Salmon v. Hansen et al
Filing
20
MEMORANDUM-DECISION AND ORDER granting 18 Motion for Summary Judgment; denying as moot 19 Cross Motion for Partial Summary Judgment. Signed by U.S. District Judge Mae A. D'Agostino on 11/30/11. (ban)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
______________________________________________
OLIVER SALMON,
Plaintiff,
vs.
1:10-CV-32
(MAD/RFT)
T.L. HANSEN, individually and in his official
capacity as an Albany, New York Police Officer; J.
KITTLEMAN, individually and in his official
capacity as an Albany, New York Police Officer;
JOHN DOE 1, the name being fictitious but intended
to represent one or more Albany, New York Police
Officers, individually and in their official capacity as
Albany, New York Police Officers; JOHN DOE 2, the
name being fictitious but intended to represent one or
more Albany, New York Police Officers, individually
and in their official capacity as Albany, New York
Police Officers; CITY OF ALBANY POLICE
DEPARTMENT; and THE CITY OF ALBANY,
NEW YORK,
Defendants.
______________________________________________
APPEARANCES:
OF COUNSEL:
OFFICE OF KEITH F. SCHOCKMEL
4 Atrium Drive
Suite 290, Executive Woods
Albany, New York 12205
Attorneys for Plaintiff
KEITH F. SCHOCKMEL, ESQ.
CITY OF ALBANY DEPARTMENT OF LAW
City Hall, 24 Eagle Street
Albany, New York 12207
Attorneys for Defendants
JOHN JOSEPH REILLY, ESQ.
ANDREW H. WOOD, ESQ.
WILLIAM G. KELLY, ESQ.
Mae A. D'Agostino, U.S. District Judge:
MEMORANDUM-DECISION AND ORDER
I. INTRODUCTION
On January 8, 2010, Plaintiff commenced this action pursuant to 42 U.S.C. § 1983,
alleging violations of his civil rights as a result of events that occurred on the morning of August
19, 2007. See Dkt. No. 1. The complaint contains six counts that allege federal and state-law
causes of action for, among other things, false imprisonment, false arrest, illegal seizure,
malicious prosecution, intentional infliction of emotional distress, and racial profiling. See id. at
¶¶ 65-83.
Currently before the Court are Defendants' motion for summary judgment and Plaintiff's
cross motion for summary judgment as to liability.
II. BACKGROUND
On August 19, 2007, in the early morning, Plaintiff and two other men were driving on
North Pearl Street, in Albany, New York. See Dkt. No. 19-2 at ¶ 7. A large crowd of people
congregating in the street blocked the way, forcing the driver of the vehicle to attempt to go
around. See id. at ¶ 8. Plaintiff claims that, as the driver attempted to go around the crowd, it
appeared that someone in the crowd had hit the car, so the driver pulled over to investigate. See
id. at ¶ 9. Thereafter, Plaintiff alleges that, as soon as he and the driver exited the car, they were
attacked by the crowd. See id. at ¶ 10. Plaintiff claims that, once he was able to break free from
his attackers, he first ran to Jillian's nightclub to seek help, but was refused. See id. at ¶ 16. Upon
being refused, Plaintiff alleges that he found a taxicab and got inside. See id. at ¶ 17. The cab,
however, refused to leave as the crowd surrounded the vehicle.
2
On August 19, 2007, Defendants Hansen and Kittleman were working the midnight shift.
See Dkt. No. 18-17 at ¶¶ 2, 4. At some point during the early morning hours of August 19, 2007,
Defendants Hansen and Kittleman were dispatched to the area near Jillian's nightclub, which is
located at 59 North Pearl Street, because of a report of a fight with multiple stab victims. See id.
at ¶¶ 6-7; Dkt. No. 19-2 at ¶ 18. Upon Defendant Kittleman's arrival, he was directed by Sergeant
James Gallagher to act as crowd control and to prevent further incidents of violence. See Dkt. No.
18-17 at ¶ 8. Upon arriving, "Defendant Hansen observed a 'chaotic' scene with at least 100
people in the vicinity, 'running and scattering all over the place.'" See Dkt. No. 19-2 at ¶ 20
(citing Hansen deposition, pages 32, 47). Upon Defendant Hansen's arrival, however, she stopped
at the area of the intersection of Pine and Pearl Streets because she was flagged down by a taxicab
driver. See id. at ¶ 11; Dkt. No. 19-2 at ¶ 19. Defendant Hansen asserts that the taxicab driver
told her that Plaintiff had gotten into the back seat of his taxi and told him to "get out of here."
See Dkt. No. 18-17 at ¶ 12. Upon approaching the taxicab, several members of the crowd that had
surrounded the car yelled that Plaintiff, the occupant of the taxi, had stabbed somebody. See id. at
¶ 16; Dkt. No. 19-2 at ¶ 28. Several other people in the crowd, however, yelled that Plaintiff had
not done anything wrong and that Defendants were taking into custody the wrong person. See
Dkt. No. 19-2 at ¶ 31
Plaintiff was then transported to the emergency room at Albany Medical Center for
treatment of a stab wound that he sustained at some point prior to his arrest. See Dkt. No. 19-5 at
3. While at the emergency room, Defendant Hansen took Plaintiff's property and observed that he
had three cell phones in his possession. Plaintiff explained that he found a third phone on the
ground when he retrieved his and the driver's phones, which had both been knocked from their
hands during the crowd's attack.
3
At the same time that Plaintiff was being treated for his stab wound at Albany Medical
Center, an individual named Robert Hanks was also there for treatment of a wound that he had
suffered during the same incident on Pearl Street. See Dkt. No. 19-2 at ¶¶ 42, 51. Defendant
Kittleman accompanied Mr. Hanks. See id. at ¶¶ 44,58. Mr. Hanks gave Defendant Kittleman a
statement concerning the morning's events. See id. at ¶ 44. In this statement, Mr. Hanks informed
Defendant Kittleman that his cell phone was missing and that he dropped the phone during that
morning's incident. See id. at ¶¶ 57-58.
As a result of the incidents on the morning of August 19, 2007, Plaintiff was charged with
Assault in the Second Degree, Criminal Possession of a Weapon in the Fourth Degree, and
Criminal Possession of Stolen Property. See Dkt. No. 19-5 at 4. Plaintiff was denied bail and he
spent three additional nights in jail. See id.
In support of the charges, Defendants obtained the supporting deposition of John
Mantynen, an alleged eyewitness to the events of that morning and Mr. Hanks' friend. See Dkt.
