Marino v. City University of New York et al
Filing
27
DECISION AND ORDER: Defendants' motion to dismiss is GRANTED. The Court DISMISSES the Complaint in its entirety. Ordered by Judge William F. Kuntz, II on 5/9/2014. (Fwd'd for judgment) (Brucella, Michelle)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
-----------------------------------------------------------)(
VICTORIA MARINO,
DECISION AND ORDER
1!-CV-3640 (WFK)
Plaintiff,
-againstCITY UNIVERSITY OF NEW YORK;
HUNTER COLLEGE; DONNA L. ROBERTS,
in her official capacity; LORRI GUMANOW,
in her official capacity; TIMOTHY LACKA YE, :
Chair, Department of Special Education, in his
Official capacity; MICHAEL SCHLEIFER,
Chair, Senate Grade Appeals Committee, in his
Official capacity; HUNTER COLLEGE
SENATE; JENNIFER J. RAAB, President of
Hunter College, in her official capacity,
Defendants.
-----------------------------------------------------------)(
WILLIAM F. KUNTZ, II, United States District Judge:
PRELIMINARY STATEMENT
The Plaintiff in this action invites the Court to change her grade to pass from fail. Federal Courts
must reject the temptation to invade the essence of the Academy. For the reasons stated below,
this Court dismisses this Complaint.
Plaintiff Victoria Marino brings this action against Defendants City University of New York
("CUNY"), Hunter College, the Hunter College Senate, 1 and five individuals in their official
1
Neither Hunter College nor the Hunter College Senate has a legally cognizable identity separate from
CUNY. See N.Y. Educ. Law.§§ 6202(5), 6203; C/issuras v. City Univ. ofNew York, 359 F.3d 79, 81 n.2
(2d Cir. 2004) (per curiam); Barry v. City Univ. of New York, 700 F. Supp. 2d 447, 449 n. l (S.D.N.Y.
20!0) (Cote, J.). Consequently, all claims asserted against Hunter College or the Hunter College Senate
are treated as claims against CUNY.
capacities: Donna L. Roberts, Lorri Gumanow, Timothy Lackaye, Michael Schleifer, and
Jennifer J. Raab (collectively, the "Individual Defendants"). Plaintiff, a former graduate student
at the College's School of Education (the "Master's Program"), alleges that the College, its
professors, and administrators discriminated against her on the basis of her disabilities, in
violation of the Fifth and Fourteenth Amendments to the Constitution, the Civil Rights Act of
1871, codified at 42 U.S.C. § 1983, and 42 U.S.C. § 1985, Title II of the Americans With
Disabilities Act ("ADA"), codified at 42 U.S.C. §12131 et seq., and§ 504 of the Rehabilitation
Act of 1973, 28 U.S.C. § 794 et seq.
Defendants move this Court to dismiss Plaintiffs Complaint for lack of subject matter
jurisdiction under Rule l 2(b )(I) of the Federal Rules of Civil Procedure arguing that CUNY and
its officials are immune from suit under the Eleventh Amendment. In addition, Defendants ask
this Court to dismiss all of Plaintiffs claims for failure to state a claim under Fed. R. Civ. P.
12(b)(6). For the reasons that follow, Defendants' motion is granted.
FACTUAL AND PROCEDURAL BACKGROUND
In resolving a motion to dismiss, the Court assumes all facts pied in the Complaint
("Comp!.") to be true, and draws all reasonable inferences in favor of the plaintiff. See LaFaro
v. NY Cardiothoracic Grp., 570 F.3d 471, 475 (2d Cir. 2009).
Plaintiff graduated summa cum laude from Hunter College in 2002 with a bachelor's
degree in psychology and a 3.967 grade point average (GPA). Id. at ii 19-20. After her college
graduation, Plaintiff suffered through a series of incidents, including a brain tumor, a stroke, and
a serious automobile accident. Id. at
ii 22. These events left Plaintiff with both physical and
mental disabilities, including permanent paralysis of her right hand and difficulty processing new
information. Id. at ii 22.
In August 2007, Plaintiff enrolled in a Master's program at the Hunter College School of
Education (the "Master's Program"). Id. at
ii 23. Plaintiff sought to obtain a Master of Special
Education, which is a prerequisite for certification to teach special education in New York's
public schools. Id. at ii 23. In recognition of Plaintiff's disabilities, Hunter College's School of
Education made several accommodations for Plaintiff when she enrolled in the Master's
Program, such as providing a notetaker and allowing her additional time to complete exams. Id.
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at 'I[ 25. Plaintiff completed 51.0 credits of graduate work in nineteen courses between August
2007 and December 2010 accruing a cumulative GPA of3.68. Id at '1[ 24.
During the fall semester of 2009, Plaintiff enrolled in a Student Teaching Seminar led by
Defendant Gumanow.
Id. at 'If 26. The Student Teaching Seminar required the students to
observe and ultimately co-teach a special education class with and under the supervision of a
certified teacher. Id. at 'If 28. It was expected that by the end of the semester, students in the
seminar would be responsible for two full days of instruction and activities in their special
education classrooms each week. Id. Students' grades in the course were to be based, inter alia,
on an evaluation of their lesson plans, three observations of their teaching activities, a video clip
demonstration, and a book review. Id. at '1[ 33. Plaintiff sought out and secured an opportunity to
conduct her student teaching in a combined fourth and fifth grade special education class taught
by Lisa Roerden at the Henry Gradstein School, Public School 166 ("P.S. 166"), in Long Island
City, New York. Id. at '1['1[ 35-36.
Defendant Roberts, a CUNY instructor, was assigned as Plaintiffs student teaching field
supervisor. Id. at 'lf'll 8, 38. During and after her observations of Plaintiffs teaching, Plaintiff
alleges that Ms. Roberts had several conversations with Ms. Roerden about Plaintiffs work. Id.
at
'lf'll 48--49. In these conversations, according to the Complaint, Ms. Roberts expressed her
belief that Plaintiff should not be a teacher because of her disabilities. Id. at 'If 50. Plaintiff also
alleges that Ms. Roberts asked Ms. Roerden questions about whether and how Plaintiffs
disabilities affected her work, including whether Ms. Roerden prepared Plaintiffs lesson plans
for her, whether Plaintiffs disabilities had ever caused her to be violent with the students, and
whether Ms. Roerden thought that Plaintiff should not be a teacher in light of her disabilities. Id.
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at
ii 51. According to the Complaint, Ms. Roerden disagreed with Ms. Roberts's concerns and
assessment of Plaintiff's classroom performance. Id. at ii 59.
After Ms. Roberts's first observation of Plaintiff's teaching performance, Ms. Roberts
awarded Plaintiff a "B-" grade.
Id. at
ii 42. Following the second and third observations,
however, Ms. Roberts awarded Plaintiff "F" grades. Id. at
ii 45.
Plaintiff alleges that Ms.
Roberts also shared her beliefs and opinions to Defendant Gumanow that Plaintiff should not
become a teacher because of her disabilities. Id. at ii 56. By contrast, Ms. Roerden submitted a
positive written evaluation of Plaintiff's performance as a student teacher. Id. at
ii 60. Ms.
Roerden assessed Plaintiff as either "proficient" or "exemplary" in every category she evaluated.
Id. Plaintiff alleges that her peers reviewed a video of her teaching performance and found her
teaching to be ofa high quality. Id. at iii! 61-63.
Because of the poor grades Plaintiff received from Ms. Roberts on the second and third
observations, she received an overall grade of "C" in the seminar. Id. at
ii 73. In the Master's
Program, a "C" is considered a failing grade. 2 Id. at ii 34. As a result, Plaintiff lost her academic
scholarship for individuals with disabilities, which she had been receiving from the New York
State Department of Education. Id. at
iii! 75-76. Plaintiff alleges that was precluded from
attaining a Master's degree and certification to teach, and was therefore unable to commence her
intended career as a special education teacher. Id. at ii 77. According to the Complaint, upon a
review of Plaintiff's classmates' performances, 3 Plaintiff claims that she can prove that Ms.
