Mallgren v. Burkholder
Filing
10
MEMORANDUM & ORDER: The Court grants Plaintiff's requests to proceed in forma pauperis pursuant to 28 U.S.C. § 1915. The Court finds that the six above-captioned Complaints allege overlapping claims related to Plaintiff 039;s involuntary commitment to a mental health facility. As no purpose would be served by litigating the Complaints separately, the Court directs that the actions be consolidated under docket number, No. 14-CV-2189. The other actions, No. 14-CV-2188, No. 14-CV-2709, No. 14-CV-2735, No. 14-CV-2736, and No. 14-CV-3536, shall be administratively closed. Plaintiff's claims against the New York State Office of the Attorney General and Richmond University Medical Center are dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B), as are all claims related to medical records. Plaintiff shall have 30 days from the date of this Order to file an amended complaint. The amended complaint must be captioned, "Amended Complaint," and shall be filed under docket No. 14-CV-2189. All further proceedings shall be stayed for 30 days. Should Plaintiff wish to abandon his claims related to involuntary commitment and involuntary treatment, he may notify the Court or simply decide not to file an amended complaint within the 30 days provided for amendment. Plaintiff's 6/4/2014 motion seeking consolidation of multiple cases he filed in the Northern District of New York and this Court is granted in part, to the extent that No. 14-CV-219 (N.D.N.Y.), No. 14-CV-273 (N.D.N.Y.), and No. 14-CV-2735 (E.D.N.Y.) are now consolidated, along with the three other above-captioned actions. Plaintiff's request to consolidate the other cases is denied. In addition, Plaintiff must show cause, by written affirmation, within 30 days of the date of this Memorandum and Order, why th e Court should not issue an injunction barring him from filing any future frivolous complaints seeking in forma pauperis status. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal would not be taken in good faith and therefore in forma pauperis status is denied for purpose of an appeal. SO ORDERED by Judge Margo K. Brodie, on 8/5/2014. C/mailed to pro se Plaintiff. (Cases associated. Civil Case Terminated.) (Latka-Mucha, Wieslawa)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
v.
MEMORANDUM & ORDER
14-CV-2188 (MKB)
PAGE BURKHOLDER and
JOHN DOES,
Defendants,
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
14-CV-2189 (MKB)
v.
NEW YORK STATE OFFICE OF THE
ATTORNEY GENERAL, RICHMOND
UNIVERSITY MEDICAL CENTER and
JOHN DOES,
Defendants,
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
v.
PAGE BURKHOLDER,
Defendant,
----------------------------------------------------------------
14-CV-2709 (MKB)
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
14-CV-2735 (MKB)
v.
NIGHAT Y. SINDHU,
Defendant,
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
14-CV-2736 (MKB)
v.
GARY CLEMUK,
Defendant,
---------------------------------------------------------------ANTHONY BRIAN MALLGREN,
Plaintiff,
14-CV-3635 (MKB)
v.
SHARON GREENE,
Defendant.
---------------------------------------------------------------MARGO K. BRODIE, United States District Judge:
Plaintiff Anthony Brian Mallgren, proceeding pro se, filed the above-captioned actions
challenging the circumstances of his involuntary commitment in a psychiatric facility. 1 The six
1
Two of these Complaints, No. 14-CV-2188 (formerly No. 14-CV-273 (N.D.N.Y.)), and
No. 14-CV-2189 (formerly No. 14-CV-219 (N.D.N.Y.)), were initially filed in the Northern
District of New York and later transferred to this Court. The Complaint now captioned as
No. 14-CV-2709 (formerly No. 14-CV-2728 (S.D.N.Y.)) was initially filed in the Southern
District of New York and later transferred to this Court.
2
Complaints name different Defendants but raise overlapping claims. The Court grants Plaintiff’s
requests to proceed in forma pauperis pursuant to 28 U.S.C. § 1915.