No. 18-15. In Mr. Mantynen's sworn statement, he stated that he and Mr. Hanks were outside
watching as bouncers from a nightclub were trying to get a person who was involved in a fight to
leave. See id. at 1. While this was occurring, everyone observing the events "kind of ended up in
the middle of the street and then a car drove by and [Mr. Mantynen] heard a thump and saw that
the side mirror clipped somebody and the mirror then fell off." See id. At this point, someone in
the crowd yelled at the car, which stopped as the crowd moved towards it. See id.
Mr. Mantynen then described the driver of the vehicle and a passenger, who was later
identified as Plaintiff. See id. (noting that the "passenger was wearing a light brown jump suit and
had his hair in a ponytail and had a baseball hat on"). Mr. Mantynen stated that, after the men in
the car exited their vehicle, fighting resumed and Mr. Hanks was next to the driver and the driver
4
was getting "pushed around." See id. At this point, Mr. Mantynen claims that he "saw the
passenger who was wearing the light brown jump suit go up and cut [Mr. Hanks] on the
forehead." See id. Mr. Mantynen admits, however, that he "didn't see a knife or anything sharp in
the guy's hand but I saw the minute he struck [Mr. Hanks] on the forehead and slashed him blood
started coming from [Mr. Hanks'] forehead." See id. After trying to get the bouncers at Jillian's
nightclub to restrain Plaintiff and following the attacker while he fled the scene, Mr. Mantynen
went back to the nightclub he was at to get Mr. Hanks and others they were with. See id. at 1-2.
Mr. Mantynen claims that, after returning, he noticed that "[t]hey had the guy who slashed [Mr.
Hanks] in cuffs in front of Jillians." See id. He then approached the police and "told him [that he]
was positive that the guy they had in handcuffs was the guy who" cut his friend. See id. at 2.
Despite the fact that Plaintiff was no longer wearing his hat, he was still wearing the light brown
jumpsuit and ponytail, and Mr. Mantynen stated that he "was positive that the guy they had in
handcuffs was the guy who" cut his friend. See id. At some point after this event, Detective
Kevin Quinlivan told Mr. Mantynen that Plaintiff was the person in custody. See id.
In a decision and order dated September 16, 2008, Albany City Court Judge Rachel L.
Kretser dismissed the Criminal Possession of a Weapon in the Fourth Degree charge filed against
Plaintiff because the information was insufficient on its face. See Dkt. No. 19-10 at 1-2. The
court noted that the supporting deposition stated that Mr. Mantynen "didn't see a knife or anything
sharp in the [Plaintiff's] hand." See id. at 2. As such, the court found that the "non-hearsay
allegations fail to establish, if true, every element of the offense charged." See id. (citation
omitted). Thereafter, the court refused to dismiss the Criminal Possession of Stolen Property in
the Fifth Degree charge because of Defendant Kittleman's sworn statement. See id. at 3.
5
At a hearing on May 8, 2009, the remaining charges against Plaintiff were dismissed "in
the interest of justice[.]" See Dkt. No. 19-11 at 3.
III. DISCUSSION
A.
Standard of review
1. Summary judgment standard
A court may grant a motion for summary judgment only if the court determines that there
is no genuine issue of material fact to be tried and that the facts as to which there is no such issue
warrant judgment for the movant as a matter of law. See Chambers v. TRM Copy Ctrs. Corp., 43
F.3d 29, 36 (2d Cir. 1994) (citations omitted). When analyzing a summary judgment motion, the
court "'cannot try issues of fact; it can only determine whether there are issues to be tried.'" Id. at
36-37 (quoting Donahue v. Windsor Locks Board of Fire Commissioners, 834 F.2d at 58) (other
citation omitted). Furthermore, in assessing the record to determine whether any such issues of
material fact exist, the court is required to resolve all ambiguities and draw all reasonable
inferences in favor of the nonmoving party. See id. at 36 (citing Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 255, 106 S. Ct. 2505, 2513-14, 91 L. Ed. 2d 202 (1986)) (other citations omitted).
Federal Rule of Civil Procedure 56 provides that, if a non-moving party fails to oppose a
summary judgment motion, then "summary judgment, if appropriate, shall be entered against the
adverse party." Fed. R. Civ. P. 56(e)(2) (emphasis added). The Second Circuit has made clear,
however, that where the non-moving party "chooses the perilous path of failing to submit a
response to a summary judgment motion, the district court may not grant the motion without first
examining the moving party's submission to determine if it has met its burden of demonstrating
that no material issue of fact remains for trial[,]" Amaker v. Foley, 274 F.3d 677, 681 (2d Cir.
6
2001), and that he is entitled to judgment as a matter of law, see Champion v. Artuz, 76 F.3d 483,
486 (2d Cir. 1996) (quoting Fed. R. Civ. P. 56(c)).
Moreover, in determining whether the moving party has met its burden of showing the
absence of a genuine issue for trial, the district court may not rely solely on the statement of
undisputed facts contained in the moving party's Rule 56.1 statement. Rather, the court must be
satisfied that the citations to evidence in the record support the movant's assertions. See
Giannullo v. City of N.Y., 322 F.3d 139, 143 n.5 (2d Cir. 2003) (holding that not verifying in the
record the assertions in the motion for summary judgment "would derogate the truth-finding
functions of the judicial process by substituting convenience for facts").
2. Relief under 42 U.S.C. § 1983
Section 1983 imposes liability for "conduct which 'subjects, or causes to be subjected' the
complainant to a deprivation of a right secured by the Constitution and laws." Rizzo v. Goode,
423 U.S. 362, 370-71 (1976) (quoting 42 U.S.C. § 1983). Not only must the conduct deprive the
plaintiff of rights and privileges secured by the Constitution, but the actions or omissions
attributable to each defendant must be the proximate cause of the injuries and consequent
damages that the plaintiff sustained. See Brown v. Coughlin, 758 F. Supp. 876, 881 (S.D.N.Y.
1991) (citing Martinez v. California, 444 U.S. 277, 100 S. Ct. 553, 62 L. Ed. 2d 481, reh. denied,
445 U.S. 920, 100 S. Ct. 1285, 63 L. Ed. 2d 606 (1980)). As such, for a plaintiff to recover in a
section 1983 action, he must establish a causal connection between the acts or omissions of each
defendant and any injury or damages he suffered as a result of those acts or omissions. See id.
(citing Givhan v. Western Line Consolidated School District, 439 U.S. 410, 99 S. Ct. 693, 58 L.
Ed. 2d 619 (1979)) (other citation omitted).
7
B.
