Vincent v. New York City Transit Authority et al
Filing
32
MEMORANDUM AND ORDER: For the reasons set forth above, Defendants' motion for summary judgment is granted with respect to the first three causes of action, and the remaining counts are dismissed without prejudice. The Clerk of Court is respectf ully directed to enter judgment in favor of Defendants, to mail a copy of the judgment and this Memorandum and Order to Vincent, to note the mailing on the docket sheet, and to close this case. Ordered by Judge Roslynn R. Mauskopf on 3/30/2021. (Taronji, Robert)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
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ESLYN VINCENT,
Plaintiff,
- against NEW YORK CITY TRANSIT AUTHORITY and
MANHATTAN AND BRONX SURFACE TRANSIT
OPERATING AUTHORITY,
MEMORANDUM AND
ORDER
17-CV-68 (RRM) (RML)
Defendants.
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ROSLYNN R. MAUSKOPF, Chief United States District Judge.
Plaintiff Eslyn Vincent, proceeding pro se, brings this action against the New York City
Transit Authority (“NYCT”) and Manhattan and Bronx Surface Transit Operating Authority,
(collectively, “Defendants,”) alleging, among other things, discrimination on the basis of
disability and failure to accommodate her disability in violation of the Americans with
Disabilities Act (“ADA”), 42 U.S.C. §§ 12101 et seq.; and discrimination on the basis of
disability in violation of the New York State Human Rights Law, Executive Law § 296 et seq.,
and New York City Human Rights Law, N.Y. City Admin. Code § 8–107. (Compl. (Doc. No.
1).) Defendants now move for summary judgment pursuant to Fed. R. Civ. P. 56. (Notice of
Motion (Doc. No. 26).) For the reasons set forth below, Defendants’ motion is granted.
BACKGROUND
Factual Background
Because the summary judgment motion is unopposed, the relevant facts outlined below
are drawn from Defendants’ Local Rule 56.1 Statement of Material Facts, to the extent that those
facts are supported by evidence submitted by Defendants in connection with the motion for
summary judgment. 1
Vincent was hired by NYCT as a bus operator in 2006. (Defendants’ Rule 56.1
Statement (“Defs.’ SOF”) (Doc. No. 27) ¶ 3.) She is a member of the Transport Workers Union,
Local 100. (Id. ¶ 4.)
On April 23, 2014, Vincent reported to General Superintendent John McGahern that she
was being harassed by her dispatchers, other operators, and customers, and that her phone was
being bugged. (Id. ¶ 7.) She also alleged that she had received a text message in Spanish from
an unknown number telling her to stay away from another operator’s husband. (Exhibit E,
Exhibits D–T (Doc. No. 29–1) at 11.) 2 McGahern removed her from her duties out of concern
that she was in pain – she complained of a toothache – and that she would therefore be distracted
while driving. (Id.) Vincent hand-wrote a complaint which described several recent interactions
with unruly or demanding customers, a dispatcher who yelled at her, and allegations that “some
of the operators and dispatchers” have insulted her, called her ugly, and propositioned her for
sex. (Exhibit E at 12–15.)
Defendants’ motion is unopposed. Though Defendants properly served Vincent with a “Notice to Pro Se who
Opposes a Motion for Summary Judgment” pursuant to Local Rule 56.2, Vincent refused service and did not file a
56.1 counterstatement. (See Notice to pro se litigant (Doc. No. 30); Letter re: Motion for Summary Judgment (Doc.
No. 31) (documenting Vincent’s refusal to accept service of the instant motion).) Pursuant to Local Rule 56.1(c),
Defendants’ 56.1 statement of material facts is deemed to be admitted “unless specifically controverted by a
correspondingly numbered paragraph in the statement required to be served by the opposing party.” In the case of
an unopposed motion for summary judgment, “in determining whether the moving party has met [its] burden of
showing the absence of a genuine issue for trial, the district court may not rely solely on the statement of undisputed
facts contained in the moving party’s Rule 56.1 statement. It must be satisfied that the citation to evidence in the
record supports the assertion.” Vt. Teddy Bear Co. v. 1-800 BEARGRAM Co., 373 F.3d 241, 244 (2d Cir. 2004); see
also Giannullo v. City of New York, 322 F.3d 139, 143 n.5 (2d Cir. 2003) (stating that not verifying in the record the
assertions in the motion for summary judgment “would derogate the truth-finding functions of the judicial process
by substituting convenience for facts”).
2
Defendants filed two documents containing numerous exhibits. The first, Doc. No. 29–1, contains Exhibits D–T.
The second, Doc. No. 29–2, contains Exhibits U–DD. The Court will cite to the Exhibits by letter and use ECF
pagination to identify specific pages. All other page numbers refer to ECF pagination.
