Greenidge v. NYC Human Resource Administration
Filing
4
MEMORANDUM AND ORDER granting 2 Motion for Leave to Proceed in forma pauperis. For the reasons set forth herein, plaintiff's complaint fails to state a claim on which relief may be granted. However, in an abundance of caution, this Court will grant plaintiff leave to file an amended complaint on or before March 6, 2015. No summonses shall issue at this time and all further proceedings shall be stayed pending plaintiff's submission of her amended complaint. If plainti ff fails to file her amended complaint within the time allowed, the Court may dismiss this action without further notice to plaintiff. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this Memorandum and Order would not be taken in good faith and therefore infornia pauperis status is denied for purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). Ordered by Judge Sandra L. Townes on 2/5/2015. Copy mailed to pro se Plaintiff. (Barrett, C)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
------------------------------------ x
FIONA GREENIDGE,
--------
Plaintiff,
MEMORANDUM AND ORDER
-against-
14-CV-7360 (SLT)
Fi L izu
AV- b-x.,
NYC HUMAN RESOURCE ADMINISTRATION,
Defendant.
---------------------------------------------x
TOWNES, United States District Judge:
I.
IN
OIS CLERK'S OFFICE
FE&062075 *
BROOKLYN OFFICE
Plaintiff Fiona Greenidge, proceeding pro Se, brings this action against defendant New
York City Human Resources Administration (the "HRA") alleging that the HRA (1) violated
Title VII of the Civil Rights Act of 1964 ("Title VII") because it has not yet scheduled a job
interview upon her application for a civil service position and (2) violated plaintiff's civil rights
by denying her application for certain public benefits. Plaintiff's request to proceed informa
pauperis pursuant to 28 U.S.C. § 1915 is granted. However, for the reasons stated below,
plaintiff's pleading fails to state a claim on which relief may be granted. In an abundance of
caution, this Court grants plaintiff leave to file an amended pleading on or before March 6, 2015.
BACKGROUND
Plaintiff's pleading in this case consists of six pages. The first page—hereafter, the
"Complaint"—is a one-page document which lists the parties and their addresses, invokes
jurisdiction pursuant to Title VII, states that the only remedy plaintiff is seeking is "Monetary
Damages," and notes that plaintiff's "Statement of Claim" is set forth in an attachment. The
remaining five pages—the "Attachment"—consist of a letter addressed to an unnamed
"Representative" but titled, "Complaint/Statement of Claim." For purposes of this memorandum
and order, the allegations in the Attachment are assumed to be true.
Most of the allegations in the Attachment describe plaintiff's unsuccessful attempts to
obtain benefits from the HRA. However, a paragraph on page 4 of the Attachment implies that
plaintiff has applied for employment with the HRA but has yet to receive a job interview because
unnamed HRA employees have conspired to blacklist her. For ease of analysis, this Court will
first describe the allegations relating to plaintiff's applications for benefits, then discuss the
allegations relating to plaintiff's application for employment.
The Allegations Regarding Benefits
On August 21, 2014, plaintiff visited an HRA facility in Brooklyn to apply for various
benefits, including Medicaid, food stamps, and temporary financial assistance. Attachment, p. 1.
Plaintiff was interviewed by a young woman who "requested more information ... than
necessary." Id. It is unclear whether plaintiff, who had filed previous applications with the HRA
and believed the agency already had her "picture, Social Security Number, Address, and
signature" in their computer, provided all the information requested. Plaintiff specifically alleges
that she gave the woman her "Citizenship Papers" and a "Rent Statement" for July 2014, but that
the woman told her that she had to submit a rent statement for August. Id.
Plaintiff did not return to the HRA facility with the documentation the woman had
requested until August 29, 2014. id. A few days later, plaintiff received a letter dated August
28 5 2014, stating that her application for benefits had been denied. Id., p. 2. Plaintiff
subsequently received a second letter which stated that plaintiff's application had been denied
because she failed to establish her "identity" by providing proof of her date of birth, address, and
immigration status. id. Plaintiff alleges that she has proof that the requisite proof was, in fact,
submitted. Id.