False arrest
"A § 1983 claim for false arrest, . . . including arrest without probable cause, . . . is
substantially the same as a claim for false arrest under New York law[.]" Weyant v. Okst, 101
F.3d 845, 852 (2d Cir. 1996) (internal citations omitted). Under both New York law and the
Fourth Amendment to the United States Constitution, the elements of a false arrest action are as
follows: "'(1) the defendant intended to confine [the plaintiff], (2) the plaintiff was conscious of
the confinement, (3) the plaintiff did not consent to the confinement and (4) the confinement was
not otherwise privileged.'" Curry v. City of Syracuse, 316 F.3d 324, 335 (2d Cir. 2003) (quotation
omitted).
Defendants do not contest the first three elements. Accordingly, the only question is
whether Plaintiff's arrest was "privileged" or "justified." "'Justification may be established by
showing that the arrest was based on probable cause.'" Savino v. City of N.Y., 331 F.3d 63, 76 (2d
Cir. 2003) (quotation omitted). Probable cause exists "when the arresting officer has 'knowledge
or reasonably trustworthy information of facts and circumstances that are sufficient to warrant a
person of reasonable caution in the belief that the person to be arrested has committed a crime or
is committing a crime.'" Escalera v. Lunn, 361 F.3d 737, 743 (2d Cir. 2004) (quotation omitted).
"The existence of probable cause must be determined on the basis of the totality of the
circumstances, . . . and 'where law enforcement authorities are cooperating in an investigation . . . ,
the knowledge of one is presumed shared by all.'" Calamia v. City of New York, 879 F.2d 1025,
1032 (2d Cir. 1989) (internal citation and quotation omitted). "An officer retains probable cause
to arrest a plaintiff 'even if the probable cause was for a crime different from what the police
officers believed to have been committed.'" Davis v. City of New York, 373 F. Supp. 2d 322, 330
(S.D.N.Y. 2005) (quotation and other citations omitted).
8
Defendants assert that Defendant Hansen had probable cause to arrest Plaintiff for
committing the crimes of assault and criminal possession of a weapon. See Dkt. No. 18 at 4.
Further, Defendants contend that Defendant Kittleman had probable cause to arrest Plaintiff for
criminal possession of stolen property. See id. at 5-6. Plaintiff argues that Defendants did not
have probable cause to arrest him because, among other things, the alleged probable cause
resulted from hearsay statements that failed to satisfy both parts of the Aguilar-Spinelli test. See
Dkt. No. 19-5 at 7-8.
The Court agrees with Defendants. Considering the totality of the circumstances,
Defendants had probable cause to arrest Plaintiff for the assault charge based on the allegations
proffered by the witnesses when Defendants arrived at the scene.1 As the Second Circuit has held,
Plaintiff also argues that his arrest was not based upon probable cause because
Defendants failed to satisfy the Aguilar-Spinelli test. Plaintiff's reliance on Aguilar-Spinelli is
misplaced.
1
The Aguilar-Spinelli test derives from two Supreme Court cases: Aguilar v. Texas, 378
U.S. 108 (1964), and Spinelli v. United States, 393 U.S. 410 (1969). Together, the two cases
require a court, when evaluating whether probable cause exists for a warrant based on hearsay
information, to determine whether the warrant application includes (1) information supporting a
conclusion that the informant was reliable and credible, and (2) the basis for the informant's
knowledge. In Illinois v. Gates, 462 U.S. 213 (1983), the Supreme Court abandoned this
dual-pronged inquiry in favor of a "totality of the circumstances" test, but New York courts still
adhere to the Aguilar-Spinelli test in interpreting its state constitution. See, e.g., People v.
Griminger, 71 N.Y.2d 635 (1988).
In Panetta v. Crowley, 460 F.3d 388 (2d Cir. 2006), the Second Circuit set forth the
probable cause standard under the United States Constitution. Specifically, the Court held that
information gleaned from informants can be sufficient to justify the
existence of probable cause. "[I]t is well-established that a law
enforcement official has probable cause to arrest if he received his
information from some person, normally the putative victim or
eyewitness," Martinez, 202 F.3d at 634 (citation omitted), unless the
circumstances raise doubt as to the person's veracity, Singer v.
Fulton County Sheriff, 63 F.3d 110, 119 (2d Cir.1995). The
(continued...)
9
"'a claim for false arrest turns only on whether probable cause existed to arrest a defendant, and
that it is not relevant whether probable cause existed with respect to each individual charge, or,
indeed, any charge actually invoked by the arresting officer at the time of arrest.'" Rutligliano v.
City of New York, 326 Fed. Appx. 5, 8 (2d Cir. 2009) (quoting Jaegly v. Couch, 439 F.3d 149, 154
(2d Cir. 2006)) (other citation omitted).
For example, although not charged with this crime, in New York, a person is guilty of
assault in the third degree when:
1. With intent to cause physical injury to another person, he causes
such injury to such person or to a third person; or
2. He recklessly causes physical injury to another person; or
3. With criminal negligence, he causes physical injury to another
person by means of a deadly weapon or a dangerous instrument.
1
(...continued)
reliability or veracity of the informant and the basis for the
informant's knowledge are two important factors. Caldarola, 298
F.3d at 162. "[A] tip from a known informant whose reputation can
be assessed and who can be held responsible if her allegations turn
out to be fabricated" is especially significant in establishing
probable cause. Florida v. J.L., 529 U.S. 266, 270, 120 S. Ct. 1375,
146 L. Ed. 2d 254 (2000). Moreover, information provided by "an
identified bystander with no apparent motive to falsify" has "a
peculiar likelihood of accuracy," Caldarola, 298 F.3d at 163
(citation omitted), and we have endorsed the proposition that "an
identified citizen informant is presumed to be reliable." Id. at 165.
Panetta, 460 F.3d at 395.
In the present matter, Mr. Mantynen was a bystander, with no apparent motive to falsify;
and, therefore, his statement had "'a peculiar likelihood of accuracy.'" Id. (quotation omitted).
Further, his statement was corroborated by other witnesses, who similarly had no apparent motive
to lie. Accordingly, the Court finds that these statements from eyewitnesses provided probable
cause to arrest under the now-controlling standard and that Plaintiff's reliance on Aguilar-Spinelli
is misplaced. Moreover, even if Aguilar-Spinelli was still controlling, Defendants had sufficient
evidence to satisfy this test.
