Hernandez v. United States of America
Filing
12
OPINION AND ORDER: ORDER denying 468 Motion to Vacate (2255) as to Luis J. Hernandez, Jr. (17). For the reasons set forth above, Hernandezs motion to vacate, set aside, or correct his sentence of imprisonment pursuant to 28 U.S.C. § 2255 is de nied. Given that it is clear from the record that Hernandez is not entitled to § 2255 relief, the Court will not hold an evidentiary hearing on his motion. The Court declines to issue a certificate of appealability because Hernandez has not made a substantial showing of the denial of a constitutional right pursuant to 28 U.S.C. § 2253(c)(2). The Clerk of the Court is directed to serve notice of entry of this order upon Hernandez and to close this case.. Ordered by Judge Sandra J. Feuerstein on 6/1/2017. (Bollbach, Jean). Ordered by Judge Sandra J. Feuerstein on 6/1/2017. (Bollbach, Jean)cm
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
---------------------------------------------------------------X
LUIS HERNANDEZ,
Petitioner,
OPINION AND ORDER
10-cr-281 (SJF)(ARL)
14-cv-4111 (SJF)
-against
UNITED STATES OF AMERICA,
Respondent.
---------------------------------------------------------------X
FEUERSTEIN, District Judge:
On June 23, 2014, petitioner Luis Hernandez (“Hernandez”) filed a pro se motion
pursuant to 28 U.S.C. § 2255 to vacate his sentence of imprisonment on the ground that the
Supreme Court’s decision in Descamps v. U.S., 133 S.Ct. 2276 (2013), rendered it improper.
(See Motion to Correct Sentence under 28 U.S.C. § 2255 (“Mot.”) (Cr. Dkt. 468)). On
November 21, 2014, the United States of America (the “Government”) filed a response in
opposition to Hernandez’s motion, and on March 10, 2015 Hernandez filed a reply brief in
further support of his motion. (See Government’s Response in Opposition (“Opp.”) (Cr. Dkt.
484); Hernandez’s Reply to the Government’s Response (“Reply”) (Civ. Dkt. 10)). On July 15,
2016, Hernandez, represented by the Federal Defenders, filed a supplemental brief in further
support of his motion, arguing that his sentence must be vacated in light of the Supreme Court’s
decision in Johnson v. U.S., 135 S.Ct. 2551 (2015). (See Brief for Petitioner Luis Hernandez, Jr.
(“Johnson Br.”) (Cr. Dkt. 511)). On August 26, 2016, the Government filed a supplemental
opposition brief, and on August 31, 2016, Hernandez filed a supplemental reply brief. (See
Government’s Supplemental Response Brief in Opposition to Defendant’s Supplemental Brief
(“Johnson Opp.”) (Cr. Dkt. 519); Hernandez’s Letter Reply (“Johnson Reply”) (Cr. Dkt. 520)).
1
For the following reasons, Hernandez’s motion is denied in its entirety.
I.
BACKGROUND
A.
Relevant Procedural History Preceding § 2255 Motion
On October 13, 2010, a federal grand jury in the Eastern District of New York returned a
superseding indictment, charging Hernandez, a member of the Latin Kings street gang, with:
conspiring with other Latin Kings members to commit robbery affecting interstate commerce in
violation of 18 U.S.C. § 1951(a) (Count Two); attempting to commit robbery affecting interstate
commerce in violation of 18 U.S.C. § 1951(a) (Count Three); and brandishing a firearm during
the course of the attempted robbery in violation of 18 U.S.C. §§ 924(c)(1)(A)(ii) (Count Four).