1
2
Vincent was directed to report to the Medical Assessment Center (“MAC”) on April 28,
2014, to determine if she could safely operate a bus in customer service. (Defs.’ SOF ¶ 8; see
also Exhibit F.) She was examined by Dr. Hachung Chung and was referred to Brooklyn
Psychiatric Associates for a consultative psychiatric evaluation. (Defs.’ SOF ¶ 9; see also
Exhibit G.) There, Vincent was evaluated by Dr. Steve E. Newman, who determined that she
“should not be in regular service for now. I would recommend she be assigned to non passenger
service” and she should “be under the care of a psychiatrist… to distinguish between a delusional
disorder and schizophrenia as the treatment of the two entities are different.” (Defs.’ SOF ¶ 10;
see also Exhibit H.)
Vincent independently saw a psychiatrist, Dr. Salvage, who examined Vincent and
recommended that she be able to return to work. (Defs.’ SOF ¶ 11.) Dr. Newman examined
Vincent again on June 21, 2014, and determined that she “is coherent and logical and even if she
still harbors irrational beliefs, they should not interfere with her ability to perform all duties
expected of a NYC MTA bus operator.” (Id.; see also Exhibit J.) On July 2, 2014, she was
returned to full duty. (Defs.’ SOF ¶ 12; see also Exhibit K.)
On September 10, 2014, Vincent was served with disciplinary charges and suspended for
five days for cursing at her supervisor. (Defs.’ SOF ¶ 13; see also Exhibit L.)
On December 15, 2014, Vincent claimed that three different buses she was assigned had
mechanical issues and refused to drive them. (Defs.’ SOF ¶ 14.) She was observed walking
back and forth, saying in an agitated manner that “everybody was against” her, her “mind was
made up and there’s no turning back,” and “one life to live, live or die.” (Id.) Based on this
behavior, she was sent for a medical evaluation to determine if she could safely operate a bus in
passenger service. (Id.; see also Exhibit M.)
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Dr. Newman examined Vincent on January 10, 2015, and determined that she continued
to be delusional with no change since her last visit in May 2014. (Defs.’ SOF ¶ 15.) Dr.
Newman also stated that Vincent refused to take any antipsychotic medication and that “her
paranoid delusions will likely continue or worsen …. I do not see any possible resolution to her
paranoia in the foreseeable future.” (Id.; see also Exhibit N.) Dr. Savage declined to provide a
recommendation that Vincent could return to work. (Defs.’ SOF ¶ 16; see also Exhibit O.)
Vincent began seeing a new psychologist, James Colasurdo, Psy.D., whom she saw for
approximately twenty sessions between February 24, 2015, and August 21, 2015. (Defs.’ SOF ¶
17.) Dr. Colasurdo determined that Vincent did “not present with significant psychiatric
symptoms” and that she should “be allowed to return to her job as an MTA bus driver.” (Id.; see
also Exhibit P.) On September 8, 2015, Vincent was certified to return to duty. (Defs.’ SOF ¶
18; see also Exhibit Q.)
On September 30, 2015, NYCT received a complaint from a customer that Vincent was
screaming at customers on the bus, and yelling rude insults at a passenger, including calling that
passenger a “nigger,” “black bitch,” and stating he was “running around like a slave.” (Defs.’
SOF ¶ 19.) According to this complaint, Vincent also took the passenger’s picture and
threatened to call the police and tell them the passenger had touched Vincent’s “small daughter.”
(Id.; see also Exhibit R.)
On August 2, 2016, McGahern received a complaint from another bus operator who
feared for her safety because Vincent repeatedly called her “a piece of shit.” (Defs.’ SOF ¶ 20;
see also Exhibit S.) On November 30, 2016, Vincent cursed at her supervisor; called the police
on her supervisor, stating that she was being harassed; and refused to cooperate with her
Superintendent’s investigation into the incident. (Defs.’ SOF ¶ 21.) Vincent told her
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Superintendent to “go fuck yourself.” (Id.; see also Exhibits T and U.) On April 10, 2017,
Vincent was suspended 20 days for her November 30, 2016, misconduct. (Defs.’ SOF ¶ 22; see
also Exhibit T.)
On April 25, 2017, Vincent was observed yelling profanities; called her supervisor, Joel
Salazar, a “motherfucker”; and threatened to sue him and call the police on him. (Defs.’ SOF ¶
23; see also Exhibit V.) On May 15, 2017, Vincent was served with disciplinary charges for
being absent without leave since May 8, 2017. (Defs.’ SOF ¶ 24; see also Exhibit W.) On May
31, 2017, Vincent was served with disciplinary charges for being insubordinate to her supervisor
and saying “fuck you” to him. (Defs.’ SOF ¶ 25; see also Exhibit X.)
On October 16, 2017, Vincent was served with disciplinary charges for unsafe operation
of a bus, making a false report, and refusing to cooperate in an investigation, which stemmed
from an incident several days prior. (Defs.’ SOF ¶ 26; see also Exhibit Y.) The October 16,
2017, disciplinary charges were resolved at arbitration on December 19, 2017: Vincent was
suspended for 30 days for misconduct. (Defs.’ SOF ¶ 27; see also Exhibit Z.)
Vincent was directed to appear for a medical assessment on January 23, 2018, but neither
appeared nor returned to work. (Defs.’ SOF ¶ 28.) She was notified that a disciplinary hearing
was scheduled on May 9, 2018, for her failure to appear, but Vincent did not attend. (Id.) On
August 21, 2018, Vincent’s employment was terminated for abandoning her job. (Id.; see also
Exhibit C.)