10
N.Y. Penal Law § 120.00. Considering the totality of the circumstances, Defendants had probable
cause to arrest Plaintiff for Assault in the Third Degree. The fact that he was later charged with a
more serious offense, for which probable cause might not have been present, does not change this
result for purposes of a false arrest claim. See Davis, 373 F. Supp. 2d at 332-33.2
Based on the foregoing, the Court grants Defendants' motion for summary judgment with
respect to Plaintiff's false arrest claim.3
C.
Malicious prosecution
"The Fourth Amendment right implicated in a malicious prosecution action is the right to
be free of unreasonable seizure of the person – i.e., the right to be free of unreasonable or
unwarranted restraints on personal liberty." Singer v. Fulton County Sheriff, 63 F.3d 110, 116 (2d
Cir. 1995). To assert a Fourth Amendment claim for malicious prosecution under section 1983, a
plaintiff must show a deprivation of her liberty consistent with the concept of "seizure," so as to
ensure that the harm suffered is of "constitutional proportions." See id.
The elements of malicious prosecution under section 1983 are virtually identical to the
elements of the same claim under New York law. See Hygh v. Jacobs, 961 F.2d 359, 366 (2d Cir.
1992) (citations omitted). To state a cause of action for malicious prosecution in New York, the
plaintiff must prove "'(1) the initiation or continuation of a criminal proceeding against plaintiff;
(2) termination of the proceeding in plaintiff's favor; (3) lack of probable cause for commencing
As discussed in more detail below, and contrary to Plaintiff's arguments, the Court also
finds that Defendants had probable cause to arrest Plaintiff for all three crimes with which he was
eventually charged.
2
As discussed below, the Court finds that, in the alternative, Defendants are entitled to
qualified immunity on Plaintiff's false arrest claim.
3
11
the proceeding; and (4) actual malice as a motivation for defendant's actions.'" Jocks v. Tavernier,
316 F.3d 128, 136 (2d Cir. 2003) (quotation omitted). To sustain a malicious prosecution claim
pursuant to section 1983, "the state law elements must be met, and there must also be a showing
of a 'sufficient post-arraignment liberty restraint to implicate the plaintiff's Fourth Amendment
rights.'" Rutligliano, 326 Fed. Appx. at 8-9 (quoting Rohman v. New York City Transit Auth., 215
F.3d 208, 215 (2d Cir. 2000)). "Unlike an arrest, which only requires probable cause that 'the
suspect had committed . . . an offense[,]' a prosecution requires probable cause 'to charge [the
suspect] with each of the crimes.'" Kavazanjian v. Rice, No. 03-CV-1923, 2005 WL 1377946, *4
(E.D.N.Y. June 6, 2005) (quoting Lowth v. Town of Cheektowaga, 82 F.3d 563, 569, 571 (2d Cir.
1996)) (emphasis added). As such, when considering Plaintiff's malicious prosecution claim, the
Court must individually consider each count with which Plaintiff was charged as a result of the
August 19, 2007 incident. See id.
Defendants do not contest that they initiated or continued a criminal proceeding against
Plaintiff, or that the proceedings terminated in Plaintiff's favor. Further, it is clear that Plaintiff's
three-day imprisonment was sufficient to satisfy post-arraignment liberty restraint necessary to
implicate his Fourth Amendment rights. Accordingly, the Court must only determine if questions
of fact exist as to whether Defendants had probable cause for commencing the proceeding and
whether actual malice was a motivation for Defendants' actions. See Jocks, 316 F.3d at 136
(quotation omitted).
12
1. Probable cause
a. Assault in the Second Degree
Plaintiff contends that Defendants Hansen and Kittleman lacked a legal foundation for any
of the crimes with which he was charged. See Dkt. No. 19-5 at 10. Regarding the assault in the
second degree charge, Plaintiff claims that, at the time he was charged, it was clear that Mr. Hanks
did not suffer from a "serious physical injury" or from a "physical injury by means of a deadly
weapon or dangerous instrument." See id. at 12-13.
In relevant part, a person is guilty of assault in the second degree when, "[w]ith intent to
cause physical injury to another person, he causes such injury to such person or to a third person
by means of a deadly weapon or a dangerous instrument[.]" N.Y. Penal Law § 120.05(2).
"Physical injury" is defined as an "impairment of physical condition or substantial pain." N.Y.
Penal Law § 10.00(9).
In Gillis v. Edwards, 445 F. Supp. 2d 221 (N.D.N.Y. 2006), the evidence established that
the victim suffered a laceration to his left elbow and that this injury was treated by medical
personnel at a local hospital. See id. at 238. The court found that there was sufficient evidence to
support the second degree assault conviction, including the physical injury requirement. See id.;
see also People v. Fallen, 194 A.D.2d 928, 928 (3d Dep't 1993) (finding that a three-centimeter
laceration of the victim's left palm, which bled profusely and which required stitches and resulted
in a scar, "was sufficient evidence from which the jury could infer substantial pain absent any
testimony from the victim concerning the degree of pain she actually felt").
Also unavailing is Plaintiff's contention that Defendants' lacked probable cause to charge
him with this offense because no weapon was ever recovered. In People v. Vincent, 231 A.D.2d
444 (1st Dep't 1996), the court held that it was unnecessary for the police to recover the weapon in
13
order to prove the defendant's guilt beyond a reasonable doubt because the medical evidence
established that the victim "suffered a smooth cut," which belied the defendant's claim that the
victim's injuries were not caused by a dangerous weapon. See id. at 445; see also People v.
Brown, 52 A.D.3d 1237, 1238 (4th Dep't 2008) (holding that "[t]he nature of the victim's wounds
supports the inference that defendant used a sharp, dangerous instrument to inflict the victim's
injuries and that the victim could not have sustained those wounds in the manner suggested by
defendant at trial").
In the present matter, Mr. Mantynen's statement described the attack, and then described
the appearance of the suspect, including the fact that he was a black male, who got out of a car
with a friend, and was wearing a "brown jump suit and had his hair in a ponytail and had a
baseball hat on." See Affirmation of Andrew H. Wood dated June 13, 2011 ("Wood Aff.") at
Exhibit "N." After returning to the club they were at and then returning to the scene, Mr.
Mantynen stated that "the guy that slashed Bobby" was sitting in front of the club, in handcuffs
and that he informed the officers of this and the fact that, although Plaintiff was no longer wearing
the baseball cap, he was certain that Plaintiff was the person who stabbed his friend. See id.
