Tillery v. NYS Office of Alcoholism and Substance Abuse Service et al
Filing
96
MEMORANDUM-DECISION AND ORDERED, that OASASs Motion for Summary Judgment (Dkt. No. 88) is GRANTED; and it is further ORDERED, that Tillerys Amended Complaint (Dkt. No. 19) is DISMISSED. Signed by Senior Judge Lawrence E. Kahn on July 05, 2017. (sas)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
MICHELE TILLERY,
Plaintiff,
-against-
1:13-CV-1528 (LEK/DJS)
NEW YORK STATE OFFICE OF
ALCOHOLISM AND SUBSTANCE
ABUSE SERVICES,
Defendant.
MEMORANDUM-DECISION AND ORDER
I.
INTRODUCTION
Plaintiff Michele Tillery commenced this action against her former employer, defendant
New York State Office of Alcoholism and Substance Abuse Services (“OASAS”), and several
OASAS employees, Laurie Felter, Stephen Mantor, and Michael Lawler, alleging unlawful
discrimination in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et
seq., and the New York State Human Rights Law (“HRL”), N.Y. Exec. Law § 290 et seq. Dkt.
No. 1 (“Complaint”); see also Dkt. No. 19 (“Amended Complaint”).1 Presently before the Court
is OASAS’s motion for summary judgment. Dkt. No. 88 (“Motion”); see also Dkt. Nos. 88-1
(“Blechner Affidavit”), 88-68 (“OASAS Statement of Material Facts”), 88-69 (“Memorandum”).
Tillery opposed the Motion. Dkt. No. 94 (“Opposition”); see also Dkt. Nos. 91 (“Tillery
1
The individual defendants have been dismissed from this case. The Court dismissed the
Title VII claims against these defendants on May 30, 2014, Dkt. No. 36 (“May 2014 Order”) at
10, and the remaining claims were voluntarily dismissed by stipulation in July and August 2016,
Dkt. Nos. 83 (“Mantor Stipulation”), 85 (“Felter Stipulation”), 86 (“Lawler Stipulation”).
Response Statement of Material Facts”), 92 (“Tillery Affidavit”). OASAS submitted a reply. Dkt.
No. 95 (“Reply”). For the reasons that follow, OASAS’s Motion is granted.
II.
BACKGROUND
A. Factual Background
1. The Parties
Tillery is an African American woman who lives in Poughkeepsie, New York. OASAS
SMF ¶ 1; Tillery RSMF ¶ 1. In April 2004, Tillery took the New York State Department of Civil
Service Facilities Planner 2 (“FP2”) examination. OASAS SMF ¶ 12; Tillery RSMF ¶ 12. Later
that year, she applied for an FP2 position with OASAS. OASAS SMF ¶ 17; Tillery RSMF ¶ 17.
OASAS is a state agency responsible for overseeing all substance abuse treatment
providers in New York State. OASAS SMF ¶ 18; Tillery RSMF ¶ 18. It has two principal offices,
one in Albany and the other in New York City, as well as field offices throughout the state.
OASAS SMF ¶ 19; Tillery RSMF ¶ 19. At the times relevant to this action, OASAS employed
individuals with the FP2 title in two units, the Capital Bureau and the Facilities Evaluation and
Inspection Unit (“FEIU”). OASAS SMF ¶ 20; Tillery RSMF ¶ 20. The Capital Bureau was
primarily responsible for “manag[ing OASAS’s] capital project process,” which involved
“advising and assisting the provider at every stage of the development, from site selection
through a certificate of occupancy,” and “development and management of project budgets.”
OASAS SMF ¶¶ 25–26; Tillery RSMF ¶¶ 25–26. In this role, Capital Bureau personnel regularly
worked with the New York State Office of General Services and the state Dormitory Authority.
OASAS SMF ¶ 32; Tillery RSMF ¶ 32. Engineering and building construction experience is
2
considered valuable experience for Capital Bureau job applicants. OASAS SMF ¶ 27.2 FEIU
performed physical plant and facility inspections of OASAS programs “to ensure continuing
quality and assurance and compliance with OASAS regulations, as well as other applicable state
codes and regulations.” OASAS SMF ¶ 22; Tillery RSMF ¶ 22. In other words, the Capital
Bureau oversaw construction and development of new OASAS projects, while FEIU inspected
existing project facilities.
Tillery claims that employment in the Capital Bureau was “more prestigious and careeradvancing,” Tillery Counterstatement ¶ 17,3 and that FEIU employees “were given inferior
assignments,” id. ¶ 19.4 In 2006, the Capital Bureau team consisted of five employees, each of
2
Tillery denies OASAS’s statement that engineering and construction experience are
valuable skills for Capital Bureau employees by asserting that “under the civil service
qualifications, such experience is optional and may or may not be relevant depending on the
specific assignments provided the candidate.” Tillery RSMF ¶ 27. But the mere fact that
construction experience is not required for job applicants does not refute the evidence OASAS
presented that it values such experience in applicants.
3
Tillery submitted her Counterstatement of Facts in the same document as her Response
Statement of Material Facts. See Tillery RSMF at 17–40. To avoid confusion, the paragraphs
beginning on page seventeen of her Response Statement of Material Facts are cited as “Tillery
Counterstatement ¶ __.”
4
OASAS contests this characterization. Dkt. No. 95-1 (“OASAS Counterstatement”)
at 6. The Court is obligated to draw all factual inferences in favor of the party opposing summary
judgment, Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000), and therefore
accepts Tillery’s assertion that Capital Bureau positions were more prestigious than those in
FEIU. Nonetheless, the Court is not sure what to make of Tillery’s vague complaint that FEIU
personnel “were disallowed from completing the full range of tasks associated with their civil
service title.” Tillery Counterstatement ¶ 50. She does not specify what tasks FEIU employees
were not allowed to complete or whether other employees were assigned these tasks.
3
whom was a Caucasian man. Id. ¶ 38. At the same time, five of the seven FEIU employees were
non-white. Id. ¶ 39.5
2. Tillery’s Employment with OASAS
In late 2004, Tillery applied for a position as an FP2 in the Capital Bureau. OASAS SMF
¶ 28; Tillery RSMF ¶ 28. Felter, the Capital Bureau director, interviewed Tillery on December 3,
2004. OASAS SMF ¶ 29; Tillery RSMF ¶ 29. At the time of her application, Tillery held a
Bachelor of Arts degree in Applied Mathematics and had most recently worked as a civil
engineer at the New York State Department of Transportation (“DOT”). OASAS SMF ¶ 31;
Tillery RSMF ¶ 31.6 Felter ultimately decided to hire a different candidate for the Capital Bureau
position, Jeff Emad. OASAS SMF ¶ 34; Tillery RSMF ¶ 34. Emad held a Bachelor of Science in
Construction Management and had worked as a construction company project manager, designed
recreational facilities for the Office of Parks, Recreation & Historical Preservation, and worked
for the Utica Municipal Housing Authority. OASAS SMF ¶ 35; Tillery RSMF ¶ 35. According to
5
Tillery states that the “racial disparity” between Capital Management and FEIU
“continued,” Tillery Counterstatement ¶ 39, but it is unclear for how long. Tillery presents
evidence regarding the units’ racial make-up in 2006, id. at ¶¶ 37–38, and suggests the disparity
may have existed in 2011, id. at ¶ 39. It is unclear whether the racial disparity continued past
2011.