(See Superseding Indictment (the “Indictment”) (Cr. Dkt. 147) at 2-7). In April 2011, the
Government and Hernandez entered a plea agreement, pursuant to which, inter alia, Hernandez
agreed to plead guilty to Count Two of the Indictment (conspiracy to commit robbery affecting
interstate commerce) and the Government agreed to move the Court for a two-level reduction
pursuant to § 3E1.1(b) of the United States Sentencing Guidelines (the “Guidelines”) and dismiss
Count Four of the Indictment (brandishing a firearm in violation of § 924(c)(1)(A)(ii)), a charge
that would have carried a consecutive seven-year sentence. (See Plea Agreement (Cr. Dkt. 5191) at ¶¶ 1, 2, 5). The plea agreement indicates that § 1951(a) carries a maximum term of
imprisonment of 20 years. (Id. ¶ 1(a)). It contains the following language regarding
Hernandez’s possible sentence under the Guidelines:
…The Office estimates the likely adjusted offense level for Count
Two under the Sentencing Guidelines to be level 30, which is
predicated on the following Guidelines calculation:
2
Base Offense Level (§ 4B1.1(b))
32
Less: Acceptance of Responsibility (§ 3E1.1(a))
-2
Total:
30
This level carries a range of imprisonment of 168 to 210 months,
assuming that the defendant falls within Criminal History Category
VI. If the defendant pleads guilty on or before April 22, 2011, the
government will move the Court, pursuant to [Guidelines] §
3E1.1(b), for an additional one-level reduction, as well as an
additional one-level reduction for a global disposition, resulting in
an adjusted offense level of 28. This level carries a range of
imprisonment of 140 to 175 months, assuming that the defendant
falls within Criminal History Category VI. The defendant
stipulates to the above Guidelines calculation.
(Id. at ¶ 2). The plea agreement also provides that Hernandez “agrees not to file an appeal or
otherwise challenge by petition pursuant to 28 U.S.C. § 2255 or any other provision the
conviction or sentence in the event that the Court imposes a term of imprisonment of 188 months
or below.” (Id. at ¶ 4).
On April 20, 2011, Magistrate Judge Arlene Lindsay held a plea allocution hearing,
during which Hernandez, represented by Robert L. Moore, Esq., testified that he “and others
conspired to rob a known drug dealer for drugs and money in Kings Park” and pled guilty to
Count Two of the Indictment. (Transcript of Criminal Cause for Pleading before the Honorable
Arlene R. Lindsay (Cr. Dkt. 260) at 42-43). Prior to entering his guilty plea, upon explanation
and questioning from Magistrate Judge Lindsay, Hernandez affirmed that: he was satisfied with
the assistance he had received from Moore; he had discussed the Indictment and its charges with
Moore; he understood that he intended to plead guilty to conspiracy to commit Hobbs Act
robbery, which carries a maximum term of imprisonment of 20 years; he had read the plea
agreement, reviewed it with Moore, and understood it; he understood that the Government’s
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estimated Guideline level of 28 equated to a sentencing range of 140 to 175 months
imprisonment under the Guidelines, which this Court had discretion to deviate from; and he
understood that, pursuant to the plea agreement, he was waiving his right to appeal any sentence
of 188 months imprisonment or less. (Id. at 13, 27-31, 42-45). Magistrate Judge Lindsay
accepted Hernandez’s guilty plea and recommended that this Court do the same. (Id. at 44-45;
see also 4/20/2011 Minute Entry (Cr. Dkt. 259)). On May 10, 2011, this Court adopted
Magistrate Judge Lindsay’s recommendation and accepted Hernandez’s guilty plea. (Cr. Dkt.
277).
On October 14, 2011, the United States Probation Department submitted a revised
presentence investigation report (“PSR”) and sentence recommendation. The PSR
recommended a base offense level of 32 under the “career offender” provision of the Guidelines,
§ 4B1.1, based upon the instant conviction for conspiracy to commit Hobbs Act robbery, “a
felony that is a crime of violence,” and “at least two prior felony convictions for crimes of
violence and/or controlled substance offenses.” (PSR ¶¶ 15, 32, 53). The prior felony
convictions upon which the PSR relied to recommend a career offender sentence were: (1) a
January 24, 2006 New York State conviction for third-degree burglary; (2) a January 24, 2006
New York State conviction for third-degree criminal sale of a controlled substance; and (3) a
June 29, 2009 New York State conviction for attempted second-degree robbery, for which
Hernandez was sentenced to three years state imprisonment. (See id. ¶¶ 49-51, 53). The
Probation Department, concurring with the Government’s recommendation of a three-point
reduction but not a one-point “global disposition” reduction, ultimately recommended a total
offense level of 29, which carried a corresponding Guidelines range of 151 to 188 months
imprisonment. (See id. ¶ 3, 25-34). The Probation Department recommended 151 months
4
imprisonment to be served consecutive to an undischarged term of state imprisonment for the
2009 state attempted robbery conviction. (See U.S. Probation Department Sentence
Recommendation at 1).
