Dhar v. NYC Department of Transportation et al
Filing
104
MEMORANDUM AND ORDER: For the reasons set forth above, summary judgment is granted in favor of all defendants on all outstanding federal and state-law claims, except for plaintiff's claims under the NYCHRL, which are dismissed without prejudice to their re-pleading in a state court of appropriate jurisdiction. The Clerk of Court is directed to enter judgment accordingly and to close this case. Ordered by Judge Eric N. Vitaliano on 9/19/2014. (fwd for judgment) c/m to pro se pltf (Fernandez, Erica)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
---------------~---------------------------------------------x
PRABIR DHAR,
Plaintiff,
MEMORANDUM & ORDER
-against10-cv-5681 (ENV) (VVP)
NYC DEPARTMENT OF
TRANSPORTATION, JYOTISH SHAH, and
BOJIDAR YANEY,
FILED
IN CLERK'S OFFICE
U.S. DISTRICT COURT E.D.N.Y.
Defendants.
--------------------------------------------------------------x
*
SEP 2 4 2014
k
BROOKLYN OFFICE
VITALIANO, D.J.,
Prose plaintiff Prabir Dhar brings this action against his employer, the New
York City Department of Transportation ("DOT"), 1 and two of his supervisors,
Boris Yanev and Jyotish Shah for alleged violations of Title VII of the Civil Rights
Act of 1964, 42 U.S.C. §§ 2000e, et seq. ("Title VII"), 42 U.S.C. § 1981, 42 U.S.C. §
1983, 42 U.S.C. § 1985, the New York State Human Rights Law ("NYSHRL"), the
New York City Human Rights Law ("NYCHRL"), and the Equal Pay Act of 1963,
29 U.S.C. § 206(d) ("EPA"). Dhar, according to his complaint, claims that
defendants discriminated against him on the basis of his race, religion, and national
DOT is not a suable entity. See Am. Petroleum & Transp., Inc. v. City ofNew York,
902 F. Supp. 2d 466, 467 (S.D.N.Y. 2012) aff'd, 737 F.3d 185 (2d Cir. 2013) ("the
City's departments are not separate suable entities."); New York City Charter§ 396
("All actions and proceedings for the recovery of penalties for the violation of any law
shall be brought in the name of the city of New York and not in that of any agency,
except where otherwise provided by law."). For the reasons discussed below,
however, Dhar's claims would be dismissed even ifhe had properly brought them
against the City of New York rather than DOT. In any event, the action against DOT
is dismissed, but the City of New York is ordered substituted as defendant in its stead.
1
origin, subjected him to a hostile work environment, and retaliated against him for
exercising his First Amendment rights. Dhar and defendants have each moved for
summary judgment. For the re11sons that follow, defendants' motion for summary
judgment is granted and Dhar's cross-motion for summary judgment is denied.
Background
The following facts are drawn from the complaint and the parties'
submissions on their cross-motions, including their statements of material fact filed
pursuant to Local Civil Rule 56.1. Any factual disputes are noted.
Dhar was hired by DOT on or about October 19, 1997, as an Assistant Civil
Engineer (or "ACE") in the Bridge Inspection Unit ("BIU") of the DOT's Division
of Bridges. (Defendants' Local Civ. R. 56.1 Statement of Undisputed Facts ("Def.
56.1 Stmt") ~ 2.) He was interviewed for the position by, among others, Shah, the
Director of the BIU and Dhar's direct supervisor. (Id.) Yanev is the Executive
Director of the BIU, and Shah's direct supervisor. (Yanev Deel.~ 1.)
Dhar, who identifies as Bangladeshi and Christian, alleges that, during his
tenure in the BIU, his supervisors have discriminated against him on national origin
and religious grounds by denying him salary increases, promotions, necessary
services, and opportunities for overtime pay; singling him out for undesirable and
unreasonable tasks; and subjecting him to racial slurs. By contrast, Dhar claims
that Shah and Yanev repeatedly gave employees of their own backgrounds
preferential treatment. Specifically, Shah, who Dhar asserts is from the Gujarat
province of India and is Hindu, is alleged to have favored other Indian/Gujurat,
Hindu employees; Yanev, who Dhar asserts is from Bulgaria, has allegedly favored
2
other Eastern European employees. Dhar further asserts that Shah and Yanev have
retaliated against him for complaining about this discriminatory treatment.
Dhar contends first, that he has been denied salary increases, while other
more junior, less qualified, and less experienced ACEs-of the same national origin
and/or religion as either Shah or Yanev-who were performing similar job
assignments were recommended for increases by Shah and Yanev. (Compl. ~~ 18-
19, 41.) Dhar highlights five colleagues in particular, all ACEs in the BIU: Kamlesh
Patel, Jitendra Patel, and Mitul Patel, all of whom Dhar describes as being of Indian
national origin, specifically from the Gujurat province, and of Hindu religion;
Alexandr Bezdezhsky, whose national origin Dhar alleges is Ukrainian; and Radu
Georgescu, whose national origin Dhar alleges is Romanian. (See Comp!. Ex. B.)
Dhar further alleges that he has been denied opportunities for paid overtime,
while other ACEs in the BIU have been given such opportunities, especially
employees of Indian descent and Hindu religion. (Compl.
~
48; Pl. 56.l Stmt. ~ 107.)
He zeroes in on Mitul Patel, who earned $50,000 in overtime in 2009 alone, well in
excess of DOT's normally allowed limit of 20 percent of the employee's base salary.
(Pl. 56.1 Stmt. ~~ 4, 106.) Dhar also alleges that Patel and other ACEs earned at
least some of their overtime pay not from actual overtime work, but because Shah
improperly changed their time sheets to reflect overtime work they did not perform.
(See Pl. 56.1 Stmt ~ 89-90, 144; Pl. Ex. "TSFO.") Defendants counter that the
availability of overtime work within the BIU depends on the needs of the unit, and it
is distributed by team leaders on a volunteer basis. (See Def. 5.1 Stmt ~~ 89-95.)
Dhar's supervisor from 2003 to about August 2009, Jerry Kao, had requested not to
3
work overtime; as a result, his team was typically not offered overtime work, and
had to request it from other team leaders if desired. (Id. at,, 91-92.) Defendants
further present evidence that DOT employees are permitted to exceed the 20°/o limit
with permission, and that, in 2009, Mitul Patel was asked-and approved-based in
part on his computer science background, to take on a project that required copious
overtime. (Id. at, 107.)
