Lewis v. Colvin
Filing
17
MEMORANDUM-DECISION & ORDER that Lewis' motion for judgment on the pleadings is GRANTED; the Commissioner's motion for judgment on the pleadings is DENIED; the Commissioner's decision is VACATED; and this matter is remanded to the Commissioner for further administrative proceedings consistent with this opinion. The Clerk of the Court is directed to close the case. Signed by Judge David N. Hurd on 8/21/2015. (see)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
-------------------------------DONNA LEWIS,
Plaintiff,
-v-
3:13-CV-1364
CAROLYN W. COLVIN, Acting
Commissioner of Social Security,
Defendant.
-------------------------------APPEARANCES:
OF COUNSEL:
LACHMAN, GORTON LAW FIRM
Attorneys for Plaintiff
P.O. Box 89
1500 East Main Street
Endicott, NY 13761
PETER A. GORTON, ESQ.
OFFICE OF REGIONAL GENERAL COUNSEL
SOCIAL SECURITY ADMINISTRATION REGION II
Attorneys for Defendant
26 Federal Plaza, Room 3904
New York, NY 10278
AMANDA J. LOCKSHIN, ESQ.
DAVID N. HURD
United States District Judge
MEMORANDUM–DECISION and ORDER
I. INTRODUCTION
Plaintiff Donna Lewis ("Lewis" or "plaintiff") brings this action, pursuant to 42
U.S.C. §§ 405(g) and 1383(c)(3), seeking review of defendant Commissioner of Social
Security's ("Commissioner" or "defendant") final decision denying her application for
Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI"). The parties
have filed their briefs as well as the Administrative Record on Appeal and the motion will be
considered on the basis of these submissions without oral argument.1
II. BACKGROUND
On November 30, 2010, Lewis filed applications for DIB and SSI claiming a period of
disability beginning on July 1, 2009. R. at 115-128. 2 These applications were initially denied
on March 3, 2011. Id. at 51-56. At plaintif f's request, a video hearing was held before
Administrative Law Judge ("ALJ") Bruce Fein on March 15, 2011. Id. at 25-45.
On May 31, 2012, the ALJ rendered a written decision concluding that Lewis was not
disabled within the meaning of the Social Security Act from July 1, 2009 through the date of
his decision. R. at 9-19. Plaintiff timely appealed this unfavorable disability determination to
the Appeals Council. Id. at 5.
On September 20, 2013, the ALJ's decision became the final decision of the
Commissioner when the Appeals Council denied Lewis's request for review. R. at 1-3.
Plaintiff filed this action on November 1, 2013, seeking judicial review of the Commissioner's
denial of benefits. Because the parties are familiar with the underlying facts, they are
discussed only to the extent necessary to address plaintiff's appeal.
III. DISCUSSION
A. Standard of Review
A court's review of the Commissioner's final decision is limited to determining whether
the decision is supported by substantial evidence and the correct legal standards were
1
Pursuant to General Order No. 18 of the Northern District of New York, consideration of this matter
will proceed as if both parties had accompanied their briefs with a motion for judgment on the pleadings
pursuant to Federal Rule of Civil Procedure 12(c).
2
Citations to "R." refer to the Administrative Record.
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applied. Poupore v. Astrue, 566 F.3d 303, 305 (2d Cir. 2009) (per curiam ). "Substantial
evidence means 'more than a mere scintilla. It means such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.'" Id. (quoting Consol.
Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)).
"To determine on appeal whether an ALJ's findings are supported by substantial
evidence, a reviewing court considers the whole record, examining the evidence from both
sides, because an analysis of the substantiality of the evidence must also include that which
detracts from its weight." Williams v. Bowen, 859 F.2d 255, 258 (2d Cir. 1988) (citing
Universal Camera Corp. v. NLRB, 340 U.S. 474, 488 (1951)). If the Commissioner's
disability determination is supported by substantial evidence, that determination is
conclusive. See id. Indeed, where evidence is deemed susceptible to more than one
rational interpretation, the Commissioner's decision must be upheld—even if the court's
independent review of the evidence may differ from the Commissioner's. Rutherford v.