6
The parties disagree regarding Tillery’s experience managing construction projects
while at DOT. OASAS asserts that she had “worked on minor construction projects on railroad
crossings.” OASAS SMF ¶ 31. Tillery claims she had “worked in many areas of civil
engineering, performing capital construction planning and supervision of construction on projects
ranging from major capital to minor noncapital construction projects on airport facilities (FAA),
rail facilities (FTA), railroad at grade crossing upgrades, local roads, highways, bridges, and
other civil engineering work overseen by DOT.” Tillery RSMF ¶ 31. This factual dispute is not
material to OASAS’s Motion.
4
Felter, she decided to hire Emad instead of Tillery because he had “extensive construction
experience” and was more qualified than Tillery. OASAS SMF ¶¶ 32–36.7
Felter encouraged Tillery to apply for an FP2 position in FEIU’s Albany office, which she
did. Id. ¶¶ 37, 39; Tillery RSMF ¶¶ 37, 39. FEIU hired Tillery on March 24, 2005, and she was
based out of its Albany office. OASAS SMF ¶¶ 39–40; Tillery RSMF ¶¶ 39–40.8 Not long after
she began at FEIU, Tillery requested a medical accommodation to use a personal or rental car
instead of the smaller state vehicle to conduct state business. OASAS SMF ¶ 41; Tillery RSMF
¶ 41. OASAS granted the request on June 30, 2005, and reauthorized the accommodation each
year Tillery worked at FEIU. OASAS SMF ¶ 42; Tillery RSMF ¶ 42.
3. OASAS Faces Budgetary Strain
In the wake of the Great Recession, OASAS, like most state agencies, faced increased
pressure to cut costs and reduce waste. OASAS SMF ¶ 44.9 In 2008 and 2009, OASAS
employees received several communications reminding them to be “meticulous” in submitting
travel schedules and reimbursements and that “various reviewers” would be carefully
scrutinizing travel records. Id. ¶¶ 45–46; Tillery RSMF ¶¶ 45–46. In June 2010, an audit of
7
Tillery disputes whether Felter believed Emad was more qualified. Tillery RSMF
¶¶ 32–36. She appears to believe that because she satisfied the minimum civil service
requirements for the FP2 position, Emad could not be a more qualified candidate. Id. ¶ 33. As
explained below, Tillery is mistaken.
8
Tillery claims she requested a transfer to FEIU’s New York City office “[i]n 2006,” but
cites documents that do not support this assertion. See Tillery Counterstatement ¶ 53 (citing Dkt.
No. 93-1 (“Felter Deposition Transcript”) at 21). In any event, as explained below, any claim that
she was improperly denied a transfer in 2006 is well outside the applicable limitations period.
9
Tillery denies that the Great Recession imposed budgetary strain on OASAS, but offers
no documents to counter the evidence presented by OASAS. Tillery RSMF ¶ 44.
5
OASAS expressed concerns with the office’s billing and reimbursement practices, specifically
highlighting unsupported travel and time reimbursements. OASAS SMF ¶ 47; Tillery RSMF ¶
47. The audit recommended several steps to ensure that travel vouchers and reimbursements
were properly calculated and supported. OASAS SMF ¶ 47; Tillery RSMF ¶ 47.
In 2011, following the audit recommendations and in light of ongoing budgetary strain,
FEIU implemented several measures to reduce costs and increase efficiency. OASAS SMF
¶¶ 48–52; Tillery RSMF ¶¶ 48–52.10 Mantor, FEIU’s manager, instituted a call-in policy in May
2011, which required inspectors to call in at the end of their inspections “to track efficiency of
inspections.” OASAS SMF ¶ 48; Tillery RSMF ¶ 48. Later that year, Mantor and Felter assigned
inspectors to designated “catchment areas” in an effort to “make travel scheduling more
efficient.” OASAS SMF ¶ 50; Tillery RSMF ¶ 50.11 Catchment areas are essentially inspection
zones; each inspector was responsible for reviewing the facilities in her assigned area. OASAS
SMF ¶ 51; Tillery RSMF ¶ 51. Before the introduction of catchment areas, each inspector chose
her own inspection locations, which allowed inspectors to travel more far afield. OASAS SMF
¶ 52.
Tillery was assigned to the catchment area closest to her home, the Mid-Hudson region,
which included Duchess, Rockland, Orange, Putnam, Sullivan, Ulster, and northern Westchester
Counties. Id. ¶ 53; Tillery RSMF ¶ 53. Tillery claims that she was assigned fewer facilities than
10
Tillery questions the effectiveness of these measures, Tillery RSMF ¶¶ 51–52, but
offers no evidence to dispute that they were intended to improve FEIU’s efficiency.
11
Again, Tillery disputes the motivation behind creating catchment areas. Tillery RSMF
¶ 51. Relying solely on her affidavit, Tillery claims that catchment areas “cost more” than the
previous method of assigning inspection sites. Id. She cites no deposition transcript or
documentary evidence to support this allegation.
6
other inspectors. Tillery RSMF ¶ 53. While other inspectors were assigned 250 facilities, Tillery
says she was only assigned 151. Id. Tillery’s pay was not reduced during this period, or at any
point during her employment at OASAS. OASAS SMF ¶ 54; Tillery RSMF ¶ 54. Tillery claims
she suffered a “constructive pay cut” because she had fewer inspection facilities and therefore
had to commute to the Albany office more frequently for work. Tillery RSMF ¶ 54.
4. Issues with Tillery’s Time Records
Tillery had several issues with incomplete or incorrect time records while employed at
OASAS. Mantor and Felter spoke to Tillery about improperly completed time records on
multiple occasions. OASAS SMF ¶ 55; Tillery RSMF ¶ 55. Mantor raised specific concerns as
early as January 2008, and again in 2010. OASAS SMF ¶ 55; Tillery RSMF ¶ 55. At some point
in 2011 or 2012, OASAS referred its concerns with Tillery’s time records to the New York State
Office of the Inspector General for investigation. Tillery Counterstatement ¶ 105.12 No
disciplinary actions were taken as a result of the Inspector General’s investigation of Tillery’s
time records. Id. at ¶¶ 106–107.
On June 18, 2012, Tillery used a rental car to conduct her regular inspection work.
OASAS SMF ¶ 59; Tillery RSMF ¶ 59. When she returned from the inspection, the rental car
12
Tillery claims OASAS made a “criminal complaint” to the Inspector General in 2011.