Plaintiff’s Claims
On April 3, 2015, Vincent, through counsel, filed a charge of discrimination on the basis
of disability with the Equal Employment Opportunity Commission (“EEOC”). (Compl. ¶ 32; see
also Exhibit DD (Doc. No. 29-2) at 72–79.) On February 29, 2016, the EEOC concluded its
5
investigation and issued a right-to-sue letter. (Compl. ¶ 36.) Vincent timely filed her complaint
on January 5, 2017, and was also represented by counsel at that time.
In her complaint, Vincent alleges that she was sent for a medical evaluation in April 2014
because she submitted a formal written complaint, in writing, detailing several instances of
harassment, including at least some allegations she could substantiate with evidence; NYCT
failed to investigate these complaints, deeming them “too fantastical to warrant an investigation,”
and subjecting her to a psychiatric evaluation and unpaid leave. (Compl. ¶¶ 13–16.) She also
alleges that after she was assigned several defective buses in a row on December 15, 2014, she
began to “pray out loud in an effort to calm her nerves,” which McGahern perceived as “agitated
behavior” and therefore subjected her to medical exams and drug testing. (Id. ¶¶ 23–26.)
“Despite evaluations by independent physicians finding no significant psychiatric symptoms,”
Vincent alleges that she has been subjected to “ongoing discrimination and harassment” since
her return, and was subjected to a breathalyzer and drug test on November 30, 2016, without
cause, prompting her to file a police report. (Id. ¶¶ 37–38.)
Vincent brings nine causes of action. In her first cause of action, Vincent alleges that she
was discriminated against when she was removed from duty, sent for a medical evaluation,
suspended without pay, and terminated based on perceived disability in violation of the ADA.
(Compl. ¶¶ 39–44.) In her second cause of action, Vincent alleges that she was subject to hostile
work environment harassment upon return from her unpaid leave, and that Defendants failed to
“take any corrective measures to improve or remedy the ongoing unlawful and discriminatory
behavior, despite [Vincent’s] repeated complaints of harassment.” (Id. ¶¶ 45–50.) In her third
cause of action, Vincent alleges failure to provide reasonable accommodations under the ADA,
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including a failure to engage in an interactive process to accommodate Vincent in a different
position, as was recommended by defendants’ “own physician.” (Id. ¶¶ 51–56.)
Vincent’s fourth, fifth, and sixth causes of action, respectively, state parallel claims of
disability discrimination, hostile work environment, and failure to accommodate under the
NYSHRL. (Id. ¶¶ 57–74.) Her seventh, eighth, and ninth causes of action state parallel claims
under the NYCHRL. (Id. ¶¶ 75–95.) Vincent seeks declaratory and injunctive relief,
compensatory and punitive damages, attorneys’ fees, and costs. (Id. at 15–16.)
Vincent testified at her deposition that she was subjected to discrimination and
harassment based on perceived disability and, for the first time, stated that she had been
subjected to discrimination and harassment due to her race and gender. (Exhibit B (Doc. No. 29)
at 28.) Vincent stated that she did not have a disability but that McGahern, “the supervisors,”
and “the operators” believed that she did and called her “paranoid.” (Id. at 28–29.) Vincent
asserted that at least three of her male coworkers asker her out on dates or propositioned her for
sex, (id. 41–43, 49–52, 67–70), but that after she told McGahern about a bus operator who had
propositioned her, bus operator did not say such things to her again. (Id. at 52.) Vincent also
said that from 2016–2017, bus operator Clerneth Dennis would mockingly hug her and ask her
out on dates; when she told him to stop and stopped responding to his greetings, he stopped
asking her out, but on one occasion told bystanders to “look [at] that crazy girl,” referring to
Vincent. (Id. at 63–66.) Vincent stated that on one occasion in 2016 or 2017 her coworker
Debby King called her crazy, paranoid, and schizophrenic and told her she stinks, and that King
and another coworker often laughed at Vincent’s wig and her hair. (Id. at 45–46, 88.) Vincent
testified that she never heard McGahern make a derogatory statement about her race, gender, or
actual or perceived disability. (Id. at 56.)
7
Vincent also stated that she was harassed by her coworkers when they sent her for
medical examinations, (id. at 34–37), gave her a bus that was dusty or had mechanical problems,
(id. at 37–41, 79–81), and chastised or yelled at her (id. at 37, 46–48, 80–81). Further, Vincent
stated that her coworkers harassed her when they required her to stay ten minutes past the end of
her shift (id. at 73–75, 83–85) and dropped paperwork they handed to her (id. at 71–72).
The Instant Motion
Defendants now move unopposed for summary judgment with respect to all claims,
raising four principal arguments. First, Defendants assert that Vincent failed to plead race or
gender discrimination or exhaust her administrative remedies with respect to race and gender
discrimination claims pursuant to Title VII of the Civil Rights Act (“Title VII”). (Defs.’ Mem.