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Plaintiff appealed and was granted at least two hearings: one relating to plaintiff's
application for food stamps and cash assistance and another relating to plaintiff's Medicaid
application.' The former hearing was commenced on October 16, 2014, but was apparently
never completed. According to plaintiff, the hearing officer was "very rude" and continuously
asked plaintiff to repeat herself. Id., p. 3. Although plaintiff represents that she, herself, was
"not rude or disrespectful," the hearing officer interrupted the hearing to call a security guard.
Id.
Plaintiff, who "believe[s] that the Hearing Officer was told to put on an act," then "walked out of
the Hearing." Id.
The latter hearing, relating to plaintiffs Medicaid application, was held on October 23,
2014. Plaintiff showed the hearing officer her citizenship papers, Social Security card, and other
documentation, along with proof that these documents had been provided to the HRA. Id.
According to plaintiff, the hearing officer "stated that there was an error on ... behalf of the
HRA." Id. However, on November 3, 2014, plaintiff had a contentious telephone conversation
with an HRA employee who accused plaintiff of "disrespecting her" and threatened to hang up
on plaintiff. Id., p. 4. Plaintiff threatened to sue the employee. Id. Thereafter, plaintiff learned
that her "Medicaid card was not approved." Id.
Although the pleading alleges that plaintiffs "Civil Right ha[ve] been violated," Id.
(brackets added), it does not allege that the civil rights violations were attributable to the HRA'
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policies, customs, or practices. To the contrary, the pleading asserts that the HRA employees
engaged "in a conspiracy" and "committed fraud" which "should result in criminal charges." Id.
The complaint specifically alleges that the HRA employees violated HRA regulations which
'Although plaintiffs pleading alludes to a third hearing—allegedly held on October 27,
2014, Attachment, p. 3—the Attachment does not contain any other allegations relating to this
hearing.
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"state that an Applicant for Medical Assistance cannot be denied Medical Assistance if he/she is
eligible," id., and implies a violation of other regulations by stating: "Judges, City, State, and
Federal employees must abide by the regulations that regulate the agencies that they are
employed by." Id., p. 5.
The Allegations Regarding Plaintiffs Employment Application
Plaintiff's pleading also contains a paragraph which suggests that plaintiff has applied for
employment with the HRA. This paragraph states that plaintiff is "currently on the Eligibility
List for employment for positions offered by the city," and that the HRA is one of the City
agencies for which she has "an outstanding certification." Id., p. 4. Nonetheless, plaintiff has
not yet received an "interview for employment." Id.
Plaintiff's complaint does not allege plaintiff's race, color, religion, sex, or national
origin. However, the pleading alleges that the "discrimination and disrespect that [plaintiff]
received from the city during [her] application process for employment with NYC agencies
shows that discrimination is prevalent." Id., p. 5 (brackets added). Plaintiff expresses the
"belie[f] that [she] was black listed [sic]," and states that, "[i]n [her] opinion, there is a
conspiracy against [her] to keep [her] life stagnant." Id., p. 4 (brackets added). However,
plaintiff's pleading does not allege facts to support the allegations of conspiracy or to explain
why she believes she is being blacklisted.
DISCUSSION
Legal Standard
Title 28, Section 1915(e)(2)(B), of the United States Code provides that,
"[n]otwithstanding any filing fee ... that may have been paid, the court shall dismiss the case at
any time if the court determines that ... (B) the action (i) is frivolous or malicious; (ii) fails to
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state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant
who is immune from such relief." 28 U.S.C. § 1915(e)(2) (brackets and ellipsis added). In
addition, federal courts have an independent obligation to examine the basis of their jurisdiction.
See FW/PBS, Inc. v. City of Dallas, 493 U.S. 215, 231 (1990). If a court "determines at any time
that it lacks subject-matter jurisdiction, the court must dismiss the action." Fed. R. civ. P.
12(h)(3).