On December 9, 2011, Hernandez filed an objection to the PSR, arguing, inter alia, that
he should not be designated a career offender because his January 2006 state conviction for
third-degree burglary did not constitute a conviction for a “crime of violence” under Guidelines §
4B1.1. (See Cr. Dkt. 311 at 5-9). Hernandez recognized that the Second Circuit, in U.S. v.
Brown, 514 F.3d 256 (2d Cir. 2008), had “considered the question [of] whether third degree
burglary (N.Y. Penal Law 140.02) fit within the residual clause in section 4B1.2(a), as a ‘crime
of violence’ and concluded that it did,” but argued that “[t]he reasoning of the Second Circuit in
this respect is flawed, running counter to that of sister circuits.” (Id. at 6, 8). On January 12,
2012, the Government responded, arguing, inter alia: “Given that this is settled law in the
Second Circuit that a conviction for Burglary in the Third Degree under New York State Law is
a crime of violence for purposes of the career offender designation under the Guidelines, the
Court should reject the defendant’s arguments, find taht [sic] he is a career offender, and
conclude that the applicable advisory Guidelines range in this case is a [sic] 140 to 175 months.”
(Cr. Dkt. 320 at 2).
On January 26, 2012, this Court held a sentencing hearing, during which it advised
Hernandez’s counsel that it had considered his objections to the PSR but was bound by thencurrent Second Circuit precedent dictating that third-degree burglary in New York State
constituted a “crime of violence” under § 4B1.1(a) of the Guidelines and the “residual clause” of
§ 4B1.2(a)(2), which the United States Sentencing Commission has since removed. (See
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Sentencing Hearing Transcript (Cr. Dkt. 519-2), at 2-3).1 This Court accepted the Probation
Department’s recommendation and imposed a sentence of 151 months imprisonment to be
served consecutive to his undischarged term of state imprisonment with three years of postrelease supervision. (See id. at 16-17; Sentencing Hearing Minute Entry (Cr. Dkt. 337);
Judgment (Cr. Dkt. 338)). Hernandez appealed his sentence on January 30, 2012. (Notice of
Appeal (Dkt. 328)). On October 12, 2012, the Second Circuit dismissed Hernandez’s appeal as
barred by the appellate waiver in the plea agreement. (See Mandate (Dkt. 399)).
B.
Hernandez’s § 2255 Motion
1.
First Submission: Descamps
On June 23, 2014, Hernandez filed a pro se motion to vacate his sentence pursuant to 28
U.S.C. § 2255. Though he filed the motion approximately 20 months after his conviction
became final, rendering it untimely under § 2255(f)(1), Hernandez argued that he was asserting a
right newly recognized by the Supreme Court in Descamps, a decision issued on June 20, 2013,
and that his motion was thus timely under § 2255(f)(3). (See Mot. at 12-25). Descamps
involved a man who was convicted of being a felon in possession of a firearm in violation of 18
U.S.C. § 922(g) and received an enhanced sentence under the Armed Career Criminal Act
(“ACCA”), 18 U.S.C. § 924(e), because he was deemed to have three prior convictions for
“violent felonies,” which, under the ACCA, include, among other things, “burglary, arson, or
1 In light of the Supreme Court’s holding in Johnson that the “residual clause” of the Armed Career Criminal Act
(“ACCA”), 18 U.S.C. § 924(e)(2)(B)(ii), is unconstitutionally vague (see infra), the Second Circuit recently held
that the “residual clause” in Guidelines § 4B1.2(a)(2), which is identical to that in the ACCA, is also
unconstitutionally vague and that third-degree burglary therefore cannot qualify as a “crime of violence” under the
Guidelines’ residual clause, thereby recognizing that Brown had been abrogated. See U.S. v. Welch, 641 Fed.
