Cooper v. Dieugenia et al
Filing
44
ORDER granting in part and denying in part 33 Motion for Partial Summary Judgment: For the reasons stated in the attached Memorandum & Order, Defendants' partial summary judgment motion is GRANTED in part and DENIED in part. Defendants' p artial summary judgment motion is GRANTED as to Plaintiff's claims of denial of the right to a fair trial, failure to intervene against Dieugenia, and unlawful stop and search against Pasynkov. However, Defendants' partial summary judgment motion is DENIED as to Plaintiff's (1) false arrest claim against Dieugenia, (2) unlawful stop and search claim against Dieugenia, and (3) failure to intervene claim against Pasynkov with respect to Dieugenia's alleged false arrest and unlawful search of, and use of excessive force, against Plaintiff. The parties shall file their Joint Pretrial Order on April 13, 2017. Ordered by Judge Pamela K. Chen on 2/27/2017. (Lee, Helen)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
-------------------------------------------------------x
NATIFAH COOPER,
Plaintiff,
- against -
MEMORANDUM & ORDER
14-CV-6136 (PKC)
Police Officer PAUL DIEUGENIA, Shield No.
13223, Police Officer ALEKSANDR
PASYNKOV, Tax Id. 947328 and JANE DOE
1 through 10, individually and in their official
capacities (the names John and Jane Doe being
fictitious, as the true names are presently
unknown),
Defendants.
-------------------------------------------------------x
PAMELA K. CHEN, United States District Judge:
Plaintiff Natifah Cooper brought this action pursuant to 42 U.S.C. § 1983 against
Defendant Police Officers Paul Dieugenia (“Dieugenia”) and Aleksandr Pasynkov (“Pasynkov”)
and unidentified “Jane Doe Officers 1–10”, based on events relating to her arrest on April 17,
2013. In her Amended Complaint, Plaintiff asserted six causes of action: (1) unlawful stop and
search; (2) false arrest; (3) excessive force; (4) denial of the right to a fair trial; (5) First
Amendment retaliation; and (6) failure to intervene. (Dkt. 12, (“AC”) ¶¶ 36–57.) As discussed
infra, since filing this action, Plaintiff has withdrawn a number of her claims as to various
Defendants. Before the Court is Defendants’ motion for partial summary judgment seeking
dismissal of all remaining claims, except Plaintiff’s claim of excessive force against Dieugenia.
(Dkt. 36, (“Defs. Mem.”).) For the reasons discussed below, Defendants’ motion is GRANTED
in part and DENIED in part.
BACKGROUND
I.
CLAIMS REMAINING IN THIS ACTION
In her Amended Complaint, Plaintiff blanketly asserted all six causes of action against all
of the Defendants. In rather helter-skelter fashion, Plaintiff thereafter voluntarily withdrew
various claims against some of the Defendants. At the pre-motion conference on April 26, 2016,
Plaintiff withdrew all of her claims against the Doe defendants and her first cause of action for
unlawful stop and search against all Defendants. (See 4/26/2016 Minute Entry and Transcript.)
On May 4, 2016, Plaintiff withdrew her false arrest, excessive force, and denial of the right to a
fair trial claims against Pasynkov. (See Dkt. 31.) And now, in response to Defendant’s motion,
Plaintiff withdraws her First Amendment retaliation claim against all Defendants. (See Dkt. 39,
(“Pl. Opp.”) at 7.) 1 Thus, the remaining claims in this action are: First Cause of Action –
unlawful stop and search against both Defendants; Second Cause of Action – false arrest against
Dieugenia; Third Cause of Action – use of excessive force against Dieugenia; Fourth Cause of
Action – denial of the right to a fair trial against Dieugenia; and Sixth Cause of Action – failure
to intervene against Pasynkov. Defendants seek to dismiss all but the excessive force claim as to
Dieugenia. (Defs. Mem.)
II.
FACTS
On the night of April 17, 2013, Plaintiff was arrested, as was her boyfriend, Alexander
Kosterkin (“Kosterkin”), by Defendants, both of whom are New York City Police Department
1
Notably, despite Plaintiff having indicated at the April 26, 2016 conference that she was
withdrawing the first cause of action of unlawful stop and search as to all Defendants, both
parties have briefed that claim in their respective summary judgment submissions. (See Defs.
Mem. at 4; Pl. Opp. at 3.) The Court therefore considers Plaintiff’s unlawful stop and search
claim as not having been withdrawn.
2
officers. (Dkt. 35, (“Defs. 56.1”) ¶¶ 1, 7; Dkt. 40, (“Pl. 56.1 Counter-Statement”) ¶¶ II.2, 9.) 2
Earlier that night, Plaintiff had left her house with her dog to meet Kosterkin near his home on
Bayview Avenue in Brooklyn. (Defs. 56.1 ¶ 2.) As Plaintiff and Kosterkin were walking the
dog on a plot of grass across from Kosterkin’s home, they encountered a man who appeared to
be homeless and whose name remains unknown. (Dkt. 42-1, Ex. 2, (“Pl. Cooper”) at 37:3–
38:10.) 3 The man was sitting alone near a small fire. (Id. at 38:6–10.) The man asked Kosterkin
if he had a can opener and asked for help opening a can of food. (Id. at 37:18–38:2.) Kosterkin
did not have a can opener, but instead offered his small work knife to the man. (Id. at 37:23–
38:2.) After Plaintiff and Kosterkin had been with the man, trying to open the can, for about five
minutes, two police officers—Dieugenia and Pasynkov—approached them. (Id. at 39:9–17.)
Defendants placed Kosterkin in handcuffs and arrested him. (Id. at 46:15–24; Pl. 56.1 CounterStatement ¶ II.2.) The parties disagree as to whether Kosterkin’s knife was in his sweatshirt
pocket or clipped to his pants pocket, such that it was visible to the officers. (See Pl. Cooper at
47:11–21; Dkt. 34-3, Ex. C, (“Pasynkov”) 26:4–7.) 4
2
Unless otherwise noted, a standalone citation to a 56.1 Statement denotes that the Court
has deemed the underlying factual allegation undisputed. Any citations to a party’s 56.1
Statement incorporates by reference the documents cited therein. Where relevant, however, the
Court may cite directly to the underlying document.