Schweiker, 685 F.2d 60, 62 (2d Cir. 1982); Rosado v. Sullivan, 805 F. Supp. 147, 153
(S.D.N.Y. 1992).
However, "where there is a reasonable basis for doubting whether the Commissioner
applied the appropriate legal standards," the decision should not be affirmed even though the
ultimate conclusion reached is arguably supported by substantial evidence. Martone v.
Apfel, 70 F. Supp. 2d 145, 148 (N.D.N.Y. 1999) (citing Johnson v. Bowen, 817 F.2d 983, 986
(2d Cir. 1987)).
B. Disability Determination—The Five-Step Evaluation Process
The Social Security Act defines "disability" as the "inability to engage in any
substantial gainful activity by reason of any medically determinable physical or mental
-3-
impairment which can be expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A). In
addition, the Act requires that a claimant's:
physical or mental impairment or impairments [must be] of such
severity that he is not only unable to do his previous work but
cannot, considering his age, education, and work experience,
engage in any other kind of substantial gainful work which exists in
the national economy, regardless of whether such work exists in the
immediate area in which he lives, or whether a specific job vacancy
exists for him, or whether he would be hired if he applied for work.
Id. § 423(d)(2)(A).
The ALJ must follow a five-step evaluation process in deciding whether an individual is
disabled. See 20 C.F.R. §§ 404.1520, 416.920. At step one, the ALJ m ust determine
whether the claimant has engaged in substantial gainful activity. A claimant engaged in
substantial gainful activity is not disabled, and is therefore not entitled to
benefits. Id. §§ 404.1520(b), 416.920(b).
If the claimant has not engaged in substantial gainful activity, then step two requires
the ALJ to determine whether the claimant has a severe impairment or combination of
impairments which significantly restricts his physical or mental ability to perform basic work
activities. Id. §§ 404.1520(c), 416.920(c).
If the claimant is found to suffer from a severe impairment or combination of
impairments, then step three requires the ALJ to determine whether, based solely on medical
evidence, the impairment or combination of impairments meets or equals an impairment
listed in Appendix 1 of the regulations (the "Listings"). Id. §§ 404.1520(d), 416.920(d); see
also id. Pt. 404, Subpt. P, App. 1. If the claimant's impairment or combination of impairments
meets one or more of the Listings, then the claimant is "presumptively disabled." Martone,
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70 F. Supp. 2d at 149 (citing Ferraris v. Heckler, 728 F.2d 582, 584 (2d Cir. 1984)).
If the claimant is not presumptively disabled, step four requires the ALJ to assess
whether—despite the claimant's severe impairment—he has the residual functional capacity
("RFC") to perform his past relevant work. 20 C.F.R. §§ 404.1520(f), 416.920(f). The burden
of proof with regard to these first four steps is on the claimant. Perez v. Chater, 77 F.3d 41,
46 (2d Cir. 1996) (citing Carroll v. Sec'y of Health & Human Servs., 705 F.2d 638, 642 (2d
Cir. 1983)).
If it is determined that the claimant cannot perform his past relevant work, the burden
shifts to the Commissioner for step five. Perez, 77 F.3d at 46. This step requires the ALJ to
examine whether the claimant can do any type of work. 20 C.F.R. §§ 404.1520(g),
416.920(g). The regulations provide that factors such as a claimant's age, physical ability,
education, and previous work experience should be evaluated to determine whether a
claimant retains the RFC to perform work in any of five categories of jobs: very heavy,
heavy, medium, light, and sedentary. Perez, 77 F.3d at 46 (citing 20 C.F.R. § 404, Subpt. P,
App. 2). "[T]he Commissioner need only show that there is work in the national economy
that the claimant can do; [she] need not provide additional evidence of the claimant's residual
functional capacity." Poupore, 566 F.3d at 306 (citing 20 C.F.R. § 404.1560(c)(2)).