Appx. 37, 42-43 (2d Cir. Feb. 11, 2016). Effective August 1, 2016, the Sentencing Commission amended
Guidelines § 4B1.2(a)(2) to strike the residual clause.
6
extortion…” See Descamps, 133 S.Ct. at 2281-83; 18 U.S.C. § 924(e)(2)(B)(ii). Descamps
argued that a prior California burglary conviction could not count as a prior offense under the
ACCA because there is a mismatch between California’s definition of “burglary” and the
“generic” (i.e., federal and most other states) definition of burglary: California’s broader
definition does not require unlawful entry, while the narrower “generic” definition does. See id.
at 2282. Rather than accept Descamps’ argument and compare the definitions alone, the district
court (later affirmed by the Ninth Circuit) employed what is referred to as the “modified
categorical approach” – it looked to certain documents from the prior California burglary case
that shed light on how Descamps committed the burglary in that particular instance (i.e., whether
he entered unlawfully). See id. at 2282-83. The Supreme Court held that it is improper to
employ the “modified categorical approach” where the underlying state offense “contain[s] a
single, ‘indivisible’ set of elements sweeping more broadly than the corresponding generic
offense,” and that courts are to instead to apply the “categorical approach” – i.e., compare the
state and “generic” definitions themselves without regard to the specifics of the particular
underlying offense. Id. at 2283.
Under the career offender provision of the Guidelines that existed at the time Hernandez
was convicted and sentenced, the term “crime of violence,” as set forth in § 4B1.1(a), was
defined to include “burglary of a dwelling.” See Guidelines § 4B1.2(a)(2) (2012).2 In January
2006, Hernandez was convicted in state court of third-degree burglary. Under New York law,
“[a] person is guilty of burglary in the third degree when he knowingly enters or remains
unlawfully in a building with intent to commit a crime therein.” N.Y. Penal Law § 140.20
2 Effective August 1, 2016, the Sentencing Commission amended §4B1.2(a)(2) to remove “burglary of a dwelling”
from the list of offenses that constitute “crimes of violence.”
7
(emphasis added). With respect to criminal trespass and burglary, New York State defines
“building” as, inter alia: “in addition to its ordinary meaning, includ[ing] any structure, vehicle
or watercraft used for overnight lodging of persons, or used by persons for carrying on business
therein, or used as an elementary or secondary school, or an inclosed [sic] motor truck, or an
inclosed [sic] motor truck trailer.” N.Y. Penal Law § 140.00(2). As it is possible to be
convicted of third-degree burglary in New York based upon one’s unlawful entry into structures
other than “dwellings,” and the Descamps Court instructed lower courts not to employ the
“modified categorical approach” where the underlying state offense “contain[s] a single,
‘indivisible’ set of elements sweeping more broadly than the corresponding generic offense,”
Hernandez argues that his January 2006 state conviction for third-degree burglary was not a
conviction for “burglary of a dwelling” under Guidelines § 4B1.2(a)(2) and thus not a prior
felony conviction for a “crime of violence” under § 4B1.1(a). (See Mot. at 3-11).
2.
Supplemental Submission: Johnson
On June 20, 2016, the Federal Defenders filed a letter indicating that, pursuant to
E.D.N.Y. Administrative Order 2016-01, it had reviewed Hernandez’s case and identified him as
having a viable argument that his sentence should be vacated in light of Johnson, which the
Supreme Court decided on June 26, 2015. (Cr. Dkt. 499). The Federal Defenders requested
leave to file a supplemental brief on Hernandez’s behalf and asked the Court to defer ruling on
the § 2255 motion until supplemental Johnson briefing was submitted. (See id.). The Court
granted these requests and set a briefing schedule. (Cr. Dkt. 501). On July 15, 2016,
Hernandez, represented by the Federal Defenders, filed a supplemental brief, arguing that he was
entitled to § 2255 relief under Johnson.
