Graham v. Goodwill Industries, Inc.
Filing
19
ORDER: The Court grants Defendant's 12 motion to dismiss the original complaint in this action, as well as the claims raised for the first time in Plaintiff's opposition to the motion. The Court certifies pursuant to 28 U.S.C. 1915(a)(3) that any appeal would not be taken in good faith and therefore in forma pauperis status is denied for purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). The Clerk of Court is respectfully requested to enter judgment and terminate this case. Ordered by Judge Pamela K. Chen on 3/14/2018. (Rediker, Ezekiel)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
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ELIZABETH GRAHAM,
Plaintiff,
MEMORANDUM & ORDER
16-CV-6468 (PKC) (LB)
- against GOODWILL INDUSTRIES INC.
Defendant.
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PAMELA K. CHEN, United States District Judge:
Plaintiff Elizabeth Graham, appearing pro se and proceeding in forma pauperis, brings this
action against Defendant Goodwill Industries of Greater New York and Northern New Jersey, Inc.
(“Defendant” and “Goodwill”), pursuant to Title VII of the Civil Rights Act of 1964 (“Title VII”),
as codified, 42 U.S.C. Sections 2000e et. seq., the Americans with Disabilities Act (“ADA”), 42
U.S.C. § 12112 et seq., the New York Human Rights Law (“NYHRL”), N.Y. Exec. L. § 290 et.
seq., and the New York City Human Rights Law (“NYCHRL”), N.Y.C. Admin. Code § 8-101 et.
seq.
In her original complaint, Plaintiff alleged that she was subjected to a hostile work
environment, sexual harassment, discrimination, and retaliation while employed by Defendant in
2014 and 2015. The Court also construes Plaintiff’s opposition motion as amending her original
complaint to add new claims under Title VII and the ADA. For the reasons stated herein, the Court
grants Defendant’s motion to dismiss the complaint, as amended.
1
BACKGROUND
I.
Relevant Facts1
Plaintiff worked for Defendant Goodwill from September 30, 2013 to November 2, 2015
as an Employment Support Specialist referring people with mental health disabilities to job
opportunities. (Complaint (“Compl.”), Dkt. 1, at 4.) Plaintiff alleges that she had difficulties with
an unnamed male co-worker (“co-worker”). (Id.) The co-worker allegedly “refer[ed] the clients
to fictitious employment opportunities.” (Id.) Plaintiff claims that her co-worker’s actions
“distressed” the clients participating in the program and that Plaintiff repeatedly complained to her
supervisor about the co-worker’s job performance. (Id.) When Plaintiff reported the co-worker’s
actions, he responded by refusing to communicate with Plaintiff and program participants, which
resulted in the clients “direct[ing] their anger and concern at plaintiff,” instead of the co-worker.
(Id.) The clients’ complaints about the co-worker allegedly “caused the Plaintiff secondary
trauma,” which “manifested itself in frequent headaches, insomnia and panic attacks.” (Id.)
Plaintiff claims that she participated in three therapy sessions to address this issue. (Id.) Plaintiff
states that she asked to be “reassigned” from the “emotionally hazardous work environment”
caused by her co-worker’s bad behavior and poor job performance. (Id.)
Plaintiff alleges that she stopped making complaints because “the unethical behavior still
continued and the depression got worst [sic].” (Id. at 5.) Plaintiff claims that the co-worker found
out about her mental health issues from her supervisor, who was also the landlord for the coworker’s girlfriend. (Id.) The co-worker made “disparaging comments” to Plaintiff about her
1
Because this is a motion to dismiss, the Court accepts as true the facts alleged in the
original complaint, as well as in Plaintiff’s opposition, which the Court has liberally construed as
amending the original complaint. Rothstein v. UBS AG, 708 F.3d 82, 94 (2d Cir. 2013).
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mental issues. (Id.) According to Plaintiff, “the combination of the situations caused [her] to have
a breakdown in May 2015 and [she] received 1 week of FMLA” leave. (Id.)