Plaintiff's next grievance concerns the room he worked in. On or about
September 24, 2009, as a result of a reorganization, Dhar was transferred to a
different team within the BIU. Shah instructed him to move from Room 101, where
he had been seated for six years, to Room 103--on the same floor of the same
building-where his new team leader sat. (Def. 56.1 Stmt , , 48-49.) Dhar
requested not to move rooms, setting off a months-long dispute with Shah and
Yanev. (See Def.'s 56.1 Stmt , , 51-57.) Dhar apparently resisted the move in part
because he felt unsafe working alongside another employee sitting in Room 103,
Alexandr Bezdezhsky. (See Khandakar Aff., Ex.Rat DD005.) Among other things,
Dhar alleges that Bezdezhsky instigated an altercation with him in 2002 or 2003 in
which the police were called. (PI. 56.1 Stmt, 49.) While no evidence of this incident
is presented, the record confirms that, at times, Bezdezhsky acted belligerently with
other employees, (see, e.g., PI. Ex. R (1/12/10 Testimony ofThirugnanam Mohan
before DOT Advocate's Office) at 17, 21 (testimony that Bezdezhsky was "hostile"
toward his supervisor and raised his voice with him, and that other team leaders did
not want him)), and that, in November 2009, after Dhar entered Room 103 to speak
with their shared team leader, Bezdezhsky yelled at Dhar, unprovoked, to get out.
4
(See id. at 6.) Additionally, Dhar refused to move because the new room lacked a
computer and network access for him, which he needed to do his work, facts which
defendants do not dispute. (See Pl. Ex. Q (March 9, 2010 Testimony of Jyotish Shah
before DOT Advocate's Office) at 31.)
On December 1, 2009, Shah issued a Record of Progressive Discipline based
on Dhar's failure to relocate his workplace as instructed. (Khandakar Aff., Ex. S.)
Dhar moved to Room 103 later that month. In his new location, however, plaintiff
complains that he lacked a proper place to sit, an internet connection, a telephone
connection, and other essential services that all other employees had, and that his
requests for phone and internet service were ignored.
(Comp!.~
32, 33.) Dhar
eventually received a computer and internet service, but they were provided about a
month after he moved. In the interim, he shuttled back to his old desk to use a
computer. A direct phone line was provided after about three to six months. Before
that, Dhar had to share a phone line with another employee. (Khandakar Aff., Ex.
Q at 166-67; Pl. 56.1 Stmt.
~
58.) Dhar's root allegation is that he was singled out to
transfer rooms, with its accompanying denial of necessary services, as a result of the
claimed discrimination. In support, he submits evidence that other ACEs were
permitted to remain in different rooms with the apparent acquiescence of their team
leaders. (Pl. 56.1 Stmt. ~ 47.) Dhar further alleges that Yanev threatened and
verbally abused him for refusing to transfer rooms. He appears to base this on an
email that Yanev sent to Dhar threatening that, if he refused to move, his working
hours would not be authorized and his time would be reduced-particularly the
time he was using to write unnecessary emails surrounding his room transfer. (See
5
Khandakar Aff., Ex.Rat DD005.)
In November 2009, Dhar filed a formal complaint with the DOT Advocate's
Office, based on the alleged pay discrepancies and room transfer, among other
things. That office initiated a formal investigation in December 2009, including
taking testimony from witnesses. The case was eventually closed with a finding that
Dhar's claims were not substantiated. (Compl. 41[ 26; Khandakar Aff., Ex. X.) Dhar
also filed a complaint with the Equal Employment Opportunity Commission
("EEOC") on or about November 14, 2009.
Thirugnanam Mohan, another ofDhar's supervisors, testified, on January
12, 2010, in connection with theAdvocate's Office investigation. On or about
January 25, 2010, Mohan complained to the Advocate's Office concerning certain
behavior by Shah following his testimony. He said that Shah had questioned him
regarding why he had been talking to the Advocate's Office for so long and inquired
about the subjects of discussion. Following his testimony, Mohan claims Shah
retaliated against him by attempting to change his assignments. He says Shah also
instructed him to start treating Dhar in a "harsher manner." (See Pl.'s Ex.
"TMAO" at 1 (Office of the Advocate Investigative Action Sheet, dated Jan. 25,
2010.)) Although he expressed feeling "weakened" by Shah's actions, Mohan stated
that he would not obey the instruction to treat Dhar differently, and that he would
document Shah's behavior toward him, and would continue to notify the
Advocate's Office about any problems. (Id.) Mohan declined to file a formal
complaint regarding these events.
Dhar alleges that the harassment not only continued, but accelerated
6
following his complaints. On April 29, 2010, a training class was conducted by a
Staten Island Rapid Transit employee and was attended by a number ofBIU
employees, including Dhar, Shah, and Yanev. (Def. 56.1 Stmt 4J4J 82-83; Comp!.
4J
45.) During the class, Dhar asked questions relating to proper safety procedures
and about procedures for carrying a ladder during an inspection. Not surprisingly,
the exact nature of his questions is unclear from the record. (Def. 56.1 Stmt 4J 84;
Khandakar Aff. Ex. CC.) Apparently some back-and-forth with the instructor
ensued and, after the dialogue got heated, the instructor threatened to eject Dhar
from the class. (Khandakar Aff. Ex. CC.) Shah ordered Dhar to stop speaking or
he would throw him out of the class; Shah eventually did instruct him to leave the
class. (Id.; CompI. 4J 22.)
In January 2011, following an absence for illness, Dhar presented his
supervisors with a doctor's note advising that he should be placed on light duty,
performing no bending or lifting. (See Khandakar Aff. Ex. GG.) Dhar alleges that
Shah disregarded the note and forced him to work in the field on January 25, 2011.
(Pl. 56.1 Stmt 4J 121.) Defendants vigorously dispute this claim. It is undisputed,
however, that Dhar was not asked to go into the field for about a week after he
presented the doctor's note. Mohan, the one who asked Dhar to perform the postnote field inspection, said, in an affidavit, that he believed that Dhar was able to
return to field work at the time, and would not have asked him to do so otherwise.
(Def. 56.1 Stmt 4J4J 127-29.) It is not apparent from the doctor's note itself how long
Dhar was supposed to have been on light duty. Dhar sheds no light on this,
although it is undisputed that, at some point, he became able to perform all of his
7
job functions once again. (See Khandakar Aff., Ex. Q at 31.) In any event, and
significantly, Dhar does not allege that he told anyone he was unable to perform the
January 25, 2011 inspection for medical reasons, although he claims that in a
meeting Shah and Mohan told him he would be subject to disciplinary action if he
failed to conduct it. (Pl. 56.1 Stmt ~ 127.) Nor does Dhar allege, in the first place,
that the inspection involved any bending or lifting, nor that he suffered any health
consequences from doing the inspection. Rather, Dhar seems primarily concerned
with the self-perceived unfairness of his experience compared to Kamlesh Patel's a
decade earlier. In that incident, Kamlesh Patel was placed on "light duty" in 2002
as a result of a medical condition, and then remained in his new non-inspection role
permanently, even after he was able to return to full duty, apparently based on
personnel needs. (Def. 56.1 Stmt. ~~ 121-24.) Dhar contends that Patel's condition
was never adequately substantiated by medical documentation as required, but,
rather, only by a vague, unverified doctor's note that, at best, indicated that Patel
should be on light duty for ten months. The real reason Patel was permanently
excused from inspections, Dhar alleges in conclusory fashion, was that he was
favored by Shah. (See Pl. 56.1 Stmt ~~ 105, 121.)
