Jennings v. City of New York et al
Filing
141
MEMORANDUM & ORDER re: 129 Motion for New Trial, Judgment as a Matter of Law, and Remittitur. For the reasons discussed herein, Defendants' motions for judgment as a matter of law and for a new trial as to liability are denied. Defendants 39; motion for remittitur is granted. Because both the compensatory and punitive awards are so excessive as to shock the judicial conscience, the Court grants a new trial unless Plaintiff accepts a remittitur of the award of compensatory damages fro m $500,000 to $115,000, the award of punitive damages against Defendant Yurkiw from $1,000,000 to $120,000, and the awards of punitive damages against Defendants LaGrandier and Solomito from $750,000 to $10,000 each. Pl aintiff's attorneys shall, by November 21, 2018, file with the Clerk of Court written notice of whether Plaintiff will accept the remitted awards. If Plaintiff elects a new trial, the Court will schedule a conference to set a trial date. Ordered by Magistrate Judge Steven M. Gold on 10/31/2018. (Farmer, John)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
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THOMAS JENNINGS,
:
:
Plaintiff,
:
:
-against:
:
POLICE OFFICER ANDREW YURKIW, POLICE
:
OFFICER AMBER LAGRANDIER, POLICE OFFICER :
JOSEPH SOLOMITO,
:
:
Defendants.
:
---------------------------------------------------------------------- :
x
GOLD, STEVEN M., U.S. Magistrate Judge:
MEMORANDUM
& ORDER
14-CV-6377 (SMG)
INTRODUCTION
Plaintiff Thomas Jennings brings this action pursuant to 42 U.S.C. § 1983 alleging that
New York City Police Officers Andrew Yurkiw, Amber LaGrandier, and Joseph Solomito
(collectively, “Defendants”) used excessive force when taking him into custody on April 23,
2014. 1 The case was tried before a jury in this Court from May 29 through June 1, 2018. After
deliberating, the jury returned a verdict finding Defendants jointly and severally liable for
$500,000 in compensatory damages and imposed punitive damages of $1,000,000 against
defendant Yurkiw and $750,000 each against defendants LaGrandier and Solomito, for a total of
$2,500,000 in punitive damages. Defendants now move for judgment as a matter of law under
Federal Rule of Civil Procedure 50, for a new trial under Federal Rule of Civil Procedure 59, and
for remittitur of the damages award. Notice of Mot. 1, Docket Entry 129.
Plaintiff’s complaint also named as a defendant New York Police Sergeant Shaun Brown, and included various
other claims under both federal and New York state law. Am. Compl., Docket Entry 16. Plaintiff withdrew all
claims except his claim for excessive force pursuant to § 1983 prior to trial, Docket Entry 54, and voluntarily
dismissed his excessive force claim against Sergeant Brown during trial, Trial Tr. 674:2–13.
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FACTUAL BACKGROUND
Plaintiff’s § 1983 claim arises out of events that took place on April 23, 2014. Plaintiff
alleges that on that day, pursuant to a child custody order, he picked up his son from a day care
facility and then proceeded to the apartment of his son’s mother, Daquanna Henry (“Ms.
Henry”), to get his son’s diapers and clothes. Trial Tr. 467:2–12. Plaintiff testified that, after he
arrived at Ms. Henry’s apartment, an argument ensued and Ms. Henry struck him. Id. at 472:3–
8. Plaintiff then returned to the lobby of the apartment building and called 911 to report the
assault. Id. at 472:15–16. Ms. Henry also called 911 to report that Plaintiff was at her apartment
in violation of an order of protection. Id. at 301:24–302:9.
The defendant officers responded to the scene. Defendants Yurkiw and Solomito were
the first officers to arrive. Id. at 473:25–474:5. Defendant LaGrandier and Sergeant Brown
arrived shortly thereafter. Id. at 120:11–18. Plaintiff waited outside the apartment with Yurkiw
and Solomito while LaGrandier and Brown entered the apartment for an unspecified period of
time. Id. at 476:19–477:1.
At this point, the parties’ respective narratives sharply diverge. Plaintiff testified that,
after LaGrandier emerged from the apartment, he showed the officers a family court order
granting him and Ms. Henry joint custody of their son, but that they “just like tossed it around,”
refusing to look at it. Id. at 479:5–19, 482:11–19. Yurkiw and Solomito denied ever being
shown this document. Id. at 112:11–113:3, 322:14–25. Plaintiff stated that LaGrandier next
“snatche[d]” his son away from him and directed the boy to go inside Ms. Henry’s apartment.
Id. at 477:20–478:1. LaGrandier’s version is that she placed her hands on the child’s shoulders
and guided him into his mother’s apartment so that he would not witness the officers taking his
father into custody. Id. at 378:13–16, 379:1–2.
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After that, according to Plaintiff, LaGrandier grabbed him by the vest while Yurkiw,
without warning and for no apparent reason, punched him twice in the face; Plaintiff then
“stumbled down to the ground” and “was just out of it from there.” Id. at 478:24–480:1.
Defendants’ testimony, in contrast, is that Plaintiff assaulted Yurkiw, id. at 54:13–21, 307:6–16,
and attempted to flee, id. at 122:12–123:3; 307:22–25. Defendants each testified that Yurkiw
threw punches only in self-defense. Id. at 179:20–180:1, 307:9–13, 308:9–10, 356:11–23. For
his part, Defendant Solomito admitted tackling Plaintiff to prevent him from fleeing and
avoiding arrest. Id. at 287:10–288:15; 327:1–5.
Plaintiff testified that, after he fell to the floor, he “curled up,” but that defendants
nevertheless “continuously beat me in front of my son,” id. at 481:4–5, and there were “all kind
of blows coming from everywhere,” id. at 481:20–21. Plaintiff’s narrative is that from the
moment Yurkiw struck him, he was in and out of consciousness, and had to be carried out of the
building by Defendants. Id. at 605:8–606:1. While Plaintiff’s contention that he was in and out
of consciousness was apparently corroborated by a video recording showing Defendants
dragging Plaintiff through the lobby of the apartment building and outside to a police vehicle,
Defendants’ testimony was to the effect that Plaintiff was conscious and able to walk but chose
not to after the altercation. Id. at 76:13–77:18, 417:9–22.
With respect to damages, it is uncontroverted that Plaintiff suffered a right eye
hematoma, a bilateral nasal fracture, a deviated septum, and an inflamed ethmoid sinus, injuries
that Dr. Hussein Matari (“Dr. Matari”) recorded after reviewing Plaintiff’s CT scan at Woodhull
Hospital on the day of Plaintiff’s arrest. Id. at 337:24–339:13, 342:16–21; Lulich Decl. Ex. F, at
DEF 59, Docket Entry 131-6. Dr. Frank Flores (“Dr. Flores”), an emergency medicine physician
at Rikers Island Correctional Center (“Rikers Island”) who examined Plaintiff two days later, on
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April 25, substantially confirmed these injuries. Trial Tr. 556:9–24. Dr. Flores noted that the
area around Plaintiff’s eye was ecchymotic, or bruised, and had a hematoma, or “blood
swelling.” Id. at 559:17–561:2; Lulich Decl. Ex. G, at DEF 652, Docket Entry 131-7. Dr. Flores
also observed Plaintiff’s nasal bone fracture. Trial Tr. 563:12–17; Lulich Decl. Ex. G, at DEF
653. Mugshots of Plaintiff clearly depicting his right eye bruised and swollen shut were also
received in evidence at trial. Lumer Decl. Ex. 4, Docket Entry 136-4.
Plaintiff alleges that the long-term impact from these injuries is that his nose is
permanently crooked and that he suffers from “definitely painful” headaches. Trial Tr. 487:18–
488:10. Plaintiff did not offer any evidence of ongoing medical care to treat these conditions,
and acknowledged on cross-examination that the last time he sought treatment with respect to his
nose was around May 3, 2014, roughly ten days following his arrest. Id. at 630:14–17. As for
emotional distress, Plaintiff did not allege anything other than the distress he was in during and
following the altercation, arising largely from being beaten in front of his son. Id. at 484:21–24.
Defendant Yurkiw confirmed that, at the time of the arrest, Plaintiff was actually in tears and
asking Defendants, “Why are you doing this?” Id. at 189:19–20, 210:13–20, 215:7–14. Plaintiff
did not offer evidence of any psychological treatment.
The jury, apparently having found Plaintiff’s testimony credible, returned a verdict
holding all three Defendants jointly and severally liable for using excessive force. Verdict Form
at 1, Docket Entry 106. The jury awarded Plaintiff $500,000 in compensatory damages and
$2,500,000 in punitive damages—$1,000,000 against Defendant Yurkiw and $750,000 each
against Defendants LaGrandier and Solomito. Id. at 2–3. The jury also answered special
interrogatories posed at Defendants’ request. See Trial Tr. 529:23–530:8. In their responses to
these interrogatories, the jury stated that it did not find by a preponderance of the evidence that
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Plaintiff attempted to flee, resist arrest, or assault Defendant Yurkiw. Special Interrogs. Form,
Docket Entry 107.
Before the case was submitted to the jury, Defendants moved under Rule 50(a) for
judgment as a matter of law on qualified immunity grounds. Trial Tr. 677:25–678:22.
Defendants now (a) renew their motion for judgment as a matter of law under Rule 50, (b) move
in the alternative for a new trial pursuant to Rule 59, and (c) move in the alternative for remittitur
of the damages award. 2 For the reasons that follow, Defendants’ motions for judgment as a
matter of law and for a new trial as to liability are denied. However, the Court grants
Defendants’ motion for remittitur.
DISCUSSION
I.
Excessive Force
The analysis of excessive force claims “begins by identifying the specific constitutional
right allegedly infringed by the challenged application of force.” Graham v. Connor, 490 U.S.
386, 394 (1989) (citation omitted). An excessive force claim that arises out of an arrest invokes
the Fourth Amendment prohibition against unreasonable seizures. Id. To determine whether the
force an officer uses to effectuate an arrest is reasonable under the Fourth Amendment, “[a court]
must balance the nature and quality of the intrusion on the individual’s Fourth Amendment
interests against the importance of the governmental interests alleged to justify the intrusion.”