Roberts's evaluation of her work was disproportionately negative compared to the evaluations of
her classmates who were not suffering from disabilities. Id. at ii 70.
2
For this reason, throughout this Opinion, the Court refers to Plaintiff's "C" grade as a "failing" grade.
3
The Complaint claims that a review of Plaintiff's seminar classmates' written evaluations and videoand/or audio-recorded observations will sufficiently prove the similarities between Plaintiff and her
classmates. Comp!. at ii 70.
--4--
Plaintiff appealed her grade in the seminar to the Hunter College Grade Appeals
Committee (the "College Committee"), and appeared before that body to express her belief that
Ms. Roberts had discriminated against her because of her disabilities. Id. at , 78. Although no
representative of the Master's Program appeared to rebut Plaintiff's allegations, the College
Committee considered and denied her appeal. Id. Plaintiff then appealed the College Committee's
decision to the Grade Appeals Committee of the Hunter College Senate (the "Senate Committee"),
expressing her belief that she had been the subject of discrimination due to her disabilities. Id. at
,, 79-80. Again, no representative from the Master's Program appeared. Id. at, 83. As a result,
the Chair of the Senate Committee, Defendant Michael Schleifer, wrote that the Committee was
"left [with) no choice but to accept the student's assertions as stated." Id. at, 88. Despite this
conclusion, the Committee declined to raise Plaintiff's grade, instead offering her an opportunity to
repeat the seminar. Id.
Plaintiff filed this action against Defendants on July 28, 2011, alleging Defendants
discriminated against her because of her disabilities, in violation of the Fifth and Fourteenth
Amendments to the Constitution, the ADA, § 504 of the Rehabilitation Act, and §§ 1983 and
1985. Currently pending before the Court is Defendants' motion to dismiss pursuant to Fed. R.
Civ. P. 12(b)(l) and (b)(6).
ANALYSIS
Defendants now move this Court to dismiss Plaintiff's Complaint for lack of subject
matter jurisdiction under Fed. R. Civ. P. 12(b)(l), arguing that CUNY and its officials are
immune from suit under the Eleventh Amendment. In addition, Defendants ask this Court to
dismiss all of Plaintiff's claims for failure to state a claim under Fed. R. Civ. P. 12(b)(6).
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The Court agrees that the Eleventh Amendment bars Plaintiff's constitutional claims
against CUNY, her claims against the Individual Defendants for monetary damages under §
1983, and her claims under the ADA. Those claims are dismissed on grounds of sovereign
immunity. As § 1983 provides a remedy for Plaintiff's alleged constitutional violations, her
claims arising directly under the Fourteenth Amendment against the Individual Defendants are
also dismissed. Furthermore, Plaintiff concedes that her claim under§ 1985 is not viable, Pl.'s
Br. at 25, and that claim is dismissed in its entirety without further consideration.
Lastly,
Plaintiff has failed to state a claim for violations of either the Constitution or federal law. The
Complaint is dismissed.
I.
Eleventh Amendment Immunity
A. Legal Standard
As an initial matter, CUNY contends this Court lacks subject matter jurisdiction to hear
Plaintiffs claims against it and its officials because it has sovereign immunity from such suits
under the Eleventh Amendment. "Determining the existence of subject matter jurisdiction is a
threshold inquiry and a claim is properly dismissed for lack of subject matter jurisdiction under
Rule 12(b)(l) when the district court lacks the statutory or constitutional power to adjudicate it."
Morrison v. Nat'[ Austl. Bank Ltd, 547 F.3d 167, 170 (2d Cir. 2008); see also Natarelli v.
VESID Office, 420 F. App'x 53, 54 (2d Cir. 2011) (affirming the dismissal of a Title II claim on
Eleventh Amendment grounds pursuant to Fed. R. Civ. P. 12(b)(l)).
"A plaintiff asserting
subject matter jurisdiction has the burden of proving by a preponderance of the evidence that it
exists." Morrison, 547 F.3d at 170. In general, "[t]he court must take all facts alleged in the
complaint as true ... but jurisdiction must be shown affirmatively, and that showing is not made
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by drawing from the pleadings inferences favorable to the party asserting it."
Id (internal
citation and quotations omitted).
The Eleventh Amendment provides that '"[t]he Judicial power of the United States shall
not be construed to extend to any suit in law or equity, commenced or prosecuted against one of
the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State."
U.S. Const., amend. XI. Although the Eleventh Amendment does not explicitly bar suits against
a state by its own citizens, it is well established that a non-consenting state is immune from suits
brought by its own citizens in federal court. C/issuras v. City Univ. of New York, 359 F.3d 79,
81 (2d Cir. 2004) (per curiam) (citing Bd of Trustees of the Univ. of Alabama v. Garrett, 531
U.S. 356, 363 (2001)). This immunity extends not only to the state itself, but also to entities
considered "arms of the state," id (quoting McGinty v. New York, 251 F.3d 84, 95 (2d Cir.
2001)), as well as, in appropriate circumstances, state officials acting in their official capacities,
In re Deposit Ins. Agency, 482 F.3d 612, 617 (2d Cir. 2007) (citing Edelman v. Jordan, 415 U.S.
651, 663 (1974)). "This jurisdictional bar applies regardless of the nature of the relief sought."
Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 100 (1984).
However, "[s]tate sovereign immunity is not absolute." In re Deposit Ins. Agency, 482
F.3d at 617. Congress may, by statute, abrogate state immunity and subject the states to suit
provided that (I) its intention to do so is "unequivocably expressed" and (2) the "legislation is
enacted pursuant to a valid grant of constitutional authority." Id (quoting Tennessee v. Lane,
541 U.S. 509, 517 (2004)) (internal quotations omitted). In addition, "a plaintiff may sue a state
official acting in his official capacity-notwithstanding the Eleventh Amendment-for
'prospective injunctive relief from violations of federal law." Id (citing Edelman, 415 U.S. at
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677); see also Ex parte Young, 209 U.S. 123 (1908). This Court now considers whether any of
Plaintiffs claims fall within these exceptions.
B. Plaintiff's Claims Against CUNY
1.
Constitutional Claims
Plaintiff alleges that CUNY's conduct violated the Fifth and Fourteenth Amendments of
the United States Constitution. Comp!.
iii! 93-96. These claims are barred by the Eleventh
Amendment. The Second Circuit has decisively held that CUNY and its senior colleges, like
Hunter College, are "arms of the state," which are immune from suit under the Eleventh
Amendment. Clissuras, 359 F.3d at 83; see also Jackson v. City Univ. of New York, No. 05Civ.-8712, 2006 WL 1751247, at *2 (S.D.N.Y. June 23, 2006) (Rakoff, J.). And neither of the
aforementioned exceptions-statutory abrogation or prospective injunctive relief from a state
official-applies to a direct constitutional claim brought directly against a state entity. Santiago
v. New York State Dept. of Corr. Services, 945 F.2d 25, 30--32 (2d Cir. 1991) (holding that the
Fourteenth Amendment was not an unequivocal expression of congressional intent to abrogate
states' immunity and reversing district court's rejection of New York's Eleventh Amendment
argument); Garcia v. Paylock, 13-CV-2868, 2014 WL 298593, at *3 (E.D.N.Y. Jan. 28, 2014)
(Matsumoto, J.) ("Plaintiffs equal protection claims also may not be brought directly under the
Fourteenth Amendment because the State has not waived its immunity [nor] had that immunity
abrogated pursuant to that constitutional amendment."). Plaintiffs constitutional claims in the
First Cause of Action against CUNY are accordingly dismissed.