In October 2011, Shah failed to approve a timesheet ofDhar's, and, as a
result, Dhar was issued his October 14, 2011 paycheck on October 17, 2011 in a
paper check rather than in the form of the usual direct deposit. Dhar was told he
could pick the check up at a DOT building in Manhattan. Dhar's work unit was
located in Brooklyn. Apparently for parking-related reasons, Dhar asked Shah to
pick it up for him. (Def. 56.1 Stmt. ~ 141.) Shah did so and personally delivered the
8
check to Dhar on November 10, 2011. Dhar claims that Shah intentionally failed to
approve the time sheet in order to deprive him of income. Defendants parry that it
was an inadvertent mistake. Further, defendants note that Shah was out of the office
from October 13 to October 21, and, thus, was unable to remedy the error sooner.
(Shah Deel.
at~
32.)
From his diary of discriminatory acts for this time period, Dhar alleges,
among others, that Shah threatened to cut his time and salary; ordered him to carry
a large, heavy ladder at an inspection site, which was outside of the normal duties
for an assistant civil engineer; 2 and that defendants failed to give him annual
performance evaluations, as required by his employment contract. (See Compl.
~~
41, 43, 46, 48.) Dhar further charges that, on March 6, 2012, he was forced to
conduct a bridge inspection under unsafe conditions, including inadequate blocking
of traffic, and that this was a conspiracy by his supervisor and coworkers to cause
an accident that could have killed or injured him. (See Pl. 56.1 Stmt.
~~
131-37.)
The inspection was completed without injury or incident.
Additionally, Dhar alleges that Shah yelled slurs at him, particularly calling
him a "stupid Bangladeshi Christian" and "idiot Bangladeshi Christian" on at least
two occasions. (See Pl. Ex. "DISO.") The context and time period in which these
comments took place is unclear from the record; in his deposition, Dhar testified
that they occurred in either 2006 or 2007, or possibly as early as 2002, and
2
Dhar apparently refused to carry the ladder, and although Shah threatened him with
disciplinary action for his refusal, no action was taken. (See Khandakar Aff. Ex. AA,
Ex. Q at 53; Shah Deel. "if 14.)
9
elsewhere in his moving papers he asserts that the comments were made at points in
2010 and 2011. Dhar submits a signed but unsworn affidavit from a colleague, who
states that he witnessed Shah and Y anev calling Dhar these names in the lunch
room on two occasions, once near the end of2010, and once in December 2011. (See
3
Statement of Dushawn Davis, dated Nov. 21, 2012 at,, 5-6.) Dhar alleges that, as a
result of the hostile working environment created by Shah and Yanev, he has
suffered post-traumatic stress disorder, depression, and a sleep disorder. (Comp!.
, , 33, 55.)
EEOC issued Dhar a Right to Sue Letter on September 13, 2010. Dhar filed
the instant complaint on December 8, 2010.
Standard of Review
A district court must grant summary judgment if "there is no genuine issue
as to any material fact" such that "the moving party is entitled to a judgment as a
matter oflaw." Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317,
322 (1986). In assessing the merits of a summary judgment motion, the motion
court is not to try issues of fact, but, rather, to "determine whether there are issues
of fact to be tried." Sutera v. Schering Corp., 73 F.3d 13, 16 (2d Cir. 1995) (quoting
Katz v. Goodyear Tire & Rubber Co., 737 F.2d 238, 244 (2d Cir. 1984)). The moving
party bears the burden of demonstrating that there is no genuine issue as to any
material fact, see Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005), and
3
Though the Court notes the unswom statement, it is not in admissible form and will
not be substantively considered on this matter.
10
the court will resolve all ambiguities and draw all permissible factual inferences in
favor of the party opposing the motion. See Sec. Ins. Co. of Hartford v. Old
Dominion Freight Line, Inc., 391 F.3d 77, 83 (2d Cir. 2004); Gummo v. Vill of
Depew, 75 F.3d 98, 107 (2d Cir. 1996) ("If, as to the issue on which summary
judgment is sought, there is any evidence in the record from which a reasonable
inference could be drawn in favor of the opposing party, summary judgment is
improper.").
If the moving party meets its initial burden of demonstrating the absence of a
disputed issue of material fact, the burden shifts to the nonmoving party. See Fed.
R. Civ. P. 56(e). The nonmoving party may not rely solely on "conclusory
allegations or unsubstantiated speculation" in order to defeat a motion for summary
judgment. Scotto v. Almenas, 143 F.3d 105, 114 (2d Cir. 1998). Instead, the
nonmoving party must "make a showing sufficient to establish the existence of
[each] element to that party's case .... since a complete failure of proof concerning
an essential element of the nonmoving party's case necessarily renders all other
facts immaterial." Celotex, 477 U.S. at 322-23. If the evidence favoring the
nonmoving party is "merely colorable, or is not significantly probative, summary
judgment may be granted." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249-50
(1986) (internal citations omitted).
Finally, because Dhar is prose, the Court will read his pleadings and papers
"liberally ... and interpret them to raise the strongest argument that they suggest,"
Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994).
11
Discussion
I.
Title VII Claims
Title VII provides, in relevant part, that "[i]t shall be an unlawful
employment practice for an employer ... to discriminate against any individual
with respect to his compensation, terms, conditions, or privileges of employment,
because of such individual's race, color, religion, sex, or national origin." 42 U.S.C.
§ 2000e-2(a). Dhar brings several claims pursuant to Title VII, based on pay
discrimination, failure to promote, retaliation, hostile work environment, and other
acts or occasions of mistreatment. Each claim is separately analyzed below.
A.
Title VII Claims Against Individual Defendants
As an initial matter, defendants correctly argue that "individuals are not
subject to liability under Title VII." Patterson v. Cnty. of Oneida, N.Y., 375 F.3d 206,
221 (2d Cir. 2004) (quoting Wrighten v. Glowski, 232 F.3d 119, 120 (2d Cir. 2000)).
Consequently, Dhar's Title VII claims are dismissed as to Shah and Yanev.
B.
Title VII Discrimination Claim Against the City of New York
The Supreme Court has established a three-part framework for analyzing a
Title VII discrimination claim. See McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973). First, the plaintiff must make a prima facie showing that discrimination has
occurred. Id. at 802. The burden of production then shifts to the defendant
employer to give a legitimate, nondiscriminatory reason for the adverse employment
action. Id. at 802-03. Finally, the plaintiff must show by competent evidence that
the reasons given by the defendant are merely a pretext for discrimination. Id. at
12
804; see also Patterson, 375 F.3d at 221. Summary judgment must be granted with
caution in Title VII actions, particularly "where intent is genuinely in issue."
Chambers, 43 F.3d 29, 40 (2d Cir. 1994) (citations omitted}. Nonetheless, "[t]he
ultimate burden of persuading the trier of fact that the defendant intentionally
discriminated against the plaintiff remains at all times with the plaintiff, and if the
plaintiff has failed to show that there is evidence that would permit a rational
factfinder to infer that the employer's proffered rationale is pretext, summary
judgment dismissing the claim is appropriate." Butts v. New York City Dep't Of
Hous. Pres. And Dev., OO-CV-6307, 2007 WL 259937, at *8 (S.D.N.Y. Jan. 29, 2007),
aff'd 307 F. App'x 596 (2d Cir. 2009).