A document filed pro se is to be liberally construed, and "a pro se complaint, however
inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by
lawyers." Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97,
106 (1976)). A court must "read the pleadings of apro se plaintiff liberally and interpret them
'to raise the strongest arguments that they suggest." McPherson v. Coombe, 174 F.3d 276 1 280
(2d Cir. 1999) (quoting Burgos v. Hopkins, 14 F.3d 878, 790 (2d Cir. 1994)). If a liberal reading
of the complaint "gives any indication that a valid claim might be stated," the court must grant
leave to amend the complaint. See Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000); Gomez
v. USAA Fed. Say. Bank, 171 F.3d 794, 795 (2d Cir. 1999).
Possible Bases for Federal Jurisdiction
Federal courts are courts of limited jurisdiction and may not preside over cases if they
lack subject-matter jurisdiction. See Lyndonville Say. Bank & Trust Co. v. Lussier, 211 F.3d 697,
700-01 (2d Cir. 2000).
The basic statutory grants of federal-court subject-matter
jurisdiction are contained in 28 U.S.C. §§ 1331 and 1332. Section
1331 provides for " [ fl ederal-question" jurisdiction, § 1332 for
"[d]iversity of citizenship" jurisdiction. A plaintiff properly
invokes § 1331 jurisdiction when she pleads a colorable claim
"arising under" the Constitution or laws of the United States.
She invokes § 1332 jurisdiction when she presents a claim between
parties of diverse citizenship that exceeds the required
jurisdictional amount, currently $75,000.
Arbaugh v. Y&H Corp., 546 U.S. 500, 513 (2006) (internal citations omitted; brackets in
original). "The party invoking federal jurisdiction bears the burden of establishing that
jurisdiction exists." Conyers v. Rossides, 558 F.3d 137, 143 (2d Cir. 2009) (quoting Sharkey v.
Quarantillo, 541 F.3d 75, 82 (2d Cir. 2008)) (internal quotation marks omitted).
The allegations in the Complaint establish that there is no basis for diversity jurisdiction.
The Complaint states that plaintiff resides in Brooklyn, New York, and defendant is a New York
City agency. "In the absence of diversity of citizenship, it is essential to jurisdiction that a
substantial federal question should be presented." Exparte Poresky, 290 U.S. 30, 31-32 (1933).
Accordingly, this Court must determine whether the complaint, liberally construed, suggests a
basis for federal-question jurisdiction.
In this case, the pleading suggests two possible bases for federal-question jurisdiction.
First, the Complaint specifically alleges that this Court has jurisdiction pursuant to Title VII of
the 1964 Civil Rights Act. Second, the Attachment alleges a violation of plaintiff's civil rights,
Attachment, p. 4, suggesting that plaintiff may be seeking to state a civil rights claim under 42
U.S.C. § 1983. Accordingly, this Court will analyze whether plaintiffs pleading states a claim
under either of these two statutes.
Title VII
Title VII prohibits employers, employment agencies, labor organizations, and their
training programs from discriminating against employees and applicants for employment on the
basis of race, color, religion, sex, or national origin. See 42 U.S.C. § 2000e-2. Specifically, Title
VII provides, in pertinent part, that "[i]t shall be an unlawful employment practice for an
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employer... to limit, segregate, or classify ... applicants for employment in any way which would
deprive or tend to deprive any individual of employment opportunities ... because of such
individual's race, color, religion, sex, or national origin." 42 U.S.C. § 2000e-2(a)(2) (brackets
and ellipsis added).
To establish aprimafacie case of discrimination under 42 U.S.C. § 2000e-2(a)(2), a
plaintiff must show that: (1) she is a member of a protected class, (2) was qualified for the
position she held, and (3) suffered an adverse employment action (4) under circumstances giving
rise to an inference of discrimination. See, e.g, Russell v. Aid to Developmentally Disabled, Inc.,
No. 12 CV 389 (DRH)(AKT), 2013 WL 633573, at *9 (E.D.N.Y. Feb. 20,2013); James v.
Countrywide Financial Corp., 849 F. Supp. 2d 296, 308 (E.D.N.Y. 2012). Although a complaint
need not plead facts establishing aprimafacie case of employment discrimination in order to
survive dismissal, see Mohawk v. William Floyd Sch. Dist., No. 13-CV-2518 (JS)(GRB), 2014
WL 838162, at *2 (E.D.N.Y. Mar. 3, 2014) (brackets added); see also Swierkiewicz v. Sorema
NA., 534 U. S. 5 06 , 515 (2002), the complaint's "factual allegations must be sufficient to support
necessary legal conclusions" and must "plausibly suggest an entitlement to relief." Ruston v.