3
The parties each have submitted excerpts from Plaintiff’s deposition. Generally, the
Court cites to Defendants’ submission, except where it does not contain the relevant portions of
the deposition, in which instances the Court cites to Plaintiff’s submission. (See Dkt. 42-1, Ex.
2, (“Pl. Cooper”); Dkt. 34-2, Ex. B, (“Cooper”) at 37:3–38:10.)
4
In support of the assertion that Kosterkin’s knife was visible to the officers, Defendants
cite to page 46 of their Exhibit B, which contains excerpts from Plaintiff’s deposition. However,
page 46 is not among those excerpts. (See Cooper.) Furthermore, when the Court examined
Plaintiff’s submission of excerpts from her deposition, which does include page 46, nothing on
that page indicates that the officers observed Kosterkin with a knife. (See Pl. Cooper at 46.)
Although Defendants fail to cite (in their 56.1 Statement) to the correct portion of the their
depositions, the record indicates that Pasynkov testified that Kosterkin had the knife clipped onto
3
The parties disagree about most of what transpired from this point on. Defendants allege
that Plaintiff blocked Pasynkov’s path as he attempted to walk Kosterkin to the police vehicle.
(Dkt. 34-4, Ex. D, (“Dieugenia”) at 26:19–27:4.) Plaintiff denies blocking Pasynkov’s path at
any point; rather, she says she was standing behind Pasynkov, leaving him a clear path to the
police car. (Cooper at 60:4–22.)
Defendants allege that, as Pasynkov handed Kosterkin’s cell phone to Dieugenia for
safekeeping, Plaintiff pushed Dieugenia.
(Dieugenia at 36:11–37:4.)
Plaintiff denies this.
(Cooper at 59:13–15.) Plaintiff alleges that Kosterkin had asked the officers whether he could
give Plaintiff his phone and that Pasynkov had said yes. (Id. at 53:6–9.) Plaintiff then took the
dog to Kosterkin’s house and came back to pick up Kosterkin’s phone. (Pl. Cooper at 54:4–13.)
Plaintiff alleges that when she returned, she bent down to pick up Kosterkin’s phone, which was
on the ground, and that Dieugenia pushed her when she had her back turned to him. (Id. at
54:14–23; 55:8–15.) According to Plaintiff, she was startled and asked Dieugenia why he had
pushed her, at which point he grabbed her arm, punched her in the face with a closed fist, and
threw her to the ground. (Id. at 55:8–23; 57:4–20.) He then pushed her face into the dirt, put his
knee into her back, and told her to “stop resisting.” (Id. at 57:21–25.) Plaintiff denies resisting
and alleges that she tried to tell the officer that he was hurting her. (Id. at 57:22–58:3.) At this
point, Kosterkin’s mother, who had arrived at the scene, told Dieugenia that Cooper has asthma,
to which Dieugenia replied, “They all do.” (Id. at 58:4–6.)
Dieugenia then patted down Plaintiff’s pockets and searched her while she was on the
ground with her face in the dirt. (Id. at 58:10–16.) Female officers later came and conducted a
thorough search of Plaintiff. (Id. at 58:17–19.) Plaintiff was arrested, taken to Central Booking,
his pants pocket with the knife on the outside. (See Pasynkov 26:4–7.) In any event, this issue is
irrelevant to the Court’s resolution of Defendant’s motion.
4
and charged with various misdemeanors.
(AC ¶¶ 32–33.)
She eventually received an
adjournment in contemplation of dismissal (“ACD”) after multiple court appearances. (Id. ¶ 34.)
DISCUSSION
I.
SUMMARY JUDGMENT STANDARD
“Summary judgment is appropriate where there are no genuine disputes concerning any
material facts, and where the moving party is entitled to judgment as a matter of law.” Summa v.
Hofstra Univ., 708 F.3d 115, 123 (2d Cir. 2013) (quoting Weinstein v. Albright, 261 F.3d 127,
132 (2d Cir. 2001)); see also Fed. R. Civ. P. 56(c); Celotex Corp. v. Catrett, 477 U.S. 317, 322
(1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986). “Material” facts are facts
that “might affect the outcome of the suit under the governing law.” Anderson, 477 U.S. at 248.
A “genuine” dispute exists “if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party.” Id. “The moving party bears the burden of establishing the absence
of any genuine issue of material fact.” Zalaski v. City of Bridgeport Police Dep’t, 613 F.3d 336,
340 (2d Cir. 2010) (citing Celotex Corp., 477 U.S. at 322). Once a defendant has met his initial
burden, the plaintiff must “designate specific facts showing that there is a genuine issue for
trial.” Celotex Corp., 477 U.S. at 323–24 (internal quotation marks omitted). In determining
whether there are genuine disputes of material fact, the court must “resolve all ambiguities and
draw all permissible factual inferences in favor of the party against whom summary judgment is
sought.” Terry v. Ashcroft, 336 F.3d 128, 137 (2d Cir. 2003) (internal quotation marks omitted).
The Court’s inquiry upon summary judgment is “determining whether there is the need
for a trial—whether, in other words, there are any genuine factual issues that properly can be
resolved only by a finder of fact because they may reasonably be resolved in favor of either
party.” Anderson, 477 U.S. at 250; see also id. at 251–52 (“In essence, though, the inquiry . . .
[is] whether the evidence presents a sufficient disagreement to require submission to a jury or
5
whether it is so one-sided that one party must prevail as a matter of law.”). In other words,
“[s]ummary judgment is appropriate only ‘[w]here the record taken as a whole could not lead a
rational trier of fact to find for the non-moving party.’” Donnelly v. Greenburgh Cent. Sch. Dist.
No. 7, 691 F.3d 134, 141 (2d Cir. 2012) (alterations in original) (quoting Matsushita Elec. Indus.
Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)).
II.
PLAINTIFF’S CLAIMS
Plaintiff has brought this action pursuant to 42 U.S.C. § 1983, which provides a cause of
action for anyone subjected “to the deprivation of any rights, privileges, or immunities secured
by the Constitution and laws” by a person acting under color of state law. 42 U.S.C. § 1983.
“Section 1983 itself creates no substantive rights; it provides only a procedure for redress for the
deprivation of [federal] rights established elsewhere.” Thomas v. Roach, 165 F.3d 137, 142 (2d
Cir. 1999) (citing City of Oklahoma City v. Tuttle, 471 U.S. 808, 816 (1985)); see Bailey v. City
of New York, 79 F. Supp. 3d 424, 440 (E.D.N.Y. 2015). To state a claim under Section 1983, “a
plaintiff must allege that (1) the challenged conduct was attributable at least in part to a person
who was acting under color of state law and (2) the conduct deprived the plaintiff of a right
guaranteed under the Constitution of the United States.” Snider v. Dylag, 188 F.3d 51, 53 (2d
Cir. 1999); see Velez v. Levy, 401 F.3d 75, 84 (2d Cir. 2005) (citing Gomez v. Toledo, 446 US.
635, 640 (1980)).
6
A.
False Arrest 5
Defendants argue that Plaintiff’s false arrest claim must be dismissed because there was
probable cause for her arrest. In the alternative, Defendants assert that they are entitled to
qualified immunity as to this claim.
As explained below, the Court rejects both of these
contentions.
“In analyzing § 1983 claims for unconstitutional false arrest, [courts] generally look[] to
the law of the state in which the arrest occurred.” Dancy v. McGinley, 843 F.3d 93, 107 (2d Cir.
2016) (quoting Jaegly v. Couch, 439 F.3d 149, 151 (2d Cir. 2006)). Under New York law, to
prevail on a false arrest claim, a plaintiff must show, inter alia, that Defendants 6 intentionally
arrested her without justification. Dancy, 843 F.3d at 107 (citing Weyant v. Okst, 101 F.3d 845,
852 (2d Cir. 1996) and Ackerson v. City of White Plains, 702 F.3d 15, 19 (2d Cir. 2012)). The
existence of probable cause to arrest “is a complete defense to an action for false arrest.”
Weyant, 101 F.3d at 852 (quoting Bernard v. United States, 25 F.3d 98, 102 (2d Cir. 1994)); see
also Dancy, 843 F.3d at 107 (citing Jaegly, 439 F.3d at 152). An officer has probable cause to
arrest when he has “knowledge or reasonably trustworthy information of facts and circumstances
that are sufficient to warrant a person of reasonable caution in the belief that the person to be
arrested has committed or is committing a crime.”
Gonzalez v. City of Schenectady, 728 F.3d
149, 155 (2d Cir. 2013) (emphasis in original) (quoting Weyant, 101 F.3d at 852). “Therefore,
5
Because the stop and search of Plaintiff was incident to her arrest (see Pl. Cooper 55: 8–
23, 58:10–20), Plaintiff’s false arrest and unlawful stop and search claims, in effect, will be
decided by the same probable cause analysis. If there was probable cause to arrest Plaintiff, then
there was probable cause to stop and search her incident to that arrest. The Court therefore first
addresses Defendant’s motion with respect to Plaintiff’s false arrest claim.
6
Plaintiff asserts a claim of false arrest only against Dieugenia and a claim of unlawful
stop and search against both Defendants. However, because both Defendants argue that there
was probable cause for the arrest and the stop and search, the Court will refer to both Defendants
in discussing issues relevant to the existence or non-existence of probable cause.
7
‘[w]hether an officer is authorized to make an arrest ordinarily depends, in the first instance, on
state law.’” Dancy, 843 F.3d at 107 (alteration in original) (quoting Michigan v. DeFillippo, 443
U.S. 31, 36 (1979)).
Defendants present various theories for finding probable cause for Plaintiff’s arrest: (1)
she, along with her boyfriend and the other man, were standing around a bonfire in violation of
the New York City Department of Parks and Recreation Regulation (“Parks Department Rule”),
56 R.C.N.Y. § 1–05(m); (2) she was in a City park after dark in violation of another Parks
Department Rule, 56 R.C.N.Y. § 1–03(a)(1); (3) her behavior constituted disorderly conduct in
violation of New York Penal Law § 240.20; and (4) she physically attempted to block the
walkway when Pasynkov walked her boyfriend to the police vehicle, thus obstructing
governmental administration (“OGA”) and resisting an arrest in violation of New York Penal
Law Sections 195.05 and 205.30, respectively. (See Defs. Mem. at 4–8.)
1.
Bonfire Violation
Defendants assert that probable cause existed to arrest Plaintiff for violating a Parks
Department Rule because she was “standing around a bonfire” with others in the park. (Defs.
Mem. at 5.) Section 1–05(m) of the Parks Department Rule states, in relevant part, that “no
person shall kindle, build, maintain, or use a fire in any place, portable receptacle, or grill except
in places provided by the [Parks] Department and so designated by sign or by special permit. In
no event shall open or ground camp fires be allowed in any park.” However, Plaintiff denies
using or having anything to do with the bonfire, and claims that she and her boyfriend were
merely helping the other man open his can of food. (Pl. Cooper at 37:18–38:10, 39:9–12.)
Notably, Defendants do not discuss, or point to any evidence regarding, where Plaintiff was in
relation to the bonfire or how far from it she was at the time Defendants approached her. (See
Defs. Mem.) They do not assert or offer evidence that Plaintiff was doing anything other than
8
standing in the vicinity of the bonfire. In light of such factual gaps and the parties’ disagreement
as to Plaintiff’s “use” of the bonfire, the Court cannot find, as a matter of law, that there was
probable cause to arrest Plaintiff for violating Section 1–05(m) of the Parks Department Rule.
2.
