Taylor v. Wilde et al
Filing
41
MEMORANDUM AND ORDER denying 9 Motion to Dismiss for Failure to State a Claim. For the foregoing reasons, Defendant's motion to dismiss (Docket Entry 9) is DENIED. So Ordered by Judge Joanna Seybert on 7/10/12. C/M; C/ECF (Valle, Christine)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
--------------------------------------X
ANTOINE L. TAYLOR,
Plaintiff,
MEMORANDUM & ORDER
11-CV-3608(JS)(ETB)
-againstCORRECTIONAL OFFICER MICHAEL WILDE,
Defendant.
--------------------------------------X
APPEARANCES
For Plaintiff:
Antoine L. Taylor, pro se
11-A-5178
Sing Sing Correctional Facility
354 Hunter Street
Ossining, New York 10562
For Defendant:
Peter A. Laserna, Esq.
Office of the Nassau County Attorney
One West Street
Mineola, New York 11501
SEYBERT, District Judge:
Incarcerated
pro
se
Plaintiff
Antoine
L.
Taylor
(“Plaintiff”) commenced this action on July 22, 2011 against
Correctional Officer Michael Wilde, the Nassau County Sheriff’s
Department, Acting Sheriff Michael Sposato, and Sergeant Lettman
pursuant to 42 U.S.C. § 1983 asserting claims of excessive force
in violation of the Eighth Amendment.
Pending before the Court
is Defendant Wilde’s motion to dismiss the Complaint pursuant to
FED. R. CIV. P. 12(b)(6).
Wilde’s motion is DENIED.
For the following reasons, Defendant
BACKGROUND1
According
to
the
brief,
handwritten
Complaint
submitted on the Court’s civil rights complaint form, on July 2,
2010, Plaintiff was being escorted from the Nassau University
Medical
Center
(“NUMC”)
Correctional Center.
Prison
Ward
(Compl. ¶ IV.)
to
the
Nassau
County
Plaintiff claims that he
“asked the officer if he could take off the leg armor and the
handcuffs b/c [they] were in the facility now,” and alleges that
Defendant Wilde refused.
(Compl. ¶ IV.)
Plaintiff asserts that
he was in “a lot of pain from [his] surgery” and he began to
complain about “the body gear still being on even in medical.”
(Compl.
¶
IV.)
Plaintiff
describes
what
occurred
next
as
follows:
The officer then told me to “shut up” before
he sticks me in the medical pins [sic].
I
then replied by saying something that he
(Mr. Wilde) didn’t like, he told me to head
to the pins [sic], I said “for what,” the
officer then tried to grab me from behind
b/c at that point I was holding on to
something on the wall.
When his grab was
not successful he picked me up from behind
and slammed me into a vacant office. Where
I hit my head on a desk and the floor real
hard, cut my finger, and a staple from my
surgery had fell [sic] out.
(Compl. ¶ IV.)
unspecified
As a result of the foregoing, Plaintiff seeks
“monetary
damages”
1
for
his
claimed
injuries,
The following facts are taken from Plaintiff’s Complaint and
are presumed to be true for the purposes of this Memorandum and
Order.
2
including pain and suffering and mental anguish.
(Compl. ¶ V.)
Plaintiff also seeks to have “immediate action taking [sic] out
on
the
Officer
(Michael
inappropriate behavior.”
Wilde)
for
his
unacceptable,
(Compl. ¶ V.)
Plaintiff filed his Complaint and a motion for leave
to proceed in forma pauperis on July 22, 2011.
1-2.)
(Docket Entries
On September 2, 2011, this Court granted Plaintiff's
request to proceed in forma pauperis but sua sponte dismissed
the claims against Sheriff Sposato, Sergeant Lettman, and the
Nassau
County
Sheriff's
§§ 1915(e)(2), 1915A(b).
Department
pursuant
to
28
U.S.C.
(Docket Entry 7.)
On November 4, 2011, Defendant Wilde moved to dismiss
the Complaint pursuant to Rule 12(b)(6) of the Federal Rules of
Civil Procedure.
(Docket Entry 9.)