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2. Statutory Claims
a. Title II of the Americans with Disabilities Act
Plaintiff also alleges that CUNY violated Title II of the Americans with Disabilities Act
("ADA"). Comp!. at iii! 97-105. Title II of the ADA provides that "no qualified individual with
a disability shall, by reason of such disability, be excluded from participation in or be denied the
benefits of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity." 42 U.S.C. § 12132. The statute, which was enacted pursuant
to Congress's enforcement power under § 5 of the Fourteenth Amendment, 4 contains "an
unequivocal expression of Congress's intent to abrogate state sovereign immunity" and explicitly
"authorizes suits by private citizens for money damages against public entities." United States v.
Georgia, 546 U.S. 151, 154 (2006) (citing 42 U.S.C. §§ 12133, 12202).
Although the scope of Congress's power under § 5 of the Fourteenth Amendment has
been the subject of repeated dispute, the Supreme Court held in United States v. Georgia that
Congress validly abrogated the states' sovereign immunity with respect to certain claims under
Title II of the ADA, including, at a minimum, claims for "conduct that actually violates the
Fourteenth Amendment."
546 U.S. at 159.
The Court established a three-step process for
determining whether Congress has validly abrogated a state's sovereign immunity in the context
of a particular Title II claim: a court must "determine ... on a claim-by-claim basis, (1) which
aspects of the State's alleged conduct violated Title II; (2) to what extent such misconduct also
violated the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II but did
not violate the Fourteenth Amendment, whether Congress's purported abrogation of sovereign
immunity as to that class of conduct is nevertheless valid." Id.; see also Mary Jo C. v. New York
4
'The Congress shall have power to enforce, by appropriate legislation, the provisions of [the Fourteenth
Amendment]." U.S. Const. amend. XN, § 5.
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State & Local Ret. Sys., 707 F.3d 144, 152 (2d Cir. 2013), cert. dismissed, 133 S. Ct. 2823
(2013). In essence, if a plaintiff is able to state a claim for both a Title II violation and a
violation of the Fourteenth Amendment, then the State's sovereign immunity from suit is
abrogated.
In this case, as illustrated below, the Court finds that Plaintiff has failed to state a claim
that CUNY violated either Title II or her rights under the Equal Protection Clause of the
Fourteenth Amendment. See infra Sections II.B.2, 11.C. Consequently, the question of whether
Congress validly abrogated CUNY's sovereign immunity with respect to Plaintiffs Title II claim
is not ripe for adjudication under this Complaint.
b. Section 504 of the Rehabilitation Act
Plaintiff further alleges that CUNY violated § 504 of the Rehabilitation Act of 1973.
Comp!. at
iJ 106-13. Section 504 of the Rehabilitation Act of 1973 prohibits a program that
receives federal funds from discriminating against an individual on the basis of his or her
disability. 29 U.S.C. § 794(a). Congress enacted the Rehabilitation Act pursuant to its authority
under the Constitution's Spending Clause in Article I. Garcia v. S. UN. Y. Health Sciences Ctr.
of Brooklyn, 280 F.3d 98, 113 (2d Cir. 2001) (citing U.S. Const. art. I, § 8, cl. 1). When acting
pursuant to this authority, Congress may provide funds to the states and may require that the
states, as a condition of receiving those funds, waive their sovereign immunity.
Id. (citing
College Savings Bank v. Florida Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 68687 (1999)). It is undisputed that, in enacting § 504, Congress unequivocally expressed its "intent
to condition acceptance of federal funds on a state's waiver of its Eleventh Amendment
immunity." Garcia, 280 F.3d at 113 (citing 42 U.S.C. § 2000d-7 ("A State shall not be immune
under the Eleventh Amendment of the Constitution of the United States from suit in Federal
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court for a violation of Section 504 of the Rehabilitation Act of 1973.")). To be effective, a
"waiver of sovereign immunity requires an 'intentional relinquishment or abandonment of a
known right or privilege."'
Id. at 114 (quoting College Savings Bank, 527 U.S. at 682)
(emphasis added).
The Second Circuit's decision in Warren v. Goard dictates that post-Garcia, a district
court must determine whether New York waived its sovereign immunity by accepting federal
funds via the Rehabilitation Act during the time period in dispute. 81 F. App'x 400, 401 (2d.
Cir. 2003). Here New York's acceptance of federal funds under§ 504 during the period at issue
constituted a knowing waiver of New York's sovereign immunity.
The relevant analysis begins with Garcia.
In Garcia, a plaintiff with a learning
disability alleged that a New York state medical school had violated the ADA and § 504 by
dismissing him from its medical program in 1995. Id. at 103-05. At that time, it was common
wisdom that the ADA, which proscribes essentially the same conduct as § 504, had already
abrogated the state's sovereign immunity. Id. at 114. Because New York believed its sovereign
immunity with respect to disability claims was already lost, the Second Circuit held that New
York could not have knowingly waived any immunity by accepting federal funds under § 504.
Id. Nevertheless, the Second Circuit observed that if there had been "a colorable basis for the
state to suspect that an express congressional abrogation is invalid, then the acceptance of funds
conditioned on the waiver might properly reveal a knowing relinquishment of sovereign
immunity." Id. at 114 n.4. Acceptance of§ 504 funds under the circumstances posited by the
Circuit would constitute a knowing waiver because the state would be faced with a consequential
decision: either accept the funds and waive immunity over § 504 disability claims or reject the
funds and maintain immunity for at least some disability claims.
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Following Garcia, the Supreme Court issued two decisions invalidating Congress'
abrogation of state immunity under the ADA. First, in Bd. of Trustees of Univ. of Alabama v.
Garrett, the Court held that states are immune from damage suits under Title I of the ADA. 531
U.S. 356 (2001). Second, in United States v. Georgia, the Court held that Title II of the ADA
only partially abrogated state sovereignty, concluding that the states maintain residual immunity
for claims of misconduct that violated Title II but not the Fourteenth Amendment. 546 U.S. at
159. Consequently, there is now "a colorable basis for [New York state] to suspect that an
express congressional abrogation [in the ADA] is invalid" and the state has at least partial
immunity from suit for some disability claims under the ADA. Garcia, 280 F.3d at 114 n.4.
Accordingly, New York's continued acceptance of federal funds under § 504 after
Garcia constitutes a knowing waiver of sovereign immunity under that provision. Warren, 81 F.
App'x at 401 (vacating the district court's decision because it did not analyze, in light of Garcia,
whether New York had waived sovereign immunity under the Rehabilitation Act for the time
period in question); Forziano v. Jndep. Grp. Home Living Program, Inc., 13-CV-0370, 2014 WL
1277912, at *7 (E.D.N.Y. Mar. 26, 2014) (Wexler, J.) (holding that post-2001 "New York was
clearly subject to suit under Section 504 of the Rehabilitation Act"); Keitt v. New York City, 882
F. Supp. 2d 412, 425 (S.D.N.Y. 2011) (Daniels, J.) ("Rehabilitation Act claims are not barred by
the I Ith Amendment because New York has waived sovereign immunity with respect to those
claims."); see also Ali v. Hogan, No. 9:12-CV-0104, 2013 WL 5503321, at *11 (N.D.N.Y. Sept.
12, 2013) report and recommendation adopted, 2013 WL 5466302 (N.D.N.Y. Sept. 30, 2013)
("The State of New Yark has waived its right to sovereign immunity under the Eleventh
Amendment to claims arising under the Rehabilitation Act."); Alexander v. State Univ. of New
York at Buffalo, 932 F. Supp. 2d 437, 443 (W.D.N.Y. 2013) ("[T]he Court is persuaded that New
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York, by accepting federal funds after the Garcia decision, has waived sovereign immunity for
damage suits brought under [S]ection 504 of the Rehabilitation Act of 1973."); Scaggs v. New
York Dep't of Educ., No. 06-CV-0799, 2007 WL 1456221 (E.D.N.Y. May 16, 2007) (Bianco, J.)