Tennessee v. Garner, 471 U.S. 1, 8 (1985) (quoting United States v. Place, 462 U.S. 696, 703
(1983)).
Defendants do not assert qualified immunity as the basis of any of their post-trial motions. Rather, Defendants
argue that the jury’s finding of excessive use of force as to Defendants LaGrandier and Solomito is not supported by
the evidence and that the damages awarded against all three Defendants are excessive.
2
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Whether the force used to effectuate an arrest is lawful is determined from the
perspective of “a reasonable officer on the scene, rather than with the 20/20 vision of hindsight,”
and thus not “every push or shove, even if it may later seem unnecessary in the peace of a
judge’s chambers,” rises to the level of excessive force. Graham, 490 U.S. at 396 (quoting
Johnson v. Glick, 481 F.2d 1028 (2d Cir. 1973)). The question is whether the officer’s use of
force was “objectively reasonable.” Id.; see also Graham v. City of New York, 928 F. Supp. 2d
610, 617 (E.D.N.Y. 2013) (citing Tracy v. Freshwater, 623 F.3d 90, 96 (2d Cir. 2010)). The
factfinder examining an excessive force claim considers at least these three factors: “(1) the
nature and severity of the crime leading to the arrest, (2) whether the suspect poses an immediate
threat to the safety of the officer or others, and (3) whether the suspect was actively resisting
arrest or attempting to evade arrest by flight.” Tracy, 623 F.3d at 96 (2d Cir. 2010) (first citing
Graham, 490 U.S. at 396; then citing Jones v. Parmley, 465 F.3d 46, 61 (2d Cir. 2006)).
Although these factors are important, “the Fourth Amendment excessive force analysis is a
contextual one that . . . requires close examination of the totality of the circumstances in each
particular case.” Adedeji v. Hoder, 935 F. Supp. 2d 557, 566 (E.D.N.Y. 2013) (first citing
Graham, 490 U.S. at 396; then citing Sullivan v. Gagnier, 225 F.3d 161, 165 (2d Cir. 2000)).
II.
Judgment as a Matter of Law
A. Legal Standards
When, as here, a party has moved for judgment as a matter of law during a trial, that
party may renew the motion after the jury has rendered its verdict and seek entry of judgment as
a matter of law. Fed. R. Civ. P. 50(b)(3). A motion brought under Rule 50, though, imposes “a
heavy burden on a movant.” Cash v. Cty. of Erie, 654 F.3d 324, 333 (2d Cir. 2011). “That
burden is ‘particularly heavy’ where, as here, ‘the jury has deliberated in the case and actually
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returned its verdict’ in favor of the non-movant.” Id. (quoting Cross v. N.Y.C. Transit Auth., 417
F.3d 241, 248 (2d Cir. 2005)). The motion may be granted only where there is “such a complete
absence of evidence supporting the verdict that the jury’s findings could only have been the
result of sheer surmise and conjecture, or the evidence in favor of the movant is so
overwhelming that reasonable and fair minded persons could not arrive at a verdict against it.”
Id. (quoting Kinneary v. City of New York, 601 F.3d 151, 155 (2d Cir. 2010)).
A court considering a motion brought pursuant to Rule 50(b), when reviewing the
evidence presented at trial, “must draw all reasonable inferences in favor of the nonmoving
party, and it may not make credibility determinations or weigh the evidence.” Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000) (citations omitted). In addition, the
court “must disregard all evidence favorable to the moving party that the jury is not required to
believe.” Id. at 151 (citation omitted). Thus, “a court may grant a motion for judgment as a
matter of law ‘only if it can conclude that, with credibility assessments made against the moving
party and all inferences drawn against the moving party, a reasonable juror would have been
compelled to accept the view of the moving party.’” Zellner v. Summerlin, 494 F.3d 344, 371
(2d Cir. 2007) (quoting Piesco v. Koch, 12 F.3d 332, 343 (2d Cir. 1993)).
B. Analysis
As a threshold matter, Plaintiff asserts that Defendants, by basing their initial Rule 50
motion on qualified immunity, have waived their right to renew their Rule 50 motion on any
other ground. Pl.’s Mem. of Law in Opp’n to Defs.’ Mot. for a New Trial (“Pl.’s Mem.”) 5–8,
Docket Entry 137. It is true that a party renewing a Rule 50 motion after trial may not add
grounds that were not presented at the time the initial motion was made. McCardle v. Haddad,
131 F.3d 43, 51 (2d Cir. 1997). However, “the purpose of requiring the moving party to
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articulate the ground on which [judgment as a matter of law] is sought ‘is to give the other party
an opportunity to cure the defects in proof that might otherwise preclude him from taking the
case to the jury.’” Galdieri-Ambrosini v. Nat’l Realty & Dev. Corp., 136 F.3d 276, 286 (2d Cir.
1998) (quoting Baskin v. Hawley, 807 F.2d 1120, 1134 (2d Cir. 1986)).
Plaintiff misapplies the Rule 50(b) standard. A movant need not be held to the initial
Rule 50 motion as to every specific detail. For instance, in Galdieri-Ambrosini, the court viewed
the original motion “in the context of the ensuing colloquy between counsel and the trial court,”
allowing that colloquy to “flesh[] out the motion” to see whether it provided opposing counsel
with fair notice of the legal and factual basis for the renewed motion. Id. at 287 (citations
omitted). While Defendants here based their initial motion on the defense of qualified immunity,
counsel supported the motion with assertions that “there was no testimony that [Defendant
LaGrandier], in fact, used any force against the plaintiff” and that Defendant Solomito “tackle[d]
the plaintiff, but [for the purpose of] assisting and affecting an arrest.” Trial Tr. 678:3–9. In
essence, then, Defendants have not added anything in their renewed Rule 50 motion that was not
contained in the original motion; they have merely subtracted the qualified immunity foundation.
In other words, Defendants’ initial motion placed Plaintiff on notice of Defendants’ contention
that the evidence was insufficient to support a finding that either LaGrandier or Solomito used
excessive force.
Although Defendants’ motion might not be procedurally barred, their arguments for
judgment as a matter of law do not satisfy their heavy Rule 50 burden of showing that no
reasonable jury, viewing all the evidence in the light most favorable to Plaintiff, could find in his
favor. Defendants’ Rule 50 motion essentially rests on the assertion that Plaintiff’s testimony
did not establish that Defendants LaGrandier and Solomito were involved in any use of excessive
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force. Defendants emphasize that Plaintiff’s testimony tied specific blows only to Defendant
Yurkiw, and described LaGrandier’s and Solomito’s involvement in any use of force more
vaguely. Mem. of Law in Supp. of Defs.’ Post-Trial Mots. Pursuant to Rules 50 and 59 of the
Federal Rules of Civil Procedure (“Defs.’ Mem.) 6, Docket Entry 130. This means, Defendants
argue, that the jury’s finding that Defendants LaGrandier and Solomito subjected Plaintiff to
excessive force “amounts to the sort of ‘sheer surmise or conjecture’ that Rule 50 prohibits.”
Defs.’ Mem. 6 (quoting Walker v. City of New York, No. 11-cv-314, 2014 WL 12652345, at *5
(E.D.N.Y. Sep. 3, 2014), aff’d, 638 Fed. Appx. 29 (2d Cir. 2016) (summary order)).
Plaintiff did testify that, after being punched by Defendant Yurkiw, “I curled up so I
couldn’t tell exactly who was throwing the extra blows at the time.” Trial Tr. 481:21–22. But
Plaintiff’s testimony—particularly when considered with all inferences drawn in his favor—is
that he endured a collective assault at the hands of the three Defendants once he was on the
ground. Id. at 481:4–22. Plaintiff also testified that Defendants LaGrandier and Solomito each
were substantial contributors to the assault against him. For instance, his testimony with respect
to Defendant LaGrandier is that she initiated the confrontation by grabbing him and holding him
by his vest against the wall. Id. at 478:25–479:1, 479:20–480:9. Moreover, Defendant Solomito
himself admitted tackling Plaintiff, testifying that he did so because Plaintiff was attempting to
flee. Id. at 287:10–288:15; 327:1–5. LaGrandier also claimed that Plaintiff was attempting to
flee and that he took at least one swing at Defendant Yurkiw. Id. at 414:19–415:3. LaGrandier
acknowledged that she too participated in the effort to subdue Plaintiff, and that she ended up on
the ground with Plaintiff, Yurkiw and Solomito. Id. at 415:5–6.
As noted above, the jury indicated in its answers to special interrogatories that it did not
believe Plaintiff was attempting to flee when the Defendant officers used force against him. The
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jury was free to believe Solomito with respect to tackling Plaintiff while discrediting his
testimony that Plaintiff was fleeing. See Zellner, 494 F.3d at 371 (“[T]he jury is free to believe
part and disbelieve part of any witness’s testimony.” (citations omitted)).
In sum, the jury had sufficient evidence to find that each of the three Defendants used
excessive force, and it did not engage in “sheer surmise or conjecture.” Defendants consequently
fail to carry the heavy burden Rule 50 imposes on them. Accordingly, Defendants’ motion for
judgment as a matter of law is denied.
III.
New Trial
A. Legal Standards
Under Rule 59, a court may grant a motion for a new trial “for any reason for which a
new trial has heretofore been granted in an action at law in federal court.” Fed. R. Civ. P.
59(a)(1)(A). “The decision whether to grant a new trial under Rule 59 ‘is committed to the
sound discretion of the trial judge.’” Crews v. Cty. of Nassau, 149 F. Supp. 3d 287, 292
(E.D.N.Y. 2015) (quoting Stoma v. Miller Marine Servs., Inc., 271 F. Supp. 2d 429, 431
(E.D.N.Y. 2003)). Accordingly, a trial court may at its discretion grant a new trial under Rule 59
“when the jury’s verdict is against the weight of the evidence.” Id. (quoting DLC Mgmt. Corp. v.