Being in the Park After Closing Time
Defendants also assert that there was probable cause for Plaintiff’s arrest because she was
in a New York City park, after dark, in violation of 56 R.C.N.Y. § 1–03(a)(1), which states,
“Persons may enter and use the parks from 6:00 a.m. until 1:00 a.m. unless other open hours are
posted at [the] park.” (Defs. Mem. at 6.) However, the parties dispute whether there was a
properly posted sign that shortened the park’s hours. Plaintiff and Kosterkin claim that “there
was no sign forbidding access to the beach area after dusk, or any other prohibition.” (Pl. Opp.
at 5.) Meanwhile, Defendants offer a Google Maps image purportedly showing a sign posted at
the entrance to the park where Plaintiff was arrested. (Dkt. 34-5, Ex. E). Defendants represent
that the sign indicated that the park closed at dusk, and ask the Court to take judicial notice,
based on this image, that the park closed at dusk on the day of Plaintiff’s arrest. (Defs. Mem. at
6.) Even assuming arguendo the propriety of the Court taking judicial notice of the Google
Maps image, that image fails to prove anything. First, the image does not clearly show what the
sign says. 7 Second, even if the sign could be read clearly from the image, the image was not
taken on the day of Plaintiff’s arrest. As Defendants admit, the image was taken and posted on
Google Maps in January 2013, three months before Plaintiff’s arrest (id.; Ex. E). The image
therefore fails to prove, even by a preponderance, that the sign was posted at the park the night of
Plaintiff’s arrest or that the sign, even if it was there, was visible to Plaintiff or the officers, or in
7
The image shows a fence with two signs. The sign on the right clearly states “No
Dumping.” The sign on the left, however, cannot be clearly read. (See Dkt. 34-5, Ex. E.)
9
legible condition. 8 Thus, there remain disputed issues of material fact with respect to whether
Defendants had probable cause to arrest Plaintiff for being in the park after hours, in violation of
Parks Department Rule § 1–03(a)(1).
3.
Disorderly Conduct, OGA, and Resisting Arrest
Defendants also assert that Plaintiff’s hostile and unruly behavior gave them probable
cause to arrest her. (Defs. Mem. at 7–8.) However, Defendants’ argument is based entirely on
their version of how Plaintiff allegedly behaved, and completely disregards her contrary version
of events. This is a classic he-said-she-said dispute that is inappropriate for resolution by
summary judgment because there is no unimpeachable evidence to break the tie. “The question
of whether or not probable cause existed may be determinable as a matter of law if there is no
dispute as to the pertinent events and the knowledge of the officers[.]” Weyant, 101 F.3d at 852
(emphasis added). When the issue of probable cause is “predominantly factual in nature,” it is
appropriate for the jury to decide. Barksdale v. Colavita, 506 F. App’x. 82, 84 (2d Cir. 2012)
(citation and internal quotation marks omitted); see also Jeffreys v. City of New York, 426 F.3d
549, 553–54 (2d Cir. 2005) (“Assessments of credibility and choices between conflicting
versions of the events are matters for the jury, not for the court on summary judgment.” (quoting
Rule v. Brine, Inc., 85 F.3d 1002, 1011 (2d Cir. 1996))).
Here, there is a genuine issue of material fact as to every one of the illegal acts allegedly
committed by Cooper. Whereas Defendants claim that Plaintiff was screaming, cursing, flailing
her arms, pushing Dieugenia, and blocking Pasynkov’s path—giving rise to probable cause to
8
All of these considerations demonstrate why it would be inappropriate for the Court, in
any event, to take judicial notice of the Google Maps image, since there is no evidence in the
record, save defense counsel’s representations, as to when or how it was created.
10
arrest Plaintiff for OGA, 9 resisting arrest, 10 and disorderly conduct 11—Plaintiff denies doing any
of those things and claims that it was the officers who engaged in violent behavior toward her,
including pushing, grabbing, and punching her, shoving her to the ground, pushing her face into
the dirt, and kneeing her in the back. (Compare Pasynkov at 30:10–12, 32:21–22, 33:17–21;
Dieugenia at 27:1–12 with Cooper at 60:4–22; Pl. Cooper at 54:14–23; 55:8–23; 56:4–57:20.)12
Thus, a reasonable jury could credit Plaintiff’s version of events and conclude that Defendants
lacked probable cause for Plaintiff’s arrest for OGA, resisting arrest, and disorderly conduct.
4.
Probable Cause to Arrest Has Not Been Shown as a Matter of Law
Viewing the facts in the light most favorable to Plaintiff, the Court finds that there
remains a material factual dispute as to whether Defendants had probable cause to arrest
Plaintiff. See, e.g., Graham v. City of New York, 928 F. Supp. 2d 610, 617 (E.D.N.Y. 2013)
(denying summary judgment on plaintiff’s false arrest claim, finding a genuine issue of fact
9
Section 195.05 of the New York Penal Law states that “[a] person is guilty of
obstructing governmental administration when he intentionally obstructs, impairs or prevents . . .
or attempts to prevent a public servant from performing an official function, by means of
intimidation, physical force or interference . . . .” Under New York law, OGA has four elements:
“(1) prevention or attempt to prevent (2) a public servant from performing (3) an official
function (4) by means of intimidation, force or interference.” Cameron v. City of New York, 598
F.3d 50, 68 (2d Cir. 2010) (citation and internal quotation marks omitted).
10
Under New York Penal Law § 205.30, “[a] person is guilty of resisting arrest when he
intentionally prevents or attempts to prevent a police officer . . . from effecting an authorized
arrest of himself or another person.”
11
Proving disorderly conduct under New York Penal Law § 240.20 requires the
prosecution to demonstrate three elements: (1) the defendant’s conduct was “public” in nature;
(2) the conduct was done with “intent to cause public inconvenience, annoyance or alarm” or
with recklessness as to “creating a risk thereof”; and (3) the conduct fits within one of the
categories listed in the statute (for example, making “unreasonable noise” or using “abusive or
obscene language”). See Provost v. City of Newburgh, 262 F.3d 146, 157–59 (2d Cir. 2001).
