To the
extent this can be construed as an objection at all,8 under New York law, “general motions,”
The Appellate Division also determined “[i]n any event,” the evidence was legally sufficient. McCrea, 882
N.Y.S.2d at 660.
Under New York Law, a “defendant who presents evidence after a court has declined to grant a trial motion to
dismiss made at the close of the People’s case waives subsequent review of that determination.” People v. Hines, 97
N.Y.2d 56, 61 (2001); People v. Lane, 7 N.Y.3d 888, 889 (2006) (finding sufficiency challenge unpreserved where
the motion was “promptly denied” at the close of the People’s case and then not renewed after defendant presented
his own evidence.) Therefore, to the extent petitioner objected at all, it appears he also waived appellate review of
which do “little more than argue that the People failed to prove the essential elements” of a crime
fail to preserve a sufficiency challenge for appellate review. People v. Hawkins, 11 N.Y.3d 484,
492-93 (2008) (“[A] specific motion brings the claim to the trial court’s attention, alerting all
parties in a timely fashion to any alleged deficiency in the evidence, thereby advancing both the
truth-seeking purpose of the trial and the goal of swift and final determination of guilt or nonguilt
of a defendant.”); People v. Gray, 86 N.Y.2d 10, 19 (1995). Although the record could be
clearer, ultimately the question is whether the Appellate Division “exorbitant[ly] misapplied” the
contemporaneous objection rule. Downs, 657 F.3d at 102. That is, the Court must find that the
“Appellate Division’s ruling reflected or imposed an extreme, novel, or unforeseeable
requirement without fair or substantial support in prior state law.” Id. at 105-106 (quotation
marks omitted). Such is not the case here, therefore federal review of the merits of petitioner’s
sufficiency claim is foreclosed.
To the extent petitioner’s sufficiency challenge differs from that brought on direct appeal,
it is procedurally defaulted. A sufficiency of the evidence challenge requires petitioner to
demonstrate that “upon the record evidence adduced at the trial no rational trier of fact could
have found proof of guilt beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 324
(1979); see also McDaniel v. Brown, 130 S. Ct. 665, 672 (2010) (finding “clearly correct” that a
Jackson claim is based on the evidence that was before the jury, not whether the evidence was
improper); Herrera v. Collins, 506 U.S. 390, 402 (1993) (“[T]he sufficiency of the evidence
review authorized by Jackson is limited to ‘record evidence.’ Jackson does not extend to
nonrecord evidence, including newly discovered evidence.” (citation omitted)). In other words, a
sufficiency of the evidence claim is, by definition, an on-the-record claim. Therefore, if
the objection by subsequently offering his own evidence. Petitioner then violated the contemporaneous objection
rule by failing to renew his motion following the conclusion of all of the evidence.
petitioner’s sufficiency of the evidence claim was not part of his direct appeal, it would now be
b. Overcoming Procedural Default
As explained above, a petitioner can overcome a procedural default if he can demonstrate
“cause for the default and prejudice from the asserted error,” House, 547 U.S. at 536, or a
“fundamental miscarriage of justice,” Murray, 477 U.S. at 495-96. Petitioner has failed to do
As for cause, petitioner alleges that his procedural defaults are the result of the ineffective
assistance of both his trial and appellate counsels. (Pet. at 9.) However, it is well-established
that in order for a habeas petitioner to claim ineffective assistance of counsel as “cause” for his
default he must have raised and exhausted it as a separate claim in state court. Murray, 477 U.S.
at 488-89; see also DiSimone v. Phillips, 461 F.3d 181, 191 (2d Cir. 2006); Prendergast v.
Rivera, No. 06-CV-5314(BMC), 2011 WL 4899945, at *5 (E.D.N.Y. Oct. 13, 2011); Ortiz, 2011
WL 1331509, at *9. Petitioner has never raised any claim about his counsel in state court,
therefore he cannot show cause for his default.
As for miscarriage of justice, petitioner claims that he is actually innocent. Such a
showing can, in certain limited circumstances, supported by “new reliable evidence,” overcome a
procedural bar. Schlup, 513 U.S. at 324; see also Rivas v. Fischer, - - - F.3d - - - -, 2012 WL
2686117, at *23 (2d Cir. July 9, 2012). However, petitioner must demonstrate that his new
evidence makes it “more likely than not any reasonable juror would have reasonable doubt.”