Town of Hyde Park, 163 F.3d 124, 133 (2d Cir. 1998)). Yet, despite the trial court’s discretion to
grant a new trial “even if there is substantial evidence supporting the jury’s verdict,” the Second
Circuit has made clear that such a motion may be granted only “when the jury’s verdict is
egregious.” DLC Mgmt., 163 F.3d at 134 (quoting Dunlap-McCuller v. Riese Org., 980 F.2d
153, 158 (2d Cir. 1992)). Thus, a motion for a new trial should be denied “unless the trial court
is convinced that the jury has reached a seriously erroneous result or that the verdict is a
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miscarriage of justice.” Munafo v. Metro. Transp. Auth., 381 F.3d 99, 105 (2d Cir. 2004)
(quoting Atkins v. New York City, 143 F.3d 100, 102 (2d Cir. 1998)).
This standard is notably more flexible than that for a motion for judgment as a matter of
law, because a court deciding whether to grant a motion for a new trial “is free to weigh the
evidence [itself] and need not view it in the light most favorable to the verdict winner.” Song v.
Ives Labs., Inc., 957 F.2d 1041, 1047 (2d Cir. 1992) (quoting Bevevino v. Saydjari, 574 F.2d
676, 684 (2d Cir. 1978)). But despite a court’s broadened Rule 59 discretion, it is a disfavored
practice in this Circuit to upset a jury verdict that was based largely on the jury’s credibility
determinations. See Raedle v. Credit Agricole Indosez, 670 F.3d 411, 418 (2d Cir. 2012)
(“[W]here the resolution of the issues depended on assessment of the credibility of the witnesses,
it is proper for the court to refrain from setting aside the verdict and granting a new trial.”
(quoting Metromedia Co. v. Fugazy, 983 F.2d 350, 363 (2d Cir. 1992))); see also DunlapMcCuller, 980 F.2d at 158 (“[W]e caution that the jury is empowered and capable of evaluating a
witness’s credibility, and this evaluation should rarely be disturbed.”).
B. Analysis
i. Sufficiency of the Evidence
In support of their motion for a new trial, Defendants first reprise their argument for
judgment as a matter of law, asserting that the evidence is insufficient to support a finding of
excessive force on the part of Defendants LaGrandier and Solomito. Defs.’ Mem. 7–11.
Perhaps mindful of the high deference to be accorded a jury’s credibility determinations,
Defendants rely on the medical records in evidence, arguing that they fail to corroborate
Plaintiff’s testimony. Id. at 7–8. Defendants chiefly rely on Henry v. Brown, No. 14-cv-2828,
2016 WL 3079798 (E.D.N.Y. May 27, 2016). Defs.’ Mem. 8. There, the court ruled that “where
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undisputed medical records ‘directly and irrefutably contradict a plaintiff’s descriptions of his
injuries’ attributed to an alleged use of excessive force, ‘no reasonable jury could credit
plaintiff’s account of the happening.’” Henry, 2016 WL 3079798, at *2 (quoting Davis v. Klein,
No. 11-cv-4868, 2013 WL 5780475, at *4 (E.D.N.Y. Oct. 25, 2013)). Plaintiff in that case
alleged injuries that, according to the relevant medical records, were either nonexistent or not
remotely as severe as claimed. More specifically, plaintiff in Henry alleged a leg injury “so
severe that his leg was nearly lost” and a head injury that left him unconscious in a pool of his
own blood for seventy-five minutes. Id. at *3. Medical personnel, though, could not locate any
head injury at all, the leg injury turned out to be only a scab, and medical records revealed that
the bleeding on plaintiff’s left leg resulted from his picking at the scab. Id. Thus, the relevant
medical records “directly and irrefutably contradicted” plaintiff’s testimony and rendered
“incredible [the claim] that any injury sustained by Plaintiff resulted from unlawful force by
Defendant.” Id. at *2–3.
That is not the case here, nor do Defendants claim it to be. Rather, Defendants’ primary
argument in this case is that the medical records undercut Plaintiff’s account of the degree of
force used. Defendants’ argument, essentially, is that (1) Plaintiff attributed his eye and nose
injuries to the first two punches by Defendant Yurkiw, (2) the medical evidence does not reveal
any additional injuries, and (3) therefore, the medical evidence contradicts Plaintiff’s testimony
that LaGrandier and Solomito used excessive force. Defendants’ argument is not convincing.
The distinction between this case and Henry is stark. 3 Plaintiff Jennings does not claim
specific injuries that the medical records belie, nor does he attribute to Defendants’ use of force
injuries that he acquired some other way. Defendants are correct that the medical witnesses who
In addition to the distinctions noted in the text, Henry was decided in the context of a defense motion for summary
judgment. Id. at *1.
3
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testified during trial primarily described injuries to Plaintiff’s nose and eye. Dr. Matari, for
example, testified that he observed no fracture to Plaintiff’s orbit or injury to his cheekbone or
jaw. Trial Tr. 346:18–347:14. Dr. Flores, who examined Plaintiff after he arrived at Riker’s
Island, testified that Plaintiff did not describe losing consciousness or complain about parts of his
body other than his head, and that he did not observe contusions or lacerations on other parts of
Plaintiff’s body. Id. at 570:17–571:21. Finally, Sade Noel, an EMT who arrived at the precinct
on the day of Plaintiff’s arrest, reported that Plaintiff’s only complaints of injury concerned his
nose and eye, and that she did not observe any other injuries. Id. at 648:23–649:5. There was,
however, some medical testimony describing additional injuries. Medical records shown to Dr.
Matari reflected that Plaintiff had swelling on the left side of his head. Id. at 351:15–17. Other
records presented at trial reflected injuries to Plaintiff’s neck and scalp. Id. at 566:21–567:1.
The evidence at trial of injuries in addition to Plaintiff’s swollen eye and broken nose was
minimal, at best. While the jury might have been persuaded by this lack of evidence that
Plaintiff was not struck further after being punched by Yurkiw, they were not required to do so.
Plaintiff testified that, after being punched by Yurkiw, he fell and curled himself up on the
ground. Id. at 481:4–5. Plaintiff further testified that he “curled up so [he] couldn’t tell exactly
who was throwing the extra blows.” Id. at 481:21–22. The jury could reasonably have found
that, as Plaintiff testified, LaGrandier and Solomito struck him as he lay on the ground, but
without causing him to sustain additional injuries significant enough to have been noted in his
medical records. Given Rule 59’s requirement that courts defer to the jury’s assessments of
credibility, the tension between Plaintiff’s testimony and the absence of additional findings of
injury in the medical records is insufficient to set aside the jury’s verdict and order a new trial.
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Defendants further argue on similar grounds that they are entitled to a new trial under
Rule 59 on the issue of punitive damages as to all three Defendants. Defs.’ Mem. 11–12. In an
action under § 1983, a jury may award punitive damages “when the defendant’s conduct is
shown to be motivated by evil motive or intent, or when it involves reckless or callous
indifference to the federally protected rights of others.” Smith v. Wade, 461 U.S. 30, 56 (1983).
The matter of punitive damages requires an “individualized determination. . . . [P]unitive
damages should be assessed on an individual basis.” McFadden v. Sanchez, 710 F.2d 907, 913
(2d Cir. 1983). Thus, to secure punitive damages from joint tortfeasors, “[a] plaintiff . . . must
‘establish that each defendant against whom punitive damages are sought engaged in conduct
which was sufficiently aggravated to justify the imposition of those damages.’” Id. (quoting J.
Ghiardi & J. Kircher, Punitive Damages § 9.09 (1981)).
To prevail on their motion, Defendants must show that the evidence that one or more of
them possessed at least a callous indifference to Plaintiff’s Fourth Amendment rights is so
lacking that the punitive award as to that Defendant or those Defendants constitutes a
miscarriage of justice. To carry their burden, Defendants endeavor to diminish Plaintiff’s
injuries, both physical and emotional. See Defs.’ Mem. 11–12 (“[T]he medical records reflect
only a black eye and broken nose, with no bruising, abrasions, or other injury to the rest of his
body. . . . Plaintiff did not allege emotional damages.”). The extent of a plaintiff’s injuries is
certainly critical to determining whether the damages awarded are excessive. As Smith v. Wade
makes clear, though, whether an award of some amount of punitive damages is appropriate at all
depends on a defendant’s animus, regardless of the resulting injuries; “[t]he focus [when
considering whether to award punitive damages] is on the character of the tortfeasor’s conduct.”
461 U.S. at 54. See also Payne v. Jones, 711 F.3d 85, 102 (2d Cir. 2013) (noting that on
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occasion substantial punitive awards are warranted when conduct is reprehensible, even though
only nominal compensatory damages have been awarded). Here, the jury could reasonably have
found that Defendants LaGrandier and Solomito joined in the assault. Under these
circumstances, it was by no means a miscarriage of justice for the jury to have found that each of
the Defendants demonstrated a callous indifference to Plaintiff’s Fourth Amendment rights.
Therefore, the jury’s verdict imposing punitive damages on all three Defendants does not
warrant a new trial.
ii. Plaintiff Counsel’s Conduct
In addition to their substantive objections, Defendants contend that misconduct by
Plaintiff’s counsel caused sufficiently serious error to warrant a new trial. Defs.’ Mem. 12–17.
To successfully move for a new trial on this basis, Defendants must show that Plaintiff’s counsel
engaged in misconduct that “cause[d] prejudice to the opposing party and unfairly influence[d
the] jury’s verdict.” Claudio v. Mattituck-Cutchogue Union Free Sch. Dist., 955 F. Supp. 2d
118, 144 (E.D.N.Y. 2013) (quoting In re Fosamax Prods. Liab. Litig., 742 F. Supp. 2d 460, 477
(S.D.N.Y. 2010)). A court deciding a new trial motion based upon opposing counsel’s conduct
should consider “the totality of the circumstances, including the nature of the comments, their
frequency, their possible relevancy to the real issues before the jury, and the manner in which the
parties and the court treated the comments.” Id. (quoting Levitant v. N.Y.C. Human Res. Admin.,
914 F. Supp. 2d 281, 311 (E.D.N.Y. 2012), aff’d, 558 Fed Appx. 26 (2d Cir. 2014)). When a
court is tasked with making this determination, “[g]reat discretion is to be given the judge who
was present throughout the trial and is best able to determine the effect of the conduct of counsel
on the jury.” Johnson v. Celotex Corp., 899 F.2d 1281, 1289 (2d Cir. 1990) (citation omitted).