Town Bd. of Skaneateles, 610 F.3d 55, 59 (2d Cir. 2010); see also Arista Records, LLC v. Doe 3,
(2d Cir. 2010) (although there is not a heightened pleading standard in employment
discrimination cases, enough facts must still be pleaded to make plaintiff's claim plausible).
In this case, plaintiff's pleading does not allege that she is a member of a protected class.
Moreover, the pleading does not allege that defendant has discriminated against plaintiff on
account of her race, color, religion, sex, or national origin. Rather, plaintiff asserts that she has
been blacklisted for some unspecified reason, and implies that HRA employees are conspiring
against her alone. See Attachment, p. 4.
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In addition, the allegations in the Attachment do not suggest that plaintiff has suffered an
adverse employment action or discrimination of any kind. Plaintiff alleges that she is "currently
on the Eligibility List for employment for positions offered by the city," including positions
offered by the HRA, but that she has yet to receive an employment interview. Attachment, p. 4.
These allegations imply that plaintiff has taken and passed a civil service examination, that her
name is on an "eligible list" certified by the Department of Citywide Administrative Services,
and that she is currently waiting to be contacted for an interview.
The mere fact that plaintiff has not yet been interviewed for a job, however, does not
itself suggest that plaintiff has been subjected to an adverse employment action or discrimination.
The Court takes judicial notice that the City's website repeatedly warns civil service applicants of
the lengthy delays between the time an applicant passes a civil service examination and receives
an interview. For example, the website notes that "[e]ligible lists are generally created six
months to a year after the exam period ends, and candidates cannot be hired until this list is
established." Http://wwwl.nyc.gov/jobs/faqs.page (under the question: "If I passed an exam,
how long will it take before I am hired?"). The website also warns applicants that they may not
receive an interview for months after the eligible list is established, stating:
It is important to keep in mind that sometimes tests are given when
few positions are available. [Applicants] ... may both take and pass
their tests, but they may have to wait several months or more
before a position becomes available and they are contacted for an
interview.
Http://wwwl.nyc.gov/jobs/exams.page . Indeed, the website implies that some individuals on the
eligible list may never be contacted for an interview, stating:
Once a list has been established, it will typically remain active for
four years. If you have not been contacted for a position by the time
the eligible list expires, you will need to retake the exam.
Http://wwwl.nyc.gov/jobs/faqs.page (under the question: "If I passed an exam, how long will it
take before I am hired?"). Accordingly, the fact that plaintiff has yet to receive an interview,
without more, does not suggest discrimination. Rather, it suggests that plaintiff is only partway
through the lengthy process of obtaining a civil service job.
Section 1983
Although plaintiff's pleading does not mention 42 U.S.C. § 1983 ("Section 1983"), it
alleges that plaintiff's "civil Rights ha[ve] been violated." Attachment, p. 4 (brackets added).
This Court liberally construes that allegation as implying that plaintiff seeks to bring civil rights
claims under Section 1983. As explained below, plaintiff's pleading suggests that plaintiff may
have plausible Section 1983 claims, but not against the HRA.
Section 1983 itself "creates no substantive rights; it provides only a procedure for redress
for the deprivation of rights established elsewhere." Sykes v. James, 13 F.3d 515, 519 (2d Cir.
1993). In order to maintain a § 1983 action, a plaintiff must allege both that the conduct
complained of was "committed by a person acting under color of state law" and "deprived a
person of rights, privileges, or immunities secured by the Constitution or laws of the United
States." Pitchell v. Callan, 13 F.3d 545, 547 (2d Cir. 1994).
In this case, the allegations in plaintiff's pleadings suggest possible violations of federal
law and plaintiff's Constitutional rights. First, at least some courts have held that 42 U.S.C.
§ 1396a(8) gives eligible applicants a statutory right to reasonably prompt Medicaid assistance
and that this right may be enforced pursuant to section 1983. See Reynolds v. Giuliani, 35 F.