1. Plaintiff's Prima Facie Case
To establish aprimafacie case of discrimination, Dhar must show that (1) he
is a member of a protected class; (2) his job performance was satisfactory; (3) he
suffered an adverse employment action; and (4) the action occurred under
conditions giving rise to an inference of discrimination. Demoret v. Zegarelli, 451
F.3d 140, 151 (2d Cir. 2006) (citing McDonnell Douglas, 411 U.S. at 802). Although
"the burden of establishing a prima facie case is not onerous, and has been
frequently described as minimal," Scaria v. Rubin, 117 F.3d 652, 654 (2d Cir. 1997),
the Second Circuit has also noted that a "jury cannot infer discrimination from thin
air," Norton v. Sam's Club, 145 F.3d 114, 119 (2d Cir. 1998). Ultimately, a Title VII
plaintiff must show more than the mere suffering of an adverse employment
consequence by a member of a protected class.
13
,-
It is undisputed that Dhar meets the first two elements. As to the third, an
adverse employment action is "a 'materially adverse change' in the terms and
conditions of employment," that is, a change which is "more disruptive than a mere
inconvenience or an alteration of job responsibilities." Galabya v. New York City Bd.
of Educ., 202 F.3d 636, 640 (2d Cir. 2000). "A materially adverse change might be
indicated by a termination of employment, a demotion evidenced by a decrease in
wage or salary, a less distinguished title, a material loss of benefits, significantly
diminished material responsibilities, or other indices ... unique to a particular
situation." Id. (quoting Crady v. Liberty Nat'/ Bank & Trust Co., 993 F.2d 132, 136
(7th Cir. 1993)); see also Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761 (1998)
(tangible employment action is one which "constitutes a significant change in
employment status, such as hiring, firing, failing to promote, reassignment with
significantly different responsibilities, or a decision causing a significant change in
benefits").
The adverse employment actions that Dhar can be understood to allege in his
filings include: (1) receiving less pay than other ACEs in the BIU; (2) being denied
opportunities for overtime compensation; (3) being forced to move to another room
on the same floor; (4) being forced to conduct an inspection on January 25, 2011 in
contravention ofa doctor's note; (5) the delay in receiving his October 2011
paycheck; (6) being told to carry a ladder on at least one occasion at a field
inspection; (7) being told to leave a training class; (8) being forced to conduct an
inspection on March 6, 2012 in unsafe working conditions and other inspections in
14
•
inclement weather; and (9) being reprimanded verbally and by email and
threatened with disciplinary action. 4 Of these, only (1) and (2) arguably constitute
adverse employment actions for purposes of making out a prima facie case of Title
VII discrimination. The others all describe conditions that, while perhaps
unpleasant, did not materially affect the terms or conditions ofDhar's employment.
5
4
Dhar also alleges that he was denied promotions, a claim addressed separately below.
5
Dhar's change from Room 101 to Room 103 did not result in any change in his duties
or responsibilities. The lack of phone and computer service in Room 103 was
resolved within a few months, and in the interim the only impact on Dhar was that he
had to share a phone with a colleague and use a computer down the hallquintessential "mere inconveniences." See, e.g., Nonnenmann v. City ofNew York,
174 F. Supp. 2d 121, 132-33 (S.D.N.Y. 2001) overruled on other grounds by Konits v.
Valley Stream Cent. High Sch. Dist., 394 F .3d 121 (2d Cir. 2005) (Denial of a transfer
request was not an adverse employment action where plaintiff"made no allegation
that the salaries, benefits, or opportunities for advancement in the two jobs are any
different," even though the new job would have been closer to plaintifrs home.).
And, while it does appear from the record that Bezdezhsky may have been an
unpleasant and insubordinate employee at times, there is no evidence to suggest that
he posed a threat to Dhar or anyone else. Nor does being asked to carry a ladder at an
inspection on one occasion constitute an adverse employment action, particularly in
light of testimony by at least two witnesses that carrying a ladder was an acceptable
task for someone in Dhar's position. (See Pl. Ex. "JKO" (3/28112 Dep. of Jerry Kao)
at 85; "BYO" (4/26112 Dep. ofBojidar Yanev) at 128-29.)) As to Dhar's doctor's
note, Dhar fails to even allege, let alone provide evidence of, how long he was
supposed to be on light duty, what tasks, if any, he undertook in the January 25, 2011
inspection in violation of his doctor's recommendation, or that he told anyone that
doing the inspection would violate his doctor's orders. Dhar's vague and conclusory
allegations cannot reasonably support a finding of an adverse employment action. As
for the March 6, 2012 inspection, Dhar has presented no evidence from which an
inference can be drawn that the inspection took place in unsafe conditions; even it did,
Dhar's participation-along with other employees of varying races, national origins,
and religions-would not be an adverse employment action. Additionally, it has long
been held in this circuit that a mere delay in are receiving a paycheck is not an
adverse employment action. See, e.g., Sprott v. Franco, 94-CV-3818, 1997 WL
79813, at n.5 (S.D.N.Y. Feb. 25, 1997). Nor, finally, are "reprimands, threats of
15
Dhar's allegations that he was paid a lower salary than other ACEs and was
denied opportnnities to earn overtime pay, having met preliminary scrutiny, must
next be evaluated as to whether they occurred under circumstances giving rise to an
inference of discrimination, in satisfaction of the fourth element of his McDonnell-
Douglass primafacie case.
Dhar falls short with respect to his overtime claim. Although he
demonstrates that other ACEs earned more overtime pay than he did, plaintiff does
not cite to any particular instance in which he sought an overtime opportunity, nor
an instance where he was denied an ordinary course overtime opportunity, much
less assert that an opportunity he sought from his employer was instead given to
another employee who was not a member of plaintiff's class. Given the record
evidence of how overtime work was distributed within the BIU, the fact that Dhar
earned less than others is insufficient on its own to raise an inference of
discrimination. See Hubbard v. Port Auth. of New York & New Jersey, 05-CV-4396,
2008 WL 464694, at *12 (S.D.N.Y. Feb. 20, 2008) ("Although Plaintiffs generally
allege that [their superiors] distributed choice overtime to non-minority co-workers,
without affirmative and specific supporting evidence that Plaintiffs were actually
denied overtime, this claim cannot survive summary judgment.") (quoting Wilson v.
NY. City Dep't o/Transp., No. 01-CV-7398, 2005 WL 2385866, at *18 (S.D.N.Y. Sept.
disciplinary action [or] excessive scrutiny ... in the absence of other negative results
such as a decrease in pay or being placed on probation." See Honey v. Cnty. of
Rockland, 200 F. Supp. 2d 311, 320 (S.D.N.Y. 2002) (citing cases).
16
28, 2005)). Dhar's alternative claim that Shah forged certain other ACEs'
timesheets, in order to allow them to earn overtime compensation for work they
never performed, (see, e.g., Pl. 56.1 Stmt ~ 92), is supported solely by Dhar's
conclusory allegations, which are insufficient to create a disputed issue of fact.