Tillery Counterstatement ¶ 105. Tillery cites an Inspector General case activity report to support
this assertion, Tillery Aff. Ex. 11, but the document does not indicate that a criminal complaint
was ever made or that OASAS brought the matter to the Inspector General before June 2012. The
document does make clear that by June 2012, OASAS provided the Inspector General with
Tillery’s inspection reports, and that the Inspector General conducted an inquiry into Tillery’s
conduct. Id. at 15. In any event, the case activity report was not produced in discovery, OASAS
Counterstatement ¶ 105, and should not be considered in deciding the Motion, see Dickinson v.
Merrill Lynch, Pierce, Fenner & Smith, Inc., 431 F. Supp. 2d 247, 255 (D. Conn. 2006) (refusing
to consider a document submitted in support of summary judgment, but not produced during
discovery).
7
agency, which is approximately four miles from Tillery’s home, was closed for the day. OASAS
SMF ¶ 59; Tillery RSMF ¶ 59. Rather than leave the rental car at the agency using the after-hours
dropbox, Tillery drove the car home and returned it the next morning on the way to work.
OASAS SMF ¶¶ 59–60. She then drove from Poughkeepsie to her office in Albany and
submitted time records claiming the entire trip from her home to Albany was work time because
she dropped off the rental car en route. Id. ¶ 61. Because OASAS policy clearly prohibits billing
regular commute time as work, and the rental agency is only four miles from her home, Mantor
told Tillery that she could only submit a time record for the time it took to drive to the agency
and return the car. Id. ¶ 62. Mantor said her time record for this commute should not be more
than thirty minutes, and instructed her to use the after-hours dropbox when returning rental cars
in the future. Id. ¶¶ 63–64.13 Tillery was not disciplined for submitting improper time records, nor
was her salary reduced. Id. ¶¶ 56–57; Tillery RSMF ¶¶ 56–57.14
5. Tillery’s Lateral Applications
Tillery applied for lateral positions within OASAS several times between 2010 and 2012.
OASAS SMF ¶¶ 65–86; Tillery RSMF ¶¶ 65–86. On April 22, 2010, Tillery applied for an FP2
position in OASAS’s New York City office. OASAS SMF ¶ 66; Tillery RSMF ¶ 66. Mantor
13
Tillery denies that these events happened on June18 and 19, 2012, yet relies on
evidence that clearly indicates they did. Tillery RSMF ¶¶ 59–61. The exact date, of course, is
immaterial, and Tillery does not dispute the underlying facts. Id.
14
Tillery also claims that Felter accused her of “committ[ing] fraud and violat[ing] time
and attendance rules” in May 2011 because she “believed that Lyman and Tillery were discussing
complaints of discrimination.” Tillery Counterstatement ¶ 91. It is not clear what accusations
Tillery is referencing. She relies on Felter’s deposition to support her allegation, but the cited
pages do not relate to time record issues. See id. (citing Felter Dep. Tr. at 75–76). Even if a claim
premised on May 2011 accusations were timely, Tillery has simply failed to present evidence that
any accusations were made.
8
interviewed Tillery for the position, but ultimately decided to hire another applicant, Mohamed
Kahn. OASAS SMF ¶ 67; Tillery RSMF ¶ 67. Mantor determined that Kahn was a better
candidate because he had more relevant experience and was familiar with the New York City
area. OASAS SMF ¶¶ 70–71; Tillery RSMF ¶¶ 70–71.15 He also believed Tillery was more
useful in the Albany office than the New York City branch. OASAS SMF ¶¶ 68–69. According
to Mantor, transferring Tillery to New York City would have created a vacancy in the Albany
office, which, in light of ongoing budget constrains, he might not be allowed to fill. Id.
On October 29, 2010, Tillery applied for an FP2 position in the Capital Bureau. Id.
at ¶ 72; Tillery RSMF ¶ 72. Felter interviewed Tillery for the position, and again hired another
applicant, John Kochem. OASAS SMF ¶¶ 73–74; Tillery RSMF ¶¶ 73–74. Felter determined that
Kochem was more qualified for the position given his experience as acting Bureau Director for
the New York State Office of Children and Family Services. OASAS SMF ¶ 75; Tillery RSMF
¶ 75. In this capacity, he managed numerous capital improvement projects for juvenile justice
facilities, group homes, and other facilities. OASAS SMF ¶ 75; Tillery RSMF ¶ 75. Tillery
admits that she was “less qualified” than Kochem. Tillery RSMF ¶ 75.16
15
OASAS relies on Mantor’s deposition testimony to explain its decision to hire Kahn.
OASAS SMF ¶¶ 70–71. Tillery disputes OASAS’s stated reasons, but relies exclusively on her
Affidavit, which does not cite any documents to support her belief. Tillery RSMF ¶¶ 68–69. She
does not explain her basis of knowledge regarding Mantor’s hiring decisions, and, as an applicant
herself, was presumably not involved. While the Court must draw all reasonable factual
inferences in Tillery’s favor, “conclusory, self-serving affidavits that are unsupported by any
factual detail are insufficient to give rise to a dispute of material fact.” Cormier v. Gebo,
No. 12-CV-1176, 2014 WL 4771897, at *6 (N.D.N.Y. Sept. 24, 2014); accord Hayes v. N.Y.C.
Dep’t of Corr., 84 F.3d 614, 619 (2d Cir. 1996) (“Factual issues created solely by an affidavit
crafted to oppose a summary judgment motion are not ‘genuine’ issues for trial.”).
16
She also claims, without citation or support, that “Felter only hired white males for
Capital Management work.” Tillery RSMF ¶ 74.
9
On April 27, 2011, Tillery applied for the position of Program Manager in OASAS’s
Mid-Hudson field office. OASAS SMF ¶ 77; Tillery RSMF ¶ 77. The job posting for this
position stated that applicants should hold one of several Addictions Program titles, none of
which Tillery held. OASAS SMF ¶¶ 78–79; Tillery RSMF ¶¶ 78–79. OASAS hired an applicant
who held one of these titles instead of Tillery. OASAS SMF ¶ 80; Tillery RSMF ¶ 80. Tillery
was formally denied the position on June 3, 2011. Blechner Aff. Ex. 56 at P000136.
On August 7, 2012, Tillery again applied for an FP2 position in FEUI’s New York City
office. OASAS SMF ¶ 82; Tillery RSMF ¶ 82. Felter hired another candidate she determined was
better qualified than Tillery, Nicholas Protopsaltis. OASAS SMF ¶ 83.17 Protopsaltis lived in
New York City, held a Bachelor of Engineering in Chemical Engineering and a Masters in
Environmental Engineering, and had served as the principal engineer for the Interstate
Environmental Commission. Id. at ¶¶ 84, 86; Tillery RSMF ¶¶ 84, 86. Before hiring Protopsaltis,
OASAS did not have an environmental engineer on staff, and Felter believed it would be helpful
to have this expertise in FEIU’s New York City Office. OASAS SMF ¶ 85; Tillery RSMF ¶ 85.18
17
As before, Tillery denies OASAS’s evidence regarding Felter’s decision to hire
Protopsaltis. Tillery RSMF ¶ 83. She offers no evidence to suggest that Felter’s deposition
testimony is untruthful, instead asserting, without authority, that the Court “may not credit” her
statements because they are “self-serving.” Id. The Court is unaware of any such rule.