Moreover, the record also makes clear that Mr. Hanks was treated for a 4.5 inch laceration
to his forehead. See Dkt. No. 19-7 at 43. This injury, which is consistent with an injury inflicted
by a deadly weapon, was sufficient to establish probable cause that a deadly or dangerous
instrument was used and that Mr. Hanks was in substantial pain. See id.; see also Dkt. No. 19-2 at
¶ 41. Finally, Mr. Mantynen stated that he lost track of Plaintiff once he fled the scene.
Defendants could reasonably believe that, in this time before Plaintiff was apprehended, he
discarded any weapon or dangerous instrument in his possession.
14
This uncontroverted evidence was clearly sufficient to establish probable cause to have
charged Plaintiff with assault in the second degree. As such, the Court grants Defendants' motion
for summary judgment as to Plaintiff's malicious prosecution causes of action relating to the
assault in the second degree charge.
b. Criminal Possession of a Weapon in the Fourth Degree
Plaintiff claims that, "[p]erhaps the most patently groundless charge filed against [him]
was Criminal Possession of a Weapon in the Fourth Degree." See Dkt. No. 19-5 at 14. Plaintiff
asserts that Mr. Mantynen's affidavit was insufficient to provide probable cause for this charge.
See id. at 14-15.
In New York, a person is guilty of criminal possession of a weapon in the fourth degree
when "[h]e possesses any dagger, dangerous knife, dirk, razor, stiletto, imitation pistol, or any
other dangerous or deadly instrument or weapon with intent to use the same unlawfully against
another[.]" N.Y. Penal Law § 265.01(2). "[A] knife 'may be considered a "dangerous knife"
within the meaning of Penal Law §§ 265.01(2) when the circumstances of its possession,
including the behavior of its possessor, demonstrate that the possessor himself considered it a
weapon, even if the knife might not otherwise be defined as a "dangerous knife" by reason of its
inherent characteristics.'" People v. Jackson, 38 A.D.3d 1052, 1054 (3d Dep't 2007) (quotation
and other citation omitted).
Contrary to Plaintiff's position, Defendants had probable cause for bringing this charge
against him. Although Plaintiff correctly notes that no weapon was ever recovered or produced,
Mr. Mantynen's statement provides that he saw the passenger who was wearing the light brown
jump suit "go up and cut Bob on the forehead." See Wood Aff. at Exhibit "N." Mr. Mantynen
15
went on to state that he "didn't see a knife or anything sharp in the guy's hand but [he] saw the
minute he struck Bob on the forehead blood started coming from [his] forehead. Then the crowd
got the driver on the ground and everyone was yelling to 'get the knife out of his hand'." See id.
Further, Mr. Mantynen claimed that Plaintiff then ran from the scene and was apprehended by the
police after a short period of time. See id. Further, it is uncontested that, although several
witnesses informed Defendants that Plaintiff was innocent, others in the crowd informed them
that the person in the back seat of the taxi, i.e. Plaintiff, had just stabbed somebody. See Woods
Aff. at Exhibit "D."
In People v. Oglesby, 15 A.D.3d 419 (2d Dep't 2005), the victim sustained a thirteencentimeter laceration on his face as a result of a punch inflicted by the defendant. See Oglesby, 15
A.D.3d at 419. The victim stated that he observed "a chain with a medallion hanging from the
defendant's wrist as the defendant threw the punch." Id. The Second Department held that this
evidence, in addition to the fact that the nature of the wound was consistent with a wound caused
by dangerous instrument, was sufficient to support the conviction for criminal possession of a
weapon in the fourth degree and assault in the second degree. See id. at 419-420 (citations
omitted); see also People v. Greene, 72 A.D.3d 1279, 1279-80 (3d Dep't 2010) (upholding
convictions for assault in the second degree and criminal possession of a weapon in the third
degree where the defendant used a "barbecue fork" against the victim).
The fact that the weapon was never recovered or seen by Defendants does not mean that
probable cause to bring this charge was lacking. In fact, New York courts have upheld
convictions for criminal possession of a weapon in the fourth degree when the evidence
supporting the charge was simply testimony of the victim or a witness describing the alleged
weapon. See People v. Limpert, 186 A.D.2d 1005, 1005 (4th Dep't 1992) (citation omitted); see
16
also People v. Melendez, 130 A.D.2d 771, 772 (2d Dep't 1987); People v. Fabre, 17 Misc.3d
1122(A), 2007 WL 3194524, *2 (Sup. Ct. N.Y. Co., July 26, 2007) (holding that "[t]he mere fact
that the defendant might not have possessed the gun when he was arrested is not a defense to a
charge that he possessed it four days earlier with intent to use it unlawfully against another
person"); People v. Davis, 47 A.D.3d 506, 507 (1st Dep't 2008) (holding that the defendant was
not entitled to an affirmative defense to robbery that the object displayed may not have been a
"loaded weapon capable of producing death or other serious injury" simply because the police did
not recover a weapon.); People v. Smith, 220 A.D.2d 547, 547 (2d Dep't 1995) (same); Matter of
Clem F., 198 A.D.2d 223, 224 (2d Dep't 1993) (holding that, "despite the fact that the BB gun was
never recovered or placed into evidence at the hearing, the evidence was legally sufficient to
establish that the appellant was guilty of unlawful possession of a weapon"); People v.
Hechavarria, 158 A.D.2d 423, 424-25 (1st Dep't 1990) (holding that the evidence was sufficient
to convict the defendant of weapon possession even though no weapon was recovered.); People v.
Purpera, 81 A.D.2d 1007, 1007-08 (4th Dep't 1981) (holding that the evidence was sufficient to
support the conviction for criminal possession of a weapon in the third degree where the gun was
not recovered and witnesses "observed no part of the gun protruding from the car but only the
flash of the gunshot from within"). Finally, it is uncontested that Mr. Hanks' injury was consistent
with a wound inflicted with a dangerous instrument, which further supports the probable cause
determination. See Dkt. No. 19-2 at ¶ 41; Dkt. No. 19-7 at 43.
Based on the foregoing, the Court finds that, based upon the undisputed facts, Defendants
had probable cause to charge Plaintiff with criminal possession of a weapon in the fourth degree;
and, therefore, the Court grants Defendants' motion for summary judgment as to this claim.
17
c. Criminal Possession of Stolen Property in the Fifth Degree
Plaintiff claims that, at the time of the incident, Mr. Hanks told Defendant Kittleman that
he dropped his phone; however, Defendant Kittleman now asserts that Mr. Hanks told him that his
phone was "missing." See Dkt. No. 19-5 at 10-11. Further, Plaintiff alleges that Mr. Hanks gave
Defendant Kittleman "a written statement stating he dropped his phone, which [Defendant]
Kittleman altered to read 'person or persons unknown did steal [his phone].'" See id. at 11.