6
And, obviously, the conduct plaintiff describes, if true, is a violation of New York
law. The failure to extend a similar wrongful courtesy to a complaining employee
cannot serve as a basis for entitlement to Title VII relief.
As to his salary claim, Dhar presents evidence that four of the five ACEs that
he selects as comparator employees-who are of different national origin and/or
religion than plaintiff-receive and/or were hired at higher salaries than he was. 7
These employees had the exact same job title, performed the same functions, and
reported to the same superiors as Dhar. He also asserts that at least one, Jitendra
Patel, had only a bachelor's degree, while it is undisputed that Dhar had a master's
6
Plaintiff does submit a series of time sheets merely demonstrating that Shah did, on
certain occasions, make changes to some employees' clock-in and clock-out times.
(See Pl. Ex. "TFO.") Dhar makes no showing that these corrections were improper,
or show, to the extent that alterations were properly made, that Shah refused to make
similar, proper, alterations for him, much less show that such refusal was motivated
by discriminatory animus. Moreover, even ifDhar had made out aprimafacie case
of discrimination in the distribution of overtime, defendants have supplied an
adequate non-discriminatory reason for the amounts of overtime that the various
ACEs in the BIU earned during the relevant period, (See Def. 56.1 Stmt iii! 89-111 ),
and Dhar fails to demonstrate that this explanation is pretext.
7
Dhar cannot state a discrimination claim based on Kamlesh Patel's salary, because
Patel has at all relevant times earned a lower salary than Dhar. (See Frankowski Deel.
iii! 11-14.)
17
degree in engineering. Drawing all inferences in plaintiff's favor, this evidence is
sufficient to meet his de minimus burden to establish an inference of discrimination
as to the salary differentials within the BIU, and, thus, Dhar makes out a primafacie
case as to this claim. See Butts, OO-CV-6307, 2007 WL 259937, at *9 (showing that
similarly-situated employees not in plaintiff's protected class were treated
differently as to an adverse employment action raises an inference of
discrimination). 8
2. Defendant's Nondiscriminatory Reasons
The finding that a McDonnell Douglass primafacie case has been stated does
not end the inquiry. It simply shifts the burden of production to defendants to come
forth with a legitimate, nondiscriminatory reason for the differences in the relevant
employees' salaries. To this end, defendants produce an affidavit from Jean
Frankowski, DOT's Director of Personnel, Payroll and Timekeeping, a copy of the
collective bargaining agreement between the City and Dhar's union, DC37 ( the
"CBA"), and various official payroll records, among other evidence. (See
8
Defendants argue that Dhar fails to satisfy the fourth element of his primafacie case
because the comparator employees he selects are not "similarly situated" to him in
"all material respects." Graham v. Long Island R.R., 230 F.3d 34, 39 (2d Cir. 2000).
In particular, defendants argue that the comparator employees were hired at different
times, had different levels of experience at the time of hire, and were earning different
amounts than Dhar prior to their employment with DOT. What constitutes "all
material respects" varies from case to case, but must be judged based at least in part
on "whether the plaintiff and those he maintains were similarly situated were subject
to the same workplace standards," id at 40, which is clearly true for Dhar and the
other ACEs in his department. Defendants' arguments are better viewed in the
context of their non-discriminatory reasons for the pay differences, assessed below.
18
Khandakar Deel. Ex. C, H-J; Deel. of Jean Frankowski dated Nov. 13, 2012
("Frankowski Deel.")) Defendants argue that this evidence demonstrates that any
differences between Dhar's salary and those of his comparators are appropriate
under the CBA and in light of each employee's background and qualifications.
Pursuant to the CBA, ACEs are paid salaries at either the hiring rate, an
"incumbent rate"-which is a rate for individuals with at least two years of
experience with the City of New York-or a range between the incumbent rate and
the maximum rate for the job title. (See Frankowski Deel., 6.) Within that range,
differences in salaries are based on a number of factors, such as the employee's
prior experience in the relevant title and with the City, prior salary, and budgetary
constraints. (Id. at, 7.) Employees receive incremental raises pursuant to
successive CBAs between the city and DC37. Discretionary raises are permitted
only in circumstances in which an employee has taken on additional tasks and
responsibilities in his position. (Id. at, 16.)
Plaintiff's salary upon hiring was approximately $37,426. (Id. at, 7.) This
was the then-effective incumbent rate, for which Dhar qualified based on the fact
that he had previously been employed as an Industrial Hygienist with the New York
City Department of Housing Preservation and Development. (Id. at, 8.) Since his
hiring, Dhar has received incremental raises pursuant to subsequent CBAs, and as
of October 21, 2011, Dhar's salary was $58,192. (Id. at, 6).
Jitendra Patel started as an ACE in the BIU on or about June 13, 2004, at a
starting salary of $49,440. (Frankowski Deel., 21.) At that time, the minimum
19
salary for an ACE was $42,368, the incumbent rate was $45,401, and the maximum
rate was $52,000. (Id.) Prior to his appointment with DOT, Jitendra Patel had been
earning approximately $52,000. According to Frankowski, he had prior experience
as a civil engineer-although she fails to explain where, for how long, or in what
capacity-and his starting salary was determined based in part upon his prior
salary and civil engineering experience. 9 (Id. at~ 23.) Patel has never received a
discretionary raise. (Id.
at~
25.) As of October 21, 2011, his salary was $60,268.
Mitul Patel commenced as an ACE in the BIU on or about April 10, 2006, at a
salary of approximately $56,000. The minimum salary for an ACE was then
$41,944, the incumbent rate was $48,239, and the maximum rate was $62,937. (Id.
at~
29.) Prior to joining DOT, he was working for Haider Engineering, earning
approximately $63,635 annually. (Id.
at~
30.) Frankowski asserts that his prior
salary and experience as a civil engineer were factors in determining his salary,
although there is no evidence provided as to what his position or duties with Haider
Engineering were. As of October 21, 2011, Mitul Patel's salary was $60,268.
Radu Georgescu started as an ACE in the BIU on or about December 24,
2007, at a starting salary of approximately $66,764, the then-maximum hiring rate
for an ACE. (Frankowski Deel.~ 35, 37.) Prior to his appointment with DOT,
Georgescu worked for HNTB Corporation with the title "Engineer II," earning
9
The documentation defendants provide shows that Jitendra Patel's prior employment
was as a construction project manager for repairs to NYCHA developments, but not
whether this work entailed civil engineering.
20
approximately $73,715. (Id. at, 38.) A contemporaneous memo in support
Georgescu's hiring refers to his "vast engineering experience over 20 years."
(Khandakar Deel. Ex. P.) Georgescu's salary was determined in part based on his
prior salary and his experience as a civil engineer. (Frankowski Deel., 39.) He has
never received a discretionary raise. As of January 27, 2012, Georgescu's salary
was $72,212.