("[I]f a state accepts federal funds under the Rehabilitation Act after Garcia, it necessarily
follows from that decision that the state has knowingly waived its Eleventh Amendment
sovereign immunity with respect to Section 504 claims that arose (as here) after the Garcia
decision.") (emphasis in original); Mutts v. Southern CT State Univ., No. 04-CV-1746, 2006
WL 1806179, at *4 (D. Conn. Jun. 28, 2006) (same); Degrajinreid v. Ricks, 417 F. Supp. 2d 403,
414 (S.D.N.Y. 2006) (Sweet, J.) ("[A]fter Garrett, New York's continued acceptance of federal
funds necessarily constituted a valid waiver of sovereign immunity because New York could no
longer rely on a belief that Title II clearly constituted a valid abrogation of sovereign
immunity."); Blasio v. New York State Dep't of Corr. Servs., No. 04-CV-653S, 2005 WL
2133601, at *3 (W.D.N.Y. Aug. 31, 2005) ("By continuing to accept federal funds after Garcia,
however, New York knowingly waived its immunity for Rehabilitation Act claims, which are
based on post-Garcia events."); Cardew v. New York State Dep't of Corr. Servs., No. 01-Civ.3669, 2004 WL 943575, at *8 (S.D.N.Y. Apr.30, 2004) (Jones, J.) ("New York appears to have
continued to accept federal funds, and thus, in the wake of Garcia, has waived its sovereign
immunity from suit under Section 504 of the Rehabilitation Act."). In light of the Circuit's
directive to examine whether New York waived sovereign immunity under the Rehabilitation
Act for the time period in question, the Court joins other district courts in this Circuit in holding
that New York knowingly waived sovereign immunity through its acceptance of federal funds
under§ 504.
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Plaintiff alleges that CUNY discriminated against her based on her disabilities in 2009
and 2010-after the decisions in Garcia, Garrett, and Georgia-and thus at a time when
CUNY's continued receipt of federal funds constituted a valid waiver of New York's residual
state sovereign immunity. See Warren, 81 F. App'x at 401. Consequently, Plaintiffs claim
against CUNY under § 504 of the Rehabilitation Act for injunctive relief and money damages is
not barred by the Eleventh Amendment. CUNY's motion to dismiss the Third Cause of Action
on Eleventh Amendment grounds is denied.
3. CUNY's Immunity
In summary, CUNY is immune from claims brought directly under the Fifth and
Fourteenth Amendments of the Constitution and the Complaint's First Cause of Action is
dismissed against CUNY. Additionally, Plaintiffs failure to state a claim for a violation of
either Title II or the Equal Protection Clause renders the question of immunity under the ADA
premature. Finally, CUNY is subject to suit under § 504 of the Rehabilitation Act, in light of
New York's waiver of sovereign immunity through its acceptance of federal funds.
Accordingly, CUNY's Fed. R. 12(b)(l) motion to dismiss the Third Causes of Action is denied.
C. Plaintiff's Claims Against the Individual Defendants
1. Prospective Injunctive Relief under Ex Parte Young
Plaintiff brings four claims against the Individual Defendants in their official capacities,
including one constitutional claim and three statutory claims under Title II of the ADA, § 504 of
the Rehabilitation Act, and 42 U.S.C. § 1983. Insofar as Plaintiff requests prospective injunctive
relief, all of these claims fit squarely within the Ex Parte Young exception and are not barred by
the Eleventh Amendment.
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The Ex Parte Young doctrine ensures the protection of individuals' federal rights by
allowing suits for prospective injunctive relief against state officials in their official capacity. It
is beyond dispute that Ex Parte Young actions may be maintained for violations of Title II of the
ADA,§ 504 of the Rehabilitation Act, and 42 U.S.C. § 1983. See Harris v. Mills, 572 F.3d 66,
72 (2d Cir. 2009) (holding that Title II ADA suits and Rehabilitation Act suits for prospective
injunctive relief may be brought under Ex Parle Young against state officers in their official
capacities); Dube v. State Univ. of New York, 900 F.2d 587, 595 (2d Cir. 1990) (permitting,
under Ex Parle Young, a§ 1983 suit for prospective injunctive relief against state officers in their
official capacities). "In determining whether the doctrine of Ex parle Young avoids an Eleventh
Amendment bar to suit, a court need only conduct a straightforward inquiry into whether the
complaint [l] alleges an ongoing violation of federal law and [2] seeks relief properly
characterized as prospective." Verizon Maryland, Inc. v. Pub. Serv. Comm 'n of Maryland, 535
U.S. 635, 645 (2002) (internal quotations omitted); see also In re Deposit Ins. Agency, 482 F.3d
at 618.
Plaintiff's allegations-that CUNY professors, administrators, and officials violated her
rights to due process and the equal protection of the law by allegedly discriminating against her
on the basis of her disabilities-satisfy the first prong of this test. 5 A violation is deemed
ongoing when its detrimental impact continues into the present. See Dwyer v. Regan, 777 F.2d
825, 836 (2d Cir. 1985) (state employee's suit for reinstatement was not barred by the Eleventh
5
The Individual Defendants dispute whether their actions deprived Plaintiff of any constitutionally
protected interest. See Defs.' Br. at 8-9. Because this defense challenges the merits of Plaintiff's claim,
it is more properly addressed in the section regarding the sufficiency of Plaintiff's allegations. See infra
Section II.B.2; Verizon Maryland, 535 U.S. at 646 (declining to consider, as part of the Ex Parte Young
analysis, whether defendants had actually violated federal law because "[a]n allegation of an ongoing
violation of federal law ... is ordinarily sufficient" to invoke the doctrine and "inquiry into whether suit
lies under Ex parte Young does not include an analysis of the merits of the claim").
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Amendment even though the alleged violation-unlawful termination-took place in the past);
Malkan v. Mutua, No. 12-CV-236, 2012 Wt 4722688, at *7-8 (W.D.N.Y. Oct. 3, 2012) (Arcara,
J.) (derogatory information in personnel file constitutes an ongoing violation, separate from
plaintiff's right to reinstatement); see also Flint v. Dennison, 488 F.3d 816, 824 (9th Cir. 2007)
(negative information contained in student record constituted an ongoing violation, and was
therefore not moot, where that information jeopardized student's future employment or college
career); Buchwald v. Univ. of New Mexico Sch. of Med, 159 F.3d 487, 494-96 (10th Cir. 1998)
(defendants' refusal to admit plaintiff to medical school constituted an ongoing violation because
plaintiff continued to be excluded from the school of her choice).
Plaintiff alleges that the
discrimination she experienced has prevented her from graduating with a Master's degree,
receiving certification as a special education teacher, and commencing her intended career.
Comp!. at ii 77. These allegations are sufficient to demonstrate ongoing harm. 6
Likewise, Plaintiff's requested injunctive relief-that the Individual Defendants change
Plaintiff's grade and permit her to continue her studies at Hunger College-is purely prospective,
as it would require state officials to take future action to prevent present and future harm. See
Flint, 488 F.3d at 825. The fact that this injunction also remedies a past harm does not "render[]
an otherwise forward-looking injunction retroactive. If it did, the rule allowing prospective relief
would be substantially undermined because the need for prospective relief often arises out of a
past injury." Russell v. Dunston, 896 F.2d 664, 668 (2d Cir. 1990) (holding that reinstatement is
6
CUNY's offer to allow Plaintiff to retake the seminar does not change this analysis, since the failing
grade would remain on Plaintiff's transcript and would continue to affect her future employment and
academic opportunities. See Flint, 488 F.3d at 824; Malkan, 2012 WL 4722688, at *7-8 (derogatory
information in personnel file constitutes an ongoing violation, separate from plaintiff's right to
reinstatement). Moreover, because Plaintiff lost her scholarship, she would be forced to pay tuition and
other educational costs out-of-pocket or take out loans to retake the seminar, further exacerbating the
violation and its effects. See McGuire v. Switzer, 734 F. Supp. 99, 108 (S.D.N.Y. 1990) (where student
was still making payments on law school debt that he had incurred because of allegedly discriminatory
policy, student's request for reimbursement constituted prospective relief).