Plaintiff also alleges that she was “groped by one of the program participants on September
11, 2014.” (Id. at 4.) More specifically, she claims that the participant “put his hand on the small
of [her] back.” (Id.) Plaintiff states that she “e-mailed a description of the incident to the Director
of the program for the participant as well as a copy to [her] direct supervisor.” (Id.) The program
participant taunted Plaintiff “a few times” in the wake of the encounter, which Plaintiff also
reported to her supervisor. Plaintiff states that she reacted “so strongly” to the situation because
she is a childhood survivor of sexual assault and experienced a few “flashbacks” thereafter. (Id.)
Plaintiff said she felt unsafe being alone in the office and going to the restroom. (Id.)
Defendant offered Plaintiff a different position as an Employment Support Coordinator in
a new program with a start date of August 31, 2015. (Id. at 5.) Plaintiff’s co-worker was
terminated on or about September 30, 2015. (Id.) Plaintiff stated in her complaint that her new
job and the firing of her co-worker “appeared to be a suitable resolution.” (Id.) Plaintiff also
alleges that she was promised an increase in pay that was delayed, but she does not attribute this
delay to sex or disability discrimination. (Id.) Plaintiff resigned from her employment on or about
November 2, 2015, before the pay increase went into effect. (Id. at 4-5.) Plaintiff claims that she
resigned due to Defendant’s “prior gross negligence,” as well as the “selective honored pay
agreements.” (Id. at 5.)
On November 13, 2015, Plaintiff filed a verified complaint with the New York State
Division of Human Rights (“NYSDHR”), alleging that Defendant had failed to accommodate her
claimed disability and that she had been sexually harassed by a disabled program participant.
(NYSDHR Determination, Dkt. 14-1, at 1.) In its May 23, 2016 Determination, the NYSDHR
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dismissed Plaintiff’s claims. (Id. at 4.) Plaintiff was notified that she had 60 days to appeal the
NYSDHR Determination dismissing her claims by filing a Notice and Petition in New York State
Supreme Court. (Id.) Plaintiff did not do so.
On June 6, 2016, Plaintiff filed a charge with the Equal Employment Opportunity
Commission (“EEOC”) for workplace discrimination. The EEOC issued a Notice of Right to Sue
letter on August 17, 2016 based on the same claims addressed in the NYSDHR Determination.
(EEOC Notice of Right to Suit Letter, Dkt. 17-2, at 2.)
II.
Procedural History
Plaintiff filed her complaint in this action on November 17, 2016, alleging hostile work
environment, sexual harassment, discrimination, and retaliation, pursuant to Title VII, ADA,
NYHRL, and NYCHRL. Plaintiff seeks to recover: “(1) retroactive promotion to the Employment
Support Coordinator position, with all attendant back pay [and] benefits; (2) other emoluments of
employment; (3) $300,000.00 in compensatory damages suffered because of the gross negligence;
(4) $150,000.00 in punitive damages; (5) front pay at the Employment Support Coordinator pay
level (including pay increases) for a year; (f) costs and reasonable attorneys’ fees incurred with
this lawsuit with interest thereon; and (g) other damages and further relief as deemed just.”
(Compl., at 6.)
On June 1, 2017, Defendant moved to dismiss the complaint in its entirety. (Dkts. 12, 18.)
In her opposition to the motion, Plaintiff raised new claims under Title VII and the ADA, which
are not part of her amended complaint. As discussed below, the Court construes Plaintiff’s
opposition as amending her complaint and addresses her new claims.
4
STANDARD OF REVIEW
To survive a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6),
“a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that
is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). A “claim has facial plausibility when the plaintiff pleads
factual content that allows the court to draw the reasonable inference that the defendant is liable
for the misconduct alleged.” Id. (quoting Twombly, 550 U.S. at 556). The “plausibility standard
is not akin to a ‘probability requirement,’ but it asks for more than a sheer possibility that a
defendant has acted unlawfully.” Id. (citation omitted). Determining whether a complaint states
a plausible claim for relief is “a context-specific task that requires the reviewing court to draw on
its judicial experience and common sense.” Id. at 679 (citation omitted).