C. ALJ's Decision
The ALJ found Lewis had not engaged in substantial gainful activity since July 1,
2009, the alleged onset date. R. at 11. The ALJ next found plaintiff's bipolar disorder and
panic disorder with agoraphobia to be severe impairments, but that this combination of
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severe impairments did not meet or equal any of the Listings.3 Id. at 11-13. The ALJ then
determined plaintiff retained the RFC to perform a full range of work at all exertional
limitations subject to certain non-exertional limitations. Id. at 13. Specifically, the ALJ found:
[T]he claimant, on a sustained basis, can only understand,
remember, and carry out simple instructions and tasks (unskilled
work) in a low stress setting defined as occasional decision-making,
changes in the work setting, work-related judgments, and
interactions with the public, coworkers, and supervisors.
Id. (footnote omitted).
Based on these findings and Lewis's age, education, and work experience, the ALJ
determined jobs existed in significant numbers in the national economy that plaintiff could
perform. R. at 18-19. Accordingly, the ALJ concluded plaintiff was not disabled within the
meaning of the Act. Id. at 19.
D. Plaintiff's Appeal
On appeal, Lewis argues the ALJ: (1) erred in finding that she suffered from only
"mild" difficulties in daily living and social functioning; (2) improperly weighed the medical
evidence; (3) reached an unsupportable RFC determination; and (4) failed to elicit the
testimony of a Vocational Expert.
1. The "Paragraph B" Criteria
Lewis first argues that the ALJ's findings of only "mild restriction" in her activities of
daily living and only "mild difficulties" in her social functioning are not supported by
substantial evidence. Pl.'s Mem., ECF No. 14, 10-11 4; see also R. at 12.
3
The ALJ also found Lewis's morbid obesity and headaches were not severe impairments. R. at 11.
4
Pagination corresponds with that assigned by CM/ECF.
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As an initial matter, Lewis seems to argue that these particular findings are implicated
in the ALJ's ultimate RFC determination. But as the Commissioner correctly points out,
these findings were made at, and are relevant to, steps two and three of the five-step
disability determination process. Def.'s Mem., ECF No. 15, 7; see also R. at 13 (noting the
challenged limitations identified in this section "are not a residual function capacity
assessment but are used to rate the severity of mental impairments at steps 2 and 3 of the
sequential evaluation process").
Where, as here, "mental impairments are at issue, the Commissioner directs
administrative adjudicators to employ a 'psychiatric review technique' (sometimes referred to
as a 'special technique')." Wilson v. Colvin, 2015 WL 1609727, at *4 (N.D.N.Y. Apr. 10,
2015) (Sharpe, C.J.) (adopting Report & Recommendation of Hines, M.J.) (citing 20
C.F.R. §§ 404.1520a(b)(e), 416.920a(b)-(e)).
"This technical method helps administrative law judges first determine whether
claimants have medically-determinable mental impairments." Wilson, 2015 WL 1609727, at
*4 (footnote omitted). "This technique also enables administrative law judges to determine
subsequently whether medically-determinable mental impairments are severe (a Step 2
issue) and whether they meet or are equivalent in severity to any presumptively disabling
mental disorder (a Step 3 issue)." Id.
As relevant here, ALJs determine whether a claimant's severe mental impairments
meet or equal any of the presumptively disabling impairments listed in Appendix 1 of the
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Regulations5 by applying what are commonly referred to as the "paragraph B
criteria." Wilson, 2015 WL 1609727, at *5. These criteria are divided into four functional
areas: (1) activities of daily living; (2) social functioning; (3) concentration, persistence, or
pace; and (4) episodes of decompensation. See 20 C.F.R. §§ 404.1520a(c)(3),
416.920a(c)(3). The Regulations require ALJs to rate the first three of these functional areas
as "[n]one, mild, moderate, marked, [or] extreme," §§ 404.1520a(c)(4), 416.920a(c)(4), while
the fourth category (episodes of decompensation) must be rated on a five-point scale. Id.