-16-
prospective even though it contemplated "changing the result of an action ... already taken")
(citing Milliken v. Bradley, 433 U.S. 267 (1977)); Buchwald, 159 F.3d at 495 n.5 ("The existence
of a past harm does not convert a prospective injunction into retrospective relief barred under the
Eleventh Amendment."); see also Elliott v. Hinds, 786 F.2d 298, 301-02 (7th Cir. 1986)
(expungement of personnel records and reinstatement are prospective remedies)). Consequently,
Plaintiffs constitutional and statutory claims for injunctive relief against the Individual
Defendants in their official capacities are not barred by the Eleventh Amendment. 7
2. Monetary Damages
Plaintiff also seeks monetary damages under Title II of the ADA, § 504 of the
Rehabilitation Act, and 42 U.S.C. § 1983. A suit against a state official in his or her official
capacity for monetary damages is treated as a suit against the state. Hafer v. Melo, 502 U.S. 21,
25 (1991); see also Shabazz v. Coughlin, 852 F.2d 697, 700 (2d Cir. 1988) (citing Kentucky v.
Graham, 473 U.S. 159, 165-66 (1985)). Consequently, the Eleventh Amendment shields such
officers to the same extent that it shields the state. Garcia, 280 F.3d at 107; Stanescu v. State of
Conn., Second Injury Fund, 112 F.3d 505 (2d Cir. 1997). By the same token, "[t]he only
immunities that can be claimed in an official-capacity action are forms of sovereign immunity
that the entity, qua entity, may possess, such as the Eleventh Amendment."
Kentucky v.
Graham, 473 U.S. 159, 167 (1985); see also Jack/er v. Byrne, 658 F.3d 225, 244 (2d Cir. 2011),
cert. denied, 132 S. Ct. 1634 (2012).
With respect to Plaintiffs claims for monetary damages against the Individual
Defendants alleging a violation of§ 504 of the Rehabilitation Act, this claims are not barred by
7
This Court disagrees with Defendants' characterization of Plaintiffs requested relief as declaratory.
Plaintiff's request for the Court to issue an injunction requiring Defendants to change Plaintiffs grade is
an equitable remedy.
-17-
the Eleventh Amendment. Because this Court has already determined that New York waived its
immunity under § 504, it follows that Plaintiff may maintain her suit for damages against New
York state officials for violations of these statutes.
As with the Title II analysis above, Plaintiff has failed to state a claim for a violation
under either Title II or the Equal Protection Clause, and the Individual Defendants are immune
from ADA liability.
Additionally, Plaintiffs claim against the Individual Defendants for
monetary damages under § 1983 is barred by the Eleventh Amendment. It is well settled that
Congress did not abrogate the States' sovereign immunity by enacting§ 1983 and New York has
not waived its immunity. Dube, 900 F.2d at 594 (citing Quern v. Jordan, 440 U.S. 332, 340-42
(1979)). Consequently, Plaintiffs § 1983 claim for monetary damages against the Individual
Defendants in their official capacities is barred by the Eleventh Amendment and must be
dismissed. See Amaker v. New York State Dept. of Corr. Services, 435 F. App'x 52, 54 (2d Cir.
2011) (affirming dismissal of§ 1983 claims against state officials in the official capacity);
Brawdy v. Karpe, 131 F. App'x 751, 752-53 (2d Cir. 2005) (same).
II.
Failure to State a Claim
A. Standard of Review
"To survive a motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to 'state a claim to relief that is plausible on its face."' Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell At!. v. Twombly, 550 U.S. 544, 570 (2007)). A sufficiently
pied complaint must provide "more than an unadorned, the-defendant-unlawfully-harmed-me
accusation." Pension Ben. Guar. Corp. v. Morgan Stanley Inv. Mgmt. Inc., 712 F.3d 705, 717 (2d
Cir. 2013) (quoting Iqbal, 556 U.S. at 678). If a complaint merely offers labels and conclusions, a
formulaic recitation of the elements, or "naked assertions devoid of further factual enhancement,"
-18-
it will not survive a motion to dismiss. Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557).
The Court must accept all factual allegations in the complaint as true, but is "not bound to accept as
true legal conclusion couched as factual allegation." Iqbal, 556 U.S. at 678 (quoting Twombly, 550
U.S. at 555). Legal conclusions must be supported by factual allegations. Iqbal, 556 U.S. at 678;
Pension Ben. Guar., 712 F.3d at 717.
B. Section 1983 Claims Against the Individual Defendants
Plaintiffs Fourth Cause of Action for violations of 42 U.S.C. § 1983 alleges that the
Individual Defendants 8 deprived Plaintiff of rights secured by the Constitution and laws of the
United States by (I) "giving, and upholding, a failing grade that was unjustifiably conferred
based solely on the defendants' animus against Plaintiff because of her disabilities" and (2)
"creat[ing] a custom, policy, and practice whereby professors are facilitated and encouraged to
assign arbitrary grades that are readily subject to influence by unlawful animus." Comp!. at 'If'\[
118-19.
Defendants seek to dismiss this cause of action by arguing that Plaintiff failed to identify
a specific underlying right on which to base her § 1983 claim. The Court finds this position
without merit as Plaintiffs .First Cause of Action, incorporated in paragraph 114 of the
Complaint, allege various violations of the Constitution. It would be an absurd reading of the
Complaint and Plaintiffs statement in paragraph 118 in the § 1983 Cause of Action-"(the
Individual Defendants] deprived Plaintiff of the rights, privileges, and immunities secured by the
8
Plaintiff has sufficiently alleged that all time the Individual Defendants were acting under color of state
law as required to state a claim under § 1983. See Comp I. at 'If 11 7.
-19-
United States Constitution and laws" 9 -to hold that she has not alleged the violation of an
underlying right to anchor her § 1983 claim.
Plaintiffs primary theory of liability under § 1983 alleges that the Defendants deprived
Plaintiff of her rights under the Due Process and Equal Protection clauses of the Constitution
through the issuance and affirmation of a failing grade based solely upon the animus of her
evaluator, Defendant Roberts. As discussed below, Plaintiff has failed to state a claim alleging a
violation of either the Due Process Clause or Equal Protection Clause, and these § 1983 claims
are dismissed without prejudice. Plaintiffs secondary theory of liability is discussed in Section
II.B.4, infra.
J. Due Process
The Fourteenth Amendment's Due Process Clause instructs that no state shall "deprive
any person of life, liberty, or property, without due process of law[.]" U.S. Const. amend. XIV.
Plaintiff has alleged that the Individual Defendants violated both her procedural and substantive
Due Process rights under the Fifth and Fourteenth Amendments of the Constitution. Plaintiff
does not specifically articulate the nature of each of her Due Process claims, but the Court can
discern the following alleged violations:
9
While"[§] 1983 provides a cause of action for violations of federal statutes as well as the
Constitution[,]" the ADA and Rehabilitation Act create enforceable rights indicating that Congress did
not intend "that plaintiffs [would] seek redress for violations of their ADA and Rehabilitation Act rights
through the vehicle of§ 1983." Bartlett v. N. Y. State Bd ofLaw Examiners, 970 F. Supp. 1094, 1144-45
(S.D.N.Y. 1997)(Sotomayor, D.J.) ajfd in part, vacated in part on other grounds, 156 F.3d 321 (2d Cir.