15
Defendants first find objectionable the “inflammatory argument” in counsel’s opening
statement. Defs.’ Mem. 12. Defendants specifically point to counsel’s statement that “[t]he
evidence will show that the defendants made a conscious decision not to tell the truth about what
happened here. . . . They will take the stand and they will claim ignorance. They will mislead
you . . . .” Id. at 12 (quoting Trial Tr. 22:20–22, 23:1–3). Defendants could have, but did not,
object to these statements. The statements, while argumentative, were not prejudicial; this case
clearly involved conflicting versions of events, and that was plain to the jury from the outset.
Defendants next take issue with Plaintiff’s counsel beginning to speak about the
contentious nature of Plaintiff and Ms. Henry’s relationship, id. at 12–13 (quoting Trial Tr.
23:12–17), details of which this Court ruled inadmissible prior to trial, Tr. of Civil Cause for
Pretrial Conference (“Pretrial Conf.”) 53:23–54:6, Docket Entry 80. In response, the Court
initiated a sidebar and directed Plaintiff’s counsel to move beyond this portion of her statements.
Trial Tr. 25:1–28:9. Defendants contend, though, that the comments of Plaintiff’s counsel
opened the door to facts that would contextualize the Defendants’ conduct, and that their
inability to present evidence to that effect prejudiced them. Defs.’ Mem. 13.
Prior to the opening statements, the Court instructed the jury that “these remarks are not
evidence but just an introduction to what each side hopes to be able to prove with evidence.”
Trial Tr. 16:9–11. In light of this instruction, and given the Court’s prompt intervention when
Plaintiff’s counsel began to describe Plaintiff’s prior relationship with Ms. Henry, the brief
remarks of Plaintiff’s counsel during opening statements did not unfairly prejudice Defendants.
Defendants also contend that Plaintiff’s counsel posed numerous inflammatory questions
while examining the Defendants. Defs.’ Mem. 13–15. While Defendants point out that the
Court consistently sustained objections to these lines of questioning, they assert that “it is highly
16
likely that the jury believed counsel had some basis for asking the questions, assumed there was
some truth to them, and factored these fabrications by counsel into their assessment of the
defendants’ credibility, depriving them of a fair trial.” Id. at 14–15. The most egregious
example Defendants offer is counsel’s suggestively asking Defendant Yurkiw if he was “afraid
of the population that [he] police[s],” Trial Tr. 100:5–6, and if “the New York City Police
Department wasn’t [his] first choice” of job, id. at 100:11–12. The record makes clear that the
Court was frustrated by these questions and sustained objections, with sharp wording, to both.
See id. at 100:8–10, 13–15, 21-23. Defendants’ contention that the jury was influenced by any
improper questioning by Plaintiff’s counsel falls flat, particularly in light of the prompt rulings
sustaining Defendants’ objections.
Defendants next assert that Plaintiff’s counsel acted frequently as an unsworn witness,
both by inserting interpretations of the evidence and by asking Plaintiff leading questions. For
instance, Defendants take issue with counsel asking Defendant Solomito if he was present when
Defendant Yurkiw testified that Ms. Henry admitted to striking Plaintiff. Defs.’ Mem. 15–16
(citing Trial Tr. 269:18–23). While Yurkiw did not testify to that, any potential prejudice was
neutralized by Defendant Solomito’s response, “I don’t recall that,” Trial Tr. 269:21, and by the
immateriality of Ms. Henry’s conduct to the central issue in the case—Defendants’ use of force.
As for counsel’s use of leading questions, it is of course well-established that they
“should not be used on direct examination except as necessary to develop the witness’s
testimony.” Fed. R. Evid. 611(c). Nevertheless, “[a]n almost total unwillingness to reverse for
infractions has been manifested by appellate courts. The matter clearly falls within the area of
control by the judge over the mode and order of interrogation and presentation and accordingly is
17
phrased in words of suggestion rather than command.” Fed. R. Evid. 611(c) advisory
committee’s note on 1972 proposed rules (citation omitted).
Here, the Court overruled defense counsel’s leading objections on two occasions because
they were aimed at questions designed to develop Plaintiff’s testimony—first, with respect to
counsel asking if the apartment building’s stairwell was between the elevator and Ms. Henry’s
apartment, Trial Tr. 471:12–14, and second, with respect to counsel asking Plaintiff where he
was positioned when Defendant LaGrandier and Sergeant Brown arrived, id. at 477:2–6. Neither
question went to the disputed issues in the case. Moreover, while overruling the objections, the
Court exhorted Plaintiff’s counsel to do less leading. Id. at 471:14. The Court also overruled a
third defense objection, raised when counsel asked Plaintiff, “Who makes contact with you
[first]?” Id. at 478:19–23. This question was not in fact leading, particularly because plaintiff
had just been asked, without objection, “At some point, did one of these officers make physical
contact with your body,” and plaintiff had answered, “Yes.” Id. at 478:12–15. Moreover, each
of the three Defendants had already testified at that point in the trial, and even under their
versions of the events, they each made contact with Plaintiff in an effort to subdue him and
prevent him from fleeing. To the degree that Plaintiff’s direct testimony was guided by leading
questions, any impact on the fairness of trial was no more than de minimis.
Defendants lodge additional objections concerning counsel’s use of a video screen,
arguing that (1) when connected to the computer belonging to counsel’s paralegal, it displayed
material not admitted into evidence, and (2) the screen was placed in front of the jury box, such
that defense counsel had to walk across the room to see it. Defs.’ Mem. 17. With respect to the
former contention, Defendants’ objections were promptly made and immediately sustained, see,
e.g., Trial Tr. 292:13–18, 296:21–297:3, 365:14–18, while the Court also acted unilaterally when
18
necessary to ensure that material not admitted into evidence was not displayed for the jury, see,
e.g., id. at 126:3–9, 367:20–25. In any event, there is no indication in Defendants’ moving
papers or the record of the trial that Plaintiff’s counsel ever displayed anything of material
importance that had not been received in evidence, nor does the Court recall that ever having
taken place. Rather, the only examples that can be gleaned from the trial transcript are of
immaterial matters being visible, such as an indication of whether the television monitor was on
or off. Tr. 365:16–18. The Court’s best recollection is that most objections concerned exhibits
remaining on display after testimony concerning them had been completed. As for the screen’s
placement, the determination of how to position the screen was made in service of visibility to
the jury—the top priority during the presentation of evidence—and the Court invited
Defendants’ counsel on the first day of trial to move about the courtroom when necessary to see
what was displayed on the screen. Id. at 65:21–22.
While Defendants’ complaints regarding Plaintiff’s counsel’s conduct are voluminous,
none are sufficient to warrant a new trial. The degree of the alleged misconduct is slight, even in
comparison to the conduct involved in other cases where a new trial was held not to be
warranted. See, e.g., In re Fosamax, 742 F. Supp. 2d at 478, 483–84 (finding that conduct that
included treating defense witnesses in a “disparaging and insulting manner” and engaging in
“outrageous behavior and accusations in summation”—conduct the court described as falling
“far shy of the standards for professional conduct to which members of the bar in this district are
expected to conform”—nevertheless did not warrant a new trial in light of protective steps taken
by the court). In addition, the examples Defendants provide tend to concern peripheral facts or
issues, rather than the excessive force question before the jury. Furthermore, it is not at all clear,
even when there is egregious conduct by one party’s counsel, that such misconduct does not
19
“inure[] to the detriment of his client” rather than to that of the other party. Id. at 483. In light of
the steps taken by the Court to prevent and cure impropriety and the considerable discretion
afforded this Court in evaluating the degree of prejudice caused, this aspect of Defendants’ new
trial motion is unavailing.
iii. Evidentiary Rulings
Defendants’ final ground in support of their Rule 59 motion is based upon a series of
evidentiary rulings that they urge resulted in an unfair trial. Defs.’ Mem. 18–26. Defendants
primarily challenge the Court’s rulings with respect to the relevance of certain evidence.
The Federal Rules of Evidence provide that “[e]vidence is relevant if: (a) it has any
tendency to make a fact more or less probable than it would be without the evidence; and (b) the
fact is of consequence in determining the action.” Fed. R. Evid. 401. Even if relevant, though,
“[t]he court may exclude [the] evidence if its probative value is substantially outweighed by a
danger of one or more of the following: unfair prejudice, confusing the issues, misleading the
jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed. R. Evid.
403. “This balancing is ‘a matter generally left within the wide, and wise, discretion of the trial
court.’” United States v. Medico, 557 F.2d 309, 317 (2d Cir. 1977) (quoting United States v.
Robinson, 544 F.2d 611, 616 (2d Cir. 1976)). Against the Court’s latitude when conducting this
balancing, Defendants lodge three grievances, complaining that the Court: (1) improperly
precluded Defendants from offering certain evidence concerning the circumstances of Plaintiff’s
arrest, Defs.’ Mem. 18–22, (2) unfairly precluded Defendants from impeaching Plaintiff with
evidence of his criminal history, id. at 23–24, and (3) improperly allowed Plaintiff’s counsel to
engage in gamesmanship and deviate from the witness list in the Joint Pretrial Order, id. at 24–
26.
20
Turning first to the circumstances of Plaintiff’s arrest, Plaintiff’s counsel expressed
concern at a pretrial conference that Plaintiff would be unfairly prejudiced if the order of
protection in force against him at the time of his arrest were received in evidence. Pretrial Conf.