“In addressing the sufficiency of a complaint, [the Court] accept[s] as true all factual
allegations and draw[s] from them all reasonable inferences; but [the Court is] not required to
credit conclusory allegations or legal conclusions couched as factual allegations.” Rothstein, 708
F.3d 82 at 94. “A document filed pro se is to be liberally construed, and a pro se complaint,
however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted
by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal quotation marks and citations
omitted). At the same time, pursuant to the in forma pauperis statute, a district court must dismiss
a case if the court determines that the complaint “is frivolous or malicious; fails to state a claim on
which relief may be granted; or seeks monetary relief against a defendant who is immune from
such relief.” 28 U.S.C. § 1915(e)(2)(B).
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DISCUSSION
I.
Plaintiff’s Federal Law Claims Must Be Dismissed
A.
Plaintiff’s Title VII Claim is Time-Barred
In New York, a plaintiff must file a charge with the EEOC within 300 days of the alleged
discriminatory act. See 42 U.S.C. § 2000e-5(e). Plaintiff filed her complaints with the EEOC and
NYSDHR on November 15, 2015. Counting backward, the alleged discriminatory acts would had
to have taken place on or prior to January 19, 2015.
Plaintiff alleges that she was “groped by one of the program participants on September 11,
2014.” (Compl., at 3.) Plaintiff does not allege any further sexual harassment after this date or
during the limitations period, i.e., after January 19, 2015. Plaintiff cites case law regarding the
continuing violations doctrine, but she does not allege that any sexual harassment continued into
the limitations period. (Plaintiff’s Opposition (“Pl. Opp’n”), Dkt. 16, at 10.) Because the only
alleged act of sexual harassment occurred before January 19, 2015, Plaintiff’s sexual harassment
claim is time-barred. Garland–Sash v. City of New York, 04-CV-0301, 2005 WL 2133592, at *3
(E.D.N.Y. Sept. 1, 2005) (“[S]tatutes of limitations are strictly enforced, even where the plaintiff
is pro se.”) (quotation marks and citation omitted).
By contrast, Plaintiff’s ADA claim is not time-barred. Plaintiff alleges that Defendant
violated the ADA by failing to accommodate her disability when the actions of a co-worker caused
her to suffer “frequent headaches, insomnia and panic attack.” (Compl., at 4.) Plaintiff claims
that her co-worker’s “unethical behavior” led her to have a “nervous breakdown” and take FMLA
leave on May 1, 2015. (Id.) Liberally construing the original complaint, the Court finds that
Plaintiff’s ADA claim is not barred by the statute of limitations because at least some of the alleged
failure to accommodate occurred after January 19, 2015 and thus during the limitations period.
However, as discussed below, Plaintiff’s ADA claim fails for other reasons.
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B.
Plaintiff’s Original Complaint Fails to State a Claim under the ADA
To prove a claim for failure to accommodate under the ADA, a plaintiff must show that:
(1) she is disabled within the meaning of the ADA; (2) an employer subject to the ADA had notice
of her disability; (3) she could perform the essential functions of her job with reasonable
accommodations; and (4) her employer refused to make such accommodations. Liss v. Nassau
Cty., 425 F. Supp. 2d 335, 340 (E.D.N.Y. 2006). The ADA defines “disability” as “(A) a physical
or mental impairment that substantially limits one or more of the major life activities of such
individual; (B) a record of such an impairment; or (C) being regarded as having such an
impairment.” 42 U.S.C. § 12102(1).
Even assuming arguendo that Plaintiff’s original complaint sufficiently alleges the first
prong of an ADA claim—namely, that Plaintiff was disabled within the meaning of the ADA2—
it fails to allege that Defendant refused to accommodate her claimed disability. Indeed, Plaintiff
concedes that Defendant accommodated her by granting her a leave of absence in May 2015 and
offering her a position in a new program. (Compl., at 4; Pl. Opp’n, at 8.) Plaintiff also confirms
that the co-worker who was allegedly causing her distress was laid off around September 30, 2015.