12
Plaintiff also testified that she had worked with police officers in the past through
community work and that she was trying to treat them with respect and to be cognizant of their
need to enforce the law. (Pl. Cooper at 55:24–56:20.)
11
regarding whether plaintiff obstructed government administration and finding it was appropriate
for the jury to decide which party’s version of the facts should be credited); Milfort v. Prevete,
922 F. Supp. 2d 398, 406 (E.D.N.Y. 2013) (denying summary judgment as to plaintiff’s false
arrest claim when the parties disagreed about whether plaintiff raised his voice or complied with
a police officer’s directive); Usavage v. Port Auth. of N.Y. & N.J., 932 F. Supp. 2d 575, 598
(S.D.N.Y. 2013) (“Resolutions of credibility conflicts and choices between conflicting versions
of the facts are matters for the jury, not for the court on summary judgment.” (quoting United
States v. Rem, 38 F.3d 634, 643–44 (2d Cir. 1994))). Thus, Plaintiff’s false arrest claim must
proceed to trial unless Defendants can show that they are entitled to qualified immunity.
5.
Qualified Immunity 13
Qualified immunity protects government officials from civil damages “insofar as their
conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). “A qualified immunity defense is established
if (a) the defendant’s action did not violate clearly established law, or (b) it was objectively
reasonable for the defendant to believe that his action did not violate such law.” Salim v. Proulx,
93 F.3d 86, 89 (2d Cir. 1996) (citations omitted); see also Barboza v. D’Agata, ---Fed. Appx. --2017 WL 214563, at *2 (2d Cir. Jan. 18, 2017) (noting that courts are to conduct a two-step
analysis: “First, do the facts show that the officer’s conduct violated plaintiff’s constitutional
13
Although Defendants only argue for qualified immunity with respect to the false arrest
claim, the Court’s resolution of that issue also applies to Plaintiff’s unlawful stop and search
claim, given that the stop and search were incident to Plaintiff’s arrest. (See Pl. Opp. at 3; see
also Pl. Cooper at 58:10–16.) In other words, Defendants are either entitled to qualified
immunity as to both claims or neither claim.
12
rights? Second, if there was a constitutional violation, was the right clearly established at the
time of the officer’s actions?”).
In the context of false arrest, even in the absence of probable cause, “an arresting officer
[is] entitled to qualified immunity from a suit for damages if he can establish that there was
‘arguable probable cause’ to arrest.” Escalera v. Lunn, 361 F.3d 737, 743 (2d Cir. 2004); see
also Harlow, 457 U.S. at 812 (noting that a defendant bears the burden of proving the affirmative
defense of qualified immunity). “Arguable probable cause exists if either (a) it was objectively
reasonable for the officer to believe that probable cause existed, or (b) officers of reasonable
competence could disagree on whether the probable cause test was met.” Escalera, 361 F.3d at
743 (quoting Golino v. City of New Haven, 950 F.2d 864, 870 (2d Cir. 1991)). “The test is not
toothless, however: ‘If officers of reasonable competence would have to agree that the
information possessed by the officer at the time of arrest did not add up to probable cause, the
fact that it came close does not immunize the officer.’” Ackerson v. City of White Plains, 702
F.3d 15, 21 (quoting Jenkins v. City of New York, 478 F.3d 76, 87 (2d Cir. 2007)); see also
Jenkins, 478 F.3d at 87 (“‘Arguable’ probable cause should not be misunderstood to mean
‘almost’ probable cause.”).
Defendants assert that they are entitled to qualified immunity because (1) Plaintiff’s
constitutional rights were not violated and (2) even if there was no probable cause for Plaintiff’s
arrest, there was “arguable probable cause.” (Defs. Mem. at 12–13.) The Court has already
found that Plaintiff has presented sufficient facts from which a reasonable jury could find that
Defendants are liable for false arrest in violation of a well-established right not to be arrested in
the absence of probable cause, see Weyant, 101 F.3d at 852. Therefore, the issue is whether
there was arguable probable cause for Plaintiff’s arrest. Defendants assert that they had arguable
13
probable cause because Plaintiff “admitted” that she was in front of a bonfire on the beach after
dusk.
(Dkt. 38 (“Defs. Reply”) at 3.)
The Court finds that this purported admission is
insufficient to establish arguable probable cause.
The question of whether it was objectively reasonable for an officer to believe his
conduct did not violate a clearly established right “has its principal focus on the particular facts
of the case.” Kerman v. City of New York, 374 F.3d 93, 109 (2d Cir. 2004) (quoting Hurlman v.
Rice, 927 F.2d 74, 78–79 (2d Cir. 1991)). Here, Defendants simply point to the fact that Plaintiff
failed to deny in her 56.1 Counter-Statement that she was “in front of the bonfire on the beach
after dusk.” (Defs. Reply at 3.) Even assuming Plaintiff admits to being “in front of the
bonfire,” this fact, by itself, does not make it objectively reasonable for Defendants to have
believed that Plaintiff was violating the Parks Department Rule against bonfires. The rule does
not outlaw merely standing in front of a bonfire; it prohibits kindling, building, maintaining, or
using a fire or having an open or ground campfire. 56 R.C.N.Y. § 1–05(m). Without more
factual evidence in the record as to the information known to the Defendants at the time of the
arrest—for example, Plaintiff’s proximity to the bonfire, what she was doing at the time the
Defendants saw her, whether she was facing toward or away from the bonfire, or whether she
appeared to be part of a group gathered around and using the bonfire—the Court cannot find that
it was objectively reasonable for Defendants to believe that they had probable cause to arrest
Plaintiff for violating Section 1-05(m). 14 See Jurkowitsch v. Choudhury, --- Fed. Appx. --- ,
2016 WL 7177479, at *2 (2d Cir. Dec. 8, 2016) (finding qualified immunity could not be found
at motion to dismiss stage where defendant officers allegedly arrested plaintiff based upon
14
“While the trial court has discretion to conduct an assiduous review of the record in an
effort to weigh the propriety of granting summary judgment motion, it is not required to consider
what the parties fail to point out.” Monahan v. New York City Dep’t of Corrections, 214 F.3d
275, 292 (2d Cir. 2000) (citation omitted) (internal quotation marks omitted).