28:1–8. At the same time, though, Plaintiff sought to introduce evidence of other aspects of the
relationship between Plaintiff and Ms. Henry, including evidence that Ms. Henry was arrested
for threatening Plaintiff, thus suggesting that Plaintiff was not the only aggressor in the
relationship. Id. at 26:12–27:1. The Court warned Plaintiff’s counsel that if any aspect of the
relationship were admitted, it would open the door to a broad range of evidence about Plaintiff’s
relationship with Ms. Henry, likely lengthening the trial and injecting confusion and distraction
into the proceedings. Id. at 27:2–28:16. Plaintiff ultimately decided not to offer evidence about
Ms. Henry’s arrest or aspects of the relationship between Plaintiff and Ms. Henry not directly
relevant to the events of April 23, 2014. Letter dated May 18, 2018, Docket Entry 84. In a
related pretrial ruling, the Court held that Defendant LaGrandier could testify that her title was
“domestic violence officer,” finding LaGrandier’s title no more prejudicial than the fact that an
order of protection was in place. Pretrial Conf. 26:1–8.
Defendants now take issue with what they characterize as a revision of the Court’s
pretrial rulings. Defs.’ Mem. 19. Defendants’ characterization is not accurate. Defendants
made clear in the pretrial conference what they intended to bring out about LaGrandier’s
background: “We don’t plan on saying what [the character of the domestic disputes was] or
saying there was any violence or anything like that, just that that’s why [LaGrandier] was
familiar with the names and the location and the background of this family and the order of
protection.” Pretrial Conf. 25:12–16. The Court’s ruling at trial did not deviate significantly
from what Defendants represented prior to trial; the Court ruled that LaGrandier could testify
21
“that she had been to the premises before, but not why she was there, who called for her help, or
what she observed.” Trial Tr. 49:7–9. Defendants contend that this limitation on LaGrandier’s
prior interactions with Plaintiff prejudiced them by “prevent[ing LaGrandier] from giving the
jury a clear picture of what they knew while they were interacting with plaintiff.” Defs.’ Mem.
19. Defendants nowhere explain what Defendants knew that might have justified their use of
force as described by Plaintiff. In fact, LaGrandier was asked on cross-examination, without
objection, whether she knew Plaintiff before April 23, 2014, and testified she was unsure she had
ever seen him before. Trial Tr. 413:2–3. In any event, the jury did hear evidence that Defendant
LaGrandier was a domestic violence officer who was responding to a 911 call involving an
alleged violation of a protective order. Id. at 166:24–167:18, 366:21–24, 411:1–11, 589:2–14,
591:4–13. This provided the jury with ample context for the officers’ response. Accordingly,
the Court’s rulings in this regard were well within its broad discretion.
Defendants also assert that they were unfairly prejudiced by the Court’s decision to limit
Defendant Yurkiw’s testimony regarding statements Plaintiff made shortly before the use of
force at issue took place. Defs.’ Mem. 21–22. Defendant Yurkiw proposed to testify that
Plaintiff said “that he could not go back to Rikers Island because he had ‘too many beefs there.’”
Defs.’ Opp’n to Pl.’s Pretrial Submission Concerning Matters to Be Resolved in Lim. 4, Docket
Entry 70. Defendants posited that this statement was admissible under Federal Rule of Evidence
404(b) as probative of Plaintiff’s motive to flee or resist arrest. Id. at 5–8; Pretrial Conf. 13:5–7.
Plaintiff objected on Rule 403 grounds, arguing that the statement’s probative value did not
substantially outweigh its prejudicial effect. Pretrial Conf. 5:22–6:5. The Court ruled essentially
in Plaintiff’s favor, allowing Defendant Yurkiw to testify only to a redacted form of Plaintiff’s
statement: Yurkiw was permitted to testify that Plaintiff expressed some fear about going to
22
Rikers and said, “I’m not going to Rikers.” Pretrial Conf. 15:10–19. Defendants now claim both
that this redaction impaired Yurkiw’s credibility in the jury’s eyes and that Plaintiff’s counsel
took unfair advantage of the redaction. Defs.’ Mem. 21–22.
The Court’s ruling on this point again comes within its broad discretion. Rule 404(b) is
discretionary, providing only that such evidence “may be admissible” for one of the purposes
enumerated in the rule. Fed. R. Evid. 404(b)(2) (emphasis added). And Rule 404 is subject, not
superior, to Rule 403. See United States v. Flom, 256 F. Supp. 3d 253, 266 (E.D.N.Y. 2017)
(requiring that relevant evidence, offered for a proper purpose, be “substantially more probative
than prejudicial” (citing United States v. Moran-Toala, 726 F.3d 334, 345 (2d Cir. 2013));
United States v. Carneglia, 08-cr-76, 2009 WL 10674183, at *6 (E.D.N.Y. Feb. 24, 2009)
(“[T]he Second Circuit has adopted an ‘inclusionary approach’ under Rule 404(b), permitting
admission of evidence of prior crimes, wrongs, or acts ‘unless it is introduced for the sole
purpose of showing defendant’s bad character, or unless it is overly prejudicial under Fed. R.
Evid. 403 or not relevant under Fed. R. Evid. 402.’” (emphasis added) (quoting United States v.
Pascarella, 84 F.3d 61, 69 (2d Cir. 1996))).
The Court had three options with respect to Yurkiw’s testimony regarding Plaintiff’s
statement about Riker’s Island: admit it in toto, admit it in redacted form, or exclude it in toto.
To exclude the statement in toto would likely have been unfair to Defendants, who planned to
argue that Plaintiff’s concern about going to Rikers motivated him to flee. To admit it in toto,
however, would have unduly prejudiced Plaintiff by alerting the jury to his prior criminal history,
which was not otherwise admissible, and possibly causing the jury to infer that on April 23,
2014, he acted in accordance with violent acts he had committed prior to that date. Allowing the
testimony about Plaintiff’s statement in redacted form permitted Defendants to argue Plaintiff’s
23
motive without prejudicing Plaintiff by alerting the jury that Plaintiff had a prior criminal history
that included spending time in custody on Riker’s Island. 4 The ruling was not erroneous, and
clearly does not warrant a new trial.
Defendants next assert that the Court let Plaintiff imply that there was no probable cause
for his arrest, despite Plaintiff’s decision not to proceed with his false arrest claim, while at the
same time preventing defense counsel from questioning Defendants about the protective order
and arrest circumstances. Defs.’ Mem. 20–21. The Court was careful in this regard to limit all
parties’ inquiries into matters attenuated from the use of force. See Trial Tr. 116:21–119:5
(sustaining Defendants’ objection to Plaintiff’s inquiry into the officers’ degree of care in
reading the order of protection and their purported bias against men); id. at 170:20–21
(precluding defense counsel from asking Defendant Yurkiw what Ms. Henry communicated to
him about Plaintiff); id. at 219:9–220:4 (precluding Plaintiff’s counsel from inquiring into
whether probable cause to arrest Plaintiff existed); id. at 280:15–21 (sustaining Defendants’
objection to Plaintiff’s inquiry into why Ms. Henry wanted Plaintiff arrested); id. at 411:16–19
(sustaining an objection to Defendant LaGrandier beginning to speak about why she was familiar
with Ms. Henry’s address).
Defendants also find prejudicial the Court’s preclusion of Plaintiff’s prior arrest for
striking an officer and misdemeanor conviction for resisting arrest. Defs.’ Mem. 23–24; Reply
Mem. of Law in Further Supp. of Defs.’ Post-Trial Mots. Pursuant to Rules 50 and 59 of the
Federal Rules of Civil Procedure (“Defs.’ Reply”) 6, Docket Entry 139. Defendants argue that
Although Defendants complain that requiring redaction inevitably comprimised Yurkiw's credibility, Defs.’ Mem.
21, requiring witnesses to redact information is a common practice, particularly in criminal cases, where it may be
required by Bruton v. United States, 391 U.S. 123 (1968). There, the Supreme Court established that, in a joint
criminal trial, instructing the jury not to consider one co-defendant’s incriminating statement as implicating the other
co-defendant was insufficient to protect the non-declarant co-defendant’s Sixth Amendment confrontation rights,
since “the effect of such a nonadmissible declaration cannot be wiped from the brains of the jurors.” Id. at 126, 129.
4
24
Plaintiff’s testimony—“I never would, never put my hands on a police officer,” Trial Tr. 483:6—
opened the door for impeachment purposes. Defs.’ Mem. 23–24; Trial Tr. 490:14–22, 497:10–
498:8. The Court found the evidence of prior convictions too prejudicial to Plaintiff to warrant
admission, but alerted Plaintiff’s counsel that if Plaintiff made more such statements, the ruling
might be revisited. Trial Tr. 499:6–9. This, too, was within the Court’s wide discretion under
Rule 403.
Finally, Defendants claim that the Court failed to intervene in what they call
“gamesmanship” by Plaintiff’s counsel. Defs.’ Mem. 24–26. They say first that counsel’s
gaining permission from the Court in the middle of trial to call new witnesses only to elect later
not to call them prejudiced Defendants. Id. at 24–25. The worst harm Defendants assert on this
ground is time spent in the evening hours deposing the new witnesses and having to present
summations earlier than expected. Id. at 25. More specifically, the parties rested and the Court
was prepared to hear closing arguments at a point in the day a little before 12:30 p.m. Despite
the relatively early hour, Defendants asked to break for the day and be permitted to present their
summation the following morning. Although the Court denied that request, it did adjourn for
more than two hours to afford counsel adequate time to prepare her closing argument. Trial Tr.
674:21–676:15. Particularly given the brevity of the trial, this should have been ample time to
prepare, and these events therefore could not possibly have unfairly prejudiced Defendants’ case.
Defendants next assert that allowing Plaintiff’s witness, Dr. Matari, to testify by
telephone, and his continuing to answer questions when he could not hear sustained objections,
allowed the jury to hear impermissible opinion evidence. Defs.’ Mem. 25. It seems highly
unlikely the jury heard anything of the sort, though, as even the court reporter was unable to hear
the doctor’s answers over the Court’s and counsel’s vigorously urging him to stop speaking.