On May 12, 2014, this Court received a Notice of Voluntary Dismissal, dated May 1,
2014. The Notice was originally received in the Northern District on May 5, 2014 and
transferred to this Court on May 12, 2014. The Notice requests dismissal of No. 14-CV-219
(N.D.N.Y.), No. 14-CV-273 (N.D.N.Y.) and seventeen other cases filed in the Northern District.
In the Notice of Voluntary Dismissal, Plaintiff states that he has “noticed diminished capacity of
mental faculties and would like with [sic] request voluntary dismissals for the following cases,
finding myself not to be a credible party.” (No. 14-CV-2189, Docket Entry No. 8.) He further
states: “This occurred after having been treated with psychiatric medication over objection.”
(Id.) On June 6, 2014, this Court received a Motion to Consolidate, dated June 4, 2014, seeking
consolidation of eighteen actions pending in the Northern District, including No. 14-CV-219
(N.D.N.Y.), No. 14-CV-273 (N.D.N.Y.), No. 14-CV-2735 (E.D.N.Y.) and another action
pending in this Court. For the reasons discussed below, all of the Complaints are dismissed, with
leave to file a single amended complaint within 30 days of the date of this Memorandum and
Order.
I.
Background
The six above-captioned Complaints each allege violations of due process related to
Plaintiff’s involuntary confinement and treatment at South Beach Psychiatric Center.
Incorporating the allegations from each of the Complaints and attached documents, the Court
assembles the following description of the circumstances of Plaintiff’s involuntary commitment.
3
On January 17, 2014, Plaintiff was admitted as an involuntary patient to South Beach
Psychiatric Center, after a 72-day imprisonment at Rikers Island. (No. 14-CV-2189, Docket
Entry No. 1, at 3; No. 14-CV-2709, Docket Entry No. 1, at 6; No. 14-CV-2736, Docket Entry
No. 1, at 3.) He was “involuntarily admitted [to South Beach Psychiatric Center] by medical
certification of the New York State Mental Hygiene Law.” (No. 14-CV-2188, Docket Entry No.
5, at 1.) On January 25, 2014, he submitted a written request to leave the facility. (No. 14-CV2189, Docket Entry No. 1, at 3, 9.) He was informed that “South Beach Psychiatric Center does
not release patients to shelters, nor do they provide for transitional living for those without
income.” (Id. at 3.) On February 21, 2014, after he was transferred to the Richmond University
Medical Center for treatment, he was informed by “Doctor Greene” that he could not be
discharged to transitional living residences unless he had social security benefits. (Id. at 5.) On
March 3 or 4, 2014, Plaintiff “received notice of application for court authorization to retain a
patient.” (No. 14-CV-2188, Docket Entry No. 1, at 3, 5.) The application notice was signed by
Clinical Director Page Burkholder. (Id. at 5–6.) Plaintiff submitted a written request for a court
hearing, but was informed that the request must be filed by Mental Hygiene Legal Services
(“MHLS”). (Id. at 3, 4.) Plaintiff left messages with MHLS Principal Attorney Vincent
Lomangino and Joseph Traves, but had not received a response by the time Plaintiff prepared an
affidavit on March 4, 2014. (Id. at 3.)
On or about April 11, 2014, Plaintiff received notice of a hearing for authorization for
treatment over objection. (No. 14-CV-2709, Docket Entry No. 1, at 3, 22–23.) A hearing on that
proceeding was initially scheduled for April 15, 2014. (Id. at 3, 22.) In a subsequent Complaint
dated April 17, 2014, Plaintiff alleges that the hearing was scheduled for April 22, 2014.