Johnson involved a man who, having pled guilty to being a felon in possession of a
8
firearm in violation of 18 U.S.C. § 922(g), received an enhanced sentence under the ACCA,
because he had three prior convictions for “violent felonies,” as defined in the ACCA. Johnson,
135 S. Ct. at 2556. The ACCA defines “violent felony” as follows:
“any crime punishable by imprisonment for a term of one year …
that –
(i) has an element of the use, attempted use, or threatened use of
physical force against the person of another; or
(ii) is burglary, arson, or extortion, involves use of explosives, or
otherwise involves conduct that presents a serious potential risk of
physical injury to another.”
18 U.S.C. § 924(e)(2)(B) (emphasis added). The Court held that the italicized language in
subsection (ii), commonly referred to as the “residual clause,” “both denies fair notice to
defendants and invites arbitrary enforcement by judges,” and was thus unconstitutionally vague.
Johnson, 135 S. Ct. at 2557, 2563.
Under the Guidelines career offender provision in effect at the time Hernandez was
sentenced, “crime of violence” was defined as:
(a) … any offense under federal or state law, punishable by
imprisonment for a term exceeding one year, that –
(1) has as an element the use, attempted use, or
threatened use of physical force against the person of
another; or
(2) is burglary of a dwelling, arson, or extortion, involves
use of explosives, or otherwise involves conduct that
presents a serious potential risk of injury to another.
Guidelines § 4B1.2(a) (2012) (emphasis added). As the Guidelines residual clause (the
italicized language in subsection (a)(2)) is identical to the ACCA residual clause that the Johnson
Court deemed unconstitutionally vague, Hernandez argues that his January 2006 third-degree
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burglary conviction cannot be deemed a felony conviction for a “crime of violence” under the
Guidelines § 4B1.2(a)(2) residual clause. (See Johnson Br. at 7-9). Hernandez, reiterating his
original pro se arguments, also argues that, applying the un-modified “categorical approach”
endorsed by the Supreme Court in Descamps, his 2006 third-degree burglary conviction cannot
otherwise be deemed a felony conviction for a “crime of violence” under either § 4B1.2(a)(1), as
it can theoretically be committed without actual, attempted, or threatened “physical force against
the person of another,” or § 4B1.2(a)(2), as one may be convicted of third-degree burglary in
New York State based upon his unlawful entrance into a structure other than a dwelling. (See
id.).
II.
LEGAL STANDARDS
A.
§ 2255 Generally
28 U.S.C. § 2255(a) provides:
(a) A prisoner in custody under sentence of a court established by
Act of Congress claiming the right to be released upon the ground
that the sentence was imposed in violation of the Constitution or
laws of the United States, or that the court was without jurisdiction
to impose such sentence, or that the sentence was in excess of the
maximum authorized by law, or is otherwise subject to collateral
attack, may move the court which imposed the sentence to vacate,
set aside or correct the sentence.
Relief under § 2255 is available “only for a constitutional error, a lack of jurisdiction in
the sentencing court, or an error of law or fact that constitutes a fundamental defect which
inherently results in complete miscarriage of justice.” Graziano v. U.S., 83 F.3d 587, 590 (2d
Cir. 1996) (internal quotations omitted). “Because collateral challenges are in tension with
society’s strong interest in the finality of criminal convictions, the courts have established rules
that make it more difficult for a defendant to upset a conviction by collateral, as opposed to
10
direct, attack.” Yick Man Mui v. U.S., 614 F.3d 50, 53 (2d Cir. 2010) (internal quotations
omitted). A prisoner may receive an evidentiary hearing on his § 2255 motion unless “it plainly
appears from the motion, any attached exhibits, and the record of prior proceedings that [he] is
not entitled to relief…” Puglisi v. U.S., 586 F.3d 209, 213 (2d Cir. 2009).
B.
§ 2255 Waivers
It is well-established that a defendant’s waiver of his right to appeal or file a § 2255
motion in connection with a plea agreement is presumptively valid and enforceable. U.S. v.