18
Tillery denies that Felter believed it would be helpful to have an environmental
engineer on staff, relying on her Affidavit statement that Felter never gave “any special
environmental assignments” to Protopsaltis. Tillery RSMF at ¶ 85. Her Affidavit cites no
documents to support this allegation. Tillery Aff. ¶ 41. It is unclear how Tillery would know
what tasks Protopsaltis was assigned without documentary evidence or testimony from
Protopsaltis himself, his manager Felter, or another individual involved in assigning him work. In
any case, absent admissible evidence from Tillery, a reasonable jury would have no basis to
reject Felter’s explanation.
10
6. Lyman’s Discrimination Complaint
On February 17, 2011, Mark Lyman, a Caucasian male Facilities Planner 1 at FEIU, filed
a complaint with the OASAS Office of Affirmative Action. OASAS SMF ¶ 87; Tillery RSMF
¶ 87. Lyman complained that he was discriminated against on the basis of creed when OASAS
rejected his application to the Capital Bureau in 2010. OASAS SMF ¶ 87; Tillery RSMF ¶ 87.
Tillery was interviewed as part of the investigation into Lynn’s allegations. OASAS SMF ¶ 88;
Tillery RSMF ¶ 88. During her interview, Tillery stated that she believed she had been
discriminated against on the basis of race. OASAS SMF ¶ 89; Tillery RSMF ¶ 89. The
Affirmative Action officer dismissed Lyman’s complaint on July 5, 2011. OASAS SMF ¶ 90;
Tillery RSMF ¶ 90.
At some point after Lyman filed his complaint, Tillery received “negative comments” in
her 2010-2011 performance review. Tillery Counterstatement ¶ 97. Specifically, Felter and
Mantor noted “some concerns about Michelle’s productivity in regard to facility inspections.”
Tillery Aff. Ex. 10 at OASAS 000113. Tillery does not specify when the performance review
was completed, but it appears to have been delivered not long after March 2011.19
7. Tillery’s Departure from OASAS
On April 19, 2013, Tillery left OASAS on medical leave. OASAS SMF ¶ 91; Tillery
RSMF ¶ 91. She returned to work for several months in mid-2014, but left again on medical
leave on September 8, 2014 and did not return. OASAS SMF ¶¶ 92–93; Tillery RSMF ¶¶ 92–93.
Tillery claims that she suffered a hostile work environment when she returned to work between
19
The evaluation is undated, but the evaluation period is listed as March 24, 2010
through March 23, 2011. Tillery Aff. Ex. 10 at OASAS 000113.
11
May and September 2014. She claims she was “seated on display outside the unit, causing [her]
humiliation,” and denied certain building code training. Tillery Counterstatement ¶¶ 121, 123.
She also says her request to work remotely was denied, and she was reprimanded for various
minor infractions, including taking too long to conduct inspections and “charging for lunch at the
end of the day.” Id. at ¶¶ 124–26. Tillery was eventually terminated pursuant to New York Civil
Liberties Law section 73 after being absent for medical reasons for more than one year. OASAS
SMF ¶ 94; Tillery RSMF ¶ 94.
B. Procedural History
On March 29, 2012, Tillery filed a complaint with the Equal Employment Opportunity
Commission (“EEOC”), alleging that OASAS discriminated against her on the basis of race and
gender. OASAS SMF ¶ 2; Tillery RSMF ¶ 2. EEOC closed its file on Tillery’s complaint on
September 27, 2012 without making a finding of discrimination, and issued a right-to-sue letter.
OASAS SMF ¶ 3; Tillery RSMF ¶ 3.
Tillery commenced this action on January 2, 2013 by filing a pro se complaint in the
Southern District of New York. Compl. She alleges that “her career has been limited by the
differential terms and conditions of employment on the basis of her race beginning May 2005
ongoing thru [sic] [the date of filing].” Am. Compl. ¶ 7. She also seeks “damages as a result of
ongoing employment discrimination, disparate treatment, harassment and retaliation based on her
race, African American, beginning May 2005 thru [sic] [the date of filing].” Id. at ¶ 8.
On June 14, 2013, Defendants moved to dismiss the complaint for failure to state a claim
and improper venue, or in the alternative to transfer the case to this Court. Dkt. No. 14 (“Motion
to Dismiss”). On December 5, 2013, U.S. District Judge Colleen McMahon of the Southern
12
District of New York denied the motion to dismiss for improper venue and transferred the action
to this Court. Dkt. No. 28 (“Transfer Order”) at 11. Judge McMahon did not address the motion
to dismiss for failure to state a claim. Id.
On May 30, 2014, this Court partially granted the Motion to Dismiss. May 2014 Order.
The Court dismissed the Title VII claims against the individual defendants, and dismissed the
HRL claims against OASAS. Id. at 10. In July and August 2016, Tillery voluntarily dismissed the
remaining claims against the individual defendants. Mantor Stipulation; Felter Stipulation;
Lawler Stipulation. On September 30, 2016, OASAS moved for summary judgment on the
remaining Title VII claims. Mot.
III.
LEGAL STANDARD
Rule 56 of the Federal Rules of Civil Procedure instructs courts to grant summary
judgment if “there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). Although “[f]actual disputes that are
irrelevant or unnecessary” will not preclude summary judgment, “summary judgment will not lie
if . . . the evidence is such that a reasonable jury could return a verdict for the nonmoving party.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); see also Taggart v. Time, Inc., 924
F.2d 43, 46 (2d Cir. 1991) (“Only when no reasonable trier of fact could find in favor of the
nonmoving party should summary judgment be granted.”).
The party seeking summary judgment bears the burden of informing the court of the basis
for the motion and of identifying those portions of the record that the moving party claims will
demonstrate the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S.
317, 323 (1986). Similarly, a party is entitled to summary judgment when the nonmoving party
13
carries the ultimate burden of proof and has failed “to establish the existence of an element
essential to that party’s case, and on which that party will bear the burden of proof at trial.” Id.
at 322.
In attempting to repel a motion for summary judgment after the moving party has met its
initial burden, the nonmoving party “must do more than simply show that there is some
metaphysical doubt as to the material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 586 (1986). At the same time, a court must resolve all ambiguities and draw all
reasonable inferences in favor of the nonmoving party. Reeves, 530 U.S. at 150; Nora Beverages,
Inc. v. Perrier Grp. of Am., Inc., 164 F.3d 736, 742 (2d Cir. 1998). Thus, a court’s duty in
reviewing a motion for summary judgment is “carefully limited” to identifying genuine disputes
of fact, “not to deciding them.” Gallo v. Prudential Residential Servs., Ltd. P’ship, 22 F.3d 1219,
1224 (2d Cir. 1994).
IV.