4
(No. 14-CV-2735, Docket Entry No. 1, at 4.) On April 13, 2014, Plaintiff filed a “Notice of
Removal” in this Court, purporting to remove his commitment and treatment hearing to federal
court. (No. 14-CV-2709, Docket Entry No. 1, at 4.) Attached to the Complaint is a document
titled “Evaluation for Treatment Over Objection,” prepared by Dr. Mohammad Hashmi on April
3, 2014. (Id. at 14–21.) This document confirms that Plaintiff was initially admitted “on 2PC
legal status,” a type of involuntary admission requiring certification by two physicians attesting
to the patient’s need for involuntary care and treatment. (Id. at 14.) Plaintiff was subsequently
evaluated pursuant to New York State Mental Hygiene Law § 33.03. (Id. at 22.) An unspecified
order was entered on April 25, 2014, and “involuntary treatment by physical coercion began on
28 April 2014.” (No. 14-CV-3635, Docket Entry No. 1, at 2.)
Plaintiff implies that he has not been able to effectively contest his commitment. In the
affidavit dated March 4, 2014, Plaintiff alleges: “Requests for adequate access to resources
necessary to properly petition the State Government, such as a public notary and legal research
material, have thus far been denied.” (No. 14-CV-2188, Docket Entry No. 1, at 3.) “I believe
I’ve been denied due process in being deprived of my property and diagnosises [sic]. These
diagnosises [sic], which I disagree with, are being communicated from organization to
organization without my consent, nor me being provided with an opportunity to dispute and
amend.” (No. 14-CV-2189, Docket Entry No. 1, at 3.) Plaintiff demands “[c]hanges in state
legislation requiring objective measurements and parameters concerning admission, treatment
and release.” (No. 14-CV-2735, Docket Entry No. 1, at 2.)
Plaintiff alleges that his medical records were shared among facilities. On February 20,
2014, “Mary” at South Beach Psychiatric Center and “Keyona” at Richmond University Medical
5
Center shared information about his “vitals,” medication, and whether he “had been spoken to
regarding thyroid issues.” (No. 14-CV-2189, Docket Entry No. 1, at 5.) Plaintiff alleges that
Doctor Sharon Greene at South Beach Psychiatric Center discussed his treatment with a doctor
from Staten Island University Hospital. (No. 14-CV-2736, Docket Entry No. 1, at 4.) Plaintiff
asks: “Does the Health Insurance Portability and Accountability Act of 1996 require a
physician[’]s basis for diagnosis to be communicated along with the diagnosis and/or for another
organization to become liable for acting upon a diagnosis when passed from provider to provider
without the consent of the patient?” (No. 14-CV-2189, Docket Entry No. 1, at 1.)
Plaintiff also complains about the conditions of his confinement. “The food is not up to
my religious standards,” which he vaguely describes, in a document titled “Finesoulian Food
Preparation Guidelines,” as requiring “that preparation and service be of substance, efficient and
clean.” (Id. at 3, 11.) On two occasions during his confinement at South Beach Psychiatric
Facility, Plaintiff elected to fast. (Id. at 3; No. 14-CV-2736, Docket Entry No. 1, at 3.) On
February 14, 2014, he informed officials that he would begin fasting if they did not meet his
demands, including the return of his property from Rikers Island. (No. 14-CV-2189, Docket
Entry No. 1, at 3.) Plaintiff began fasting on February 15, 2014. (Id. at 4.) The next day, he
“began to vomit, asked staff about hospitalization, [and was] informed [that he] would need to
wait until Tuesday, 18 February 2014 to speak with [his] therapist.” (Id. at 4.) He temporarily
began drinking water and eating, then resumed fasting on February 17, 2014. (Id.) On February
18, 2014, he was admitted to Richmond University Medical Center “after blood sugar was
involuntarily tested.” (Id.) He refused treatment and was involuntarily administered intravenous
“saline.” (Id. at 3–4.) On February 21, 2014, he was discharged from Richmond University
6
Medical Center back to South Beach Psychiatric Center. (Id. at 5.) Plaintiff states that
“involuntary administration of intravenous fluids and nutrients seems unnecessary when my
blood sugar level is testing at 85 while keeping fluids/solid foods down when eating; the
ultimatum of eat/drink, or else, would have been sufficient.” (Id. at 3.)