House, 547 U.S. at 538. Petitioner’s allegations do nothing of the sort. Rather, petitioner’s
theories and speculation about the various witness’s motives to lie fail to qualify as reliable
evidence, let alone raise doubt about his conviction. Therefore, he cannot overcome the
procedural bar of his claims.
c. Unexhausted Claims
The remainder of petitioner’s claims are also unexhausted, but, since they are not recordbased, they are not procedurally barred. That is, none of them have been presented to a state
court and, unlike petitioner’s other claims, it appears that all of them still could be. Indeed,
neither party disagrees. (Pet. at 9; Opp’n Mem. at 6-7.) Petitioner alleges that: (1) his arrest
was unlawful as a result of his coerced confession;9 (2) he received ineffective assistance of trial
counsel when his trial counsel failed (a) to make arguments relating to the victim and his
family’s motive to lie and fabricate evidence, (b) to make arguments relating to the petitioner’s
innocence as evidenced by the victim’s uncle’s posting his house as security to procure
petitioner’s bail after he was arrested, and (c) to suppress the unlawful arrest, searches, and
seizures as a result of the coerced confession; (3) he received ineffective assistance of appellate
counsel; and (4) he is actually innocent.
Adjudication of Mixed Petitions
As the petition contains claims that are both deemed exhausted and unexhausted, it is
considered a “mixed” petition, and the Court may: (1) dismiss the petition in its entirety without
prejudice; (2) deny the entire petition on the merits; (3) allow the petitioner to delete the
unexhausted claims and proceed with his exhausted claims; or (4) in limited circumstances, stay
the petition to allow petitioner to exhaust his unexhausted claims. See Rhines v. Weber, 544
U.S.at 273-74; 28 U.S.C. § 2254(b)(2); Manzullo v. People of N.Y., No. 07-CV-744(SJF), 2010
WL 1292302, at *3 (E.D.N.Y. Mar. 29, 2010); Linares v. People of N.Y., No. 04-CV9
This claim is not record-base because, although there was a Huntley hearing about the confession, no record was
made about his petitioner’s arrest at the hearing. As the trial judge explained “[t]he legality of the defendant’s arrest
is not being raised.” (Huntley Hr’g Tr. at 52.)
2973(KMW), 2008 WL 2115231, at *2 n.7 (S.D.N.Y. May 14, 2008). A stay may only be
granted where petitioner shows “good cause for the petitioner’s failure to exhaust his claims first
in state court” and that his unexhausted claims are not “plainly meritless.” Rhines, 544 U.S. at
277. Where a district court deems a stay inappropriate, the Supreme Court has directed that the
petitioner be allowed the opportunity to “delete the unexhausted claims and to proceed with the
exhausted claims if dismissal of the entire petition would unreasonably impair the petitioner’s
right to obtain federal relief.” Id. at 278
Initially, the court declines to exercise its discretion to dismiss the entire petition on the
merits. 28 U.S.C. § 2254(b)(2). Although the Court is skeptical of petitioner’s vague
accusations in support of his unexhausted claims, it would be premature to adjudicate them on
this petition. Further, the Court notes the practical consequences of a dismissal. Under
AEDPA, petitioner has only one year from the day his conviction becomes final to file his
habeas petition. 28 U.S.C. § 2244(d)(1). As there is no indication that petitioner sought
certiorari from the United States Supreme Court, his conviction became final on or about March
1, 2010, when his time to appeal the November 30, 2009 denial of his leave to appeal by the
Court of Appeals expired. Williams v. Artuz, 237 F.3d 147, 150-51 (2d Cir. 2001). Since filing a
federal habeas petition does not toll the limitation period, unless petitioner has been undertaking
other state proceedings that would toll it, his claim became barred one year later on March 1,
2011. Rhines, 544 U.S. at 274-75; 28 U.S.C. § 2244(d)(2). Therefore, dismissal would likely
render time-barred any future habeas petition filed after petitioner has exhausted his claims in
a. Stay and Abeyance
A second available option is to grant petitioner a stay, which would require the Court to
find that petitioner demonstrated “good cause” for his failure to exhaust and that his claims are
not “plainly meritless.” Rhines, 544 U.S. at 277.10 Because petitioner has not demonstrated
good cause, a stay would be inappropriate.