Riggi, 649 F.3d 143, 147 (2d Cir. 2011); Frederick v. Warden, Lewisburg Corr. Facility, 308
F.3d 192, 195 (2d Cir. 2002). The Second Circuit has “repeatedly upheld the validity of appeal
waivers if they are knowingly, voluntarily, and competently provided by the defendant.” Riggi,
649 F.3d at 147 (quotations, citations, and alterations omitted). There are limited “‘exceptions
to the presumption of the enforceability of a waiver,’” including:
“… ‘[ (1) ] when the waiver was not made knowingly, voluntarily,
and competently, [ (2) ] when the sentence was imposed based on
constitutionally impermissible factors, such as ethnic, racial or
other prohibited biases, [ (3) ] when the government breached the
plea agreement, or [ (4) ] when the sentencing court failed to
enunciate any rationale for the defendant’s sentence, thus
amount[ing] to an abdication of judicial responsibility subject to
mandamus.’”
Sanford v. U.S., 841 F.3d 578, 580 (2d Cir. 2016) (quoting U.S. v. Gomez-Perez, 215 F.3d 315,
319 (2d Cir. 2000)) (alterations in original).
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III.
DISCUSSION
In response to Hernandez’ initial Descamps submission, the Government argues, inter
alia, that Hernandez is barred from collaterally challenging his sentence by the plea agreement’s
appellate waiver. (See Opp. at 5-6). Hernandez argues that the plea agreement’s appellate
waiver is unenforceable because his attorney, Moore, failed to provide effective assistance in
connection with the plea process, in violation of Hernandez’s Sixth Amendment rights. (See
Mot. at 25-28). It is possible that an attorney’s constitutionally deficient performance in
connection with the plea process may render a defendant’s assent to an appellate waiver in a plea
agreement involuntary and/or unknowing, thereby rendering the appellate waiver unenforceable.
However, in order to escape the preclusive effects of an appellate waiver on the grounds of
ineffective assistance, a petitioner must have a viable argument that his attorney’s performance
was constitutionally deficient. See U.S. v. Monzon, 350 F.3d 110, 118-19 (2d Cir. 2004) (“[W]e
reject the notion that an appeal waiver becomes unenforceable simply because a defendant
‘claims’ … ineffective assistance of counsel. The appeal waiver would be unenforceable if the
record of the criminal proceeding revealed that the claim that the waiver was the result of
ineffective assistance of counsel was meritorious.”). Hernandez does not have a viable
ineffective assistance argument.
“[I]n order to prevail on an ineffective-assistance-of-counsel claim, a defendant must
show (1) that his attorney’s performance fell below an objective standard of reasonableness, and
(2) that as a result he suffered prejudice.” U.S. v. Jones, 482 F.3d 60, 76 (2d Cir. 2006) (citing
Strickland v. Washington, 466 U.S. 668, 687 (1984)). Under the first prong, the court must
“eliminate the distorting effects of hindsight,” “evaluate the conduct from counsel’s perspective
at the time,” and “indulge a strong presumption that counsel’s conduct falls within the wide
12
range of reasonable professional assistance.” Strickland, 466 U.S. at 689. Hernandez argues
that Moore “opperated [sic] below reasonable standards in urging [Hernandez] to plead guilty via
[a] plea agreement that expressly waives [Hernandez’s] right to collaterally attack via § 2255.”
(Mot. at 26). In light of then-binding Second Circuit precedent that third-degree burglary in
New York State constituted a “crime of violence” under the “residual clause” of the then-existing
version of Guidelines § 4B1.2(a)(2), see Brown, 514 F.3d at 269, Hernandez argues that Moore
“should have known that [Hernandez’s] only other available remedy” to challenge his careeroffender designation on the basis of his prior third-degree burglary conviction “would be through
collateral attack via § 2255…” (Mot. at 26-27). Hernandez thus acknowledges that he
qualified as a career-offender under then-binding law, but suggests that Moore should not have
allowed him to enter a plea agreement with an appellate waiver – a move that the Federal
Defenders recognize would likely have meant “reject[ing] … the entire plea agreement” and
proceeding to trial, as such clauses are “standard in every plea agreement in the Eastern District
of New York.” (See Johnson Br. at 4, 6). Given the state of the law at the time, it was entirely
reasonable for Moore to advise Hernandez to enter a plea agreement that incorporated the careeroffender Guidelines sentencing ranges and contained an appellate waiver in exchange for the
Government’s agreement to move the Court for a two-level reduction and to dismiss Count Four
of the Indictment. To the extent Hernandez is arguing that Moore provided ineffective
assistance because he failed to predict that future Supreme Court decisions (whether Descamps,
Johnson, or anything else) would provide him more sturdy footing from which to attack his
career-offender designation, that argument is untenable. See, e.g., Swerbilov v. U.S., No. 04CV-3320 DRH MLO, 2005 WL 1177938, at *4 (E.D.N.Y. May 18, 2005) (“[A]n attorney is not
normally expected to foresee future changes in the law …, and his failure to do so does not
13
constitute ineffectiveness.”) (citing U.S. v. De La Pava, 268 F.3d 157, 166 (2d Cir. 2001) and
U.S. v. Gonzalez-Lerma, 71 F.3d 1537, 1542 (5th Cir. 1981)) (additional citations omitted).