Plaintiff, after being
granted multiple extensions of time, filed his opposition to
Defendant Wilde’s motion on May 14, 2012 (Docket Entry 34), and
Defendant Wilde filed his reply on May 21, 2012 (Docket Entry
35).
DISCUSSION
Defendant Wilde moves to dismiss on two grounds:
(1)
because his use of force was justified and (2) because he is
entitled to qualified immunity.
The Court will first describe
the standard of review on a Rule 12(b)(6) motion before turning
to the merits of Defendant Wilde’s motion.
3
I.
Standard of Review under Rule 12(b)(6)
In
Court
deciding
applies
a
Rule
12(b)(6)
“plausibility
“[t]wo working principles.”
motions
standard,”
to
which
dismiss,
is
the
guided
by
Ashcroft v. Iqbal, 556 U.S. 662,
678, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009); Harris v. Mills,
572 F.3d 66, 72 (2d Cir. 2009).
First, although the Court must
accept all of a complaint's allegations as true, this “tenet” is
“inapplicable
to
legal
conclusions;”
thus,
“[t]hreadbare
recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.”
(alteration
(internal
in
original)
quotation
marks
(quoting
Harris, 572 F.3d at 72
Iqbal,
omitted).
556
Second,
U.S.
only
at
678)
complaints
that state a “plausible claim for relief” survive a motion to
dismiss.
Id. (internal quotation marks and citation omitted).
Determining whether a complaint does so is “a context-specific
task that requires the reviewing court to draw on its judicial
experience and common sense.”
citation omitted).
Id. (internal quotation marks and
While pro se plaintiffs enjoy a somewhat
more liberal pleading standard, see Erickson v. Pardus, 551 U.S.
89, 94, 127 S. Ct. 2197, 167 L. Ed. 2d 1081 (2007) (“[A] pro se
complaint,
however
inartfully
pleaded,
must
be
held
to
less
stringent standards than formal pleadings drafted by lawyers.”)
(internal quotation marks and citation omitted), they must still
4
comport with the procedural and substantive rules of law.
Colo.
Capital v. Owens, 227 F.R.D. 181, 186 (E.D.N.Y. 2005).
In deciding a 12(b)(6) motion, the Court is confined
to “the allegations contained within the four corners of [the]
complaint.”
Pani v. Empire Blue Cross Blue Shield, 152 F.3d 67,
71 (2d Cir. 1998).
any
document
documents
This has been interpreted broadly to include
attached
to
the
complaint,
incorporated
in
the
any
complaint
by
statements
reference,
or
any
document on which the complaint heavily relies, and anything of
which
judicial
notice
may
be
taken.
See
Chambers
v.
Time
Warner, Inc., 282 F.3d 147, 152-53 (2d Cir. 2002); Kramer v.
Time
Warner
Inc.,
937
F.2d
767,
773
(2d
Cir.
1991).
Consideration of matters beyond those just enumerated requires
the conversion of the 12(b)(6) motion to dismiss to one for
See FED. R. CIV. P. 12(d) (“If,
summary judgment under Rule 56.
on
a
motion
under
Rule
12(b)(6) . . . ,
matters
outside
the
pleadings are presented to and not excluded by the court, the
motion must be treated as one for summary judgment under Rule
56.”); see also Kramer, 937 F.2d at 773.
II.
Defendant Wilde’s Motion to Dismiss
Defendant Wilde argues that the Complaint should be
dismissed because (1) his use of force was justified and (2) he
is shielded from suit on the grounds of qualified immunity.
Court will address each argument in turn.
5
The
A.
Whether Wilde’s Use of Force Was Justified
To state a claim under 42 U.S.C. § 1983, a plaintiff
must “allege that (1) the challenged conduct was attributable at
least in part to a person who was acting under color of state
law
and
(2)
the
conduct
deprived
the
plaintiff
of
guaranteed under the Constitution of the United States.”
v. Dylag, 188 F.3d 51, 53 (2d Cir. 1999).
a
right
Snider
Defendant Wilde does
not dispute that he was acting under color of state law; at
issue is whether Plaintiff has adequately pled the deprivation
of a constitutional right.