(Pl. Opp’n, at 8.) Notably, in her complaint, Plaintiff characterizes her new job, away from the
influence of her co-worker, as a “suitable resolution.” (Compl., at 5.) These allegations preclude
2
In fact, it is doubtful that Plaintiff could sufficiently allege this element, given that her
claimed disability or exacerbation of a disability is based on alleged friction with her co-worker.
Adams v. New York State Thruway Auth., 97-CV-1909, 2001 WL 874785, at *8-9 (N.D.N.Y. Mar.
22, 2001) (holding that “personality conflicts or an inability to work under certain supervisors,
however, do not rise to the level of a disability under the Rehabilitation Act,” and that case law
applicable to ADA is applicable to Rehabilitation Act); Potter v. Xerox Corp., 88 F. Supp. 2d 109,
112, 114 (W.D.N.Y. 2000) (finding that inability to work with a particular person is not a disability
under ADA and noting that no employer is obligated to provide an employee “with a completely
stress-free environment”).
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any inference that Defendant failed or refused to accommodate Plaintiff’s alleged disability and
thus require the dismissal of her original ADA claim.
C.
Plaintiff’s New Allegations Do Not Save Her Title VII or ADA Claims
In Plaintiff’s opposition papers, she makes new allegations of a hostile work environment
and retaliation, based on a mental disability, under Title VII and the ADA that she did not plead
in her original complaint. (See Pl. Opp’n, at 2-3, 6.) She alleges that her workplace was
“permeated with discriminatory comments against individuals with mental health conditions that
was sufficiently pervasive to alter the conditions [of] Plaintiff’s work environment.” (Id. at 6.)
She also argues that she was retaliated against for “whistleblowing” when she reported that her coworker engaged in “unethical” behavior by referring a client to a “fraudulent” employment
position. (Id. at 2-3, 6.)
Given Plaintiff’s pro se status, the Court allows her to amend the original complaint
through her opposition papers.
See Pullman v. Alpha Media Publ’g, Inc., 12–CV–1924
(PAC)(SN), 2013 WL 1290409, at *6 (S.D.N.Y. Jan. 11, 2013) (permitting pro se plaintiff to raise
claim for the first time in opposition submission, noting that “[w]hile a counseled plaintiff may
not make allegations in an opposition to a motion to dismiss that do not appear in the complaint,
pro se pleadings are held to a less stringent standard[] than formal pleadings drafted by lawyers.”)
(internal quotations omitted); Alexander v. Coughlin, 90-CV-3231 (RR), 1991 WL 150674, at *1
(E.D.N.Y. July 26, 1991) (“[S]ince plaintiff proceeds pro se, the court deems his original
complaint amended to include factual allegations asserted in his ‘Motion in Opposition to Dismiss
Complaint.’”).
Even with her new allegations, Plaintiff still fails to state a Title VII or ADA claim of a
hostile workplace. Title VII and ADA hostile work environment claims are evaluated under the
same standards. Disanto v. McGraw–Hill, Inc./Platt’s Div., 97-CV-1090, 1998 WL 474136, at *5
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(S.D.N.Y. Aug. 10, 1998). To establish a hostile work environment under Title VII, “a plaintiff
must show that ‘the workplace is permeated with discriminatory intimidation, ridicule, and insult
that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and create
an abusive working environment.’” Littlejohn v. City of NY, 795 F.3d 297, 320-321 (2d Cir. 2015)
(citing Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993)).
Here, Plaintiff merely alleges that unnamed co-workers made unspecified comments and
jokes about the clients served by her department who had “mental health diagnoses” and that an
unnamed person once told a former client, later hired as an employee, “I know you are crazy.” (Pl.
Opp’n, at. 5-6.) Plaintiff neither alleges that these comments were directed at her, nor provides
any details about the nature of the comments, who made them, or how often they were made. See
Petrosino v. Bell Atl., 385 F.3d 210, 223 (2d Cir. 2004) (“Simple teasing, offhand comments, or
isolated incidents of offensive conduct (unless extremely serious) will not support a claim of
discriminatory harassment.”); Dechberry v. NYC. Fire Dep’t, 124 F. Supp. 3d 131, 158 (E.D.N.Y.