25
Trial Tr. 342:1–13. Dr. Matari’s testimony, moreover, was quite brief, taking up only twenty
pages of the trial transcript, id. at 333–353, and the problem that is the subject of Defendants’
complaint was apparently solved when Dr. Matari picked up the telephone receiver and stopped
communicating via speakerphone, id. at 342:4–10. Lastly, Defendants urge that Dr. Flores being
permitted to testify after direct examination of Plaintiff allowed Plaintiff to tailor his testimony
on cross-examination to conform with Dr. Flores’s testimony that Plaintiff had not lost
consciousness. Defs.’ Mem. at 26; see Trial Tr. 570:17–22. The Court fails to see a meaningful
difference, though, between Plaintiff’s testimony on direct examination, before Dr. Flores
testified—“I was just out of it from there,” Trial Tr. 480:1—and Plaintiff’s testimony on crossexamination, after Flores’ testimony, that he was “passed out” while feeling Defendants’ kicks
and punches, id. at 605:14–16, that he was “in and out of consciousness” on the elevator, id. at
605:19–20, and that he “fell out again” in the lobby, id. at 606:6–7. It is, in any event, common
practice to take non-party witnesses out of turn to accommodate their schedules.
In sum, the evidence presented at trial was sufficient for the jury to find Defendants,
including LaGrandier and Solomito, liable for excessive force, and to impose punitive damages
on them as well. Defendants have not alerted the Court to any conduct of Plaintiff’s counsel, nor
to any evidentiary rulings of this Court, that warrant a new trial. Defendants’ motion for a new
trial as to liability is therefore denied.
IV.
Remittitur
A. Legal Standards
Remittitur offers Defendants another option for post-trial relief. “Remittitur is the
process by which a court compels a plaintiff to choose between reduction of an excessive verdict
and a new trial.” Shu-Tao Lin v. McDonnell Douglas Corp., 742 F.2d 45, 49 (2d Cir. 1984)
26
(citations omitted). The Second Circuit has identified two types of cases in which remittitur may
be employed. The first is “where the court can identify an error that caused the jury to include in
the verdict a quantifiable amount that should be stricken.” Id. at 49 (citation omitted). The
second is “where the award is ‘intrinsically excessive’ in the sense of being greater than the
amount a reasonable jury could have awarded, although the surplus cannot be ascribed to a
particular, quantifiable error.” Id. (quoting Lanfranconi v. Tidewater Oil Co., 376 F.2d 91, 96–
97 (2d Cir. 1967)). In the latter circumstance, “a jury’s damage award may not be set aside as
excessive unless ‘the award is so high as to shock the judicial conscience and constitute a denial
of justice.’” Kirsch v. Fleet St., Ltd., 148 F.3d 149, 165 (2d Cir. 1998) (quoting O’Neill v.
Krzeminski, 839 F.2d 9, 13 (2d Cir. 1988)). In making this determination, “[i]t is appropriate to
review the awards in comparable cases.” Jackson v. Tellado, No. 11-cv-3028, 2018 WL
4043150, at *2 (E.D.N.Y. Aug. 24, 2018) (citing Martinez v. Port Auth. of N.Y. & N.J., No. 01cv-721, 2005 WL 2143333, at *19 (S.D.N.Y. Sept. 2, 2005), aff’d, 445 F.3d 158 (2d Cir.
2006)). 5 Where remittitur is appropriate to correct a damage award deemed excessive, “the court
should reduce the award ‘only to the maximum amount that would be upheld by the district court
as not excessive.” Rangolan v. Cty. of Nassau, 370 F.3d 239, 244 (2d Cir. 2004) (quoting Earl v.
Bouchard Transp. Co., 917 F.2d 1320, 1330 (2d Cir. 1990)).
B. Compensatory Damages
This case clearly falls into the second category described above, in that the error claimed
by Defendants does not concern a particular, quantifiable amount erroneously included by the
5
While the Second Circuit has held that a district court “improperly limited its frame of reference” in a § 1983 case
to comparable § 1983 cases, Ismail v. Cohen, 899 F.2d 183, 186 (2d Cir. 1990), its authority on that point was a
1978 case that noted the “relative paucity of [§ 1983] cases” to which to compare the award at issue, Zarcone v.
Perry, 572 F.2d 52, 54–55 (2d Cir. 1978). As Defendants have made clear, there is no longer a shortage of § 1983
cases with which to compare the award in this case. Defs.’ Mem. 28–35, 39–41.
27
jury in its damages award. Indeed, Plaintiff did not offer evidence of any specific costs incurred
or losses sustained as a result of the Defendants’ use of force. Moreover, in instructing counsel
before and during trial, this Court applied the Second Circuit’s teaching in Consorti v. Armstrong
World Industries, Inc. that “specifying target amounts for the jury to award is disfavored,” 72
F.3d 1003, 1016 (2d Cir. 1995), vacated on other grounds, 518 U.S. 1031 (1996), and directed
counsel not to mention any specific amount to the jury at trial, Pretrial Conf. 33:14–25.
The Court’s task, then, is to canvass comparable cases to determine whether the
compensatory award of $500,000 shocks the conscience. The first step in this task is to identify
the evidence of plaintiff’s injuries that was placed before the jury. Physical injuries are typically
classified as either permanent (thus deserving of greater damages awards) or non-permanent
(thus deserving of lesser damages awards). See Dancy v. McGinley, No. 11-cv-7952, 2015 WL
13214324, at *6–7 (S.D.N.Y. 2015) (noting that “awards in the middle to higher end on the
spectrum of compensatory damages . . . for excessive force claims have involved cases in which
plaintiffs suffered permanent injuries,” while “[a]t the low end of the spectrum are the cases that
typically involve non-permanent injuries”), aff’d, 843 F.3d 93, 113 (2d Cir. 2016). As for
emotional distress damages, under Second Circuit precedent, these may be classified as either
garden-variety, significant, or egregious, with the amount of damages reasonably awarded
increasing depending upon the classification. Graham v. City of New York, 128 F. Supp. 3d 681,
714 (E.D.N.Y. 2015). Garden-variety emotional damages are those “where the evidence of the
harms comes from the plaintiff’s testimony alone.” Id. (citations omitted). Significant emotional
distress claims “are based on more substantial harm or more offensive conduct, are sometimes
supported by medical testimony and evidence, evidence of treatment by a healthcare professional
and/or medication, and testimony from other, corroborating witnesses.” Olsen v. Cty. of Nassau,
28
615 F. Supp. 2d 35, 46–47 (E.D.N.Y. 2009) (quoting Khan v. HIP Centralized Lab. Svcs., Inc.,
No. 03-cv-2411, 2008 WL 4283348, at *11 (E.D.N.Y. Sep. 17, 2008)). Finally, egregious
emotional distress claims are those involving “either ‘outrageous or shocking’ discriminatory
conduct or a significant impact on the physical health of the plaintiff.” Id. at 47 (quoting Khan,
2008 WL 4283348, at *12).
Here, Plaintiff’s alleged physical injuries occupy a middle ground between nonpermanent and permanent. Plaintiff presented testimony from medical doctors that he sustained
a hematoma on his right eye, Trial Tr. 338:8–12, 559:23–25, a bilateral nasal fracture, id. at
338:14–339:6, 563:12–17, a deviated nasal septum, id. at 339:8–13, swelling on the left side of
his head, id. at 351:15–17, and certain nondescript injuries to the neck, scalp, and face, id. at
566:21–567:4. The only permanent injuries Plaintiff described, though, are frequent “definitely
painful” headaches and a crooked nose. Id. at 487:18–488:10. These injuries are relatively
modest ones, and Plaintiff offered no evidence of ongoing treatment for them. Plaintiff’s nose
was broken, though, and it seems the break was severe; Dr. Matari testified at trial that Plaintiff’s
nasal bones were broken into multiple fragments and displaced. Id. at 338:22–339:6. Plaintiff’s
badly broken nose is significant in light of how courts addressing non-permanent injuries often
note the absence of fractures to distinguish more egregious cases. See Poulos v. City of New
York, No. 14-cv-3023, 2018 WL 3750508, at *7 (S.D.N.Y. July 13, 2016) (Report and
Recommendation) (“Compensatory damage awards for single incidents involving strikes by
police officers that result in loss of consciousness and associated lacerations—but do not cause
further injuries requiring surgery, or broken bones—frequently run between $50,000 and
$100,000.” (emphasis added) (citing Dancy v. McGinley, 843 F.3d 93, 113 (2d Cir. 2016))),
adopted, 2018 WL 3745661 (S.D.N.Y. Aug. 6, 2018). Here, because the force used was
29
substantial enough to fracture Plaintiff’s nose, Plaintiff’s injuries are properly compensated by an
amount at the very high end of awards for non-permanent injuries.
As for Plaintiff’s emotional damages, they can be no more than garden-variety. The
extent of Plaintiff’s testimony in this regard is that he was “emotional” as a result of being beaten
in front of his son. Id. at 484:21–22. Plaintiff offered no evidence of treatment for his emotional
distress, or any general expert testimony on the likely psychological impact of the attack at
issue. 6
Comparable cases, then, are those involving sustained beatings resulting in either
substantial non-permanent or mild permanent physical injuries, and no more than garden-variety
emotional distress. There are some such cases that resulted in damages awards of $100,000 or
less (in 2018 dollars). 7 In Poulos, the court conducted a damages inquest after defendants’
default and recommended a $100,000 award where a single punch resulted in a two-centimeter
deep gash above the plaintiff’s eyebrow, a loss of consciousness, a permanent one-inch scar, and
ongoing complaints of eye pain. 2018 WL 3750508, at *1, 6. The resulting emotional distress
was quintessentially garden-variety, supported only by one sentence of testimony from the
plaintiff. Id. at *7. In Dancy, an assault similar to the one described by Plaintiff here resulted in
temporary bruising, headache pain, and pain while urinating, as well as a claim of emotional
Plaintiff does point in his opposition to a diagnosis of adjustment disorder with mixed anxiety and depressed mood.
Pl.’s Mem. 31. While this diagnosis is memorialized in health records admitted into evidence at trial, Lumer Decl.
Ex. 5, at DEF 647, Docket Entry 136-5, Plaintiff did not present any testimony at trial with respect to that diagnosis,
either from Plaintiff himself or from any healthcare professional. Nor, again, is there evidence of subsequent
treatment for this condition. Absent evidence that this condition was caused by the use of force at issue in this case,
and absent any evidence of treatment for it, Plaintiff’s reference to an adjustment disorder diagnosis in his medical
records is insufficient to support a finding that Plaintiff sustained more than garden-variety emotional distress
damages.