The Supreme Court and the Second Circuit have yet to define what constitutes “good
cause” under Rhines. Although the Supreme Court has indicated it should be “available only in
limited circumstances,” it has also suggested, in dicta, that the standard is not intended to be
especially rigorous. Rhines, 544 U.S. at 277; Pace v. DiGuglielmo, 544 U.S. 408, 416 (2005)
(“[P]etitioner’s reasonable confusion about whether a state filing would be timely will ordinarily
constitute ‘good cause’ for him to file in federal court.”). District courts in this circuit have
applied a few different standards. Some courts analogize “good cause” to the “cause” that
permits review of procedurally barred claims. They find, therefore, that good cause “must arise
from an objective factor external to the petitioner which cannot fairly be attributed to him or
her.” Ramdeo v. Phillips, No. 04-CV-1157(SLT), 2006 WL 297462 at *5-6 (E.D.N.Y. Feb. 8,
2006) (quotation marks omitted); see also Nieves v. Conway, No. 09-CV-3710(SLT)(LB), 2011
WL 2837428, at *2-3 (E.D.N.Y. July 14, 2011) (collecting cases); Garcia v. Laclair, No. 06-CV10196(SES)(DF), 2008 WL 801278, at *3 (S.D.N.Y. Mar. 24, 2008) (same). Others hold that
the Supreme Court’s “reasonable confusion” language in Pace suggests good cause does not
need to be based on something external to petitioner, but rather is a broader, more forgiving
concept. See, e.g., Whitley v. Ercole, 509 F. Supp. 2d 410, 417-419 (S.D.N.Y. 2007); Bryan v.
Greiner, No. 02-CV-6121(RMB)(RLE), 2006 WL 1675938, at *5 (S.D.N.Y. June 15, 2006).
Petitioner also cannot have engaged in “abusive litigation tactics or intentional delay.” Rhines, 544 U.S. at 27778.
The Court need not ultimately choose between these two standards, as petitioner has not
met either by failing to show any external factors or “reasonable confusion” responsible for his
failure to exhaust his claims.11 Rather, petitioner acknowledges that he “did not raise any of the
grounds” he now relies upon as basis for habeas relief in his “previous direct appeals” and
blames that failure on ineffective trial and appellate counsel. (Pet. at 9.)
Petitioner’s assertion of ineffective assistance of counsel as external grounds for cause
fails because he has not connected any action by either his trial or appellate counsel with his
failure to file a § 440 collateral attack or coram nobis petition. That is, even assuming
petitioner’s trial counsel was deficient and that his appellate counsel was deficient in failing to
raise certain issues on appeal, neither explains why petitioner came to federal court before filing
a § 440 collateral attack or writ of coram nobis. Redd v. Woughter, No. 09-CV-9819(JGK),
2010 WL 4983169, at *1 (S.D.N.Y. Dec. 3, 2010) (finding no cause where petitioner “provide[d]
no explanation as to why [he] did not present his ineffectiveness of appellate counsel claim in a
petition for a writ of error coram nobis before bringing this habeas petition.”); see also Orr v.
Hulihan, No. 11-CV-501(RMB)(THK), 2012 WL 2478354, at *13 (S.D.N.Y. Jan 23, 2012)
(finding no good cause where petitioner explained only his failure to raise a claim on direct
appeal, not his failure to institute coram nobis proceedings) (R&R), adopted by 2012 WL
2478454 (S.D.N.Y. June 28, 2012); Scott v. Phillips, No. 05-CV-142(CBA), 2007 WL 2746905,
at *6-7 (E.D.N.Y. Sept. 19, 2007) (“[T]he actions of [petitioner’s] appellate counsel do not
explain [petitioner’s] failure to file a petition for a writ of error coram nobis asserting ineffective
It is difficult to reconcile the idea that there must be an “external” cause for petitioner’s failure to exhaust with the
Supreme Court’s suggestion that “reasonable confusion” about state law provides grounds for a stay. Pace, 544
U.S. at 416; see also Rhines, 544 U.S. at 279 (stating an understanding that “good cause” was “not intended to
impose the sort of strict and inflexible requirement that would trap the unwary pro se prisoner.”) (Stevens, J.,
concurring) (quotation marks omitted). That is, “reasonable confusion” about the law can only possibly be
described as internal to the petitioner. See Garcia, 2008 WL 801278, at *3 (describing “external factors” as those
“outside of the petitioner’s own control” and providing, as an example, prosecutorial delay).
assistance of appellate counsel.”). Thus, neither counsel’s performance excuses petitioner’s
failure to exhaust his claims before coming to federal court.