DISCUSSION
Under Title VII, it is “an unlawful employment practice for an employer . . . to discharge
any individual, or otherwise discriminate against any individual with respect to his
compensation, terms, conditions, or privileges of employment, because of such individual’s race,
color, religion, sex, or national origin.” 42 U.S.C. § 2000e-2(a)(1). In an employment
discrimination action, the plaintiff bears the initial burden of proving, by a preponderance of the
evidence, a prima facie case of discrimination. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502,
506–10 (1993). This initial burden is “minimal.” Id. at 506.
Tillery alleges that OASAS’s Captial Bureau and FEIU are “structured like . . . a slave
plantation with Steve Mantor acting as overseer.” Am. Compl. ¶ 12; see also id. at ¶ 34 (alleging
14
that Tillery “end[ed] up back on a virtual slave plantation stuck, working in the field”); id. at ¶ 40
(“The Bureau of Capital Management is still structured like . . . a slave plantation with Steve
Mantor acting as overseer.”). Specifically, she claims that OASAS’s failure to hire her in the
Capital Bureau in 2005, and subsequent refusal to transfer her within OASAS, constitute
discrimination. Opp. at 2, 8–17; Am. Compl. ¶¶ 9–10, 15–21. By refusing to hire her in the
Capital Bureau, she argues, OASAS “ultimately limited her assignments and opportunities for
advancement.” Opp. at 2. Tillery also claims OASAS retaliated against her for supporting
Lyman’s discrimination complaint and stating that she had been discriminated against. Id.
at 18–19; Am. Compl. ¶¶ 33–34, 46–69. OASAS managers allegedly retaliated against Tillery by
criticizing her job performance, subjecting her to enhanced scrutiny, and implementing the
catchment area system, which reduced Tillery’s workload. Am. Compl. ¶¶ 49–66, 73–74. Finally,
Tillery argues that OASAS subjected her to an unlawful hostile work environment when she
returned from medical leave in 2014 by placing her seat “outside” the FEIU unit, denying her
certain training, reprimanding her for minor infractions, denying her request to work remotely,
and subjecting her time records and reimbursement to “continued scrutiny.” Opp. at 20.
As explained below, OASAS is entitled to summary judgment on each of these claims.
A. Disparate Treatment Claim
In order to set forth a prima facie case of disparate treatment in violation of Title VII, a
plaintiff must show that: “(1) she is a member of a protected class; (2) her job performance was
satisfactory; (3) she suffered adverse employment action; and (4) the action occurred under
conditions giving rise to an inference of discrimination.” Demoret v. Zegarelli, 451 F.3d 140, 151
(2d Cir. 2006) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973)). Once the
15
plaintiff satisfies her initial burden, the burden shifts to the employer to articulate some
legitimate, nondiscriminatory reason for the adverse employment action. McDonnell Douglas,
411 U.S. at 802. If the defendant provides a legitimate, nondiscriminatory reason for the action,
“the presumption raised by the prima facie case is rebutted and drops from the case.” St. Mary’s,
509 U.S. at 507 (quoting Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 255 (1981)). If a
defendant successfully rebuts the prima facie case, the plaintiff can escape summary judgment if
she presents evidence that the defendant’s explanation is pretext for discrimination. Reeves, 530
U.S. at 143 (citing Burdine, 450 U.S. at 255).
1. Timeliness of Tillery’s Claims
“Before an individual may bring a Title VII suit in federal court, the claims forming the
basis of such a suit must first be presented in a complaint to the EEOC or the equivalent state
agency.” Williams v. N.Y.C. Hous. Auth., 458 F.3d 67, 69 (2d Cir. 2006). In general, a Title VII
claimant must submit her charge to the EEOC within 180 days from the alleged discriminatory
act. 42 U.S.C. § 2000e–5(e)(1). But if the challenged act occurred in a state or locality with its
own antidiscrimination laws and enforcement agency, “an employee who initially files a
grievance with that agency” has 300 days to file a charge with the EEOC. Nat’l R.R. Passenger
Corp. v. Morgan, 536 U.S. 101, 109 (2002). New York has its own antidiscrimination laws and
enforcement agencies, and so the 300-day limit applies to Title VII plaintiffs who first file a state
grievance. Ford v. Bernard Fineson Dev. Ctr., 81 F.3d 304, 307 (2d Cir. 1996). Here, there is no
indication that Tillery ever initiated a state proceeding. But because OASAS states that the 300day limit applies, Mem. at 6, the Court will apply the longer period, Van Zant v. KLM Royal
Dutch Airlines, 80 F.3d 708, 713 n.1 (2d Cir. 1996) (“We find no reference in the record to Van
16
Zant having filed her charge with a state or local equal employment agency before filing with the
EEOC. However, since the parties agree that the 300-day period applies in this case, we will
accept this as a stipulated fact.”); Joseph v. Brooklyn Developmental Disabilities Servs. Office,
No. 12-CV-4402, 2013 WL 151197, at *4 (E.D.N.Y. Jan. 15, 2013) (“[B]ecause [the defendant]
states that the 300-day period applies, I accept this time limit rather than the 180-day
limitation.”).
“[D]iscrete discriminatory acts are not actionable if time barred, even when they are
related to acts alleged in timely filed charges.” Morgan, 536 U.S. at 113; accord United Airlines,
Inc. v. Evans, 431 U.S. 553, 558 (1977) (“A discriminatory act which is not made the basis for a
timely charge is the legal equivalent of a discriminatory act which occurred before the statute was
passed.”). Such an act “may constitute relevant background evidence in a proceeding in which
the status of a current practice is at issue, but separately considered, it is merely an unfortunate
event in history which has no present legal consequence.” Evans, 431 U.S. at 558; see also Yang
v. Dep’t of Educ. of the City of N.Y., No. 14-CV-7037, 2016 WL 4028131, at *4 (E.D.N.Y. July
26, 2016) (“[D]iscrete discriminatory acts are not actionable if time barred, even when they are
related to acts alleged in timely filed charges.”). The Supreme Court has made clear that
“[d]iscrete acts such as termination, failure to promote, denial of transfer, or refusal to
hire . . . [each] constitute[] a separate actionable ‘unlawful employment practice.’” Morgan, 536
U.S. at 114. A plaintiff “can only file a charge to cover discrete acts that ‘occurred’ within the
appropriate time period.’” Id.
Tillery’s disparate treatment claim is based on OASAS’s failure to hire her in the Capital
Bureau in 2005, and subsequent refusals to hire or transfer her within OASAS. Opp. at 2, 8–17;
17
Am. Compl. ¶¶ 15–21. Each of these acts “constitutes a separate actionable ‘unlawful
employment practice.’” Morgan, 536 U.S. at 114. The parties agree that any claims based on acts
that occurred before June 2, 2011—300 days before Tillery filed her EEOC complaint—are time
barred, Mem. at 6; Opp. at 14, and the Court agrees. Therefore, OASAS is entitled to summary
judgment on Tillery’s 2005 failure to hire claim, Opp. at 8–9; Am. Compl. ¶¶ 9–10, and the April
22, 2010 and October 29, 2010 denial of transfer claims, Opp. at 13–14; Am. Compl. ¶¶ 16–21.