14
employee’s false 911 report of trespass and possible burglary and where there was no description
of 911 caller’s statements or of circumstances that might have indicated caller’s veracity or basis
for knowledge).
Likewise, given the parties’ disputes over key facts and the absence of other material
information, the Court cannot determine, as a matter of law, whether “officers of reasonable
competence could disagree on whether the probable cause test was met.” See Escalera, 361 F.3d
at 743 (citation and internal quotation marks omitted).
As discussed, Plaintiff asserts that she
was not using the bonfire, and Defendants only claim that they observed Plaintiff near the
bonfire.
(See Defs. 56.1 ¶ 4; Pl. 56.1 Counter-Statement ¶ I.4.)
Furthermore, the record
indicates that Plaintiff was standing near the bonfire with one man (Kosterkin) and that another
man, who appeared to be homeless, was actually sitting by the bonfire. (See Pl. Cooper at
37:18–23, 38:6–10; Dieugenia at 19:23–24.) Based on these scant facts, the Court concludes that
“officers of reasonable competence would have to agree that the information possessed by [the
Defendants] at the time of [Plaintiff’s] arrest did not add up to probable cause” to believe that
Plaintiff had any role in building, maintaining, or using the bonfire. See Jenkins, 478 F.3d at
87. 15 Indeed, the record indicates that Defendants themselves did not arrest Plaintiff at the
moment they saw her “standing in front of the bonfire.” (Pl. Cooper at 53:10–12.) Instead, she
15
Defendants argue that “once a police officer has a reasonable basis to believe there is
probable cause to arrest, the officer is not required to explore or eliminate every theoretically
plausible claim of innocence before making an arrest,” relying on Panetta v. Crowley, 460 F.3d
388, 398 (2d Cir. 2006). Panetta, however, is inapposite. In Panetta, the Second Circuit found
that because the defendant officer had probable cause to arrest the plaintiff, he was not required
to further investigate the matter or pursue leads on potentially exculpatory information. Id. at
398-99. Here, the Court has ruled that Defendants have failed to demonstrate, based on the
undisputed facts, that probable cause existed to arrest Plaintiff or that arguable probable cause
existed for that arrest. In making those determinations, the Court has not considered, in any way,
whether Defendants could or should have conducted additional investigation before arresting
Plaintiff.
15
was free to leave the scene to drop off her dog at Kosterkin’s home. (Id.) The fact that
Defendants did not immediately arrest Plaintiff suggests that Defendants themselves did not
believe that Plaintiff was violating the bonfire regulation and thus undercuts Defendants’
contention that reasonably competent officers could disagree about whether there was probable
cause to arrest Plaintiff for this violation.
Defendants also argue that there is arguable probable cause to arrest Plaintiff for violating
Parks Department Rule § 1–03(a)(1), which prohibits being in a City park after hours. (Defs.
Reply at 3.) Again, Defendants have failed to demonstrate that it was objectively reasonable for
them to believe that Plaintiff was in the park after the applicable closing time. As discussed,
there is a factual dispute as to whether the park’s hours had been changed from 1:00 a.m. to
dusk, based on posted signage, and thus whether it was illegal for Plaintiff to be in the park after
dusk. (Compare Defs. Mem. at 6 with Pl. Opp. at 4–5.) Moreover, Defendants do not even
claim that they knew about any signage or otherwise believed that the park closed at dusk (see
Defs. Mem.; Defs. Reply). See Zellner v. Summerlin, 494 F.3d 344 (2d Cir. 2008) (“A Court
must evaluate the objective reasonableness of the [officer’s] conduct ‘in light of . . . the
information the . . . officers possessed.’” (citation and internal quotation marks omitted)). In the
absence of such material information, the Court cannot determine the objective reasonableness of
Plaintiff’s arrest for alleged violation of Section 1–03(a)(1). See Kerman v. City of New York,
261 F.3d 229, 240 (2d Cir. 2001) (“[S]ummary judgment on qualified immunity grounds is not
appropriate when there are facts in dispute that are material to a determination of
reasonableness.” (quoting Thomas, 165 F.3d at 143; see also Zellner, 494 F.3d at 368 (finding
that when material facts pertaining to immunity are in dispute, the appropriate procedure is to
allow the jury to resolve any disputed facts material to the qualified immunity issue, so that the
16
court can make the “ultimate determination of whether the officer’s conduct was objectively
reasonable” (citations omitted)).
Thus, the Court cannot determine at this time whether Defendants are entitled to qualified
immunity with respect to Plaintiff’s false arrest claim, and summary judgment on this claim is
denied. See Curry v. Syracuse, 316 F.3d 324, 337 (2d Cir. 2003) (denying summary judgment
because the defendant had “not established that no genuine issue of material fact exists as to
whether he reasonably believed that he had probable cause to arrest [the plaintiff] for a crime”).
B.
Unlawful Stop and Search
The parties agree that Plaintiff was detained and searched “incident to,” i.e., simultaneous
with or after, Plaintiff’s arrest. (Defs. Mem. at 4; Pl. Opp. at 3; see also Pl. Cooper at 58:10–19
(Plaintiff was searched first by Dieugenia and later by female officers).)
16
Therefore, as
previously discussed, the parties’ arguments regarding the legality of the stop and search rise or
fall with the probable cause determination relating to Plaintiff’s false arrest claim. (Supra at n.