2015) (finding plaintiff’s conclusory allegations that she suffered “disrespectful treatment,
retaliation and harassment” insufficient to plead hostile work environment claim). Thus, the Court
finds that Plaintiff’s conclusory and vague allegations of offhand comments by unnamed
individuals under unspecified circumstances (e.g., time and place) fail to state a hostile work
environment claim under either Title VII or the ADA.
Plaintiff’s second new claim from her opposition papers is that she suffered retaliation
under Title VII and the ADA. The Second Circuit has held that “it is appropriate to apply the
framework used in analyzing retaliation claims under Title VII in analyzing a claim of retaliation
under the ADA.” Sarno v. Douglas Elliman–Gibbons & Ives, Inc., 183 F.3d 155, 159 (2nd Cir.
1999).
To establish a prima facie retaliation claim under Title VII, a plaintiff must allege (1)
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participation in a protected activity, (2) the defendant’s knowledge of the protected activity, (3) an
adverse employment action, and (4) a causal connection between the protected activity and the
adverse employment action. See Littlejohn, 795 F.3d at 316.
Here, Plaintiff does not allege a plausible claim of retaliation under Title VII or the ADA
for two reasons. First, Plaintiff does not state that she engaged in any protected activity, i.e., any
action to protest or oppose discrimination prohibited under either Title VII or the ADA. At most,
Plaintiff claims that she reported her co-worker’s behavior to her supervisor. However, this
reporting does not qualify as protected activity. Jones v. NY State Metro D.D.S., 543 Fed. App’x.
20, 22 (2d Cir. 2013) (reporting to a supervisor that a fellow employee was sleeping on the job is
not a protected activity).
Second, Plaintiff does not claim that she suffered any materially adverse employment
action. Adverse actions, for purposes of a retaliation claim, are those that are “harmful to the point
that they could well dissuade a reasonable worker from making or supporting a charge of
discrimination.” Hicks v. Baines, 593 F.3d 159, 162 (2d Cir. 2010) (quotations and citation
omitted). Examples “include termination of employment, a demotion evidenced by a decrease in
wage or salary . . . [or] significantly diminished material responsibilities . . . .” Duplan v. City of
NY, 15-CV-4136, 2017 WL 1232473, at *6 (E.D.N.Y. Mar. 30, 2017) (citation omitted). The coworker’s allegedly bad behavior toward Plaintiff, including “cut[ting] off communication for days
at a time” (Compl., at 4), does not constitute an adverse employment action under Title VII or the
ADA. See Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006) (noting that “courts
have held that personality conflicts at work that generate antipathy” and “‘snubbing’ by
supervisors and co-workers” are not actionable as retaliation under Title VII) (citations omitted).
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In fact, Plaintiff admits that “there was no obvious retaliation for reporting” the alleged “unethical”
conduct of her co-worker and that her “job was not in jeopardy at that time.” (Pl. Opp’n, at 3, 6.)
Accordingly, given the absence of allegations of protected activity or adverse employment
actions, Plaintiff’s new claim of retaliation under Title VII or ADA must be dismissed.3
II.
Plaintiff’s NYSDHR and NYCHRL Claims Must be Dismissed
A.
The Court Declines to Exercise Supplemental Jurisdiction over Plaintiff’s
State and City Law Claims
In light of the dismissal of Plaintiff’s Title VII and ADA claims, the Court declines to
exercise supplemental jurisdiction over her NYSHRL and NYCHRL claims. See Carlsbad Tech.,
Inc. v. HIF Bio, Inc., 556 U.S. 635, 639 (2009) (a district court’s decision “whether to exercise []
jurisdiction after dismissing every claim over which it had original jurisdiction is purely
discretionary.”); Klein & Co. Futures, Inc. v. Bd. of Trade of City of N.Y., 464 F.3d 255, 263 (2d
Cir. 2006) (the decision whether to exercise supplemental jurisdiction is entirely within the court’s
discretion and is not a litigant’s right”); Itar–Tass Russian News Agency v. Russian Kurier, Inc.,
140 F.3d 442, 445 (2d Cir. 1998) (Courts must determine whether to continue to exercise
supplemental jurisdiction “at every stage of the litigation.”).