7
When comparing the award in this case to awards in similar cases from years ago, it is proper to make adjustments
for inflation. Jackson, 2018 WL 4043150, at *4 n.4. As has been done in other cases, see, e.g., Palmer v. Molina
Meneses, No. 12-cv-4741, 2016 WL 7191668, at *2 (E.D.N.Y. Dec. 12, 2016), I use the Bureau of Labor Statistics
Consumer Price Index Inflation Calculator located at https://www.bls.gov/data/inflation_calculator.htm to adjust
awards from the date of entry of the verdict or conclusion of the appeal to June 2018, when Plaintiff’s trial
concluded.
6
30
distress supported only by testimonial evidence of the plaintiff’s decreased academic drive. No.
11-cv-7952, 2015 WL 13214324, at *2–6 (S.D.N.Y. May 11, 2015), aff’d, 843 F.3d 93, 113 (2d
Cir. 2016). The trial court in that case remitted a verdict of $100,000 in compensatory damages
to $81,500. Id. at *9–10. Finally, in Wheatley v. Ford, where the only injuries convincingly
caused by the assault were temporary, the court remitted a $55,000 compensatory damage award
to $25,000 (roughly $66,000 in 2018). 679 F.2d 1037, 1039–40 (2d Cir. 1982). While there are
similarities between these cases and the present case, most notably the scant evidence of
emotional distress, Plaintiff’s physical injuries here are somewhat more severe, in that the
injuries in Poulos, Dancy, and Wheatley did not include fractures.
Courts in this Circuit have awarded damages in excess of $100,000 (in 2018 dollars)
despite the absence of well-documented permanent injuries on at least two occasions. In Rodick
v. City of Schenectady, a plaintiff who was “beaten repeatedly” and fell down the stairs of his
house, and then handcuffed and removed from his house naked, was awarded compensatory
damages of $150,000 (roughly $266,000 in 2018). 1 F.3d 1341, 1343–44 (2d Cir. 1993). 8 In
Blissett v. Coughlin, where a plaintiff inmate was subjected to multiple punches, kicking,
choking, and baton strikes by corrections officers, evidence of his damages was limited to his
own testimony of a recurring knee problem and garden-variety emotional distress. 66 F.3d 531,
533–34 (2d Cir. 1995). The Second Circuit upheld the $75,000 (roughly $123,000 in 2018)
excessive force portion of the plaintiff’s compensatory award. Id. at 536. While these cases are
factually comparable in some ways, Plaintiff’s emotional harm probably does not rise quite to
the level of that in Rodick, given that plaintiff’s removal from his home while naked. Similarly,
8
The compensatory damages attributable to excessive force were not challenged on appeal.
31
the permanent knee injury alleged in Blissett, while supported only by plaintiff’s testimony,
would likely result in a greater impairment to functioning than Plaintiff’s crooked nose.
The severity of the injuries sustained by Plaintiff in this case fall in the middle ground
between those at issue in Blissett ($123,000) and Poulos ($100,000). The Court therefore finds
$115,000 to be the maximum amount the jury could reasonably have awarded as compensation
for Plaintiff’s injuries.
C. Punitive Damages
As already noted, “[p]unitive damages are available in a section 1983 case ‘when the
defendant's conduct is shown to be motivated by evil motive or intent, or when it involves
reckless or callous indifference to the federally protected rights of others.’” Mathie v. Fries, 121
F.3d 808, 815 (2d Cir. 1997) (quoting Smith v. Wade, 461 U.S. 30, 56 (1983)). When
defendants’ misconduct involves such a state of mind, punitive damages are available “to punish
what has occurred and to deter its repetition.” Vasbinder v. Scott, 976 F.2d 118, 121 (2d Cir.
1992) (quoting Pacific Mut. Life Ins. Co. v. Haslip, 499 U.S. 1, 21 (1991)). As with
compensatory damages, by way of remittitur, “a district court may modify a punitive damage
award when the amount is so high as to ‘shock the judicial conscience and constitute a denial of
justice.’” Milfort v. Prevete, 3 F. Supp. 3d 14, 24 (E.D.N.Y. 2014) (quoting Payne v. Jones, 711
F.3d 85, 96 (2d Cir. 2013)).
“Awards of punitive damages are by nature speculative, arbitrary approximations. No
objective standard exists that justifies the award of one amount, as opposed to another, to punish
a tortfeasor appropriately for his misconduct.” Payne, 711 F.3d at 93. Nevertheless, “courts . . .
bear the responsibility to ensure that judgments as to punitive damages conform, insofar as
reasonably practicable, to [principles of fairness and judicial norms] and are not excessive.” Id.
32
at 96. When exercising this responsibility, courts follow the three guideposts set forth by the
Supreme Court in BMW of North America, Inc. v. Gore, 517 U.S. 559, 575–585 (1996)—degree
of reprehensibility, ratio of punitive to compensatory damages, and comparable civil and
criminal penalties. See Payne, 711 F.3d at 96–97. 9
i. Reprehensibility
The degree of reprehensibility is “[p]erhaps the most important indicium of the
reasonableness of a punitive damages award.” Gore, 517 U.S. at 575. The Gore Court noted
that “nonviolent crimes are less serious than crimes marked by violence.” Id. at 576 (quoting
Solem v. Helm, 463 U.S. 277, 292–93 (1983)). Following this guidance, the court in Alla v.
Verkay found that a single punch strong enough to break the plaintiff’s cheekbone was “highly
reprehensible” and “support[ed] a substantial punitive damages award.” 979 F. Supp. 2d 349,
378 (E.D.N.Y. 2013). Here, the jury was entitled, on the evidence before it, to find the officers’
conduct similarly reprehensible. The jury expressly found that Plaintiff made no attempt to flee,
did not resist arrest, and did not strike Defendants. Special Interrogs. Form 1–2, Docket Entry
107. Furthermore, the evidence was sufficient to support a finding that Defendant Yurkiw
delivered two unprovoked and violent punches that rendered Plaintiff semiconscious, and that all
Defendants then engaged in administering further strikes to an already subdued arrestee. Under
the reprehensibility analysis, the jury could also have reasonably considered the fact that Plaintiff
had called for help as the victim of an assault, only to find himself subjected to excessive force
9
The Payne Court noted that the Supreme Court crafted the Gore guideposts for evaluating state court decisions
upholding punitive damages awards, “recognizing that it had no authority to overturn such a state court judgment
unless it violated the Due Process Clause of the Constitution.” Id. at 96–97 (citing Gore, 517 U.S. at 568). But the
court clarified that “[a] federal trial court reviewing a jury’s punitive award for excessiveness . . . [has] considerably
more supervisory authority than the Supreme Court has over the decisions of the highest courts of a state.” Id. at 97
(citation omitted). In other words, a federal court reviewing a jury’s punitive damages award with respect to a
federal claim need not find the award so “grossly excessive” as to violate due process before granting a motion
seeking remittitur. Id.
33
by the responding officers. That Defendants engaged in this behavior while exercising their
responsibilities and pursuant to their authority as public servants and law enforcement officers
further supports a finding of great reprehensibility. Accordingly, the first prong of Gore supports
a significant punitive award. 10
ii. Ratio of Punitive Damages to Compensatory Damages
Generally, Gore marks a ten-to-one ratio as the due process ceiling of punitive to
compensatory damages, while rejecting a categorical or formulaic approach. 517 U.S. at 581–
83. The Second Circuit, nonetheless, has been hesitant to approve a punitive award approaching
even a five-to-one ratio. See, e.g., Payne, 711 F.3d at 103 (“[G]iven the substantial amount of
the compensatory award [of $60,000], the punitive award five times greater appears high.”);
DiSorbo v. Hoy, 343 F.3d 172, 185–86, 189 (2d Cir. 2003) (remitting a $1,275,000 punitive
damages award to $75,000 after remitting the $400,000 compensatory damages award to
$250,000); Anderson v. Cty. of Suffolk, 621 Fed. Appx. 54, 55 (2d Cir. 2015) (summary order)
(affirming a compensatory award of $20,000 and punitive award of $75,000); Mathie, 121 F.3d
at 816 (deeming the two-to-one ratio assessed by the jury “not unreasonable” in the case of a
sexual assault by a corrections officer, but finding the punitive award excessive on other
grounds). In any event, in line with Gore’s rejection of a formulaic approach, the Payne court
strongly cautioned against weighing this second prong too heavily in the analysis:
The ratio, without regard to the amounts, tells us little of value in this case to help
answer the question whether the punitive award was excessive. Had the facts of
the harm . . . been such that the jury appraised [the plaintiff’s] compensable loss at
only $10,000 based on the same conduct . . . and the jury had imposed a punitive
award on [the defendant] of $100,000, we would not consider the punitive award
10
Plaintiff urges that Defendants’ dishonesty following the events of April 23, 2014, and throughout trial,
contributed to their reprehensibility. Pl.’s Mem. 40. Without taking a position on Defendants’ veracity during trial,
the Court finds persuasive the Alla court’s response to a similar assertion: “to say that a jury could award punitive
damages based on trial perjury would be to authorize punitive damages in almost every case in which the jury
credits the plaintiff over the defendant.” 979 F. Supp. 2d at 373 n.11.
34
excessive, even though the ratio of 10-to-1 would have been twice as high as the 5to-1 ratio that actually resulted.
Payne, 711 F.3d at 103. See also Lee v. Edwards, 101 F.3d 805, 811 (2d Cir. 1996) (finding the
second Gore prong completely inapplicable where the jury awarded only nominal compensatory
damages for a malicious prosecution claim).