On another occasion, date unspecified, Plaintiff “elected to fast while drinking water” in
order to address problems with hemorrhoidal bleeding. (No. 14-CV-2736, Docket Entry No. 1,
at 3.) The Director of Services at South Beach Psychiatric Center, Gary Clemuk, gave Plaintiff
“the ultimatum of consuming a minimum amount of food and/or a nutritional supplement or
being hospitalized.” (Id. at 4.) Plaintiff chose hospitalization. (Id.) Plaintiff was transferred to
Staten Island University Hospital, where he was “involuntarily treated with intravenous fluids,
believed to be a single liter of saline,” and released back to South Beach Psychiatric Center. (Id.)
The intravenous procedure caused his arm to ache. (Id.)
Collectively, the Complaints name the New York State Office of the Attorney General,
Richmond University Medical Center, Page Burkholder, Nighat V. Sindhu, Gary Clemuk,
Sharon Greene, and unspecified John Does as defendants. Plaintiff seeks “release and
prevention of further involuntary treatment,” (No. 14-CV-2189, Docket Entry No. 1, at 2), and
an “injunction against further treatment without consent against Staten Island University
Hospital,” (No. 14-CV-2736, Docket Entry No. 1, at 4), which is not named as a defendant.
Plaintiff also requests “removal of State proceedings to Federal court.” (No. 14-CV-2735,
Docket Entry No. 1, at 2.) Although he does not specify the proceedings he seeks to remove, he
appears to suggest that his involuntary commitment proceedings pursuant to New York State
Mental Hygiene Law should be heard in federal court. (No. 14-CV-2709, Docket Entry No. 1, at
7
2; No. 14-CV-3635, Docket Entry No. 1, at 2.) In addition, Plaintiff requests changes to state
policies including “implementing healthcare audit and accountability systems,” (No. 14-CV2189, Docket Entry No. 1, at 2), “allowance of review and clarification/correction by
amendment, of the information being used as a decision base,” (No. 14-CV-2188, Docket Entry
No. 1, at 2), and “changes in State legislation requiring objective measurements and parameters
concerning admission, treatment and release . . . to allow for legal review of potential benefits,”
(No. 14-CV-2735, Docket Entry No. 1, at 2). In addition to injunctive relief, Plaintiff also seeks
unspecified “compensation for declarative, nominal and punitive damages.” (No. 14-CV-2736,
Docket Entry No. 1, at 4.)
II. Discussion
a. Standard of Review
A complaint must plead “enough facts to state a claim to relief that is plausible on its
face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A claim has facial
plausibility when the Plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S.
662, 678 (2009). Although all allegations contained in the complaint are assumed to be true, this
tenet is “inapplicable to legal conclusions.” Id. In reviewing a pro se complaint, the court must
be mindful that the Plaintiff’s pleadings should be held “to less stringent standards than formal
pleadings drafted by lawyers.” Hughes v. Rowe, 449 U.S. 5, 9 (1980) (internal quotation marks
omitted); Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009) (noting that even after Twombly, the
court “remain[s] obligated to construe a pro se complaint liberally”). Nevertheless, the court
must screen “a complaint in a civil action in which a prisoner seeks redress from a governmental
8
entity or officer or employee of a governmental entity” and, thereafter, “dismiss the complaint,
or any portion of the complaint,” if it is “frivolous, malicious, or fails to state a claim upon which
relief may be granted.” 28 U.S.C. § 1915A; see Abbas v. Dixon, 480 F.3d 636, 639 (2d Cir.
2007). Similarly, the court is required to dismiss sua sponte an IFP action, if the court
determines it “(i) is frivolous or malicious; (ii) fails to state a claim on which relief may be
granted; or (iii) seeks monetary relief against a defendant who is immune from such relief.” 28
U.S.C. § 1915(e)(2)(B); Abbas, 480 F.3d at 639.