Plaintiff then claims that Defendant Kittleman "filed a sworn statement stating that 'of my own
knowledge' the phone was reported stolen to the Albany Police Department.'" See id. Moreover,
Plaintiff claims that Mr. Mantynen's supporting deposition, which was the only deposition
submitted in support of the charges, confirms that Plaintiff simply "picked up the phone from the
ground." See id.
"A person is guilty of criminal possession of stolen property in the fifth degree when he
knowingly possesses stolen property, with intent to benefit himself or a person other than an
owner thereof or to impede the recovery by an owner thereof." N.Y. Penal Law § 165.40.
Contrary to Plaintiff's assertions, probable cause existed to charge him with this offense. It
is undisputed that, during the altercation, Mr. Hanks' phone ended up on the ground and that this
occurred in Plaintiff's presence. Further, it is uncontested that, immediately prior to fleeing the
area, Plaintiff picked up Mr. Hanks' phone. Defendants were entitled to reasonably infer that
Plaintiff intended to dispose of the phone, knowing that it belonged to Mr. Hanks, so as to thereby
impede in the recovery thereof. The fact that Mr. Hanks may have dropped the phone during the
altercation is immaterial. Plaintiff's intent must be determined as of the moment of the taking of
the phone, see People v. Brooks, 79 N.Y.2d 1043, 1045 (1992); People v. Figueroa, 219 A.D.2d
18
509 (1995); and it is for the trier of fact to determine whether an accused possessed the necessary
mental culpability, not the charging officer, see People v. Cabey, 85 N.Y.2d 417, 421-22 (1995).
As such, given the totality of the circumstances and in light of the undisputed evidence,
the Court finds that Defendants had probable cause for charging Plaintiff with criminal possession
of a weapon in the fifth degree; and, therefore, grants Defendants' motion for summary judgment
as to this claim.
2. Actual malice
Actual malice "'does not require a plaintiff to prove that the defendant was motivated by
spite or hatred[,]'" but instead that he initiated the criminal proceeding "'due to a wrong or
improper motive, something other than a desire to see the ends of justice served.'" Rounseville v.
Zahl, 13 F.3d 625, 630 (2d Cir. 1994) (quotation omitted). Actual malice typically is shown by
circumstantial evidence, including a lack of probable cause. See Martin v. City of Albany, 42
N.Y.2d 13, 17 (1977). Both federal and New York courts have held that, while
"lack of probable cause to institute a criminal proceeding and proof
of actual malice are independent and indispensable elements of a
malicious prosecution action, the absence of probable cause does
bear on the malice issue." . . . A jury may infer the [existence] of
actual malice from the absence of probable cause.
Maxwell v. City of N.Y., 156 A.D.2d 28, 34 (1st Dep't 1990) (quotation and other citation
omitted); see also Lowth v. Town of Cheektowaga, 82 F.3d 563, 573 (2d Cir. 1996) (holding that,
"[i]n most cases, the lack of probable cause – while not dispositive – tends to show that the
accuser did not believe in the guilt of the accused, and malice may be inferred from the lack of
probable cause" (internal quotation omitted)).
19
Contrary to Plaintiff's assertions, nothing in the record supports the proposition that
Defendants acted with malice in charging Plaintiff with the crimes set forth above. In the
complaint for criminal possession of stolen property in the fifth degree, Defendant Kittleman
stated that "Officer Hansen was collecting property from [Plaintiff] at which time [Plaintiff] did
have in his possession and under his control (1) Nextel Blackberry Model RAW20IN Cell Phone
belonging to the victim, Robert Hanks, and reported stolen to the Albany Police Department." See
Wood Aff. at Exhibit "I." Although Plaintiff argues that Defendant Kittleman "altered" Mr.
Hanks' written statement to read "person or persons unknown did steal" his phone, Defendant
Kittleman's deposition makes clear that Mr. Hanks approved the changes and signed the sworn
statement after the changes had been made. See Dkt. No. 19-14 at 45-48. This act, which Mr.
Hanks approved of, does not establish the requisite malice. Similarly, as discussed above, the fact
that Defendants failed to include in their report any possible exonerating evidence is insufficient
to show malice. Significantly, Defendants were directed to accompany Plaintiff and Mr. Hanks to
the hospital, thereby making it impossible to conduct further investigation and interrogation of
additional witnesses at the scene. Finally, Mr. Mantynen's statement provided sufficient evidence
to support the charges filed, even in the absence of any statements made by Defendants.
Significantly, this statement was taken by two officers not named as defendants in the present
action. Nothing in the record indicates that Mr. Mantynen's statement was false, or that
Defendants had knowledge about any potential misrepresentation.
Based on the foregoing, the Court finds that, in light of the undisputed facts, Plaintiff
failed to establish that Defendants had actual malice in initiating the criminal proceedings against
him. Accordingly, the Court grants Defendants' motion for summary judgment as to Plaintiff's
malicious prosecution claims.
20
D.
Qualified immunity
Qualified immunity protects government officials from liability when "their conduct does
not violate clearly established statutory or constitutional rights of which a reasonable person
would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982) (citations omitted); see also
Mitchell v. Forsyth, 472 U.S. 511, 526 (1985) (holding that qualified immunity is not merely
immunity from damages but also "immunity from suit"). "[T]he salient question [in determining
qualified immunity] is whether the state of the law . . . gave [the defendants] fair warning that
their alleged treatment of [the plaintiff] was unconstitutional." Hope v. Pelzer, 536 U.S. 730, 741
(2002). As qualified immunity is an affirmative defense, the burden of pleading it falls on the
defendants. See Gomez v. Toledo, 446 U.S. 635, 640 (1980) (citations omitted); see also Varrone
v. Bilotti, 123 F.3d 75, 78 (2d Cir. 1997) (holding that "defendants bear the burden of showing
that the challenged act was objectively reasonable" (citation omitted)).
The qualified immunity determination consists of two steps, which a court may consider in
either order. See Seri v. Bochicchio, 374 Fed. Appx. 114, 116 (2d Cir. 2010) (citation omitted).
The first step is to determine "whether the facts that a plaintiff has alleged . . . make out a
violation of a constitutional right." Pearson v. Callahan, 129 S. Ct. 808, 816 (2009) (citations
omitted). The second is a determination of "whether the right at issue was 'clearly established' at
the time of defendant's alleged misconduct." Id. (citation omitted).
A right is "clearly established" if "[t]he contours of the right . . . [are] sufficiently clear that
a reasonable official would understand that what he is doing violates that right." Anderson v.