Supp. 2d 331, 341 (S.D.N.Y. 1999) (citing cases), modified on other grounds, Reynolds v.
Giuliani, 43 F. Supp. 2d 492 (S.D.N.Y. 1999). Accordingly, plaintiff's allegation that she did
not receive a Medicaid card even after winning a favorable ruling from a hearing officer suggests
that she may have a Section 1983 claim for a violation of her rights under 42 U.S.C. § 1396a(8).
Second, plaintiff's pleadings suggest that plaintiff may have a due process claim. In cases
in which a plaintiff has a "legitimate claim of entitlement" to public benefits, "food stamps and
welfare have been deemed a form of property." Story v. Green, 978 F.2d 60, 62-63 (2d Cir.
1992) (internal citations omitted). In such cases, state action depriving a plaintiff of such public
benefits without due process can give rise to a due process claim. See id. Thus, the allegations
that plaintiff was denied cash assistance and food stamps for which she was eligible and that an
unnamed hearing officer concocted an excuse to deprive plaintiff of a meaningful appeal of that
denial of benefits suggest that plaintiff may have a due process claim.
However, allegations that unspecified HRA employees or hearing officers deprived
plaintiff of her statutory or due process rights, standing alone, do not suggest a plausible claim
against the HRA itself. Municipalities and their agencies cannot be held liable under section
1983 on a theory of respondeat superior—that is, simply because they employed a person who
violated plaintiff's rights. See Hernandez v. Keane, 341 F.3d 137, 144 (2d Cir. 2003). Rather,
to be liable under section 1983, the municipality or agency must have caused the deprivation of
rights through a government policy "made by its lawmakers or by those whose edicts or acts may
fairly be said to represent official policy." Monell v. Dept of Social Servs., 436 U.S. 658, 694
(1978).
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Plaintiff's pleading in this case does not state a Section 1983 claim against the HRA, the
municipal agency which is the only defendant named in this action. The pleading alleges only
that HRA employees engaged in some sort of "conspiracy" aimed at defrauding plaintiff of her
benefits. Even if plaintiff's conclusory allegations of conspiracy were sufficient to state a
claim—and they are not, see Webb v. Goord, 340 F.3d 105, 110-11 (2d Cir. 2003) (to maintain a
conspiracy action, the plaintiff "must provide some factual basis supporting a meeting of the
minds")—these allegations do not suggest that the conspiracy resulted from a municipal policy,
custom or practice. To the contrary, the pleading specifically alleges that the HRA employees
violated HRA regulations which "state that an Applicant for Medical Assistance cannot be
denied Medical Assistance if he/she is eligible," Attachment, p. 4 1 and implies a violation of
other regulations by stating: "Judges, City, State, and Federal employees must abide by the
regulations that regulate the agencies that they are employed by." Id., p. 5.
Since a liberal reading of the complaint suggests that plaintiff might be able to state a
Section 1983 claim against individuals employed by the HRA, this Court will, in an abundance
of caution, grant plaintiff leave to amend her complaint. The amended complaint shall be filed
on or before March 6 5 2015; shall be entitled, "Amended Complaint;" and shall bear the same
docket number as this Memorandum and Order. If plaintiff fails to file her amended complaint
within the time allowed, the Court may dismiss this action without further notice to plaintiff.
CONCLUSION
For the reasons set forth above, plaintiff's complaint fails to state a claim on which relief
may be granted. However, in an abundance of caution, this Court will grant plaintiff leave to file
an amended complaint on or before March 6, 2015. No summonses shall issue at this time and
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all further proceedings shall be stayed pending plaintiff's submission of her amended complaint.
If plaintiff fails to file her amended complaint within the time allowed, the Court may dismiss
this action without further notice to plaintiff. The Court certifies pursuant to 28 U.S.C. § 1915
(a)(3) that any appeal from this Memorandum and Order would not be taken in good faith and
therefore infornia pauperis status is denied for purpose of an appeal. See Coppedge v. United
States, 369 U.S. 438, 444-45 (1962).
SO ORDERED.
/s/ Sandra L. Townes
/AANDRA L. TOWNES
United States District Judge
5'
Dated: February
, 2015
Brooklyn, New York
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