5.) Because there are disputed issues of material fact as to the existence of probable cause for
Plaintiff’s arrest, there are also genuine issues of material fact as to the propriety of the stop and
search to which Plaintiff was thereafter subjected. See e.g. Bryant v. Serebrenik, No. 15–CV–
3762, 2016 WL 6426372, at *2 n.2, 3 (E.D.N.Y. Oct. 28, 2016) (denying summary judgment on
both plaintiffs’ false arrest and unlawful stop and search claim because defendants failed to show
that undisputed facts established probable cause to arrest, and plaintiffs were stopped and
searched after, and incident to, their arrests). Similarly, the Court cannot determine, at this stage,
whether qualified immunity should be granted as to Plaintiff’s false arrest claim, and thus cannot
do so with respect to Plaintiff’s unlawful stop and search claim. Nonetheless, because there is no
16
Furthermore, there is nothing in the record to suggest that events occurring after
Plaintiff’s arrest provided independent probable cause to stop or search her.
17
evidence that Pasynkov participated in the stop and search of Plaintiff, the Court must dismiss
that claim as to him.
Accordingly, the Court denies Defendants summary judgment on Plaintiff’s unlawful
stop and search claim as to Dieugenia, but grants it as to Pasynkov.
C.
Failure to Intervene
Defendants assert that, based on the undisputed facts, Plaintiff’s failure to intervene
claims against both Defendants should be dismissed. The Court agrees as to Dieugenia, but not
Pasynokov.
“It is widely recognized that law enforcement officials have an affirmative duty to
intervene to protect the constitutional rights of citizens from infringement by other law
enforcement officers in their presence.” Terebesi v. Torreso, 764 F.3d 217, 243 (2d Cir. 2014)
(quoting Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994)). “An officer who fails to
intercede is liable for the preventable harm caused by the actions of the other officers where that
officer observes or has reason to know: (1) that excessive force is being used; (2) that a citizen
has been unjustifiably arrested; or (3) that any constitutional violation has been committed by a
law enforcement official.” Anderson, 17 F.3d at 557 (citations omitted); see also Mendoza v.
County of Nassau, No. 11–CV–02487, 2012 WL 4490539, at *11 (E.D.N.Y. Sept. 27, 2012)
(stating that failure to intervene applies to claims that a plaintiff was falsely arrested). To
establish a claim for failure to intervene, a plaintiff must show that (1) the officer’s failure
“permitted fellow officers to violate [the plaintiff’s] clearly established statutory or constitutional
rights,” and (2) it was “objectively unreasonable for him to believe that his fellow officers’
conduct did not violate those rights.” Ricciuti v. New York City. Transit Auth., 124 F.3d 123, 129
(2d Cir. 1997) (citation and internal quotation marks omitted).
18
Defendants argue that Plaintiff’s failure to intervene claim against Dieugenia must be
dismissed because Plaintiff is actually relying on a theory of direct participation as to Dieugenia,
i.e., that he directly participated in the alleged false arrest and use of excessive force against
Plaintiff.
(Defs. Mem. at 8.) 17
If a defendant “may be liable under a theory of direct
participation, there is no claim against [that defendant] for failure to intervene.” Chepilko v. City
of New York, No. 06–CV–5491, 2012 WL 398700, at *8 n.5 (E.D.N.Y. Feb. 6, 2012); see also
Buchy v. City of White Plains, No. 14–CV–1806, 2015 WL 8207492, *3 (S.D.N.Y. Dec. 7, 2015)
(noting that liability based on the failure to intervene is inapplicable to a law enforcement officer
who was a direct participant in the allegedly excessive use of force). While Plaintiff does not
specifically address Defendants’ argument, she implicitly concedes that a failure to intervene
claim cannot be brought against Dieugenia by discussing her claim of failure to intervene only as
to Pasynkov. (Pl. Opp. at7.) 18 Because Plaintiff fails to argue for, or justify, a failure to
intervene claim either as to false arrest or excessive force against Dieugenia, it is dismissed as to
him. 19
17
In support of this argument, Defendants cite to paragraph 11 of their 56.1 Statement;
however, that paragraph does not exist. (See Defs. 56.1 at 3 (ending with paragraph 9).) Indeed,
the Court notes that Defendants—more than once—cite to material that is nowhere in their
submission. The Court may disregard evidence that a party fails to identify, even if it is in the
record. See Monahan, 214 F.3d at 292.
18
In her opposition brief, Plaintiff states, “In the event that the false arrest claim survives
summary judgment, the failure to intervene claim against Pasynkov should also be allowed to
proceed to trial.” (Pl. Opp. at 7.)
19
Although neither party explicitly discusses whether the failure to interview claim
against Dieugenia as it relates to the alleged unlawful stop and search should be dismissed, the
Court also dismisses that claim because there is evidence that it was Dieugenia who searched
Plaintiff after her arrest (see Pl. Cooper at 58:10–16), and also because Plaintiff does not discuss
the failure to intervene claim against Dieugenia in response to Defendants’ general assertion that
this claim should be dismissed as to Dieugenia in its entirety.
19
As to Pasynkov, Defendants contend that the Court must dismiss the failure to intervene
claim against him because there was no violation of Plaintiff’s constitutional rights and therefore
no duty for Pasynkov to intervene. (Defs. Mem. at 9.) However, based on the Court’s finding
that there are genuine issues of material fact as to whether Plaintiff was falsely arrested by
Dieugenia, there are necessarily questions of fact about whether Pasynkov failed to intervene
with respect to that arrest. See Richardson v. Providence, No. 09–CV–4647, 2012 WL 1155775,
at *4 (E.D.N.Y. Apr. 6, 2012) (“Because defendants’ only basis for dismissing plaintiff’s claims
for failure to intervene against [one defendant] is that plaintiff cannot establish a violation of any
constitutional right, and this court has found that a material issue of fact exists as to whether
plaintiff was unreasonably detained, the [failure to intervene] claim against [that defendant] also
cannot be dismissed on this ground.”). 20
In addition, because Defendants are not seeking
summary judgment as to Plaintiff’s excessive force claim against Dieugenia, 21 the failure to
intervene claim against Pasynkov as to that conduct will go to trial. 22 See O’Neill v. Krzeminski,
20
For the reasons discussed above, this ruling applies as well to Plaintiff’s claim that
Pasynkov failed to intervene in the allegedly unlawful stop and search of Plaintiff incident to her
arrest.