Here, at least as far as the ratio to actual harm is concerned, a punitive award of up to
$1,150,000 would be permissible if called for by an analysis of the other factors. As discussed
herein, however, those factors counsel against an award approaching that magnitude.
iii. Comparable Civil and Criminal Penalties
Comparable penalties properly considered when reviewing a punitive damages award
include those imposed under analogous criminal laws, including state criminal statutes. “The
rationale for [considering comparable criminal penalties under state law] is that, if the penalties
for comparable misconduct are much less than a punitive damages award, the tortfeasor lacked
fair notice that the wrongful conduct could entail a sizable punitive damages award.” DiSorbo,
343 F.3d at 187 (citing Lee, 101 F.3d at 811). The Second Circuit has considered conduct
comparable or more egregious than that at issue here to amount to assault in the third degree
under New York’s criminal assault statute. See, e.g., Payne, 711 F.3d at 88, 103 (finding the
defendant punching the plaintiff in the face and neck and kneeing him in the back multiple times
likely to amount to assault in the third degree); DiSorbo, 343 F.3d at 177, 187–88 (deeming
allegations of intentionally choking and repeatedly striking the plaintiff to amount to assault in
the third degree). Under New York’s criminal assault statute, assault in the third degree occurs
either when, “[w]ith intent to cause physical injury to another person, [a person] causes such
injury to such person,” or when a person “recklessly causes physical injury to another person.”
N.Y. Pen. L. § 120.00. The offense is a class A misdemeanor, id., and thus carries penalties of
35
no more than one year of imprisonment, id. § 70.15, and a fine no greater than $1,000, id. §
80.05. Plaintiff urges that the conduct in this case amounts to assault in the second degree, a
felony. Pl.’s Mem. 41. For assaults not involving a weapon, assault in the second degree
requires the “intent to cause serious physical injury.” N.Y. Pen. L. § 120.05. A “serious
physical injury” is one that carries a substantial risk of death, or results in protracted
disfigurement, impairment of health, or damage to an organ. Id. § 10.00(10); see also Payne, 711
F.3d at 103 n.16. The force used by Defendants and the injuries sustained by Plaintiff here do
not rise to this level. In any event, there is no basis to conclude that Defendants’ mental state in
this case was any more malicious than that of the defendants in Payne and DiSorbo. 11
Moreover, the Second Circuit has found comparisons to misdemeanor offenses in police
misconduct cases under § 1983 to be of questionable utility. See DiSorbo, 343 F.3d at 188
(“[C]riminal penalties understate the notice when the misconduct is committed by a police
officer.”); Lee, 101 F.3d at 811 (“[A]lthough [the defendant] did have some notice as to the
gravity of his conduct, nothing could conceivably have prepared him for a punitive damage
award amounting to the sacrifice of the better part of a policeman’s after-tax pay for a decade.”).
The Payne court did find some usefulness in the analysis, but ultimately determined that the
misdemeanor classification of the offense “strongly supports the imposition of some punitive
award, but it tells very little about whether the particular award was excessive.” 711 F.3d at 104.
The same is true in the present case.
The defendant in Payne allegedly initiated the altercation by uttering a vulgar insult with respect to the plaintiff’s
Marine Corps tattoo. 711 F.3d at 88. Similarly, the defendant in DiSorbo allegedly initiated the plaintiff’s arrest
and later attacked her because she spurned his advances at a bar. 343 F.3d at 176–77. No such malicious animus
appears from the evidence in this case.
11
36
iv. Comparable § 1983 Cases
With only the first prong of Gore providing much guidance—and even that guidance
being fairly unspecific and conjectural—it is appropriate to turn to comparable § 1983 cases. See
DiSorbo, 343 F.3d at 188 (“[T]o determine the appropriate level of punitive damages, we assess
such awards in other police misconduct cases.”); Mathie, 121 F.3d at 817 (noting that even if a
punitive award comes within Gore’s outer limits, it is still necessary to conduct a “comparison
with awards approved in similar cases to determine, as with compensatory awards, whether the
punitive award is ‘so high as to shock the judicial conscience and constitute a denial of justice.’”
(quoting Zarcone v. Perry, 572 F.2d 52, 56 (2d Cir. 1978))). It is prudent in making this
comparison to focus on those cases decided since Gore, in which courts have been able to take
Gore’s guidance into account. It also bears keeping in mind, particularly in light of the
requirement that damages be remitted only to the maximum reasonable award, that comparable
cases in which the damages have been remitted “identify[] the upper end . . . of the appropriate
punitive damages range for the conduct at issue.” Poulos, 2018 WL 3750508, at *8 n.7.
As discussed above, the facts in two Second Circuit cases, Payne and DiSorbo, are
comparable to those at issue here. Plaintiff in Payne suffered from post-traumatic stress
disorder. 711 F.3d at 88. Plaintiff was in the hospital being treated for an injury to his thumb
when he became combative, triggering a police response. Id. One of the responding officers
made a vulgar remark about plaintiff’s tattoo, and plaintiff responded by kicking the officer in
the groin. Id. Although plaintiff was already in handcuffs, the officer responded by punching
plaintiff in the face seven to ten times and kneeing him in the back several times. Id. A medical
doctor then examined plaintiff and observed that his face was bloody and swollen and that his
back was red. Id. Plaintiff testified that the officer’s beating aggravated his preexisting back
37
condition and his post-traumatic stress disorder. Id. The jury awarded plaintiff $300,000 in
punitive damages, which the Circuit remitted to $100,000 in 2013 (roughly $109,000 in 2018),
taking into account that plaintiff’s behavior provoked the defendant, that defendant’s use of force
lasted only thirty seconds and did not involve the use of a weapon, and that plaintiff did not
sustain serious injuries. Id. at 93, 101.
Plaintiff in DiSorbo alleged that she was arrested by an off-duty police officer after she
rejected his advances in a bar. Plaintiff alleged that, when she arrived at the precinct, “she was
choked, slammed against the wall, thrown to the ground, and struck while defenseless on the
floor.” 343 F.3d at 174. Plaintiff’s injuries included two large hematomas on her head and
bruises throughout her upper body, but none of her injuries required surgery or resulted in
permanent injuries of any kind. Id. at 179. The jury awarded plaintiff $625,000 in punitive
damages on her excessive force claim, which the DiSorbo court remitted to $75,000 (roughly
$102,000 in 2018 dollars) after reviewing awards in other police misconduct cases. Id. at 181,
188–89.
In terms of the force used specifically by Defendant Yurkiw, Alla is particularly
instructive. There, where “[the defendant] punched an unarmed, outnumbered and compliant
suspect with enough force to break [his] cheekbone,” the court upheld a punitive award of
$150,000 in 2013 (roughly $164,000 in 2018). 979 F. Supp. 2d at 378–79. The court justified a
punitive award greater than the award in DiSorbo in light of the permanence of the plaintiff’s
injuries. Id. at 378 (citing DiSorbo, 343 F.3d at 179). Similarly, the Alla court noted the absence
of mitigating factors, including provocation by the plaintiff, that were present in Payne. Id.
(citing Payne, 711 F.3d at 101–02).
38
Comparing the present case with Payne, DiSorbo, and Alla, the Court finds that the
maximum punitive award a reasonable jury could have imposed on Defendant Yurkiw is
$120,000, advancing past the amounts awarded in Payne ($109,000 in 2018 dollars) and DiSorbo
($102,000 in 2018 dollars) but not approaching the $164,000 (in 2018 dollars) awarded in Alla.
Yurkiw’s assault was more violent than that of the defendant officers in Payne and DiSorbo, as
evidenced by the fact that it was found by the jury to be unprovoked and serious enough to knock
Plaintiff into a state of semi-consciousness. As for Alla, while the degree of violence is similar
to that in the present case, the Alla defendant delivered the blow once the plaintiff was already in
handcuffs, and allegedly followed the blow by saying to the plaintiff, “That's how we do it,”
evidencing a more malicious mental state. 979 F. Supp. 2d at 378.
The jury’s allocation of punitive damages also departs from reason, given the evidence
Plaintiff offered at trial. The jury assessed 40% of its $2.5 million punitive award against
Defendant Yurkiw, and 30% each against Defendants LaGrandier and Solomito. Verdict Form
at 3, Docket Entry 106. The jury’s finding of callous indifference to Plaintiff’s rights was
reasonable as to all three defendants. However, even according to Plaintiff’s version of the
underlying events, the conduct of LaGrandier and Solomito was substantially less egregious than
the use of force by Yurkiw. First, Yurkiw’s punches were, according to Plaintiff, unprovoked
and gratuitous, and it seems likely that it was Yurkiw’s punches to Plaintiff’s head that caused
Plaintiff’s broken nose and swollen eye. In contrast, LaGrandier and Solomito used force against
Plaintiff only after Yurkiw did, and the reprehensibility of their conduct is mitigated by the
likelihood that their motivation included a desire to assist a fellow officer. Moreover, the
absence of indications in the medical records that Plaintiff sustained significant injuries in
39
addition to those caused by Yurkiw’s punches suggests that LaGrandier and Solomito were
somewhat restrained in the amount of force they used on Plaintiff.
The Court’s research has failed to uncover comparable cases involving officers who, like
LaGrandier and Solomito, joined in misconduct initiated by a fellow officer. Absent such
guidance, and in light of Yurkiw’s primary role in using force against Plaintiff, the Court
concludes that the maximum punitive damages award a reasonable jury could have imposed on
Defendants LaGrandier and Solomito is $10,000 each.
CONCLUSION
For the reasons discussed herein, Defendants’ motions for judgment as a matter of law
and for a new trial as to liability are denied. Defendants’ motion for remittitur is granted.
Because both the compensatory and punitive awards are so excessive as to shock the judicial
conscience, the Court grants a new trial unless Plaintiff accepts a remittitur of the award of
compensatory damages from $500,000 to $115,000, the award of punitive damages against
Defendant Yurkiw from $1,000,000 to $120,000, and the awards of punitive damages against
Defendants LaGrandier and Solomito from $750,000 to $10,000 each. Plaintiff’s attorneys shall,
by November 21, 2018, file with the Clerk of Court written notice of whether Plaintiff will
accept the remitted awards. If Plaintiff elects a new trial, the Court will schedule a conference to
set a trial date.
SO ORDERED.
/s/
STEVEN M. GOLD
United States Magistrate Judge
Brooklyn, New York
October 31, 2018
40
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