Creighton, 483 U.S. 635, 640 (1987). "To determine whether a right is clearly established, we
look to: (1) whether the right was defined with reasonable specificity; (2) whether Supreme Court
or court of appeals case law supports the existence of the right in question; and (3) whether under
21
preexisting law a reasonable defendant would have understood that his or her acts were unlawful."
Scott v. Fischer, 616 F.3d 100, 105 (2d Cir. 2010) (citing Schecter v. Comptroller of City of N.Y.,
79 F.3d 265, 271 (2d Cir. 1996)). "As the qualified immunity defense has evolved, it provides
ample protection to all but the plainly incompetent or those who knowingly violate the law."
Malley v. Briggs, 475 U.S. 335, 341 (1986).
In Krause v. Bennett, 887 F.2d 362 (2d Cir. 1989), the plaintiff alleged that the defendant,
a New York state trooper, had violated his constitutional rights during the course of events leading
up to and including the plaintiff's arrest on a charge of possession of stolen property. See Krause,
887 F.2d at 364-65. At trial, it was established that the defendant saw a stop sign hanging on the
plaintiff's wall and came to investigate. See id. at 365. The defendant proceeded to question the
plaintiff about the sign, and the plaintiff told the defendant that he had obtained it from a friend
for whom he had done some plumbing work. See id. The plaintiff was not able to find his friends
phone number right away, but provided it to the defendant the next day. See id. Nevertheless, the
defendant never called the plaintiff's friend to attempt to verify his story and, instead, verified that
the sign was owned by Saratoga County and that it had been missing since at least May 15, 1967.
See id. at 366. The defendant then consulted with a assistant district attorney and applied for an
arrest warrant on a charge of criminal possession of stolen property. See id. The information the
defendant filed charged the plaintiff with criminal possession of stolen property in the third
degree. See id.
Reversing the district court's decision that the defendant was not entitled to qualified
immunity, the Second Circuit first noted that "where a defendant has given a 'full explanation' of
the story behind his or her possession of certain property, and there is no evidence to impugn that
story, a conviction cannot be had for possession of stolen property, as the essential element of
22
knowledge has not been proved." Id. at 370 (quotation omitted). The court went on to state that
"the question presented to the district court was not whether [the plaintiff] could have been
convicted of possession of stolen property, but whether probable cause existed for [the defendant]
to believe that [the plaintiff] had committed that crime. Even if [the plaintiff] had actually gone to
trial and been acquitted, that result would have no bearing on the determination of whether
probable cause existed to arrest him." Id. (citing Warren v. Byrne, 699 F.2d 95, 98 (2d Cir.
1983)). The court noted that, at the time the defendant arrested the plaintiff, he knew that the
plaintiff possessed the sign, that the sign had been stolen, that it had identifying markings on the
back of it, and that the plaintiff said that he did not know that it was stolen. See id. The court
held that this information was sufficient to support a finding of probable cause to arrest. See id.
The court noted that it is impossible for a police officer to ascertain, with any degree of reasonable
certainty, that a suspect possessed a particular state of mind at the time the act was committed;
and, therefore, the defendant "was entitled to rely on the implications of the information known to
him in assessing whether [the plaintiff] possessed this knowledge." Id. at 371 (citation omitted).
The Second Circuit noted that, "[i]t bears repeating that probable cause does not require an officer
to be certain that subsequent prosecution of the arrestee will be successful. 'It is therefore of no
consequence that a more thorough or more probing investigation might have cast doubt upon' the
situation." Id. (quotation omitted). Finally, the court held that "[i]t is up to the factfinder to
determine whether a defendant's story holds water, not the arresting officer." Id. at 372 (citation
omitted). As such, the Court held that the defendant was entitled to qualified immunity as a
matter of law.
As in Krause, the Court finds that Defendants are, in the alternative, entitled to qualified
immunity. First, although Plaintiff repeatedly professed his innocense of the crimes alleged,
23
Defendants actions were objectively reasonable. Given the circumstances they were facing, it was
not unreasonable for Defendants to arrest Plaintiff. Although some people in the crowd
apparently yelled to the officers that they were arresting the wrong person, most of the available
evidence indicated that Plaintiff was, in fact, guilty. This evidence included the taxicab driver's
statement, Mr. Mantynen's sworn statement, in which he positively identified Plaintiff as the
person who attacked Mr. Hanks, and other statements provided by several unnamed witnesses.
Further, Defendants acted reasonable in charging Plaintiff with each of three crimes.
Although no weapon was found, Mr. Hanks' wound was consistent with being inflicted by a
dangerous instrument or weapon and Mr. Mantynen's statement provides that, although he did not
see a weapon in Plaintiff's hand, as soon as Plaintiff "slashed [Mr. Hanks] blood started coming
from [his] head." See Wood Aff. at Exhibit "N." Moreover, Mr. Mantynen stated that "the guy
that cut [Mr. Hanks]" then fled the scene. See id. While away from the scene, Defendants could
reasonably believe that Plaintiff was able to discard any weapon he may have had. Finally,
Defendants actions cannot be looked at in a vacuum, but must be considered in light of the
situation that they faced. Defendants went to Pearl Street in response to reports of a fight with
multiple stab victims and were confronted with a "'chaotic'" scene with at least one-hundred
people. See Dkt. No. 19-2 at ¶ 20 (citing Hansen deposition, pages 32, 47). Defendants were only
briefly at the scene when they were directed to transport Mr. Hanks and Plaintiff to the hospital
for treatment. Defendants' actions were objectively reasonable when considering the information
they gathered at the scene, from Plaintiff and Mr. Hanks, and that which was provided by their
fellow officers.
Considering all of the information available to Defendants, and in light of the precarious
situation in which Defendants found themselves, the Court finds that Defendants acted in an
24
objectively reasonable manner in both arresting Plaintiff and charging him with all three crimes.
As such, the Court finds that, in the alternative, Defendants are entitled to qualified immunity;
and, therefore, grants Defendants motion for summary judgment.
E.
Equal protection
In count VI of the complaint, Plaintiff appears to allege an equal protection cause of action
in that he claims that Defendants' conduct "was instituted and continued against plaintiff because
plaintiff is a Black male." See Dkt. No. 1 at ¶ 82. In their memorandum of law in support of their
motion for summary judgment, Defendants argue that this claim must fail because Plaintiff has
failed to offer any proof that he was arrested solely because he is a black male. See Dkt. No. 1816 at 8-9. Plaintiff failed to respond to this portion of Defendants motion for summary judgment.