1998) cert. granted, judgment vacated on other grounds, 527 U.S. 103 l (1999) and ajf'd in part, vacated
in part, 226 F.3d 69 (2d Cir. 2000); Sinisgal/o v. Town of Islip Haus. Auth., 865 F. Supp. 2d 307, 333
(E.D.N.Y. 2012) (Spatt, J.), appeal withdrawn (Aug. 23, 2012); see also Chernojfv. City ofNew York,
06-CV-2897, 2009 WL 816474, at *5 n.7 (E.D.N.Y. Mar. 26, 2009) (Sifton, J.) (expressing doubt that a§
1983 claim can be based on an ADA violation); Credle-Brown v. Conn. Dep't of Children & Families,
3:04-CV-1167, 2009 WL 1789430, at *1 (D. Conn. June 24, 2009) (Eginton, J.) (agreeing with Judge
Sotomayor's decision in Bartlett).
-20-
( 1) Plaintiffs Fifth Amendment rights were violated by the Individual Defendants;
(2) Plaintiffs procedural Due Process rights, under the Fourteenth Amendment, were
violated by the Individual Defendants' ultimate adjudication that her seminar grade
would not be changed;
(3) Plaintiffs substantive Due Process rights were violated because CUNY, through the
Individual Defendants, breached its contract to act in good faith in its dealings with
its students;
(4) Plaintiffs substantive Due Process rights were violated when the Individual
Defendants prevented Plaintiff from pursuing her education; and
(5) Plaintiffs substantive Due Process rights were violated because the Individual
Defendants prevented her from pursuing her chosen career.
a. Fifth Amendment Claim
As a preliminary issue, Plaintiff has alleged that the Individual Defendants violated her
rights under the Fifth Amendment of the Constitution, but "[t]he Fifth Amendment governs the
conduct of the federal government andfederal employees, and does not regulate the activities of
state officials or state actors."
Viteritti v. Inc. Vil!. of Bayville, 831 F. Supp. 2d 583, 592
(E.D.N.Y. 2011) (Hurley, J.) (quoting Cassidy v. Scoppetta, 365 F. Supp. 2d 283, 286 (E.D.N.Y.
2005) (Irizarry, J.)) (emphasis in original) (internal quotations omitted).
Therefore, any
independent claim for a violation of the Fifth Amendment is hereby dismissed at the outset. 10
10
Despite the fact that the Complaint alleges violations of the "Fifth Amendment," Plaintiff's brief
concedes that she "has never alleged an independent claim under the Fifth Amendment." Pl. 's Br. at I 0.
As explained above, any inference that such a claim exists is improper and hereby dismissed. See Section
11.B.1.a.
-21-
b. Procedural Due Process Claim
To state a Fourteenth Amendment procedural due process claim, Plaintiff must allege that
(I) CUNY officials' refusal to change her grade deprived her of either a "liberty" or "property"
interest, Bd. Of Curators of the Univ. of Missouri v. Horowitz, 435 U.S. 78, 82 (1978), and (2) the
state's process was "constitutionally [in]adequate," Zinermon v.. Burch, 494 U.S. 113, 126 (1990).
Plaintiff alleges that CUNY' s procedures for challenging her grade, as executed by the
Individual Defendants, deprived her of a constitutional right to procedural Due Process. The
procedures at CUNY included a hearing before the Hunter College Grade Appeals Committee
(the "College Committee"), Comp!. at '\[ 78, and a hearing with the Grade Appeals Committee of
the Hunter College Senate (the "Senate Committee"), Comp!. at '\['\[ 79-80. With no member of
the Master's Program challenging Plaintiffs allegations during the proceedings, the Chair of the
Senate Committee ultimately "accept[ed] the student's assertions as stated" and offered Plaintiff
an opportunity to retake the class. Id. at ii 88. As noted, Plaintiffs grade was not changed as a
result ofCUNY's process. Id.
There is no question that Plaintiff has a "liberty" or "property" interest in her dealings
with her state-run college as New York has recognized "an implied contract between [a public
college] and its students." Olsson v. Board of Higher Ed., 49 N.Y.2d 408, 414 (1980). "The
essence of the implied contract is that an academic institution must act in good faith in its
dealings with its students." Id. "Such an implied contract, recognized under state law, provides
the basis for a property interest that would be entitled to constitutional protection." Branum v.
Clark, 927 F.2d 698, 705 (2d Cir.1991).
Nonetheless, Plaintiff has failed to allege that the process afforded to her by the CUNY
officials was constitutionally inadequate. At its core, Plaintiffs appeal was an academic dispute:
-22-
a student asking the university bureaucracy to change her grade. The Supreme Court has been
clear that there is no mandatory set of formal procedures required for challenging academic
decisions. Id. at 89-90 (finding that academic challenges require less formalized procedures than
disciplinary determinations); cf Goss v. Lopez, 419 U.S. 565, 581 (1975) (holding that in
disciplinary proceedings a student must "be given oral or written notice of the charges against
him and, if he denies them, an explanation of the evidence the authorities have and an
opportunity to present his side of the story"). The deference given to academic institutions is
amplified at the highest levels of education as the "instruction becomes both more individualized
and more specialized." Horowitz, 435 U.S. at 90 ("We decline to further enlarge the judicial
presence in the academic community and thereby risk deterioration of many beneficial aspects of
the faculty-student relationship.") Additionally, the operations of public schools are committed
to the states and local authorities, and particular "care and restraint" is required for judicial
interposition. Id.
In light of these guiding principles, the procedures offered by CUNY and its officials
cannot be characterized as constitutionally inadequate. In fact, CUNY's procedures provided
Plaintiff with a greater procedural opportunity to seek redress than the Constitution requires.
Plaintiff was given two formalized proceedings in which she was able to present her case to
appellate committees specializing in grade challenges. Although neither Roberts nor Gumanow
fought Plaintiff's allegations before the committees, Plaintiff was given a full and fair
opportunity to be heard before impartial adjudicators. And although Plaintiff did not receive the
remedy she desired, the Senate Committee ultimately granted her a favorable outcome. Comp!.
at
if 88. Plaintiff's suggestion in her Complaint that she was entitled to "affirmative details of
-23-
[the committee's] findings[,]" id., is unwarranted and asks for much more than the Constitution
requires of academic proceedings, see Horowitz, 435 U.S.at 89-90.
Plaintiff was provided with more procedural safeguards than required by the Constitution
during the academic appeal of her seminar grade and has therefore failed to state a claim for a
violation of her procedural Due Process rights.
Defendants' motion to dismiss Plaintiffs
procedural Due Process claims is granted.
c. Substantive Due Process Claims
To state a substantive Due Process claim, a plaintiff must establish that a protected liberty
or property interest was infringed in an arbitrary or irrational manner that shocks the conscience.
See Natale v. Town of Ridgefield, 170 F.3d 258, 262 (2d Cir. 1999); Local 342, Long Island Pub.
Serv. Employees v. Town Bd. of Huntington v. Town Bd., 31F.3d1191, 1196 (2d Cir. 1994);
Fasciana v. Cnty. of Suffolk, No. 13-CV-1885, 2014 WL 524466, at *7 (E.D.N.Y. Feb. 7, 2014)
(Seybert, J.).
However, rights are only protected by substantive due process if they are
fundamental or "implicit in the concept of ordered liberty." Local 342, 31 F.3d at 1196 (quoting
Palko v. Connecticut, 302 U.S. 319, 325 (1937)); Seymour's Boatyard, Inc. v. Town of
Huntington, No. 08-CV-3248, 2009 WL 1514610 (E.D.N.Y. June I, 2009) (Gleeson, J.).
"[W]here the alleged right ... cannot be considered so rooted in the traditions and conscience of
our people as to be ranked as fundamental, notions of substantive due process will not apply."