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Defendants argue that Plaintiff did not exhaust her administrative remedies with regard
to her new hostile work environment and retaliation claims. The Court notes that a plaintiff cannot
allege a new claim in federal court where that claim was never included in a timely administrative
charge, because a district court’s purview is limited to “claims that are either included in the EEOC
charge or are based on conduct which is reasonably related to conduct alleged in the EEOC
charge.” Fiscina v. N. Y. C. Dist. Council of Carpenters, 401 F. Supp. 2d 345, 356 (S.D.N.Y.
2005) (quotation marks and citation omitted). Even though Plaintiff’s new claims of hostile work
environment or retaliation appear to be reasonably related to the claims originally brought in the
complaint, the Court need not decide the question of exhaustion because of its ruling on the merits.
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In any event, as discussed below, even if the Court were inclined to exercise pendent
jurisdiction over these claims, they would have to be dismissed for lack of subject matter
jurisdiction.
B.
The Court Does Not Have Subject Matter Jurisdiction Over Plaintiff’s
NYSDHR and NYCHRL Claims
Defendant argues that this Court does not have subject matter jurisdiction to hear Plaintiff’s
NYSHRL and NYCHRL claims because they were already adjudicated by the NYSDHR. The
Court agrees.
Plaintiff filed a complaint in November 2015 with the NYSDHR alleging failure to
accommodate a disability and sexual harassment. (NYSDHR Complaint, Dkt 14-2, at 2.) The
NYSDHR rejected the same disability discrimination claim Plaintiff has made here, noting that
Plaintiff’s “request to correct a co-worker’s performance is not a ‘reasonable’ accommodation as
defined by law” and, in any event, Plaintiff was accommodated when she was granted an oneweek leave of absence and the co-worker was laid off. (NYSDHR Determination, at 3.)
The NYSDHR also dismissed Plaintiff’s sexual harassment claim regarding the alleged
“groping” by the program participant. The NYSDHR noted that Plaintiff reported that a mentallydisabled male client “put his hand on the small of my back” and that Defendant responded by
counseling the client and other program clients about appropriate behavior. (Id.) Defendant also
“employed an outside consultant to train all staff on how to respond to inappropriate behavior by
mentally disabled clients.” (Id. at 4.) The NYSDHR concluded that “this one-time incident cannot
be considered sufficiently severe, pervasive, or both, as to constitute a violation of the Human
Rights Law” and that Defendant “took reasonable steps to address the behavior once informed.”
(Id.) The NYSDHR also observed that “[Defendant] took no adverse employment action against”
Plaintiff. (Id.)
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“[O]nce a plaintiff brings a case before the NYSDHR, he or she may appeal only to the
Supreme Court of the State of New York.” York v. Ass’n. of Bar of City of NY, 286 F.3d 122, 127
(2d Cir. 2002) (emphasis added); see N.Y. Executive Law § 298 (McKinney’s). Plaintiff never
challenged the NYSDHR’s dismissal of her NYSHRL and NYCHRL claims in New York
Supreme Court as required. Instead, she filed her complaint with this Court. As a result, the Court
lacks subject matter jurisdiction over Plaintiff’s NYSHRL and NYCHRL claims.
CONCLUSION
For the reasons stated herein, the Court grants Defendant’s motion to dismiss the original
complaint in this action, as well as the claims raised for the first time in Plaintiff’s opposition to the
motion. The Court certifies pursuant to 28 U.S.C. 1915(a)(3) that any appeal would not be taken
in good faith and therefore in forma pauperis status is denied for purpose of an appeal. See
Coppedge v. United States, 369 U.S. 438, 444–45 (1962). The Clerk of Court is respectfully
requested to enter judgment and terminate this case.
SO ORDERED.
/s/ Pamela K. Chen
Pamela K. Chen
United States District Judge
Dated: March 14, 2018
Brooklyn, New York
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