a. Improper Defendant
The Eleventh Amendment bars suits for damages against states, state agencies, and state
officials acting in their official capacity, absent the state’s consent to suit or an express or
statutory waiver of immunity. Board of Trustees of Univ. of Alabama v. Garrett, 531 U.S. 356,
363 (2001) (“The ultimate guarantee of the Eleventh Amendment is that nonconsenting States
may not be sued by private individuals in federal court.”); Posr v. Court Officer Shield No. 207,
180 F.3d 409, 414 (2d Cir. 1999) (“An official arm of a state enjoys the same Eleventh
Amendment immunity from suit in federal court as is enjoyed by the state itself.”) (internal
citation omitted). Therefore, all claims against the Office of the Attorney General are dismissed
pursuant to 28 U.S.C. § 1915(e)(2)(B)(iii).
b. Constitutional violations
Plaintiff’s invocation of due process, and allegations regarding liberty restrictions and
other alleged deprivations of his civil rights may be cognizable under 42 U.S.C. § 1983. In order
to sustain a claim for relief under 42 U.S.C. § 1983, a plaintiff must allege (1) that the challenged
conduct was “committed by a person acting under color of state law,” and (2) that such conduct
9
“deprived [the plaintiff] of rights, privileges, or immunities secured by the Constitution or laws
of the United States.” Cornejo v. Bell, 592 F.3d 121, 127 (2d Cir. 2010) (quoting Pitchell v.
Callan, 13 F.3d 545, 547 (2d Cir. 1994)). “[T]he under-color-of-state-law element of § 1983
excludes from its reach merely private conduct, no matter how discriminatory or wrongful.”
American Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 50 (1999) (citation and internal quotation
marks omitted).
i. Involuntary Commitment
Plaintiff alleges that his involuntary commitment to a mental health facility violates his
right to due process. “An involuntary civil commitment is a ‘massive curtailment of liberty,’ and
it therefore cannot permissibly be accomplished without due process of law.” Rodriguez v. City
of New York, 72 F.3d 1051, 1061 (2d Cir. 1995) (quoting Vitek v. Jones, 445 U.S. 480, 491
(1980)) (other citations and quotation marks omitted). New York State’s Mental Hygiene Law
governs the involuntary civil commitment of persons suffering from mental illness. See N.Y.
Mental Hyg. Law § 9. Pursuant to New York’s Mental Hygiene Law, a patient may be
involuntarily committed to a psychiatric facility on a non-emergency basis if he is in need of
inpatient care that is “essential to such person’s welfare and whose judgment is so impaired that
he is unable to understand the need for such care and treatment” and he poses “a substantial risk
of physical harm” to himself or others. N.Y. Mental Hyg. Law §§ 9.01, 9.27. A dangerousness
assessment must be made by a doctor. Mittelman v. County of Rockland, No. 07-CV-6382, 2013
WL 1248623, at *24 (S.D.N.Y. Mar. 26, 2013) (“[T]he conclusion that a patient poses a danger
to himself or others must be a medical decision made by a doctor.”), appeal dismissed, (July 18,
2013). A patient has the right to contest involuntary commitment through a state court hearing
10
scheduled within five days from the date notice of the request is received by the court. Id.
§§ 9.31, 9.39(a). New York’s laws permit an individual to review and challenge the accuracy of
materials contained in his records, N.Y. Mental Hyg. Law § 33.16, and provides a process for
sealing a patient’s medical records upon a finding that the individual was illegally detained, N.Y.
Mental Hyg. Law § 33.14.
Here, Plaintiff has failed to state a claim based on his involuntary commitment. Plaintiff
acknowledges that he was originally retained on the basis of medical certification, and Dr.
Hashmi’s April 3, 2014 Evaluation confirms this. (No. 14-CV-2709, Docket Entry No. 1, at 14.)
Plaintiff does not allege that the doctors who evaluated Plaintiff, including Dr. Hashmi, operated
substantially below medical standards. Plaintiff appears to challenge several aspects of New
York’s involuntary commitment procedure itself, rather than any failure to abide by statutory
procedure. (See No. 14-CV-2188, Docket Entry No. 1, at 1; No. 14-CV-2189, Docket Entry No.
1, at 1; No. 14-CV-2709, Docket Entry No. 1, at 1; No. 14-CV-2735, Docket Entry No. 1, at 1).