In Lewis's case, the ALJ considered these paragraph B criteria and concluded
plaintiff: (1) suffered from mild restriction in activities of daily living; (2) experienced mild
difficulties in social functioning; (3) experienced moderate difficulties in concentration,
persistence, or pace; and (4) had suffered no episodes of decompensation of extended
duration. R. at 12.
These findings are supported in the ALJ's written decision with a brief narrative
discussion and include citations to various pieces of record evidence. With respect to
activities of daily living, the ALJ noted that Lewis reported that she lived alone and is able to
cook, do laundry, shop, shower herself, dress herself, and bathe daily.6 See R. at 12 (citing
R. at 312-13). With respect to social functioning, the ALJ noted plaintiff was able to socialize
with friends and attend church. Id. (citing R. at 313). The ALJ further noted that although the
5
"Impairments listed in Appendix 1 of the Regulations are acknowledged by the [Commissioner] to
be of sufficient severity to preclude substantial gainful activity." McGregor v. Astrue, 993 F. Supp. 2d 130,
136 (N.D.N.Y. 2012) (McAvoy, S.J.) (alteration in original) (adopting Report & Recommendation of Bianchini,
M.J.). "Accordingly, a claimant who meets or equals a Listing is 'conclusively presumed to be disabled and
entitled to benefits.'" Id. (quoting Dixon v. Shalala, 54 F.3d 1019, 1022 (2d Cir. 1995)).
6
"Activities of daily living 'include adaptive activities such as cleaning, shopping, cooking, taking
public transportation, paying bills, maintaining a residence, caring appropriately for your grooming and
hygiene, using telephones and directories, and using a post office." McGregor, 993 F. Supp. 2d at 138
(quoting 20 C.F.R. Pt. 404, Subpt. P, App. 1 § 12.00(C)(1)).
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record reflected that plaintiff isolates herself at times, consultative examiner Mary Ann
Moore, Psy. D., readily concluded that plaintiff's "manner of relating socially" was
adequate.7 Id. (citing R. at 313, 318).
Lewis attempts to challenge these findings on appeal by listing several pieces of
"significant" evidence in the record that she concludes are "not the symptoms and indicia of
someone with only mild difficulties in daily living or social function." Pl.'s Mem. at 11. In
other words, plaintiff does not articulate how the challenged findings are the product of legal
error or how the ALJ's proffered citations do not constitute substantial evidence, but rather
"essentially invite[s] the court to re-weigh evidence and come to a different conclusion than
did [the] ALJ." Wilson, 2015 WL 1609727, at *4.
That invitation must be declined, since a reviewing court "defer[s] to the
Commissioner's resolution of conflicting evidence." Cage v. Comm'r of Soc. Sec., 692 F.3d
118, 122 (2d Cir. 2012). Indeed, and as noted abov e, a district court's review of an
administrative denial of benefits "is limited to determining whether the [Commissioner's]
conclusions were supported by substantial evidence in the record and were based on a
correct legal standard." Lamay v. Comm'r of Soc. Sec., 562 F.3d 503, 507 (2d Cir.
2009). Lewis's citations to other pieces of record evidence, without more, are an insufficient
basis on which to challenge the ALJ's findings at these early steps. Accordingly, this ground
for appeal will be denied.
7
"'Social functioning' refers to the claimant's 'capacity to interact independently, appropriately,
effectively, and on a sustained basis with other individuals' and includes 'the ability to get along with others,
such as family members, friends, neighbors, grocery clerks, landlords, or bus drivers.'" McGregor, 993 F.
Supp. 2d at 138 (quoting 20 C.F.R. Pt. 404, Subpt. P, App. 1 § 12.00(C)(2)).
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2. State Agency Consultant M. Apacible
Lewis next argues the ALJ erred in assigning "great weight" to a March 1, 2011 report
by M. Apacible, a state agency psychiatric consultant who never actually examined her and
reached his conclusions on the basis of an incomplete record. Pl.'s Mem. at 11.
First, insofar as Lewis appears to argue an ALJ lacks discretion to ever afford anything
more than limited weight to the opinion of a state agency consultant, she is incorrect.