Moreover, petitioner has demonstrated no confusion about his claims. In some instances,
the circumstances and procedural history of a case can create “reasonable confusion” about
petitioner’s claims. See, e.g., Whitley, 509 F. Supp. 2d at 420 (finding that alternative holdings
by Appellate Division that “[a] trained lawyer easily could be confused by” could have caused
petitioner to believe his claims had already been addressed on the merits); Ramchair v. Conway,
No. 04-CV-4241(JG), 2005 WL 2786975, at *18 (E.D.N.Y. Oct. 26, 2005) (finding good cause
for allowing stay to exhaust claim not brought in original petition as “there [was] no reason to
expect [petitioner] to understand” that his appellate counsel had raised the wrong issue on
appeal). But here, petitioner could not be confused about whether his claims have been
adjudicated in state court - - he admits in his petition none of the claims have even been
presented to one. And he is not asking for a stay regarding a complex claim of which he was
unaware when he filed his habeas petition. The unexhausted claims are those he filed initially.
See Spurgeon v. Lee, No. 11-CV-600(KAM), 2011 WL 1303315, at *2-3 (E.D.N.Y. Mar. 31,
2011) (finding no good cause for failure to first exhaust claims petitioner was aware of since his
trial); Scott, 2007 WL 2746905, at *7 (finding no good cause where petitioner was aware of the
facts underlying his claim when he filed his petition).
Finally, this is not a case in which reasonable uncertainty about whether a state
proceeding is “properly filed” for purposes of the AEDPA limitations period justifies filing a
premature habeas petition in order to ensure its preservation. Pace, 544 U.S. at 416. There does
not appear to have been anything remarkable about bringing a § 440 collateral attack or a coram
nobis petition here, and petitioner still had almost eight months remaining on his AEDPA period
when he filed with this court. See Orr, 2012 WL 2478354, at *13 (“There was no need to file
the Petition before challenging the performance of appellate counsel, as Petitioner had an entire
year remaining in which to exhaust his claim in the state courts.”)
Giving petitioner the greatest benefit of the doubt, it would appear his “confusion” is
actually ignorance; he is unaware of the state law options he could have used to exhaust his
claims. But, as most habeas petitions are brought pro se, if an “inadvertent failure” based on
“ignorance of the law” were enough to demonstrate reasonable confusion, the Rhines cause
requirement would cease to exist. Ramdeo, 2006 WL 297462, at *7 (finding that “an
inadvertent, good faith omission standard would drive an enormous hole through Rhines and 
AEDPA” (quotation marks omitted)); see also Garcia, 2008 WL 801278, at *4 (“A lack of
knowledge of legal procedures, in itself, is insufficient to find ‘good cause.’ ”). There is nothing
“reasonable” about petitioner’s failure to acquaint himself with the appropriate procedures.
Finally, the Court notes that petitioner has never actually asked for a stay of these
proceedings in order to exhaust his claims. Petitioner was on notice, at least by May of 2011,
when the state filed its response to his petition, that the state believed he had “off-the-record”
claims for which the “appropriate procedure for raising” is a “motion to vacate judgment under
Section 440.10.” (Opp’n Mem. at 7.) Petitioner has never filed anything in response.
In light of all of these circumstances, the Court cannot see any “good cause” for a stay.
a. Dismissal without Prejudice
The Supreme Court has specifically directed that where, as here, a stay is inappropriate,
and “dismissal of the entire petition would unreasonably impair the petitioner’s right to obtain
federal relief,” a petitioner should be given the option to drop his unexhausted claims and
proceed solely with his exhausted claims. Rhines, 544 U.S. at 277-78. Many courts faced with
this situation - - a mixed petition that is ineligible for a stay and that would be untimely if refiled
following dismissal - - assume that the petitioner “would prefer the Court to consider the
majority of his claims, rather than dismiss the entire Petition outright and risk being barred from
raising any of those claims again in federal court.” Reyes v. Morrissey, No. 07-CV2539(LAP)(DF), 2010 WL 2034531, at *9, *16 (S.D.N.Y. Apr. 21, 2010) (R&R), adopted by
2010 WL 2034527 (S.D.N.Y. May 19, 2010).12 Those courts then deem the petition “amended
to excise” the unexhausted claims, and decide on the merits the exhausted claims.