Alexandr Bezdezhsky started as an ACE in the BIU on or about June 30,
2002, at a salary of approximately $41,134-the minimum salary for an ACE at that
time. (Id. at, 15.) The incumbent rate was then $44,079 and the maximum rate
was $57,513. On March 16, 2008, Bezdezhsky received an 8°/o discretionary salary
increase, from $54,387 to $58,738, upon the recommendation of Yanev, Shah, and a
third supervisor, Sam Teaw. (Id. at, 17; Def. 56.1 Stmt, 17.) According to a
personnel form issued at the time, they recommended the increase because
organizational and personnel changes within the BIU had caused Bezdezhsky to
take on a series of additional responsibilities and duties, such as inspection of
pedestrian bridges and responding to hotlines, in addition to performing the
standard ACE duties. (Khandakar Ex. J.) As of October 21, 2011, Bezdezhsky's
salary was $61,088.
All of these employees were hired at salaries within the range set by the CBA,
with the exception of Bezdezhsky, who was hired at the minimum possible salary.
Of them, only Bezdezhsky ever received a discretionary raise, a decision that is
amply supported by contemporaneous documentation enumerating the additional
21
responsibilities he had taken on to justify the raise. Although additional evidence as
to Jitendra Patel and Mitul Patel's prior civil engineering experience would be
helpful, defendants have nonetheless sufficiently articulated legitimate, nondiscriminatory reasons justifying each employee's salary, given the employees' prior
salaries, and the fact that each salary fell within or below the range set by the CBA.
See Humphries v. City Univ. of New York, 13-CV-2641, 2013 WL 6196561, at *7
(S.D.N.Y. Nov. 26, 2013) (finding it significant that the plaintiff's salary fell within
the posted range for her position).
3. Burden of Demonstrating Pretext
To show that defendants' proffered explanation is merely a pretext, plaintiff
must "establish a genuine issue of material fact either through direct, statistical, or
circumstantial evidence as to whether the employer's reason for [the differences in
pay] is false and as to whether it is more likely that a discriminatory reason
motivated the employer"' to pay him less than his coworkers. Ra/kin v. New York
City Transit Auth., 62 F. Supp. 2d 989, 1001 (E.D.N.Y. 1999) (quoting Kerzer v.
Kingly Mfg., 156 F.3d 396, 401 (2d Cir. 1998)). Dhar fails to contradict the evidence
of his comparators' prior salaries or the assertion that they had prior civil
engineering experience. Instead, he baldly asserts that the supporting
documentation submitted by defendants has been falsified. (See Pl. 56.1 Stmt. ~ 5.)
Dhar also represents that he had 20 years of experience at the time he was hired that
DOT failed to take into account in setting his salary. However, he nowhere claims
that this experience was in engineering. Notably, the record, in fact, shows that his
22
prior position, also with the City, was as an industrial hygienist.
Dhar does correctly point out that Bezdezhsky, in his deposition, was unable
to confirm that he ever performed the tasks and responsibilities that were
memorialized in his employee records at the time to justify his discretionary raise,
and even appeared to be unfamiliar with them. (See Dep. of Alexandr Bezdezhsky,
4/2/2012, at 30-35.) It is also clear from the deposition transcript, however, that
Bezdezhsky had difficulty understanding Dhar's questions on this subject, a
situation which was undoubtedly exacerbated by the fact thatBezdezhsky testified
by way of an interpreter. (See, e.g., id. at 32 (when asked whether he used in-house
bridge inspection software, Bezdezhsky stated that he did not understand the term
"software.")) Moreover, even if Dhar was able to demonstrate that the reasons
given to justify Bezdezhsky's discretionary raise were false, this would not be
sufficient to survive summary judgment. St. Mary's Honor Ctr. v. Hicks, 509 U.S.
502, 515 (1993) ("a reason cannot be proved to be 'a pretext/or discrimination'
unless it is shown both that the reason was false, and that discrimination was the
real reason.") Dhar has presented absolutely no evidence from which an inference
can be drawn that Bezdezhsky was given a discretionary raise as a result of
discrimination. The only supposed evidence Dhar marshals in this regard is the fact
that Bezdezhsky is Ukrainian and Yanev is Bulgarian which, needless to say, is
insufficient.
At bottom, for all these reasons, there is no genuine issue of material fact on
this point. Dhar fails to demonstrate that defendants' proffered nondiscriminatory
23
reasons for the disparities in pay between Dhar and his colleagues are a mere
pretext for discrimination. Accordingly, his pay discrimination claim is dismissed.
C.
10
Failure to Promote Claim
Dhar also alleges that defendants discriminated against him by denying him a
promotion for which he was qualified. A failure to promote claim is evaluated
under a variant of the McDonnell-Douglass burden shifting analysis, which requires
a plaintiff to make a prima facie showing that (1) he is a member of a protected
class; (2) he applied and was qualified for a job for which his employer was seeking
applicants; (3) he was rejected for the position; and (4) the position remained open
and the employer continued to seek applicants having his qualifications. Butts, 00CV-6307, 2007 WL 259937, at *10 (quoting Petrosino v. Bell Atlantic, 385 F.3d 210,
226 (2d Cir. 2004)).
Plaintiff claims that he was denied promotion to either the Associate Project
Manager or Construction Project Manager position, notwithstanding that he took
and passed the Civil Service exams for and was placed on the Civil Service eligible
list for these titles. Shah represents that no one in the BIU holds either of these
titles, and that the unit has no need for them. {Shah Deel.~ 21.) This is consistent
with what Shah told Dhar when he requested promotion in January 2012. (See
° For the same reasons that Plaintiffs Title VII discrimination claim is dismissed, his§
1
1981 and § 1983 discrimination claims must also fail. See Ruiz v. Cnty. ofRockland,
609 F .3d 486, 491 (2d Cir. 2010) (Title VII claims and claims for race and national
origin discrimination under Sections 1981 and 1983 are analyzed under the burdenshifting framework set forth in McDonnell Douglass). As such, those claims are
dismissed as well.
24
Khandakar Deel., Ex. DD.) Indeed, in addition to Dhar, Georgescu and Mitul Patel
also passed the relevant Civil Service exams and were also placed on the eligible list
for the two positions Dhar sought, but neither was promoted. (Shah Deel. -,i 22.)
Dhar, importantly, does not contest this account. He does not allege, fatally, that
there was ever any specific opening for either position that he sought, nor that he
ever submitted an application. Plaintiff instead points to three DOT employees, not
of his protected class, who he claims were promoted from ACE to Associate Project
Manager. (See Pl. 56.l Stmt -,i 114.) Yet, the record shows that these individuals
were not working in the BIU either at the time they received their promotions or
after they were promoted, but rather were employed elsewhere within DOT.
(Khandakar Ex. DD (Dep. of Prabir Dhar) at 70-74.) Additionally, there is no
evidence in the record as to those employees' qualifications, nor the circumstances
surrounding their promotions. Dhar, in sum, fails to establish a primafacie case,
because his employer did not have the title he targeted available and never sought
applicants for it, and because he never applied for a specific position. See Petrosino
v. Bell At/., 385 F.3d 210, 227 (2d Cir. 2004) ("[T]he second element of a primafacie
case cannot be established merely with evidence that a plaintiff generally requested
promotion consideration. A specific application is required."). Having no
substance, his failure to promote claim is dismissed.