(Doc. No. 28) at 9–10). Further, Vincent includes in her complaint allegations that occurred
before June 10, 2014, which are time-barred. (Id. at 10–11.) Second, Defendants argue that
Vincent fails to state a prima facie case of disability discrimination. (Id. at 13.) Her allegations
that she was sent for medical evaluations, required to sign documents, assigned defective buses,
yelled at, treated rudely, or made to stay at work for an extra ten minutes do not constitute
adverse employment actions. (Id. at 13–14.) Further, her claims that she was removed from
service, put on unpaid leave, and terminated, which could constitute adverse employment
actions, were motivated by legitimate non-discriminatory reasons. (Id. at 14–15.) Specifically,
defendants argue that Vincent was terminated from her position because she abandoned her job.
(Id. at 15.) They further argue that she was removed from passenger service and sent for medical
evaluation out of concern for her safety and the safety of passengers and coworkers and pursuant
to Defendants’ obligations under the Vehicle and Traffic Law (“VTL”) to certify that its bus
operators are medically qualified to operate a bus. (Id. at 15–16; N.Y. Veh. & Traf. Law § 509.)
8
When Vincent was medically cleared to return to work, she was permitted to do so. (Compl. at
17–18.)
Third, Defendants assert that Vincent has failed to establish a prima facie case of denial
of a reasonable accommodation because she was able to perform her job without
accommodations. (Id. at 19.) Further, defendants argue that Vincent was provided
accommodations as she was given leave to seek medical treatment. (Id. at 19–20.) Fourth,
Defendants argue that Vincent has failed to establish a prima facie case of hostile work
environment discrimination under the ADA and the NYSHRL. (Id. at 20.) The comments were
not sufficiently severe or pervasive to constitute a hostile work environment. (Id. at 21.) Many
of the alleged inappropriate comments were not related to her disability or perceived disability.
(Id. at 21–22.) Being called crazy, paranoid, or schizophrenic, while offensive, are not egregious
enough to create a hostile work environment. (Id. at 22.) Moreover, Vincent cannot impute the
acts of her coworkers onto Defendants; none of her supervisors made derogatory remarks about
her disability. (Id.) Finally, Vincent’s claim of hostile work environment harassment under the
NYSHRL fails because the conduct of which she complains was no more than “petty slights and
trivial inconveniences.” (Id. at 23 (quoting Kaur v. New York City Health & Hosps. Corp., 688
F.Supp.2d 317,327–28 and 340 (S.D.N.Y. 2010).)
STANDARD OF REVIEW
Summary judgment is appropriate when the pleadings, depositions, interrogatories, and
affidavits demonstrate that “there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” FED. R. CIV. P. 56(a); see also Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986). A fact is “material” if it may impact the “outcome of the suit under
the governing law.” Gayle v. Gonyea, 313 F.3d 677, 682 (2d Cir. 2002) (quoting Anderson v.
9
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). A genuine issue of material fact exists “if the
evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Roe v.
City of Waterbury, 542 F.3d 31, 35 (2d Cir. 2008) (quoting Anderson, 477 U.S. at 248).
In determining whether a genuine issue of material fact exists, the evidence of the
nonmovant “is to be believed,” and the Court must draw all “justifiable” or reasonable inferences
in favor of the nonmoving party. Anderson, 477 U.S. at 255 (citation omitted); see also
Rodriguez v. City of New York, 72 F.3d 1051, 1061 (2d Cir. 1995) (“[T]he court is to draw all
factual inferences in favor of the party against whom summary judgment is sought, viewing the
factual assertions . . . in the light most favorable to the party opposing the motion.” (citations
omitted)).
Once the moving party has demonstrated that there is no genuine issue as to any material
fact and that it is entitled to judgment as a matter of law, “the nonmoving party must come
forward with specific facts showing that there is a genuine issue for trial.” Matsushita Elec.
Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal quotation marks
omitted) (citation omitted); see also Scotto v. Almenas, 143 F.3d 105, 114 (2d Cir. 1998)
(collecting cases and stating that the non-moving party “may not rely on conclusory allegations
or unsubstantiated speculation”). In other words, the non-movant must offer “concrete evidence
from which a reasonable juror could return a verdict in his favor.” Anderson, 477 U.S. at 256.
The Court bears in mind that in discrimination cases “‘smoking gun’ evidence of
discriminatory intent is rare and most often must be inferred.” Forsyth v. Fed’n Employment &
Guidance Serv., 409 F.3d 565, 569 (2d Cir. 2005) (citing Holtz v. Rockefeller & Co., 258 F.3d
62, 69 (2d Cir. 2001)), abrogated on other grounds, Ledbetter v. Goodyear Tire & Rubber Co.,
550 U.S. 618 (2007). Accordingly, the Second Circuit has “repeatedly emphasized ‘the need for
10
caution about granting summary judgment to an employer in a discrimination case where . . . the
merits turn on a dispute as to the employer’s intent.’” Gorzynski v. JetBlue Airways Corp., 596
F.3d 93, 101 (2d Cir. 2010) (quoting Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008)).