However here, petitioner’s “exhausted” claims are actually unexhausted claims that the
Court would deem exhausted and deny as procedurally defaulted in state court. Therefore, even
if the Court were to deem the petition amended to excise petitioner’s unexhausted claims, none
of his claims would be considered on the merits.13 Once denied, those claims deemed exhausted
would subject any claims raised in a subsequent petition to AEDPA’s bar on successive
petitions, and likely preclude them from future federal review. See 28 U.S.C. § 2244(b). Such a
result raises a number of concerns here as there are a number of ways to overcome a procedural
default, but petitioner cannot avail himself of them because he has not exhausted them either. In
other words, adjudicating his “exhausted” claims at this point would lead to their summary
denial, without consideration on the merits, largely because they are, in fact, unexhausted.
See also Jernigan v. Brown, No. 08-CV-9289(JGK)(DF), 2012 WL 2377082, at *9 (S.D.N.Y. May 1, 2012)
(R&R), adopted by 2012 WL 2394405 (S.D.N.Y. Jun. 25, 2012); Chu v. Artus, No. 07-CV-6684(RJS)(DF), 2011
WL 8202381, at *16 (S.D.N.Y. Aug. 9, 2011) (R&R), adopted by 2012 WL 2899378 (S.D.N.Y. July 16, 2012);
Johnson v. Kirkpatrick, No. 11-CV-1089(CM)(AJP), 2011 WL 3328643, at *14 (S.D.N.Y. Aug. 3, 2011) (R&R),
adopted by 2012 WL 112249 (S.D.N.Y. Jan. 12, 2012); Brown v. N.Y. Supreme Court, No. 10-CV7728(BSJ)(GWG), 2011 WL 2652451, at *9 (S.D.N.Y. July 7, 2011) (R&R), adopted by 2011 WL 3611397
(S.D.N.Y. Aug. 16, 2011); Taylor v. Poole, No. 07-CV-5318(RJH)(GWG), 2009 WL 2634724, at *25 (S.D.N.Y.
Aug. 27, 2009) (R&R), adopted by 2011 WL 3809887 (S.D.N.Y. Aug. 26, 2011).
The sole exception would be his sufficiency of the evidence claim, which, as discussed supra, he may have
exhausted. Yet, since even if exhausted, that claim is also barred by an adequate and independent state law ground,
petitioner would still need to exhaust any cause he has to overcome that bar. He has, as with his other claims, failed
to do so.
Here, the Court finds the best approach is for petitioner to decide whether he seeks
dismissal of the entire petition without prejudice, which would create no bar to the filing of a
successive petition, or whether he seeks to excise his unexhausted claims, and have the Court
decide those that are properly before it. Magwood v. Patterson, 130 S. Ct. 2788, 2796-97
(2010); Turner v. Artuz, 262 F.3d 118, 122 (2d Cir. 2001). Although dismissal without
prejudice would likely render untimely any future filing, a court’s equitable powers in that
regard are somewhat broader than a court’s discretion to review a successive petition. See
Holland v. Florida, 130 S. Ct. 2549, 2562-563 (2010) (finding that AEDPA’s limitation period is
subject to equitable tolling if (1) petitioner has been “pursuing his rights diligently” and (2)
“some extraordinary circumstance stood in his way and prevented timely filing”) (quotation
marks omitted). Thus, petitioner shall, within thirty (30) days of the date of this Order, advise
the Court by letter as to which remedy he seeks. Failure to comply with this Order will result in
dismissal of the petition without prejudice.
For the reasons set forth above, the petition will be DISMISSED without prejudice,
unless within thirty (30) days of the date of this Memorandum and Order, petitioner files a letter
clearly asserting that he wishes to strike his unexhausted claims and proceed solely with his
The Clerk of Court is directed to send a copy of this Memorandum and Order to
Dated: Brooklyn, New York
August 31, 2012
Roslynn R. Mauskopf
ROSLYNN R. MAUSKOPF
United States District Judge
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