D.
Hostile Work Environment
On a different tack, plaintiff additionally claims that he was subject to a
hostile work environment in violation of Title VII. This claim is based on the two
25
incidents in which Shah and Yanev allegedly called him a "stupid Bangladeshi
Christian," as well as on many of the same incidents described above in connection
with Dhar's employment discrimination claim.
"Title VII affords employees the right to work in an environment free from
discriminatory intimidation, ridicule, and insult." Boyd v. Presbyterian Hosp. in City
of New York, 160 F. Supp. 2d 522, 538 (S.D.N.Y. 2001) (quoting Meritor Savings
Bank, FSB v. Vinson, 477 U.S. 57, 65 (1986)). To state a claim for a hostile work
environment, a plaintiff must show that the complained of conduct "(1) 'is
objectively severe or pervasive-that is, ... creates an environment that a
reasonable person would find hostile or abusive;' (2) creates an environment 'that
the plaintiff subjectively perceives as hostile or abusive;' and (3) 'creates such an
environment because of the plaintiff's [protected class)."' Patane v. Clark, 508 F.3d
106, 113 (2d Cir. 2007) (quoting Gregory v. Daly, 243 F.3d 687, 691-92 (2d Cir.
2001)). A court must assess whether a workplace should be viewed as hostile in light
of the totality of the circumstances, including '"the frequency of the discriminatory
conduct; its severity; whether it is physically threatening or humiliating, or a mere
offensive utterance; and whether it unreasonably interferes with an employee's
work performance.'" Meckenberg v. New York City Off-Track Betting, 42 F. Supp. 2d
359, 374 (S.D.N.Y. 1999) (quoting Distasio v. Perkin Elmer Corp., 157 F.3d 55, 62 (2d
Cir. 1998)).
"[l]solated remarks or occasional episodes of harassment will not merit relief
uinder Title VII; in order to be actionable, the incidents of harassment must occur in
26
.-
:"'
concert or with a regularity that can be termed pervasive." Tomka v. Seiler Corp.,
66 F.3d 1295, 1306 n. 5 (2d Cir. 1995). See also Schwapp v. Town ofAvon, 118 F.3d
106, 110 (2d Cir. 1997) ("For racist comments, slurs, and jokes to constitute a hostile
work environment, ... there must be a steady barrage of opprobrious racial
comments."); Taylor v. Potter, 99-CV-4941, 2004 WL 1811423, at* 15 (S.D.N.Y.
Aug. 16, 2004) aff'd, 148 F. App'x 33 (2d Cir. 2005) (one-time use of a racial epithet
in not evidence of a hostile work environment). Here, even accepting Dhar's version
of the name-calling he endured, these two incidents alone, over 13 years, fail to rise
to the level of severity or pervasiveness necessary for a successful hostile
environment claim. Nor do the other allegations Dhar makes in this regard, such as
having to conduct bridge inspections in the rain, suffice, even when viewed together.
Indeed, as discussed above, most, if not all of Dhar's instances of alleged harassment
amount to relatively mild employment grievances, the ordinary slings and arrows of
the workplace. See supra n.5. This claim, too, is dismissed.
E.
Retaliation
Shah and Yanev, Dhar contends, retaliated against him after he filed
complaints with EEOC and with the DOT Advocate's Office in November 2009. In
particular, Dhar alleges that Shah and Yanev assigned him to work in the field on
rainy days without the correct protective attire, and deprived him of overtime. (See
Comp!.~
22, 26.) Given Dhar's prose status, the Court will also consider all
conduct that Dhar alleges took place after November 2009 in weighing his
retaliation claim.
27
•.
Title VII prohibits retaliation against an employee who complains of a Title
VII violation. See 42 U.S.C. § 2000e-3(a). Retaliation claims are evaluated under
the same burden-shifting approach as Title VII antidiscrimination claims. To
establish aprimafacie case of retaliation, Dhar must show: "(1) participation in a
protected activity; (2) that the defendant[s) knew of the protected activity; (3) an
adverse employment action; and (4) a causal connection between the protected
activity and the adverse employment action." Hicks v. Baines, 593 F.3d 159, 164 (2d
Cir. 2010) (internal quotation marks omitted).
Dhar engaged in protected activity when he filed his complaints, satisfying the
first element of his prima facie case, and the record is clear that he satisfies the
second as well. To fulfill the third, an adverse employment action, plaintiff must
show conduct that "a reasonable employee" would have found to be "materially
adverse, which in this context means it well might have dissuaded a reasonable
worker from making or supporting a charge of discrimination." Burlington
Northern & Santa Fe Railway Co. v. White, 548 U.S. 53, 68 (2006). While they share
a label, this is broader than the "adverse employment action" element of a
substantive antidiscrimination claim under Title VII, in that it "is not limited to
discriminatory actions that affect the terms and conditions of employment." Id. at
64; Hicks, 593 F.3d at 165 ("Title VIl's anti-discrimination and anti-retaliation
provisions 'are not coterminous'; anti-retaliation protection is broader.... ").
Nonetheless, "petty slights or minor annoyances that often take place at work and
that all employees experience" do not constitute actionable retaliation. White, 548
28
' -
U.S. at 68; see also id. (Title VII "does not set forth 'a general civility code for the
American workplace.'"). The challenged conduct must be material, as judged by an
objective standard, not a subjective one. Kessler v. Westchester Cnty. Dep't of Soc.
Servs., 461 F.3d 199, 209 (2d Cir. 2006).
The conduct that Dhar sets forth in support of his retaliation claim fails to
meet even this less stringent standard. It is true that even minor acts of retaliation
can amount to an adverse employment action when aggregated and viewed in
context. See Hicks, 593 F.3d at 165. In Hicks, for example, the Second Circuit held
that the defendant's changes to one plaintiff's work schedule and another's work
location amounted to adverse employment actions, because the changes resulted in
work environments that were objectively hazardous and dangerous. Id. at 169-70.
By contrast, the acts of which Dhar complains are mere "petty slights" and "minor
annoyances;" taken together, they are not sufficiently adverse that they would
dissuade a reasonable worker from making or supporting a charge of
discrimination. For example, plaintiff fails to show that conducting inspections in
the rain-which all employees had to do-was dangerous, as opposed to an
annoyance. See Simmons-Grant v. Quinn Emanuel Urquhart & Sullivan, LLP, 915 F.
Supp. 2d 498, 507-08 (S.D.N.Y. 2013) (no adverse employment action where plaintiff
"may have been uncomfortable" when supervisor confronted her about her
schedule, but she had provided no evidence that the supervisor was dangerous).
The other post-complaint conduct that Dhar alleges is similarly trivial. See Cody v.
Cnty. of Nassau, 577 F. Supp. 2d 623, 645-46 (E.D.N.Y. 2008) ajf'd, 345 F. App'x 717
29
(2d Cir. 2009) (finding that several instances of allegedly adverse conduct, including
threatening plaintiff with future disciplinary actions and writing plaintiff up for
leaving work early, failed to constitute adverse employment actions for purposes of
a retaliation claim).