The same standards for summary judgment apply where, as here, the nonmovant is
proceeding pro se, although “the pro se litigant should be given special latitude in responding to
a summary judgment motion.” Williams v. Savory, 87 F. Supp. 3d 437, 451 (S.D.N.Y. 2015)
(quoting Knowles v. N.Y. City Dep’t of Corr., 904 F. Supp. 217, 220 (S.D.N.Y. 1995)); see also
Graham v. Lewinski, 848 F.2d 342, 344 (2d Cir. 1988) (“[S]pecial solicitude should be afforded
pro se litigants generally, when confronted with motions for summary judgment.”).
DISCUSSION
I.
Race and Gender Discrimination Claims
To state a discrimination claim under Title VII, a complaint must provide a short
statement of the claim sufficient to “give the defendant fair notice of what the plaintiff’s claim is
and the grounds upon which it rests.” Swierkiewicz v. Sorema N. A., 534 U.S. 506, 512 (2002)
(internal citation omitted). For courts to hear Title VII claims, the claim must be “either included
in an EEOC charge or [] based on conduct which is ‘reasonably related’ to that alleged in the
EEOC charge.” Deravin v. Kerik, 335 F.3d 195, 200 (2d Cir. 2003).
Here, Vincent, who is currently proceeding pro se but whose complaint was prepared and
submitted by counsel, filed a complaint containing a statement of facts and enumerating nine
causes of action, all of them relating to her actual or perceived disability and none of them
describing race or gender discrimination or harassment. Further, Vincent’s charge of
discrimination filed with the EEOC selects only disability as the grounds for her claims, not race
or gender. Accordingly, Vincent failed to give Defendants fair notice of any race or gender
11
discrimination claims and failed to exhaust her administrative remedies with regard to any race
or gender discrimination claims. Vincent did not respond to the instant motion and it is unclear
whether she intended to pursue race or gender discrimination claims in the instant action;
nevertheless, to the extent that she attempted to raise claims of race or gender discrimination
with her deposition testimony, these claims are dismissed.
II.
Time-Barred Claims
To bring a timely claim pursuant to Title VII, 42 U.S.C. § 2000e–5(e)(1) “requires a
claimant to file a charge of discrimination with the EEOC within 180 days of the alleged
discriminatory act, unless the ‘person aggrieved has initially instituted proceedings with a State
... agency with authority to grant or seek relief from such practice,’ in which case the claimant
has 300 days to file his charge with the EEOC.” Tewksbury v. Ottaway Newspapers, 192 F.3d
322, 325 (2d Cir. 1999); Sullivan v. City of N.Y., 08-CV-7294 (LTS)(MHD), 2011 U.S. Dist.
LEXIS 36381, at *6 (S.D.N.Y. Mar. 25, 2011) (“In states such as New York where an agency
addresses charges of discrimination, the statute of limitations for filing a charge with the EEOC
is 300 days from the date of the discriminatory act.”). When bringing hostile environment
claims, however, a plaintiff may rely upon events that occurred outside of the 300-day filing
period. AMTRAK v. Morgan, 536 U.S. 101, 118 (2002) (“Given, therefore, that the incidents
comprising a hostile work environment are part of one unlawful employment practice, the
employer may be liable for all acts that are part of this single claim. In order for the charge to be
timely, the employee need only file a charge within 180 or 300 days of any act that is part of the
hostile work environment.”).
Here, Vincent filed her charge of discrimination with the EEOC on April 6, 2015. Her
complaint includes allegations that she faced an incident of disability discrimination in April
12
2014, when she was sent for a medical evaluation after reporting harassment that her supervisor
believed the be “too fantastical to warrant an investigation.” Since this incident is alleged to
have occurred more than 300 days prior to the filing of the charge of discrimination, Vincent’s
claims relating to this discrete incident are time-barred and therefore must be dismissed.
However, to the extent Vincent is alleging that this incident and others were part of repeated and
ongoing harassment giving rise to a hostile work environment, Vincent may rely on these
allegations for the purposes of her hostile work environment claim.
III.
Disability Discrimination
Courts evaluate ADA discrimination claims under the burden-shifting framework
established in McDonnell Douglas Corporation v. Green, 411 U.S. 792, 802–05 (1973). The
McDonnell Douglas framework requires that the plaintiff first prove a prima facie case of
employment discrimination. To state a prima facie case of discrimination under the ADA, a
plaintiff must show that (a) her employer is subject to the ADA; (b) she is disabled within the
meaning of the ADA or perceived to be so by her employer; (c) she was otherwise qualified to
perform the essential functions of the job with or without reasonable accommodation; and (d) she
suffered an adverse employment action because of her disability. Brady v. Wal-Mart Stores.
Inc., 531 F.3d 127, 134 (2d Cir. 2003). The burden of stating a prima facie case is “not onerous,”
Texas Dep’t. of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981), and is often described as “de
minimis.” Abdu-Brisson v. Delta Air Lines, Inc., 239 F.3d 456, 468 (2d Cir. 2001).