Here,
excessive
Plaintiff
force
Amendment.
against
The
Constitution
asserts
him
Eighth
prohibits
in
that
violation
Amendment
the
Defendant
infliction
to
of
of
the
Wilde
used
the
Eighth
United
States
“cruel
and
unusual
punishments,” including the “unnecessary and wanton infliction
of pain.”
Gregg v. Georgia, 428 U.S. 153, 173, 96 S. Ct. 2909,
49 L. Ed. 2d 859 (1976).
To state a claim of cruel and unusual
punishment in violation of the Eighth Amendment, a prisoner must
“allege[] facts from which it could be inferred that prison
officials
subjected
him
to
excessive
maliciously and sadistically.”
(2d Cir. 2000).
force,
and
did
so
Sims v. Artuz, 230 F.3d 14, 22
In other words, Plaintiff must show that (1)
the alleged use of force was “objectively sufficiently serious
or harmful enough,” United States v. Walsh, 194 F.3d 37, 50 (2d
6
Cir. 1999) (citing Hudson v. McMillan, 503 U.S. 1, 8, 112 S. Ct.
995, 117 L. Ed. 2d 156 (1992)), and (2) that the force was
applied “maliciously and sadistically to cause harm” rather than
“in
a
good-faith
effort
to
maintain
or
restore
discipline,”
Hudson, 503 U.S. at 7.
The Court finds that Plaintiff has done that here.
First, Defendant Wilde’s act of “slamm[ing]” a handcuffed and
shackled Plaintiff into a vacant office causing, inter alia, a
staple
from
his
recent
surgery
to
fall
out
is
“objectively
sufficiently serious” to state a claim for relief.
Hudson, 503
U.S. at 8; see also, e.g., Charlton v. New York, No. 03-CV-8986,
2006 WL 406315, at *7-8 (S.D.N.Y. Feb. 22, 2006) (finding the
act of vehemently and repeatedly slamming an inmate against a
wall sufficient to satisfy the objective prong of his excessive
force claim); Messina v. Mazzeo, 854 F. Supp. 116, 129 (E.D.N.Y.
1994) (stating that “the unprovoked slapping of a handcuffed
prisoner while under custody in a police car is an example of an
amount of force which is excessive as a matter of law”).
second,
although
the
Court
can
infer
that
Plaintiff
And,
was
attempting to defy Defendant Wilde’s order to “head to the pins”
by “holding on to something on the wall” (Compl. ¶ IV), it can
also
infer
retaliation
that
for
Defendant
Wilde’s
Plaintiff’s
“saying
use
of
something
force
that
was
he
in
(Mr.
Wilde) didn’t like” (Compl. ¶ IV) and was thus “malicious[] and
7
sadistic[]
to
cause
harm,”
Hudson,
503
U.S.
at
7.
Thus,
although it is far from clear whether Plaintiff will ultimately
prevail, the Court cannot conclude at this early stage of the
litigation
that
Plaintiff
has
failed
to
assert
a
legally
plausible claim for relief under the Eighth Amendment.
e.g.,
Griffin
v.
Crippen,
193
F.3d
89,
91
(2d
See,
Cir.
1999)
(reversing district court’s dismissal of an inmate’s excessive
force claim because there were “genuine issues of material fact
concerning . . . whether
the
guards
maliciously
used
force
against him”); Charlton, 2006 WL 406315, at *7 (denying motion
to
dismiss,
in
part,
because
there
was
a
question
of
fact
whether the defendant’s conduct was malicious and sadistic as
opposed
to
a
good
faith
effort
to
maintain
or
restore
discipline); cf. Phillips v. Girdich, 408 F.3d 124, 127-28 (2d
Cir. 2005) (“When reviewing pro se submissions, a district court
should look at them with a lenient eye, allowing borderline
cases to proceed.”)
Defendant Wilde argues that Plaintiff has failed to
state a claim because:
The physical force used by Officer Wilde, as
alleged by Plaintiff, was in response to
Plaintiff’s refusal to obey a direct order.