Thus, the Court rejects Hernandez’s argument that he should not be bound by the appellate
waiver based upon Moore’s purported ineffective assistance.
In response to Hernandez’s Johnson submission, the Government again argues, inter alia,
that Hernandez’s § 2255 motion – including the new Johnson branch of the motion – is barred by
the plea agreement’s appellate waiver. (See Johnson Opp. at 5-8). Hernandez argues that the
appellate waiver should not be enforced because, in light of Johnson, his “sentence is
unconstitutional and denying him the right to collaterally attack this sentence would be
fundamentally unfair.” (Johnson Br. at 4; see id. at 3-7). As Hernandez recognizes (see
Johnson Reply at 1), the Second Circuit has noted that “the possibility of a favorable change in
the law after a plea is simply one of the risks that accompanies pleas and plea agreements.” U.S.
v. Morgan, 406 F.3d 135, 137 (2d Cir. 2005). “But,” Hernandez argues, “Johnson is unlike
other favorable changes that a defendant might anticipate; it is a sea change.” (Johnson Reply at
1). In Sanford, a decision issued after Hernandez’s initial and supplemental § 2255 submissions
were fully-briefed, the Second Circuit rejected this line of argument, holding that, even where a
petitioner invokes Johnson to challenge his sentence, an otherwise enforceable appellate waiver
that the petitioner knowingly and voluntarily agreed to bars him from pursuing a § 2255
challenge. Sanford, 841 F.3d at 580-81; accord Lombardo v. U.S., Nos. 11-cr-345, 16-cv-3320
(AMD), 2016 WL 8193200, at *1-2 (E.D.N.Y. Nov. 28, 2016). Thus, the fact that Hernandez is
now raising a Johnson argument does not render an otherwise enforceable appellate waiver
unenforceable.
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Finally, the record demonstrates that the waiver is enforceable: the plea agreement, which
Hernandez signed, unequivocally states that he “agrees not to file an appeal or otherwise
challenge by petition pursuant to 28 U.S.C. § 2255 … the conviction or sentence in the event that
the Court imposes a term of 188 months or below”; he affirmed during his plea hearing that he
had read the plea agreement, reviewed it with Moore, and understood it; he affirmed during his
plea hearing that he understood that he was agreeing to waive his right to appeal any sentence of
188 months or less; and this Court imposed a sentence of 151 months imprisonment. Hernandez
knowingly and voluntarily agreed to the waiver, was sentenced below the 188-month threshold,
and will be held to his bargain. Accordingly, the plea agreement’s waiver provision bars the
present motion, and the motion is denied.
15
IV.
CONCLUSION
For the reasons set forth above, Hernandez’s motion to vacate, set aside, or correct his
sentence of imprisonment pursuant to 28 U.S.C. § 2255 is denied. Given that it is clear from the
record that Hernandez is not entitled to § 2255 relief, the Court will not hold an evidentiary
hearing on his motion. The Court declines to issue a certificate of appealability because
Hernandez has not “made a substantial showing of the denial of a constitutional right” pursuant
to 28 U.S.C. § 2253(c)(2). The Clerk of the Court is directed to serve notice of entry of this
order upon Hernandez and to close this case.
SO ORDERED.
s/ Sandra J. Feuerstein
Sandra J. Feuerstein
United States District Judge
Dated: June 1, 2017
Central Islip, New York
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