21
Given that Plaintiff has withdrawn her claim of false arrest against Pasynkov, the Court
assumes that she is alleging that Pasynkov failed to intervene in Dieugenia’s false arrest of
Plaintiff. And though Plaintiff’s complaint and summary judgment briefing fail to make clear
whether she is also alleging that Pasynkov failed to intervene in the alleged use of excessive
force against her—as opposed to directly participating in that conduct—the Court assumes that
she is, given that her deposition testimony only describes Dieugenia using force on her. (Pl.
Cooper at 54:14-23; 55:8-23; 57:4-58:6.)
22
Indeed, Pasynkov’s own testimony indicates that he was present when Dieugenia
allegedly engaged in this unlawful conduct. (Pasynkov at 34:8–18 (noting that Pasynkov “kept
[his] eyes on [Plaintiff]” as she was interacting with Dieugenia); see also Defs. 56.1 ¶ 9 (noting
that Plaintiff, Dieugenia, and Pasynkov were in the same area).) See Wong v. Yoo, 649 F. Supp.
2d 34, 61 (E.D.N.Y. 2009) (holding that where two defendant police officers were both present
at the scene, a “reasonable fact-finder could . . . find that [one] defendant . . . knew that [the other
defendant] was making an arrest without probable cause”).
20
839 F.2d 9, 11 (2d Cir. 1988) (recognizing that an officer has an affirmative duty to intervene
and prevent unlawful excessive force).
In sum, the Court grants summary judgment for Defendants only as to Plaintiff’s failure
to intervene claim against Dieugenia.
The failure to intervene claim will proceed against
Pasynkov on the bases of Dieugenia’s alleged false arrest and stop and search of, and use of
excessive force against, Plaintiff.
D.
Denial of a Fair Trial
“When a police officer creates false information likely to influence a jury’s decision and
forwards that information to prosecutors, he violates the accused’s constitutional right to a fair
trial, and the harm occasioned by such an unconscionable action is redressable in an action for
damages under 42 U.S.C. § 1983.” Ricciuti, 124 F.3d at 130; see also Zahrey v. Coffey, 221 F.3d
342, 355 (2d Cir. 2000) (“It is firmly established that a constitutional right exists not to be
deprived of liberty on the basis of false evidence fabricated by a government officer.”).
Plaintiff alleges that Dieugenia violated her constitutional right to a fair trial by creating
false evidence against her and forwarding that evidence to prosecutors in the Kings County
District Attorney’s Office. 23 (AC ¶¶ 46–48.) Dieugenia seeks summary judgment as to this
claim on the basis that “Plaintiff has not articulated with any particularity what evidence in this
case was allegedly fabricated that would have led to her denial of a fair trial.” (Defs. Mem. at
10.) The Court agrees.
Plaintiff does not address this issue at all in her Opposition Memorandum of Law. (See
Pl. Opp. at 7–8.) Although implicit in Plaintiff’s false arrest claim is the suggestion that
Defendants must have relied on false information in arresting her without probable cause, there
23
As previously noted, Plaintiff has withdrawn her claim of denial of a right to fair trial
against Pasynkov. (Dkt. 30, Plaintiff’s letter dated May 4, 2016.)
21
is nothing in the record, other than the parties’ differing accounts of what happened that night,
that supports Plaintiff’s claim that Dieugenia falsified evidence. 24 However, it is not enough for
Plaintiff to claim that simply because her account differs from the officers’ accounts, Dieugenia
must have lied to further the prosecution. See, e.g., Buie v. City of New York, No. 12–CV–4390,
2015 WL 6620230, at *9 (E.D.N.Y. Oct. 30, 2015) (granting summary judgment in favor of an
officer because there is no record evidence that the officer was involved in preparing the criminal
complaint, which allegedly contained false information); Lewis v. City of New York, 591 F.
App’x. 21, at 22 (2d Cir. 2015) (summary order) (“[Agreeing] with the district court that because
[plaintiff] has provided no detail regarding the evidence purportedly fabricated by the defendant
officers, he has not stated a plausible claim for denial of the right to a fair trial.”). 25 Accordingly,
the Court grants summary judgment for Defendants on Plaintiff’s claim of denial of a fair trial.
CONCLUSION
For the reasons stated above, Defendants’ partial summary judgment motion is
GRANTED in part and DENIED in part. Specifically, Defendants’ partial summary judgment
motion is GRANTED as to Plaintiff’s claims of denial of the right to a fair trial, failure to
intervene against Dieugenia, and unlawful stop and search against Pasynkov.
However,
24
The mere assertions of Plaintiff’s counsel at the pre-motion conference that the fair
trial claim was based on Dieugenia having fabricated evidence in his paperwork and in the
criminal complaint (see Transcript, April 26, 2016) are insufficient to raise a material issue of
fact. Rather, counsel must identify record evidence of any such paperwork signed by Dieugenia.
See Monahan, 214 F.3d at 292 (court “is not required to consider what the parties fail to point
out”).
25
Given the Court’s ruling that Plaintiff has not even identified the information allegedly
fabricated by Defendants, the Court need not address Defendants’ other two arguments in
support of dismissing Plaintiff’s denial of fair trial claim, namely, that: (1) to the extent
Plaintiff’s evidence of Defendant’s fabricated statements is in written form (e.g., a criminal court
complaint), it constitutes inadmissible hearsay and thus fails to meet the “likely to influence a
jury” standard established in Ricciuti (Defs. Mem. at 11–12); and (2) Plaintiff’s acceptance of an
ACD precludes a fair trial claim (id. at 11).
22
Defendants’ partial summary judgment motion is DENIED as to Plaintiff’s (1) false arrest claim
against Dieugenia, (2) unlawful stop and search claim against Dieugenia, and (3) failure to
intervene claim against Pasynkov with respect to Dieugenia’s alleged false arrest and unlawful
search of, and use of excessive force, against Plaintiff.
SO ORDERED.
/s/ Pamela K. Chen
Pamela K. Chen
United States District Judge
Dated: February 27, 2017
Brooklyn, New York
23
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