After a plaintiff states a prima facie case of discrimination, the burden shifts to the
employer to provide “a legitimate, non-discriminatory reason for its actions.” Graham v. Long
Island R.R., 230 F.3d 34, 39 (2d Cir. 2000) (citing McDonnell Douglas, 411 U.S. at 802). If the
employer satisfies this burden, the plaintiff must then establish that the employer’s explanation is
13
a pretext for discrimination. Velez v. SES Operating Corp., No. 07-CV-10946 (DLC), 2009 WL
3817461, at *11 (S.D.N.Y. Nov. 12, 2009).
Here, Defendants do not dispute the first three elements of Vincent’s prima facie case.
However, they assert that Vincent has failed to demonstrate that she suffered an adverse
employment action when she was sent for medical evaluations, required to sign documents,
assigned defective buses, yelled at, treated rudely, or made to stay at work for an extra ten
minutes. Further, Defendants argue that though Vincent may have experienced adverse
employment actions when she was placed on unpaid leave, removed from service, and when her
employment was terminated, but that those adverse employment actions were taken for
legitimate, non-discriminatory reasons.
A. Adverse Employment Actions
An adverse employment action is a “materially adverse change in the terms and
conditions of employment.” Weeks v. New York State, 273 F. 3d 76, 85 (2d Cir. 2001) (internal
citations and quotation marks omitted). A “materially adverse change” may be indicated by
termination of employment, a decrease in salary or wages, or a loss of benefits. Galabaya v.
New York City. Bd. of Educ., 202 F.3d 636, 640 (2d Cir. 2000). “An adverse employment action
is … more disruptive than a mere inconvenience or an alteration of job responsibilities.” Joseph
v. Leavitt, 465 F.3d 87, 90 (2d Cir. 2006) (internal quotations and citations omitted). “Because
there are no bright-line rules, courts must pore over each case to determine whether the
challenged employment action reaches the level of adverse.” Wanamaker v. Columbian Rope
Co., 108 F.3d 462, 466 (2d Cir. 1997)
Here, Vincent did not suffer from an adverse employment action when she was required
to sign paperwork, required to stay at work for an extra ten minutes, yelled at, treated rudely, or
14
assigned defective buses. These actions, though undoubtedly inconvenient and disruptive, were
not accompanied by an attendant loss of pay, benefits, or other materially adverse change in her
employment. As such, they are not adverse employment actions. Further, Vincent asserts that
she suffered an adverse employment action when she was subjected to a breathalyzer and drug
test on November 30, 2016, as part of an investigation into her alleged misconduct after she
called the police to report harassment and refused to cooperate with Defendants’ investigation.
There is no suggestion that she suffered any adverse consequences from the administration of a
breathalyzer or drug test at that time, such as a loss of pay or benefits, nor does the record
demonstrate when such testing occurred or make clear whether it was her employer or the police
who administered these tests. Drawing all inferences in favor of Vincent, the administration of a
breathalyzer and drug test during the investigation into Vincent’s alleged misconduct is not an
adverse employment action.
Vincent was removed from service and placed on unpaid leave on December 15, 2014,
which lasted until she was recertified for work on September 8, 2015. These actions materially
altered the conditions of her employment by causing her to lose pay during her periods of leave,
and so constitute adverse employment actions. Moreover, her employment was terminated on
August 21, 2018, which also constitutes an adverse employment action.
Vincent separately asserts that having been sent for medical evaluation on December 15,
2014, constituted an additional adverse employment action. Though her medical evaluation did
not itself cause any materially adverse change in her employment, it was part of a broader set of
actions taken by Defendants which culminated in an unpaid leave of absence. Assuming for the
sake of argument that her December 15, 2014, medical evaluation constituted an adverse
15
employment action, the Court proceeds to the next step of the McDonnell Douglas burdenshifting framework.
B. Legitimate, Non-Discriminatory Reasons
At step two of the McDonnell Douglas burden-shifting framework, the defendant bears
“the burden of producing an explanation to rebut the prima facie case …. The purpose of the
McDonnell Douglas framework is to force the defendant to give an explanation for its conduct,
in order to prevent employers from simply remaining silent while the plaintiff founders on the
difficulty of proving discriminatory intent.” Fisher v. Vassar Coll., 114 F.3d 1332, 1335 (2d Cir.
1997).
i. Events Arising from December 15, 2014
Here, Defendants argue that Vincent was removed from service, and subjected to a
medical evaluation on December 15, 2014, for the legitimate non-discriminatory reason of
ensuring the safety of Vincent, her passengers, and her colleagues. Further, Defendants assert
that Vincent was placed on unpaid leave in accordance with Defendants’ duties to certify that
drivers could safely operate a passenger bus as set forth in Article 19-A of the VTL.
Defendants have legal obligations as providers of public transportation to certify their bus
operators as medically qualified to drive a bus. See N.Y. Veh. & Traf. Law. § 509. The VTL
requires Defendants to conduct periodic medical examinations of bus operators. See N.Y. Veh.
& Traf Law. § 509(g)(1). Regulations promulgated pursuant to the VTL set forth certain
physical and medical requirements as for bus operators. See generally 15 NYCRR § 6.1.