New York’s involuntary commitment scheme has been held to satisfy all due process
requirements. See Bryant v. Steele, --- F. Supp. 2d ---, --- , 2014 WL 2475608, at *12 (E.D.N.Y.
June 3, 2014) (New York’s overall statutory scheme governing involuntary commitments has
been held to “facially satisf[y] Fourteenth Amendment due process requirements.” (quoting
Olivier v. Robert L. Yeager Mental Health Ctr., 398 F.3d 183, 188 (2d Cir. 2005))). Because the
Court finds that Plaintiff has not alleged that his involuntary commitment was imposed in
violation of state procedures, Plaintiff fails to state a plausible violation of the United States
Constitution. However, in light of Plaintiff’s pro se status, he is granted an opportunity to amend
his Complaint to state a §1983 claim, if he believes that he experienced a violation of state law
11
that rises to constitutional dimensions. In any amended complaint, Plaintiff should specifically
identify the provisions of New York Mental Hygiene Law that he believes were violated.
ii. Involuntary Treatment
Plaintiff also challenges his involuntary treatment. The Fourteenth Amendment protects
the right of a competent person to refuse unwanted medical treatment. See, e.g., Cruzan v.
Director, Mo. Dep’t of Health, 497 U.S. 261, 278 (1990). Under New York law, an adult has the
right to refuse medical treatment except “in narrow circumstances, including those where the
patient presents a danger to himself or other members of society or engages in dangerous or
potentially destructive conduct within the institution.” Kulak v.City of New York, 88 F.3d 63, 74
(2d Cir. 1996) (citation and internal quotation marks omitted). Courts have also approved of
involuntary feeding and hydration of inmates and detainees, where other governmental interests,
such as the preservation of life, prevention of suicide, and enforcement of security, order, and
discipline in the facility, outweigh the constitutional rights of the individual. See In re: Grand
Jury Subpoena John Doe v. United States, 150 F.3d 170, 172 (2d Cir. 1998).
In this case, Plaintiff alleges that he was twice hospitalized and subjected to involuntary
administration of intravenous fluids. However, Plaintiff fails to identify any individual involved
with his involuntary treatment who acted under color of state law. Plaintiff identifies Richmond
University Medical Center and Staten Island University Hospital, but does not allege that they
are public hospitals or otherwise considered state actors. In order to state a valid claim, Plaintiff
must plausibly alleged that the hospital or its staff members were state actors, acting in concert
with state actors, or serving as an instrumentality of the state. See e.g., West v. Atkins, 487 U.S.
42, 55–57 (1988) (private physician providing medical services to state prisoners within the
12
prison and under contract with the state acts under color of law); Kia P. v. McIntyre, 235 F.3d
749, 755–56 (2d Cir. 2000) (private hospital was not a state or municipal facility and thus was
not liable pursuant to § 1983, unless it was acting as an instrumentality of the state);
Goonewardena v. N. Shore Long Island Jewish Health Sys., No. 11-CV-2456, 2014 WL
1271197, at *11 n.14 (E.D.N.Y. Mar. 26, 2014) (finding that Zucker Hillside Hospital is a
private hospital and Plaintiff failed to plead any facts suggesting that the hospital acted in concert
with state actors); Sykes v. McPhillips, 412 F. Supp. 2d 197 (N.D.N.Y. 2006) (private hospital
which provided emergency medical services to a prisoner at the request of correctional officers
was not a “state actor” where there was no express or implied contract to provide such services,
and where the hospital was federally mandated to provide such services under the Emergency
Medical Treatment and Active Labor Act). Accordingly, the claims against Richmond
University Medical Center and its unidentified staff members are dismissed pursuant to 28
U.S.C. § 1915(e)(2)(B)(ii). Although Staten Island University Hospital is not named as a
defendant, Plaintiff requests an injunction against this facility to prevent “further treatment
without consent.” (No. 14-CV-2736, Docket Entry No. 1, at 2.) The Court notes that any
potential § 1983 claims against Staten Island University Hospital and its staff would also be
dismissed.