To the extent Tillery bases her claims on any pre-June 2011 failure to promote, Am. Compl. ¶ 14,
those claims are also time barred.
2. Remaining Failure to Hire and Transfer Claims
Tillery’s remaining disparate treatment claims are based on OASAS’s decisions not to
hire her for the Mid-Hudson Program Manager position in June 2011 or transfer her to the New
York City office in August 2012. Opp. at 14–15. In order to survive summary judgment, a
plaintiff alleging an unlawful failure to hire or promote must show that she can establish the
prima facie case articulated in McDonnell Douglas. Aulicino v. N.Y. City Dep’t of Homeless
Servs., 580 F.3d 73, 80 (2d Cir. 2009). “In all cases, for the plaintiff to avoid an adverse
judgment, there must be proof that the plaintiff ‘was rejected under circumstances which give
rise to an inference of unlawful discrimination.’” Id. (quoting Brown v. Coach Stores, Inc., 163
F.3d 706, 710 (2d Cir. 1998)). Tillery has not met this standard.
As an initial matter, Tillery has not presented evidence that she was qualified for the
Program Manager position. The job posting for this position stated that applicants should hold
one of several Addictions Program titles, none of which Tillery held. OASAS SMF ¶¶ 78–79;
Tillery RSMF ¶¶ 78–79; see also Blechner Aff. Ex. 58 (job posting noting that “candidates
18
should currently be in the title Addictions Program Specialist 1, Addictions Program Specialist 2,
Addictions Planning Analyst 1 or Addictions Planning Analyst 2”). OASAS hired an applicant
who held one of these titles instead of Tillery. OASAS SMF ¶ 80; Tillery RSMF ¶ 80. Because
she cannot establish that she was qualified for the Program Manager position, Tillery’s allegation
of discrimination does not survive summary judgment. Moreover, Tillery has offered no proof
that she “was rejected under circumstances which give rise to an inference of unlawful
discrimination.” Aulicino, 580 F.3d at 80. Notably, she makes no claim regarding the race of the
unnamed individual OASAS hired for the position. Opp. at 14; Tillery RSMF ¶ 80. Inferring
racial discrimination on these facts would be pure speculation.
Tillery’s claim that she was discriminated against when she was not transferred to FEIU’s
New York City office similarly fails. OASAS argues that its denial of Tillery’s transfer
application is not an adverse employment action because the position “in the New York City
office [was] in the same unit, FEIU, with the same title, Facilities Planner 2, as her position in
Albany.” Mem. at 12. As OASAS correctly notes, “the denial of a transfer (as opposed to a
failure to hire or promote) is not considered to be an adverse employment action in the absence
of ‘objective indicia that the transfer denial created a materially significant disadvantage’ with
respect to the conditions of a plaintiff’s employment.” Gaidasz v. Genesee Valley Bd. of Co-op.
Educ. Sys. (Boces), 791 F. Supp. 2d 332, 337–38 (W.D.N.Y. 2011) (quoting Beyer v. County of
Nassau, 524 F.3d 160, 164 (2d Cir. 2008)). Tillery argues that the denial did have a materially
adverse impact on her because she “would have earned $3,000/year more if assigned to New
York City and her commute would also have been reduced.” Opp. at 14. Tillery cites no evidence
to support these claims and therefore fails to raise a genuine issue of fact as to whether she
19
suffered an adverse employment action. Cormier, 2014 WL 4771897, at *6. Moreover, the Court
questions whether a transfer to New York City would have materially reduced Tillery’s
commute. See Google, https://google.com/maps (last visited June 27, 2017) (noting that the
distance from Poughkeepsie, New York to FEIU’s New York City office at 501 Seventh Avenue
is eighty miles, while the distance from Poughkeepsie to FEIU’s Albany office at 1450 Western
Avenue is eighty-five miles).
Tillery also fails to present evidence that hiring Protopsaltis instead of her “give[s] rise to
an inference of unlawful discrimination.” Aulicino, 580 F.3d at 80. She relies on the fact that
Protopsaltis is Caucasian and that “Felter admitted that, by 2012, she had hired no AfricanAmericans into the Capital Bureau.” Opp. at 15. But Protopsaltis was hired in FEIU, not the
Capital Bureau, OASAS SMF ¶ 83; Tillery RSMF ¶ 83, and Tillery has complained that five of
the seven FEIU employees were non-white in 2011. Tillery Counterstatement ¶ 39. It is unclear
how hiring a Caucasian applicant for a position in an office that is largely non-Caucasian could
support an inference of racial discrimination.
Tillery describes FEIU as a “‘segregated’ sub-unit” of OASAS, Opp. at 2, citing the fact
that all five Captial Bureau employees were Caucasian, while FEIU was largely comprised of
non-Caucasians, id. at 9. But these statistics do not raise an inference of discrimination because
racial breakdown alone “does not make it more or less likely that [OASAS] discriminated against
[Tillery] because of her race.” Bickerstaff v. Vassar Coll., 196 F.3d 435, 450 (2d Cir. 1999); see
also Baron v. N.Y.C. Dep’t of Educ., No. 06-CV-2816, 2009 WL 1938975, at *6 (E.D.N.Y. July
7, 2009) (“[S]tatistics alone are insufficient in a disparate-treatment claim because an individual
plaintiff must prove that he or she in particular has been discriminated against.” (quoting Drake
20
v. Delta Air Lines, Inc., No. 94-CV-5944, 2005 WL 1743816, at *6 (E.D.N.Y. July 21, 2005))).
Moreover, the small size of FEIU (seven employees) and the Capital Bureau (five employees)
makes demographic statistics less meaningful. “The smaller the sample, the greater the likelihood
that an observed pattern is attributable to other factors and accordingly the less persuasive the
inference of discrimination to be drawn from it.” Pollis v. New Sch. for Soc. Research, 132 F.3d
115, 121 (2d Cir. 1997) (collecting cases). Courts in this circuit have regularly disregarded
purported statistical showings of discrimination where the sample population is smaller than
fifteen. Id. The statistics cited by Tillery do not support an inference of discrimination, and so
OASAS is entitled to summary judgment.
Even if Tillery could establish a prima facie case for the June 2011 failure to hire or the
August 2012 failure to transfer, OASAS has demonstrated that it had a legitimate,
nondiscriminatory reason for selecting other applicants. McDonnell Douglas, 411 U.S. at 802.
With respect to the June 2011 denial, OASAS selected an applicant who held one of the titles it
identified in the job posting. OASAS SMF ¶¶ 78–79; Tillery RSMF ¶¶ 78–79. Tillery admits that
she held none of the specified titles. Tillery RSMF ¶¶ 78–79. Similarly, Felter selected
Protopsaltis for the New York City position because she determined that his experience as an
environmental engineer made him a more valuable addition to that particular office. OASAS
SMF ¶¶ 83–86. Seeking applicants with specific desired credentials is certainly a valid reason to
hire one applicant over another, and has nothing to do with race. Schupbach v. Shinseki, 905 F.
Supp. 2d 422, 431 (E.D.N.Y. 2012) (noting that hiring “more qualified” applicants is a
legitimate, nondiscriminatory reason to select other candidate).