Officer Wilde’s force was no more than
necessary
to
maintain
the
order
and
discipline of the inmate at the Nassau
County Correctional Center, and was thus,
justified under [N.Y. PENAL LAW § 35.10(2) and
8
the Nassau County Correctional Center Inmate
Rules and Regulations].
(Wilde Mot. 6-7.)
Wilde’s
There are multiple issues with Defendant
argument.
misplaced,
as
prosecution.
First,
this
is
his
a
reliance
civil
on
the
action,
Penal
not
a
Law
is
criminal
Second, the Court may not consider the Nassau
County Correctional Center Inmate Rules and Regulations, as they
were neither attached to the Complaint nor referenced therein.
See
Helprin
v.
Harcourt,
Inc.,
277
F.
Supp.
2d
327,
330-31
(S.D.N.Y. 2003) (“To be incorporated by reference, the Complaint
must make a clear, definite and substantial reference to the
documents.”).
And,
finally,
the
Court
is
confined
to
the
allegations in the Complaint, which, construed in the light most
favorable to Plaintiff, states a claim for relief.
See infra
pages 7-8.
B.
Qualified Immunity
Defendant
dismissal
on
the
also
basis
asserts
of
that
qualified
he
is
entitled
immunity.
to
Qualified
immunity protects a government official sued in his official
capacity:
(1) if the conduct attributed to him was not
prohibited by federal law; or (2) where that
conduct
was
so
prohibited,
if
the
Plaintiff’s right not to be subjected to
such conduct by the defendant was not
clearly established at the time it occurred;
or (3) if the defendant’s action was
objective[ly] legal[ly] reasonable[] . . .
9
in light of the legal rules that were
clearly established at the time it was
taken.
Manganiello v. City of N.Y., 612 F.3d 149, 164 (2d Cir. 2010)
(alterations
in
original)
citations omitted).
from
the
use
of
(internal
quotation
marks
and
Because “[i]t is indisputable that freedom
excessive
force
is
a
clearly
established
constitutional right,” Jeanty v. Cnty. of Orange, 379 F. Supp.
2d 533, 542 (S.D.N.Y. 2005), the issue here is whether it was
objectively reasonable for Defendant Wilde to believe that his
acts did not violate Plaintiff’s right to be free from the use
of excessive force.
The Second Circuit has held, however, that whether a
government official’s actions were objectively reasonable “turns
on factual questions that cannot be resolved at this stage of
the proceedings.”
Taylor v. Vt. Dep’t of Educ., 313 F.3d 768,
793 (2d Cir. 2002); see also Green v. Maraio, 722 F.2d 1013,
1018 (2d Cir. 1983) (“Usually, the defense of qualified immunity
cannot support the grant of a [Rule] 12(b)(6) motion for failure
to state a claim upon which relief can be granted.”); Maloney v.
Cnty.
of
(“Because
Nassau,
this
623
F.
defense
Supp.
2d
necessarily
277,
292
involves
(E.D.N.Y.
a
2007)
fact-specific
inquiry, it is generally premature to address the defense of
qualified
immunity in
a
motion
to
dismiss.”).
Thus,
“any
adjudication as to the applicability of the qualified immunity
10
affirmative defense would be premature since ‘[r]esolution of
qualified
immunity
depends
on
the
determination
of
certain
factual questions that cannot be answered at this stage of the
litigation.’”
987374,
at
Hamilton
*19
(N.D.N.Y.
v.
Fisher,
Feb.
29,
No.
10-CV-1066,
2012)
(quoting
McKee, 332 F. Supp. 2d 659, 666 (S.D.N.Y. 2004)).
2012
WL
Denton
v.
Accordingly,
the Court will not dismiss on the grounds of qualified immunity
at this time.
CONCLUSION
For
the
foregoing
reasons,
Defendant's
motion
to
dismiss (Docket Entry 9) is DENIED.
SO ORDERED.
/s/ JOANNA SEYBERT______
Joanna Seybert, U.S.D.J.
Dated:
July
10 , 2012
Central Islip, New York
11
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