Since Plaintiff failed to respond to Defendants' arguments regarding his equal protection
claim, the Court finds that Plaintiff has abandoned this claim. See Taylor v. City of New York,
269 F. Supp. 2d 68, 75 (E.D.N.Y. 2003) (holding that "[f]ederal courts may deem a claim
abandoned when a party moves for summary judgment on one ground and the party opposing
summary judgment fails to address the argument in any way" (citing Douglas v. Victor Capital
Grp., 21 F. Supp. 2d 379, 393 (S.D.N.Y. 1998) (collecting cases))); Nat'l Commc'ns Ass'n, Inc. v.
American Tel. & Tel. Co., No. 92 Civ. 1735, 1998 WL 118174, *28 (S.D.N.Y. Mar. 16, 1998)
(holding that, where the plaintiff did not address claim in response to the defendant's summary
judgment motion, the claim is deemed "abandoned" and the defendant granted summary
judgment); Anti–Monopoly, Inc., v. Hasbro, Inc., 958 F. Supp. 895, 907 & n.11 (S.D.N.Y. 1997)
(holding that "the failure to provide argument on a point at issue constitutes abandonment of the
25
issue"); Ortho Pharm. Corp. v. Cosprophar, Inc., 828 F. Supp. 1114, 1129 (S.D.N.Y. 1993)
(same).
As such, the Court grants Defendants' motion for summary judgment as to Plaintiff's equal
protection claim.4
F.
Remaining Defendants
Plaintiff has also brought claims against the City of Albany Police Department, City of
Albany, as well as "'John Doe1,'" and "'John Doe2,' the names being fictitious but intended to
represent one or more Albany, New York Police Officers[.]" Plaintiff, however, failed to allege
any facts supporting his assertion that these unnamed police officers violated his constitutional
rights. Further, as discussed above, Plaintiff has not established that he was deprived of any
constitutionally protected right; and, therefore, Plaintiff's claims against the municipal Defendants
must be dismissed. See Los Angeles v. Heller, 475 U.S. 796, 799 (1986) (holding that "[i]f a
person has suffered no constitutional injury at the hands of the individual police officer, the fact
that the departmental regulations might have authorized the use of constitutionally excessive force
Even if the Court were to address the merits of Plaintiff's equal protection claim, the
Court would still find that Defendants' motion should be granted as to this claim. Ordinarily, "[t]o
state a claim for an equal protection violation, [the plaintiff] must allege that a government actor
intentionally discriminated against [him] on the basis of race, national origin or gender." Hayden
v. Cnty. of Nassau, 180 F.3d 42, 48 (2d Cir. 1999). The plaintiff must allege that he was
"'selectively treated'" as "'compared with others similarly situated'" based on "'impermissible
considerations'" such as race or with the "'intent to inhibit or punish the exercise of constitutional
rights[.]'" Giordano v. City of N.Y., 274 F.3d 740, 750-51 (2d Cir. 2001) (quotation omitted).
4
In this case, Plaintiff has not established differential treatment that resulted from
intentional and unlawful discrimination. The only allegation regarding impermissible
discrimination alleges that "Defendants' extreme and outrageous conduct as set forth above was
instituted and continued against plaintiff because plaintiff is a Black male." See Dkt. No. 1 at ¶
82. This unsupported allegation is clearly insufficient to create an issue of fact to defeat
Defendants' motion for summary judgment.
26
is quite beside the point"); see also Rutigliano, 326 Fed. Appx. at 9 (affirming summary judgment
dismissal of the plaintiff's Monell claim where the court dismissed all of the plaintiff's section
1983 claims); Segal v. City of New York, 459 F.3d 207, 219 (2d Cir. 2006) (observing that there
must be an underlying constitutional violation to support a Monell claim); Khan v. Ryan, 145 F.
Supp. 2d 280, 285 (E.D.N.Y. 2001) (same).
Although "there are limited exceptions to this rule where the injuries complained of are
not solely attributable to the actions of named individual defendants, or where a jury concludes
that the individual defendants violated plaintiff's rights but nonetheless enjoy qualified immunity,
neither of these exceptions applies here." Bonilla v. Jaronczyk, 354 Fed. Appx. 579, 582 (2d Cir.
2009) (internal quotation marks and citations omitted); see also Rutigliano, 326 Fed. Appx. at 9
(observing that a municipality may be found liable under section 1983 even in the absence of
individual liability "only in very special circumstances" (citing Barrett v. Orange County Human
Rights Comm'n, 194 F.3d 341, 350 (2d Cir. 1999) (holding that the district court should have
permitted the jury to decide whether the municipal defendants were liable irrespective of the
liability of the individual defendants where there was evidence that a multi-member commission
may have violated the plaintiff's First Amendment rights)).
Since the Court has found that none of the individual Defendants' violated any of
Plaintiff's constitutional rights, and because his alleged injuries were solely attributable to the
individual Defendants, the Court grants Defendants' motion for summary judgment as to the
remaining individual and municipal Defendants.
27
G.
State-law claims
In his complaint, in addition to his federal causes of action, Plaintiff asserts several state-
law causes of action. District courts have supplemental jurisdiction over all state-law claims that
are so related to federal claims over which they exercise original jurisdiction that they form part of
the same case or controversy under Article III of the Constitution. See 28 U.S.C. § 1367(a).
Application of supplemental jurisdiction is discretionary, however, and "it requires a balancing of
the considerations of comity, fairness to the litigants, judicial economy, and the avoidance of
needless decisions of state law." Federman v. Empire Fire & Marine Ins. Co., 597 F.2d 798, 809
(2d Cir. 1979) (citation omitted).
Since the Court has granted Defendants' motion for summary judgment as to all of
Plaintiff's federal causes of action and taking into consideration the factors listed above, the Court
declines to exercise supplemental jurisdiction over Plaintiff's remaining state-law causes of action.
IV. CONCLUSION
After carefully reviewing the entire record in this matter, the parties' submissions, and the
applicable law, and for the above-stated reasons, the Court hereby
ORDERS that Defendants' motion for summary judgment is GRANTED; and the Court
further
ORDERS that Plaintiff's cross motion for summary judgment is DENIED as moot; and
the Court further
ORDERS that the Clerk of the Court shall serve a copy of this Memorandum-Decision
and Order on all parties in accordance with the Local Rules; and the Court further
28
ORDERS that the Clerk of the Court shall enter judgment in Defendants' favor and close
this case.
IT IS SO ORDERED.
Dated: November 30, 2011
Albany, New York
29
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