21
To prevent summary judgment where another applicant was hired or promoted “based on
a comparison of applicants’ qualifications, a plaintiff must show that [her] credentials were ‘so
superior to the credentials of the person selected for the job that no reasonable person, in the
exercise of impartial judgment, could have chosen the candidate selected over the plaintiff for the
job in question.’” Johnson v. City of N.Y. Dep’t of Parks and Recreation, No. 09-CV-3980, 2013
WL 878821, at *3 (E.D.N.Y. Mar. 8, 2013) (quoting Byrnie v. Town of Cromwell, Bd. of Educ.,
243 F.3d 93, 103 (2d Cir. 2001)). Tillery has not shown—or even alleged—that her
qualifications were “so superior” to those of the individuals hired, and the Court sees no
indication that they were.
Tillery has failed to show that OASAS’s justifications are a pretext for discrimination.
She argues that OASAS is “simply making up qualifications to find some reason to prefer the
Caucasian candidate,” pointing to the fact that she satisfied the minimum civil service
requirements for the contested positions. Opp. at 15. But Tillery’s “disagreement with the way in
which [OASAS] weighed [her] and [other applicant’s] qualifications does not create an issue of
material fact.” Witkowich v. Gonzales, 541 F. Supp. 2d 572, 582 (S.D.N.Y. 2008) (citing Jimoh
v. Ernst & Young, 908 F. Supp. 220, 226 (S.D.N.Y.1995)). OASAS is free to “decide how it will
value the various qualifications different candidates bring to the table.” Id. (citing Scaria v.
Rubin, 117 F.3d 652, 654–55 (2d Cir. 1997)). Tillery presents no evidence of offensive racial
comments by OASAS personnel, or anything else to suggest its justifications are pretextual. Cf.
Seltzer v. Dresdner Kleinwort Wasserstein, Inc., 356 F. Supp. 2d 288, 295 (S.D.N.Y. 2005)
(“Verbal comments constitute evidence of discriminatory motivation when a plaintiff
demonstrates that a nexus exists between the allegedly discriminatory statements and a
22
defendant’s decision.”). OASAS’s preference for other applicants’ experiences and credentials,
without more, does not suggest pretext. Witkowich, 541 F. Supp. 2d at 582. It is therefore
entitled to summary judgment on Tillery’s failure to hire and failure to transfer claims.
B. Retaliation Claim
To establish a prima facie case of retaliation, a plaintiff must show “(1) that she
participated in a protected activity, (2) that she suffered an adverse employment action, and (3)
that there was a causal connection between her engaging in the protected activity and the adverse
employment action.” Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 110 (2d Cir. 2010)
(citing Kessler v. Westchester County Dep’t of Soc. Servs., 461 F.3d 199, 205–06 (2d Cir.
2006)). To violate Title VII’s antiretaliation provision, an employer’s actions must be “materially
adverse,” which “means [they] well might have dissuaded a reasonable worker from making or
supporting a charge of discrimination.” Tepperwien v. Entergy Nuclear Operations, Inc., 663
F.3d 556, 568 (2d Cir. 2011) (quoting Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53,
67–68 (2006)). Tillery has not presented sufficient evidence to meet this burden.
Tillery argues that OASAS assigned all inspectors to catchment areas in an effort to
retaliate against her for participating in Lyman’s discrimination complaint and expressing her
belief that OASAS had discriminated against her. Opp. at 17. She claims the restructuring
qualifies as an adverse employment action because it reduced the number of facilities she
inspected, required her to drive to the Albany office more regularly, and allowed other employees
to obtain more travel reimbursements. Id. But Tillery presents no evidence regarding other
inspectors’ areas or the number of facilities assigned to each inspector, and so a jury could not
reasonably conclude that she has suffered any adverse employment action. Her claim that she
23
was somehow placed at a disadvantage because other employees received travel reimbursements,
id., makes little sense. It is unclear how reimbursing other employees for money spent while
conducting state business confers any benefit on those employees. Absent fraud, travel
reimbursements do not advantage an employee; they merely make her whole. The fact that
Tillery was not reimbursed for expenses she did not have is precisely the sort of “trivial harm”
that does not amount to a materially adverse employment action. Burlington, 548 U.S. at 68.
Even assuming Tillery presented evidence to make a prima facie showing of retaliation,
OASAS has clearly established it had a legitimate, non-retaliatory reason to implement
catchment areas: it was an effort to “make travel scheduling more efficient.” OASAS SMF ¶ 50;
Tillery RSMF ¶ 50. Tillery relies entirely on her Affidavit to argue that catchment areas were
designed to punish her, Opp. at 17–18, but she herself admitted that catchment areas made
inspections “cheaper for the State,” Mem. at 19. She also admitted that “there’s just too many
factors that [she] do[esn’t] understand” regarding the costs and benefits associated with assigning
catchment areas. Reply at 8. Because Tillery presents no evidence to suggest that OASAS’s
reason for creating catchment areas was pretextual, her retaliation claim fails.
Tillery also argues that OASAS unlawfully subjected her to enhanced scrutiny and
criticism after she participated in Lyman’s complaint. Opp. at 18–19. While a plaintiff may
indirectly show causation by showing temporal proximity between the protected activity and the
adverse act, Colandrea v. Hunter-Tannersville Cent. Sch. Dist., No. 15-CV-456, 2017 WL
1082439, at *11 (N.D.N.Y. Mar. 22, 2017) (Kahn, J.), the record does not support an inference of
causation here. OASAS began reviewing Tillery’s time and attendance records in 2008, nearly
three years before Lyman filed his complaint in 2011. OASAS SMF ¶ 55; Tillery RSMF ¶ 55.
24
Her supervisors again questioned Tillery’s time entries in 2010 and early 2011, about one month
before Lyman made his complaint. OASAS SMF ¶ 55; Tillery RSMF ¶ 55. Because OASAS
repeatedly scrutinized Tillery’s time entries long before Lyman filed his complaint, “no
reasonable jury could conclude that [its later scrutiny was] motivated by retaliatory animus
arising from” Tillery’s protected activity. Ya-Chen Chen v. City Univ. of N.Y., 805 F.3d 59, 72
(2d Cir. 2015); accord Weinstock v. Columbia Univ., 224 F.3d 33, 45 (2d Cir. 2000) (“The
consistency of the viewpoint expressed . . . further supports [the defendant’s] proffered
nondiscriminatory reason for [the employment action].”); Dabney v. Christmas Tree Shops, 958
F. Supp. 2d 439, 456 (S.D.N.Y. 2013), aff’d sub nom. Dabney v. Bed Bath & Beyond, 588 F.
App’x 15 (2d Cir. 2014) (“Although temporal proximity can sometimes demonstrate a causal
nexus, where (as here) the [employment action] was ultimately the product ‘of an extensive
period of progressive discipline’ that began . . . three months before the [protected act], a claim
for retaliation cannot be maintained.”).