Among them are the requirement that a bus operator have “no mental, nervous, organic, or
functional disease of psychiatric disorder likely to interfere with the ability to control and safely
operate a bus,” 15 NYCRR § 6.10(b)(8). Further, under 15 NYCRR § 6.23, “no driver shall
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operate a bus and a motor carrier shall not permit a driver to operate a bus while the driver’s
ability or alertness is so impaired, or so likely to become impaired, through fatigue, illness or any
other cause, as to make it unsafe for him to begin or continue to operate the bus.”
Vincent was removed from service and sent for a medical evaluation on December 15,
2014, after she rejected three buses for mechanical problems that maintenance workers could not
find, appeared agitated, and was overheard repeating several phrases, including “one life to live,
live or die.” Based on this distressed and unusual behavior, Vincent was removed from service
and sent for a medical evaluation, in compliance with Defendants’ obligations to ensure that all
bus operators are safely able to operate a bus and have not been impaired by illness, fatigue, or
any other cause. At her medical evaluation, Dr. Newman concluded that Vincent could not
safely operate a bus in passenger service, and so she was placed on leave. After Vincent’s
independent psychologist determined, after approximately 20 sessions between February 24,
2015, and August 21, 2015, that Vincent should be permitted to return to work as a bus driver,
she was certified to return for duty on September 8, 2015. These actions comport with
Defendants’ obligations to ensure that Vincent was capable of safely operating a bus prior to
permitting her to return to work as a bus operator. Accordingly, Defendants have met their
burden of production under step two of the McDonnell Douglas framework with respect to
Vincent’s claims of discrimination arising from the events of December 15, 2014. The record
contains no evidence that would tend to contradict this proffered explanation, and so Defendants
are entitled to summary judgment with respect to this claim.
ii.
Termination
Defendants assert that they had a legitimate, non-discriminatory reason to terminate
Vincent’s employment because she had abandoned her job. The undisputed record demonstrates
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that on January 19, 2018, following a 30-day suspension for misconduct, Vincent was directed to
report to NYCT’s Medical Assessment Center on January 23, 2018. She failed to appear and
was notified of a disciplinary hearing for her failure to appear. On May 9, 2018, she did not
appear for that hearing, and was terminated for abandoning her job. Thus, Defendants have met
their burden of production under step two of the McDonnell Douglas framework with respect to
this claim. The record contains no evidence to the contrary; accordingly, Defendants are entitled
to summary judgment with respect to Vincent’s claim of disability discrimination under the
ADA.
IV.
Hostile Work Environment
To establish a claim for hostile work environment harassment under the ADA, a plaintiff
must demonstrate: “(l) that the harassment was sufficiently severe or pervasive to alter the
conditions of the victim’s employment and create an abusive working environment, and (2) that
a specific basis exists for imputing the objectionable conduct to the employer.” Alfano v.
Costello, 294 F. 3d 365, 373 (2d Cir. 2002) (internal quotations and citations omitted). A hostile
work environment claimant must satisfy both objective and subjective elements; “the misconduct
shown must be severe or pervasive enough to create an objectively hostile or abusive work
environment, and the victim must also subjectively perceive the environment to be abusive.” Id.
at 374 (quoting Harris v. Forklift Sys. Inc., 510 U.S. 17, 21 (1993) (internal quotation marks
omitted)). In addition, for “comments, slurs, and jokes to constitute a hostile work environment,
there must be more than a few isolated incidents of . . . enmity.” Schwapp v. Town of Avon, l18
F.3d 106, 110 (2d Cir. 1997). The “incidents of harassment must occur in concert or with a
regularity that can reasonably be termed pervasive.” Quinn v. Green Tree Credit Corp., 159
F.3d 759, 768 (2d Cir. 1998). “It is axiomatic that mistreatment at work, whether through
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subjection to a hostile environment or through such concrete deprivations as being fired or being
denied a promotion, is actionable … only when it occurs because of an employee’s … protected
characteristic.” Brown v. Henderson, 257 F.3d 246, 252 (2d Cir. 2001); see also Parekh v.
Swissport Cargo Servs., Inc., 08-CV-1994 (CPS), 2009 U.S. Dist. LEXIS 8543 at *4-5
(E.D.N.Y. Feb. 5, 2009) (“Although [t]he incidents comprising a hostile work environment claim
need not make reference to any trait or condition on the basis of which the discrimination has
occurred, they must occur under circumstances in which the incidents can reasonably be
interpreted as having taken place on the basis of that trait or condition.” (internal quotation marks
and citation omitted)).
Defendants argue that Vincent fails to show that she faced hostile work environment
harassment due to her disability because the alleged harassment was not severe or pervasive,
most of the comments she claims were harassment were not discriminatory based on disability,
and there is no basis to impute the objectionable conduct to her employer.
Vincent lists a litany of perceived slights in her deposition testimony. Some of these
incidents cannot meet the objective prong of a hostile work environment claim, including a day
when she was required to stay ten minutes late, and another instance when a coworker dropped
paperwork when handing it to her. Vincent also describes unpleasant or unprofessional conduct
by coworkers who yelled at her, laughed at her wig and her hair, gave her a dirty bus, and
propositioned her. Though Vincent describes a less than pleasant work environment, she does
not provide support for the inference that she was subjected to the enumerated unpleasant and
unprofessional encounters due to her disability of perceived disability.