Local 342, 31 F.3d at 1196 (citing Flores, 507 U.S. at 303) (internal quotation marks omitted).
While Plaintiffs brief conflates substantive and procedural Due Process, three potential
theories of substantive Due Process can be ascertained. The Court considers each potential basis
for a constitutional violation in tum, but concludes that none of Plaintiffs theories can save the
Complaint from Defendants' l 2(b )( 6) motion.
-24-
i.
Substantive Due Process based on Olsson
To the extent that Plaintiff roots her substantive Due Process claim in New York's
implied contract between students and public schools, see Olsson, 49 N.Y.2d at 414, there is no
basis in law for such a claim. It is well-settled that when an alleged right is not fundamental, the
protections of substantive due process do not apply. Tessler v. Paterson, 451 F. App'x 30, 32-33
(2d Cir. 2011) (quoting Local 342, 31 F.3d at 1196). "While property interests are protected by
procedural due process even though the interest is derived from state law rather than the
Constitution, substantive due process rights are created only by the Constitution." Local 342, 31
F.3d at 1196 (emphasis added); cf Branum, 927 F.2d at 705 (considering New York's implied
contract between students and public schools in the procedural due process context).
The
Second Circuit has held that "simple, state-law contractual rights, without more, are not worthy
of substantive due process protection." Tessler, 451 F. App'x at 32-33 (citing Local 342, 31
F.3d at 1196) (internal quotations omitted); see also Walker v. City of Waterbury, 361 F. App'x
163, 165 (2d Cir. 20 I 0).
As indicated by the preceding authority, the property right granted to Plaintiff as a public
school student under New York Jaw is a sufficient interest for a procedural Due Process claim,
but does not hold weight as a fundamental right under the Fourteenth Amendment. Handberry v.
Thompson, 446 F.3d 335, 352-53 (2d Cir. 2006) ("The Fourteenth Amendment does not protect a
public education as a substantive fundamental right.") (citing San Antonio Jndep. Sch. Dist. v.
Rodriguez, 411 U.S. I, 35 (1973); Plyler v. Doe, 457 U.S. 202, 221 (1982)).
Plaintiffs
substantive Due Process claim pursuant to New York's implied contract between students and
public schools has no merit and is dismissed.
-25-
ii.
Substantive Due Process based on a Right to Pursue an
Education
"The right to public education is not fundamental;" accordingly, "there is no substantive
due process right to public education." Bryant v. New York State Educ. Dep 't, 692 F.3d 202,
217-18 (2d Cir. 2012). Without a fundamental right on which to anchor Plaintiffs claim that she
was denied a right to pursue her education, Plaintiffs substantive Due Process claim on this
basis has no merit and is dismissed.
iii.
Substantive Due Process based on a Right to Pursue a Chosen
Career
Plaintiff also asserts that she was denied a substantive Due Process right by the Individual
Defendants because their actions have prevented her from asserting her liberty interest in
pursuing her chosen profession as a teacher. "While a person's right to pursue the profession of
his choice is recognized as a constitutionally protected liberty interest, courts in the Second
Circuit have consistently held one must have no ability to practice one's profession at all in order
to state a claim for deprivation ofa liberty interest." Toussie v. Cnty. of Suffolk, 806 F. Supp. 2d
558, 579-80 (E.D.N.Y. 2011) (Seybert, J.) (citing Jaeger v. Bd. ofEduc. of Hyde Park Cent. Sch.
Dist., No. 96-CV-9336, 1997 WL 625006, at *l (2d Cir. Oct. 9, 1997); Rodriguez v. Margotta,
71 F. Supp. 2d 289, 296 (S.D.N.Y. 1999) (McMahon, J.); Schultz v. Inc. Vil/. of Bellport, No.
08-CV-0930, 2010 WL 3924751, at *7 (E.D.N.Y. Sept. 30, 2010) (Bianco, J.)).
Here, the Individual Defendants did not deny Plaintiff all opportunities to practice in her
chosen profession. It is undeniable that Defendants' actions made it more difficult for Plaintiff
to attain her goal as she now has a failing grade on her resume, lost her scholarship, and was only
offered to repeat a course for which she allegedly should have been awarded credit. However,
the ultimate resolution of Plaintiffs grade appeal was an opportunity to retake the student
-26-
teaching seminar. See Sacco v. Pataki, 114 F. Supp. 2d 264, 273 (S.D.N.Y .2000) (Cedarbaum,
J .) (holding plaintiffs are not deprived of a liberty interest because "they cannot have the best job
in
their
field");
Empire
Transit
Mix,
Inc.
v.
Giuliani, 37
F.Supp.2d
331,
336
(S.D.N.Y.1999) (Kaplan, J.) (holding City's termination of plaintiffs contracts and publishing
negative news report did not constitute the deprivation of a liberty interest even though "a
significant part of [plaintiffs] business ha[d] involved projects for the City"). As Plaintiff was,
in fact, capable of reenrolling in her course and obtaining the final credits needed for her
Master's degree, the Individual Defendants did not fully preclude Plaintiff from engaging in her
chosen profession. Plaintiff has failed to state a substantive Due Process claim based on her
right to pursue a teaching career.
Ultimately, Plaintiff has not sufficiently stated a claim for the violation of any substantive
Due Process right and to the extent that Plaintiffs § 1983 claim relies on the Due Process
Clause, it is dismissed.
2. Equal Protection
Plaintiff has alleged that the Individual Defendants violated her rights under the Equal
Protection Clause of the Fourteenth Amendment by either awarding her a failing grade solely
because of her disabilities or ratifying that grade. Plaintiff has failed to sufficiently plead that there
was a high degree of similarity between her and her classmate and has, therefore, failed to state a
claim against the Individual Defendants for violating her rights under the Equal Protection Clause.
"The Equal Protection Clause requires that the governrnent treat all similarly situated
people alike." Harlen Assocs. v. Inc. Vilt. of Mineola, 273 F.3d 494, 499 (2d Cir. 2001) (citing
City of Cleburne v. Cleburne Living Ctr., 473 C.S. 432, 439 (1985)). In evaluating an equal
protection claim, the Court must first determine the appropriate level of scrutiny to apply.
-27-
Unless state action burdens a suspect class or impinges upon a fundamental right, that action is
subject to rational basis review. See Heller v. Doe by Doe, 509 U.S. 312, 320 (1993). Persons
with disabilities are not a suspect class and review of their equal protection claims are subject to
rational basis review. See City of Cleburne, 473 U.S. at 442-47. Under rational basis review, a
court must uphold the state action "if there is a rational relationship between the disparity of
treatment and some legitimate governmental purpose." Heller, 509 U.S. at 320.
To prevail on her equal protection claim as a class-of-one plaintiff, Plaintiff must show
that "[I] she has been intentionally treated differently from others similarly situated and [2] that
there is no rational basis for the difference in treatment." Village of Willowbrook v. Olech, 528
U.S. 562, 564 (2000); see also Giordano v. City of New York, 274 F.3d 740, 743 (2d Cir. 2000).
Plaintiffs burden is a tall one and she must show an extremely high degree of similarity between
herself and her fellow students. See, e.g., Ruston v. Town Bd for Skaneateles, 610 F.3d 55, 5960 (2d Cir. 2010).
Plaintiff must establish that "(i) no rational person could regard the
circumstances of the plaintiff to differ from those of a comparator to a degree that would justify
the differential treatment on the basis of a legitimate government policy; and (ii) the similarity in
circumstances and difference in treatment are sufficient to exclude the possibility that the
defendants acted on the basis of a mistake." Fortress Bible Church v. Feiner, 694 F.3d 208, 222
(2d Cir. 2012) (quoting Ruston, 610 F.3d at 60). Additionally, "[t]o prove a violation of the
Equal Protection Clause ... a plaintiff must demonstrate that he [or she] was treated differently
than others similarly situated as a result of intentional or purposeful discrimination." Phillips v.