Finally, even if Tillery had not been subject to scrutiny and criticism before Lyman’s
complaint, her claims would still be subject to dismissal because she offers “no circumstantial
evidence that she was treated differently from any similarly-situated employee[ and] there is no
direct evidence of retaliatory animus.” Richards-Byers v. N.Y.C. Dep’t of Fin., 449 F. App’x 55,
57 (2d Cir. 2011). To create an inference of race discrimination, a plaintiff “must compare
herself to employees who are ‘similarly situated in all material respects.’” Norville v. Staten
Island Univ. Hosp. 196 F.3d 89, 95 (2d Cir. 1999) (quoting Shumway v. United Parcel Serv.,
Inc., 118 F.3d 60, 64 (2d Cir. 1997)). Tillery offers no evidence to provide “any factual basis
from which one could infer that any [non-African-American] employee similarly situated to [her]
25
was subject to differential treatment.” Henry v. N.Y.C. Health & Hosp. Corp., 18 F. Supp. 3d
396, 408 (S.D.N.Y. 2014). Because Tillery has not presented sufficient evidence to make out a
prima facie case of retaliation, OASAS is entitled to summary judgment on this claim.
C. Hostile Work Environment Claim
“In order to establish a claim of hostile work environment, a plaintiff must produce
evidence that ‘the workplace is permeated with discriminatory intimidation, ridicule, and insult,
that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and
create an abusive working environment.’” Demoret, 451 F.3d at 149 (quoting Harris v. Forklift
Sys., Inc., 510 U.S. 17, 21 (1993)). A plaintiff must show “that the environment was objectively
hostile and abusive,” not merely that plaintiff perceived the environment to be abusive. Id. (citing
Hayut v. State Univ. of N.Y., 352 F.3d 733, 745 (2d Cir. 2003)). Isolated incidents generally do
not amount to a hostile work environment “unless they are ‘of sufficient severity’ to ‘alter the
terms and conditions of employment as to create such an environment.’” Id. (quoting Patterson v.
County of Oneida, 375 F.3d 206, 227 (2d Cir. 2004)). Typically, “incidents must be more than
episodic; they must be sufficiently continuous and concerted in order to be deemed pervasive.”
Id. (quoting Alfano v. Costello, 294 F.3d 365, 374 (2d Cir. 2002)).
To analyze a hostile work environment claim, a court must “look to the record as a whole
and assess the totality of the circumstances, considering a variety of factors including ‘the
frequency of the discriminatory conduct; its severity; whether it is physically threatening or
humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an
employee’s work performance,’ [and] the extent to which the conduct occurred because of
plaintiffs’ [protected status].” Id. (citation omitted) (quoting Harris, 510 U.S. at 23).
26
Tillery claims that she suffered a hostile work environment when she returned to work
between May and September 2014. She bases her claim on the fact that she was seated outside
the FEIU unit, denied certain building code training, reprimanded for various minor infractions,
and denied permission to work remotely. Opp. at 20. She also says her time records and
reimbursement requests were subjected to “continued scrutiny.” Id.
Making all reasonable factual inferences in Tillery’s favor, these incidents fall far short of
establishing a hostile work environment. As an initial matter, there is no evidence that any
OASAS employee ever made any racially insulting comments to Tillery at any point during her
employment. Cf. Morgan, 536 U.S. at 120 (affirming denial of summary judgment where
plaintiff “presented evidence from a number of other employees that managers made racial jokes,
performed racially derogatory acts, made negative comments regarding the capacity of blacks to
be supervisors, and used various racial epithets”). Likewise, nothing in the record supports an
inference that any of the acts Tillery highlights were racially motivated.
Much of Tillery’s hostile environment claim is premised on the charge that she was
unfairly criticized and scrutinized. Absent extreme circumstances, job performance criticism
does not create a hostile work environment. See, e.g., Marcus v. Barilla Am. N.Y. Inc., 14 F.
Supp. 3d 108, 113 (W.D.N.Y. 2014) (“Although plaintiff peppers her complaint with the words,
‘threaten,’ ‘intimidate,’ ‘humiliate’ and ‘harass,’ the actual conduct she describes—a series of
sporadic, isolated incidents in which managers verbally disagreed with plaintiff or criticized her
job performance—falls well short, as a matter of law, of describing discriminatory conduct that is
objectively threatening, intimidating, humiliating or harassing.”). “[M]ere criticism of an
employee’s work . . . does not fall within the ambit of Title VII unless [the supervisor’s] conduct
27
is so severe, pervasive, offensive and ‘permeated with discriminatory intimidation’ as to alter the
terms and conditions of his subordinate’s employment.” Id. at 114 (quoting Harris, 510 U.S.
at 21). Tillery has presented no evidence that such extreme conduct occurred here. Tillery’s claim
that she was subjected to enhanced scrutiny, Opp. at 20, likewise fails to demonstrate a hostile
work environment. While Tillery may disagree with her supervisors’ assessment of her job
performance, there is no indication that she faced threats, intimidation, or humiliation. Tillery
claims that placing her chair apart from the rest of the FEIU unit “caus[ed] humiliation.” Tillery
Counterstatement ¶ 121. While she may have found her seating assignment humiliating, the mere
placement of a chair “outside the unit,” id., without more, is not “objectively hostile and
abusive,” Demoret, 451 F.3d at 149.
Tillery also argues that the denial of her request for a medical accommodation under the
ADA created a hostile work environment. Opp. at 20. This claim does not withstand scrutiny. It
is important to note that Tillery does not allege a hostile work environment under the ADA. Am.
Compl.20 Nothing suggests that Tillery was denied an accommodation because of her race. The
letter denying her request provides a reasonable basis for denial and does not reveal any racial
animus. Tillery Aff. Ex. 13. While Tillery correctly notes that the Court must consider the
available facts in the light “most favorab[le],” to her, Opp. at 20, that does not mean imagining
racial animus where none appears to exist.
20
To state a claim for hostile work environment under the ADA, “[a] plaintiff must also
demonstrate that [he] was subjected to the hostility because of [his disability].” Dollinger v. N.Y.
State Ins. Fund, No. 14-CV-908, 2015 WL 1446892, at *11 (N.D.N.Y. Mar. 30, 2015)
(alterations in original) (quoting Brennan v. Metro. Opera Ass’n, Inc., 192 F.3d 310, 318 (2d Cir.
1999)).
28
Simply put, nothing suggests the conditions Tillery faced were “so severe as to be
abusive.” Demoret, 451 F.3d at 150. OASAS is therefore entitled to summary judgment on the
hostile work environment claim.
V.
CONCLUSION
Accordingly, it is hereby:
ORDERED, that OASAS’s Motion for Summary Judgment (Dkt. No. 88) is
GRANTED; and it is further
ORDERED, that Tillery’s Amended Complaint (Dkt. No. 19) is DISMISSED; and it is
further
ORDERED, that the Clerk of the Court serve a copy of this Memorandum-Decision and
Order on all parties in accordance with the Local Rules.
IT IS SO ORDERED.
DATED:
July 05, 2017
Albany, New York
29
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