iii. Medical records
Plaintiff alleges that medical facilities shared his patient information with each other,
including information about his “vitals” and medication, and invokes the federal Health
Insurance Portability and Accountability Act (“HIPAA”). HIPAA established standards for the
protection of individual health information, and it allows the promulgation of regulations
13
designed to protect the privacy and accuracy of individually identifiable health information. 42
U.S.C. §§ 1320d–1320d-8. These regulations provide a process by which individuals may
request amendments to the content of their records and establish procedures for accepting or
denying the requested amendment. 45 C.F.R. § 164.526(b)–(d). However, HIPAA regulations
are enforceable by the Secretary of Health and Human Services, and they do not provide a
private cause of action through which individuals can enforce the provisions. 42 U.S.C.
§ 1320d-6(a)(2); Wilkerson v. Shinseki, 606 F.3d 1256, 1267 (10th Cir. 2010); Warren Pearl
Const. Corp. v. Guardian Life Ins. Co. of Am., 639 F. Supp. 2d 371, 377 (S.D.N.Y. 2009)
(collecting cases). Accordingly, the Complaints fail to state a claim under federal law related to
Plaintiff’s medical records. 28 U.S.C. § 1915(e)(2)(B)(ii). 2
iv. Conditions of Confinement
Plaintiff’s claims related to involuntary administration of hydration fluids and his
complaint that the food is not up to his religious standards suggest a claim based on inhumane
conditions of confinement. Persons who are subject to civil commitment in mental health
facilities are protected from inhumane conditions. Youngberg v. Romeo, 457 U.S. 307, 321–22
(1982) (“Persons who have been involuntarily committed are entitled to more considerate
treatment and conditions of confinement than criminals whose conditions of confinement are
2
New York’s Mental Hygiene Law already protects the confidentiality of patient records
and provides a process for reviewing and challenging the accuracy of the records. In some
circumstances, facilities may share information about patients, including when necessary to
prevent imminent serious harm to the patient or client or another person, through procedures
designed to ensure patient confidentiality. N.Y. Mental Hyg. Law § 33.13. Patients have the
right, with some limitations, to inspect their own clinical records in the possession of such
facilities. N.Y. Mental Hyg. Law § 33.16(b)–(c). The patient may challenge the accuracy of
materials contained in his records by providing a brief written statement, which is then included
in the record. N.Y. Mental Hyg. Law § 33.16(g). If Plaintiff believes that his rights under state
law have been violated, he may raise those claims in the appropriate state forum.
14
designed to punish.”); Groves v. Davis, No. 11-CV-1317, 2012 WL 651919, at *3 (N.D.N.Y.
Feb. 28, 2012) (applying the Eighth Amendment standard to the Fourteenth Amendment claims
of a plaintiff subject to involuntary civil commitment in a mental health facility). A claim for
inhumane conditions of confinement may assert a constitutional deprivation where it alleges
“unquestioned and serious deprivations of basic human needs” or denial of “the minimal
civilized measure of life’s necessities.” Rhodes v. Chapman, 452 U.S. 337, 347 (1981). In this
case, Plaintiff’s amorphous allegations about the standard of food preparation fail to allege a
serious deprivation of basic human needs that would suggest a violation of his constitutional
rights.
III. Leave to Amend
Although it appears that Plaintiff’s involuntary commitment and treatment conform to the
United States Constitution, and notwithstanding Plaintiff’s May 5, 2014 request for voluntary
dismissal of two of the pending actions, which was followed by a subsequent request to
consolidate those and other actions, the Court grants Plaintiff leave to file an amended complaint
in the first-filed action in which Plaintiff requested IFP status, No. 14-CV-2189. An amended
complaint would completely replace the original Complaints and must include all of the
allegations Plaintiff wishes to pursue related to his involuntary commitment and treatment at
South Beach Psychiatric Center. In order to bring a due process claim pursuant to 42 U.S.C. §
1983, Plaintiff must name individual defendants who could be held personally liable for the
alleged deprivation of his constitutional rights. Even if Plaintiff does not know the full names of
the individuals who he alleges violated his rights, he may designate “John Doe” defendants by
providing identifying information, such as physical descriptions, where they are employed, and
15
the role each played in the alleged deprivation of his rights. Where available, he should provide
copies of the legal documents related to the proceedings.