Vincent does, however, provide two examples of harassment that are clearly based on her
perceived disability. Vincent testified that on one occasion in either 2016 or 2017, coworker
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Debby King called her crazy, schizophrenic, “dirty girl,” and told her she “stinks.” She also
testified that after she told bus operator Clerneth Dennis to stop asking her out on dates, he called
her “that crazy girl.” These isolated instances, though cruel and inappropriate, do not
demonstrate a pattern of harassment that is severe or pervasive.
Further, Vincent provides no basis for imputing these behaviors to her employer.
Vincent testified that McGahern, her supervisor, never made derogatory statements about her
disability or perceived disability. She also stated that after she told McGahern about a bus
operator who propositioned her for sex, that bus operator did not engage in that crude behavior
again. Though Vincent alleges in her complaint that her reports of harassment were dismissed as
fantastical or not investigated, the record evidence does not support this claim. Though it is true
that Vincent was sent for a medical evaluation after she filed a formal complaint with McGahern
about a threatening text message she received in 2014, she also included in that complaint fears
that “everyone” was against her and that her phone was being bugged, as well as complaints
about being in pain, all of which appropriately triggered referral for a medical evaluation
pursuant to Defendants’ obligations under the VTL, as discussed in Section III above. Vincent
fails to set forth a specific basis for imputing the acts of her coworkers to her employers, and
therefore Defendants are entitled to summary judgment on Vincent’s hostile work environment
claim under the ADA.
V.
Failure to Accommodate
Like disability discrimination claims under the ADA, reasonable accommodation claims
brought under the ADA follow the McDonnell Douglas burden-shifting framework. “A plaintiff
states a prima facie failure to accommodate claim by demonstrating that (1) plaintiff is a person
with a disability under the meaning of the ADA; (2) an employer covered by the statute had
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notice of his disability; (3) with reasonable accommodation, plaintiff could perform the essential
functions of the job at issue; and (4) the employer has refused to make such accommodations.”
McMillan v. City of N.Y., 711 F.3d 120, 125–26 (2d Cir. 2013). The plaintiff “bears the burdens
of both production and persuasion as to the existence of some accommodation that would allow
her to perform the essential functions of her employment.” McBride v. BIC Consumer Prods.
Mfg. Co., 583 F.3d 92, 97 (2d Cir. 2009).
Once that prima facie case is established, the burden
shifts to the defendant to show “(1) that making a reasonable accommodation would cause
hardship, and (2) that the hardship would be undue.” Mitchell v. Washingtonville Cent. Sch.
Dist., 190 F. 3d 1, 6 (2d Cir. 1999).
Defendants argue that Vincent has failed to set forth a prima facie case of reasonable
accommodation denial because she was able to perform the essential functions of her job without
reasonable accommodation. Further, Defendants assert that Vincent did receive reasonable
accommodation when she was granted unpaid leave to receive treatment for her disability.
Between July 2, 2014, and December 15, 2014, and then again from December 8, 2015,
through December 19, 2017, Vincent was able to fully perform her job as a bus operator.
Vincent sets forth insufficient evidence to conclude that she needed a reasonable accommodation
during those time periods in order to perform the essential functions of her job. However, there
is no dispute that she twice was removed from service due to her disability – once on April 23,
2014, and again on December 15, 2014. On those occasions, she was subjected to a medical
evaluation and diagnosed with a mental condition that prevented her from safely operating a
passenger bus. Under the VTL, as already discussed in Section III, Defendants were prohibited
from allowing Vincent to resume her work as a bus operator until she was medically cleared to
do so, which is precisely what happened. Until a medical professional could certify that Vincent
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could safely return to work as a bus operator, Defendants provided Vincent with unpaid leave to
seek treatment for her diagnosis, which is a reasonable accommodation. Accordingly, Vincent
has failed to set forth a prima facie case of reasonable accommodation denial under the ADA,
and Defendants are entitled to summary judgment on this claim.
VI.
Remaining State Law Claims
Vincent’s remaining causes of action are brought under the NYSHRL and NYCHRL.
“When district courts dismiss all claims independently qualifying for the exercise of federal
jurisdiction, they ordinarily dismiss as well all related state claims.” Artis v. Dist. of Columbia,
138 S. Ct. 594, 597-98 (2018) (citing 28 U.S.C. § 1367(c)). Accordingly, this Court declines to
exercise supplemental jurisdiction over and dismisses the state law claims in Counts Four
through Nine without prejudice.
CONCLUSION
For the reasons set forth above, Defendants’ motion for summary judgment is granted
with respect to the first three causes of action, and the remaining counts are dismissed without
prejudice. The Clerk of Court is respectfully directed to enter judgment in favor of Defendants,
to mail a copy of the judgment and this Memorandum and Order to Vincent, to note the mailing
on the docket sheet, and to close this case.
SO ORDERED.
Dated: Brooklyn, New York
March 30, 2021
Roslynn R. Mauskopf
_______________________________
ROSLYNN R. MAUSKOPF
United States District Judge
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