One incident, however, merits further discussion. Following Dhar's initial
complaint to DOT's Advocate's Office, Shah apparently asked his supervisor,
Mohan, to target Dhar for "harsher" treatment. (Pl. Ex. "TMAO" at 1.) This
demand was patently inappropriate, and could have led to an impermissible act of
retaliation. Mohan prevented it from coming to pass. Instead of honoring the
improper request, he reported Shah's statement to the Advocate's Office, and said
that he had disregarded it, and would continue to do so. (Id.) There is no evidence
that Mohan did subsequently treat Dhar any differently from any other employee,
or that Dhar actually experienced an adverse employment action in retaliation for
his complaint, even if Shah had hoped to impose one. In the absence of any evidence
of an actual adverse employment action, the retaliation claim is dismissed.
II.
First Amendment Claim
The First Amendment retaliation claim is rooted in Dhar's ejection by Shah
from the April 29, 2010 training class for, as Dhar views it, asking questions relating
to safety procedures. In order to prove a First Amendment retaliation claim, Dhar
must show that (1) his speech was constitutionally protected; (2) he suffered from an
adverse employment action; and (3) his speech was a motivating factor in the
adverse employment determination. Phillips v. Bowen, 278 F.3d 103, 109 (2d Cir.
30
·'
2002). As discussed above, Dhar's ejection from the training class, even if it took
place exactly as Dhar alleges, was not an adverse employment action. See supra at
n.4. Moreover, Dhar fails to make the threshold showing that his conduct was
protected by the First Amendment.
"[W]hen a public employee speaks as a citizen on a matter of public concern,
that speech is entitled to First Amendment protection." Bernheim v. Litt, 79 F.3d
318, 324 (2d Cir. 1996) (citing Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429
U.S. 274 (1977)). However, when a public employee instead speaks as an employee
upon matters only of personal interest, such as grievances relating to internal office
policy, that speech is not protected. Connick v. Myers, 461 U.S. 138, 154 (1983) (the
First Amendment does not "constitutionalize the employee grievance."). The first
inquiry in this determination is whether the plaintiff spoke as a citizen or as an
employee, because "when public employees make statements pursuant to their
official duties, the employees are not speaking as citizens for First Amendment
purposes, and the Constitution does not insulate their communications from
employer discipline." Garcetti v. Ceballos, 547 U.S. 410, 421 (2006).
Here, Dhar asked questions in his role as employee, at an official training
class, on topics related to his employment and to the subject of the class. There is no
question that Dhar made the alleged statements pursuant to his official duties as a
bridge inspector. As such, the First Amendment does not protect them, even if the
employer discipline in this case had risen to the level of an adverse employment
action. Dhar argues that he asked these questions in order to give BIU important
31
~·
-.
"';
.
~
feedback for the purpose of improving inspection safety, which is in the public
interest. Even if, generally speaking, improved safety measures at bridge inspection
sites is in the public interest, Dhar's speech would not be protected because it was
"clearly pursuant to [his] official duties." Anemone v. Metro. Transp. Auth., 629
F.3d 97, 116-17 (2d Cir. 2011). Moreover, given the nature and setting of the
questions, and the fact that Dhar voiced similar grievances on numerous occasions
to various supervisors, the context "overwhelmingly suggests that [he] was merely
speaking as an employee on matters of internal office affairs" rather than matters of
public concern. Benvenisti v. City of New York, 04-cv-3166, 2006 WL 2777274, at
*12 (S.D.N.Y. Sept. 23, 2006). As such, precedent in this circuit is clear that his
questions are unprotected employee speech. See id. If Dhar's supervisors saw his
questions at the training class as "inflammatory or misguided," as seems to have
been the case, "they had the authority to take proper corrective action." Garcetti,
547 U.S. at 422. Instructing him to leave the class was just such an exercise of
authority. Accordingly, Dhar's First Amendment claim is dismissed.
III.
Equal Pay Act Claim
Plaintiff asserts a claim under the Equal Pay Act, based on the pay
discrepancies between himself and his colleagues. The Equal Pay Act prohibits an
employer from discriminating between employees on the basis of sex, by paying an
employee less than employees of the opposite sex for equal work. 29 U.S.C. § 206
(d). Because all ofDhar's comparator employees are, like Dhar, male, this claim
must fail. As a consequence, Dhar's Equal Pay Act claim is dismissed.
32
IV.
Section 1985 Claim
Title "42 U.S.C. § 1985 prohibits two or more people from conspiring to
interfere with the exercise of another's civil rights based on a discriminatory
animus." Linder v. City of New York, 263 F. Supp. 2d 585, 591 (E.D.N.Y. 2003).
Under the intra-corporate conspiracy doctrine, however, "members of a single
entity cannot be found to have conspired together with such entity or with each
other in their capacity as members of the entity." Id. (citing Herrmann v. Moore,
576 F.2d 453, 459 (2d Cir. 1978)); see also Torres v. City of New York, 13-CV-7091,
2013 WL 6835170 (E.D.N.Y. Dec. 18, 2013). Because all defendants here are either
employees of the City of New York or the City itself, Dhar cannot sustain§ 1985
claims against them, and, like all of his other claims, these must be dismissed too.
V.
State Law Claims
"Claims of employment discrimination brought under the NYSHRL are
analyzed under the same McDonnell Douglas framework as Title VII claims."
Batka v. Prime Charter, Ltd., 301 F. Supp. 2d 308, 313, n.1 (S.D.N.Y. 2004)
(citing Weinstock v. Columbia Univ., 224 F.3d 33, 42 n. 1 (2d Cir. 2000)). As such,
for the same reasons that Dhar's Title VII claims must be dismissed, his NYSHRL
discrimination claim is also dismissed.
All federal claims dismissed, the Court declines to exercise supplemental
jurisdiction, see 28 U.S.C. § 1367(c)(3), over plaintiff's NYCHRL claim, which
handles employment discrimination issues differently than Title VII and NYSHRL.
Mihalik v. Credit Agricole Cheuvreux N. Am., Inc., 715 F.3d 102, 108-09 (2d Cir.
33
2013) (recognizing that recent legislation by the New York City Council
considerably heightened the standard that applies to discrimination claims under
the NYCHRL).
VI.
Dhar's Cross-Motion
Since judgment in defendants' favor is appropriate with respect to all federal
claims and claims under NYSHRL, plaintiff cannot demonstrate that he is entitled
to summary judgment on any of these causes of action. Dhar's cross-motion for
summary judgment on his NYCHRL claim is denied without prejudice.
Conclusion
For the reasons set forth above, summary judgment is granted in favor of all
defendants on all outstanding federal and state-law claims, except for plaintiff's
claims under the NYCHRL, which are dismissed without prejudice to their repleading in a state court of appropriate jurisdiction.
The Clerk of Court is directed to enter judgment accordingly and to close this
case.
SO ORDERED.
Dated: Brooklyn, New York
August 19, 2014
J
(
s/Eric N. Vitaliano
ERIC N. VITALIANO
United States District Judge
34
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