IV. Frivolous litigation
Plaintiff is a serial litigant. His lengthy litigation history is recounted in this Court’s July
25, 2014 Memorandum and Order in Mallgren v. New York State, et al., No. 14-CV-2187, slip
op. (E.D.N.Y. July 25, 2014) (granting voluntary dismissal). Of the 25 cases Plaintiff has filed
in this Court since January 23, 2013, with entry of this Memorandum and Order, 16 will have
been dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B) or for lack of subject matter jurisdiction.
By Orders dated May 2, 2013, in Mallgren v. Motion Recruitment Partners Inc., et al., No. 13CV-1054; Mallgren v. John Doe Corporation, No. 13-CV-1265; and Mallgren v. Bloomberg, et
al., No. 13-CV-1466, and by Order dated March 11, 2014 in Mallgren v. American Psychiatric
Association, et al., No. 14-CV-2211, 2014 WL 978457 (E.D.N.Y. Mar. 11, 2014), Plaintiff was
warned that the future filing of vexatious and frivolous litigation may result in sanctions,
including the imposition of an injunction prohibiting him from making future filings seeking in
forma pauperis status without leave of the Court. The Court again issued this warning on July
25, 2014, in the Court’s Memorandum and Order in Mallgren v. New York State, et al., No. 14CV-2187.
Plaintiff is directed to show cause, by written affirmation, within 30 days of the date of
this Memorandum and Order, why the court should not bar him from filing any future complaints
seeking in forma pauperis status, without leave of the court. 28 U.S.C. § 1651. If Plaintiff fails
to show cause within the time allotted, he will be barred from filing any such actions. Plaintiff’s
response should be filed under separate cover from any amendment to the Complaints discussed
16
above.
V.
Conclusion
The Court finds that the six above-captioned Complaints allege overlapping claims
related to Plaintiff’s involuntary commitment to a mental health facility. As no purpose would
be served by litigating the Complaints separately, the Court directs that the actions be
consolidated under docket number, No. 14-CV-2189. The other actions, No. 14-CV-2188,
No. 14-CV-2709, No. 14-CV-2735, No. 14-CV-2736, and No. 14-CV-3536, shall be
administratively closed.
Plaintiff’s claims against the New York State Office of the Attorney General and
Richmond University Medical Center are dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B), as
are all claims related to medical records. Plaintiff shall have thirty (30) days from the date of
this Order to file an amended complaint. The amended complaint must be captioned, “Amended
Complaint,” and shall be filed under docket No. 14-CV-2189. All further proceedings shall be
stayed for thirty (30) days. Should Plaintiff wish to abandon his claims related to involuntary
commitment and involuntary treatment, he may notify the Court or simply decide not to file an
amended complaint within the 30 days provided for amendment.
Plaintiff’s June 4, 2014 motion seeking consolidation of multiple cases he filed in the
Northern District of New York and this Court is granted in part, to the extent that No. 14-CV219 (N.D.N.Y.), No. 14-CV-273 (N.D.N.Y.), and No. 14-CV-2735 (E.D.N.Y.) are now
consolidated, along with the three other above-captioned actions. Plaintiff’s request to
consolidate the other cases is denied.
17
In addition, Plaintiff must show cause, by written affirmation, within 30 days of the date
of this Memorandum and Order, why the Court should not issue an injunction barring him from
filing any future frivolous complaints seeking in forma pauperis status.
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal would not be taken
in good faith and therefore in forma pauperis status is denied for purpose of an appeal. See
Coppedge v. United States, 369 U.S. 438, 444–45 (1962).
SO ORDERED:
s/ MKB
MARGO K. BRODIE
United States District Judge
Dated: August 5, 2014
Brooklyn, New York
18
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?