Girdich, 408 F.3d 124, 129 (2d Cir. 2005). Plaintiff has not met this burden.
Plaintiff failed to plead adequately that there was a high degree of similarity between she
and the other seminar students. See, e.g., Comp!. at
-28-
ifif 27-33, 40-41, 70. While Plaintiff has
alleged that all students in the seminar were subject to the same curriculum, syllabus, grading
requirements, mandatory student teaching, and overall course instructor, Id. at ifil 27-33, she has
not brought forward specific allegations to transform her conclusory statement that she can prove
the high degree of similarity required into a cognizable class-of-one claim. Rafano v. PatchogueMedford Sch. Dist., 06-CV-5367, 2009 WL 789440, at *6 (E.D.N.Y. Mar. 20, 2009) (Bianco, J.)
(finding on summary judgment that plaintiff did not "provide any other evidentiary support to his
conclusory statement" that there was a high degree of similarity between plaintiff and other
disabled students). Plaintiff has made the conclusory claim that upon a review of her classmates'
performances, it will be revealed that Defendant Robert's evaluations were disproportionately
negative as compared to students who did not suffer from disabilities. Id. at if 70. However,
"naked assertions devoid of further factual enhancement," will not survive a motion to dismiss. Id.
(quoting Twombly, 550 U.S. at 557).
Plaintiff's hypothetical and speculative claim that an
investigation into her classmates' performances would reveal that they were similarly situated
does not give rise to a plausible inference that "the similarity in circumstances and difference in
treatment" between Plaintiff and her classmates is "sufficient to exclude the possibility that the
defendants acted on the basis of a mistake." Fortress Bible Church, 694 F.3d at 222 (emphasis
added).
At this interval in the litigation, Plaintiff has failed to sufficiently state a claim for a
violation of her rights under the Equal Protection Clause. Plaintiff has not adequately alleged the
extremely high degree of similarity between herself and her fellow students to survive a motion
to dismiss and her Equal Protection claim fails. See Ruston, 610 F.3d at 59-60.
-29-
3. Plaintiff's Direct Constitutional Claims
As § 1983 provides a remedy for Plaintiffs alleged constitutional violations, an implied
cause of action grounded directly in the Constitution is not available. Pauk v. Bd. of Trustees of
City Univ. of New York, 654 F.2d 856, 865 (2d Cir.1981); Lehman v. Doe, 66 F. App'x 253, 255
(2d Cir. 2003). Accordingly, Plaintiffs First Cause of Action against the Individual Defendants
directly alleging violations of the Fourteenth Amendment is dismissed.
4. Custom, Policy, or Practice
Plaintiffs secondary theory of§ 1983 liability, alleging a custom, policy, or practice of
giving arbitrary grades, has not been established in the pleadings and amounts to nothing more
than a legal conclusion.
See Comp!. at
~
119.
If a complaint merely offers labels and
conclusions, a formulaic recitation of the elements, or "naked assertions devoid of further factual
enhancement," it will not survive a motion to dismiss. Iqbal, 556 U.S. at 678 (quoting Twombly,
550 U.S. at 557). Legal conclusions must be supported by factual allegations. Id. Accordingly,
Plaintiff has failed to state a claim for her secondary theory of § 1983 liability and Defendants'
motion to dismiss Plaintiffs Fourth Cause of Action is hereby granted.
C. Title II & Rehabilitation Act Claims Against All Defendants
Plaintiff alleges that the Defendants violated her rights under Title II of the ADA and §
504 of the Rehabilitation Act by unjustifiably awarding and ratifying a failing grade as a result of
unlawful animus based on her disabilities. Comp!. at ~~ 104-05, 112-13. As conceded in her
opposition brief, Plaintiff does not claim that Defendants failed to accommodate her disability.
Pl. 's Br. at 23-24. Plaintiffs Title II and § 504 claims rest solely on a disparate treatment
theory.
Id.
Nonetheless, Plaintiff has failed to provide "more than an unadorned, the-
-30-
defendant[ s]-unlawfully-harmed-me accusation[ s]"
and
therefore
her
claims
must
be
dismissed. See Pension Ben. Guar. Corp., 712 F.3d at 717 (quoting Iqbal, 556 U.S. at 678).
To state a claim under the statutes, Plaintiff must demonstrate that (I) she is a "qualified
individual" with a disability, (2) that CUNY and the Individual Defendants are subject to the
statutes, and (3) that Plaintiff was denied the opportunity to participate in or benefit from
Defendants' services, programs or activities, or was otherwise discriminated against by
Defendants, by reason of her disabilities. Henrietta D. v. Bloomberg, 331F.3d261, 272 (2d Cir.
2003) (citing Doe v. Pfrommer, 148 F.3d 73, 82 (2d Cir. 1998)). To establish a prima facie case
of disparate treatment under the ADA, Plaintiff must present evidence that animus against her
"was a significant factor in the position taken by the municipal decision-makers themselves or by
those
to
whom
the
decision-makers
were
knowingly
responsive."
Reg'!
Econ.
Cmty. Action Program, Inc. v. City of Middletown, 294 F.3d 35, 49 (2d Cir. 2002), superseded by
statute on other grounds, ADA Amendments of 2008, Pub.L. No. 110-325, 122 Stat. 3553
(quoting LeBlanc-Sternberg v. Fletcher, 67 F.3d 412, 425 (2d Cir.1995)); see also McCulloch v.
Town of Milan, 12-4574-CV, 2014 WL 1189868 (2d Cir. Mar. 25, 2014) (slip copy).
By
contrast, to establish a prima facie case of disparate treatment under § 504, Plaintiff must show
that the Defendants gave her a failing grade solely because of her disabilities. Reg'/ Econ.
Cmty. Action Program, 294 F.3d at 49 (citing Flight v. Gloeckler, 68 F.3d 61, 64 (2d Cir.1995)).
Defendants do not challenge that Plaintiff is a qualified individual with a disability nor
that they are subject to the statutes. However, Plaintiff has failed to plead adequately, with nonconclusory allegations, that she was discriminated against because of her disabilities.
The Complaint fails to allege adequately, except in the most conclusory fashion, that the
comments ascribed to Defendant Roberts had any connection to or influence on the failing
-31-
grades that Plaintiff received in her seminar. Plaintiff alleges that Defendant Roberts asked Ms.
Roerden whether Plaintiff prepared her own lesson plans, had violent interactions with students,
paid attention while conducting her classes, and whether Ms. Roerden believed Plaintiff should
be a teacher. Comp!. at iJ 51. These inquiries are the only specific allegations made by Plaintiff
and, standing alone, they fail to provide a nexus to the grades she received from Defendant
Roberts. Instead, Plaintiff makes conclusory allegations that she was not given a passing grade
because Defendant Roberts did not believe that Plaintiff should be a teacher in light of her
disabilities, see, e.g., Comp!. at iii! 50, 54, 56, 71-72, and that the other Defendants ratified these
grades with indifference, see, e.g., Comp!. at
iii!
89-90.
Such unadorned allegations are
insufficient for a Complaint to survive a motion to dismiss in federal court under Fed. R. Civ. P.
12(b)(6). Nothing in the Complaint raises the plausible inference that Plaintiff's disability was a
substantial factor in her seminar grade or that she was given a failing grade solely because of her
disability. See, e.g., Forziano v. Indep. Grp. Home Living Program, Inc., 13-CV-0370, 2014 WL
1277912, at *8 (E.D.N.Y. Mar. 26, 2014) (Wexler, J.).
Accordingly, in the absence of
sufficiently pied allegations constituting a prima facie disparate treatment claim under either
Title II of the ADA or§ 504 of the Rehabilitation Act, Defendants' motion to dismiss the Second
and Third Causes of Action is granted.
-32-
s/WFK
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