Although this may have once been the case, the current Regulations "recognize that the
Commissioner's consultants are highly trained physicians with expertise in evaluation of
medical issues in disability claims" whose "opinions may constitute substantial evidence in
support of residual functional capacity findings." Delgrosso v. Colvin, 2015 WL 3915944, at
*4 (N.D.N.Y. June 25, 2015) (Suddaby, J.) (adopting Report & Recommendation of Hines,
M.J.) (rejecting similar "global objection to reliance on nonexamining medical advisers'
opinions" by same plaintiffs' counsel).
However, that does not end the inquiry into the propriety of the ALJ's reliance on Dr.
Apacible. Lewis also claims that since Dr. Apacible's report was issued in March 2011, it
failed to take into account a large degree of relevant medical evidence subsequent to that
date. Pl.'s Mem. at 12-13. Importantly, Dr. Apacible's opinion appears to have been
rendered before the opinion of plaintiff's long-time mental health care provider and Licensed
Clinical Social Worker ("LCSW") Valerie Jones-Giles was made part of the record.8
"Great weight should not be accorded to the opinion of a non-examining State agency
consultant whose opinion is based on an incomplete record that lacks the opinion of the
8
LCSW Jones-Giles's medical source statement is dated November 29, 2011. R. at 349-351.
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claimant's primary treating psychiatrist." Coleman v. Colvin, 2015 WL 1190089, at *10
(S.D.N.Y. Mar. 16, 2015) (footnote omitted); see also Girolamo v. Colvin, 2014 WL 2207993,
at *8 (W.D.N.Y. May 28, 2014).
It is true, as Lewis readily concedes and as the Commissioner is quick to point out,
that LCSW Jones-Giles is considered an "other source" under the Regulations and is
therefore not entitled to the generous presumption of "controlling weight" ordinarily afforded
to a claimant's treating physician. See Caron v. Colvin, 2014 WL 3107959, at *7 (N.D.N.Y.
July 8, 2014) (noting "the Commissioner's regulations do not require an ALJ to assign the
same presumption of controlling weight to these ancillary treatment providers"), aff'd, 600 F.
App'x 43 (2d Cir. 2015) (summary order). However, given that Dr. Apacible's opinion was
rendered early in the disability review process on the basis of an incomplete record that
lacked LCSW Jones-Giles's valuable medical opinion, the ALJ's decision to nevertheless
assign it "great weight" constitutes error warranting remand.9
3. Other Considerations
Lewis's remaining challenges are predicated on conclusions drawn by the ALJ that will
necessarily be impacted by his reconsideration of the relative weight to be assigned to her
treating and consulting sources and therefore will not be addressed at this time. However,
the ALJ is also specifically directed to revisit at least three other aspects of his written
decision on remand.
First, the ALJ should clarify his findings with respect to the February 2011 evaluation
9
Notably, the ALJ never explicitly assigned any amount of weight to LCSW Jones-Giles's
opinions. Although social workers are not considered "acceptable medical sources," their opinions should
nevertheless be considered in evaluating a claimant's impairments. Saxon v. Astrue, 781 F. Supp. 2d 92,
104 (N.D.N.Y. 2011) (Mordue, C.J.).
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completed by Mary Ann Moore, Psy. D. The ALJ afforded "some weight" to this opinion,
partially discounting it on the basis of her allegedly faulty conclusion that "the claimant's
treatment notes appear to show that the claimant's condition is more stable than Dr. Moore
appears to believe." R. at 16.
Of course, "[t]here is no requirement that an administrative law judge blindly accept
[the] opinion of a consultative examiner concerning a claimant's limitations when substantial
evidence supports a decision to give less weight to such opinion." Griffin v. Colvin, 2014 WL
296854, at *7 (N.D.N.Y. Jan. 27, 2014) (Sharpe, C.J.) (adopting Report & Recommendation
of Hines, M.J.).
Nevertheless, the appropriate amount of weight to be afforded to medical opinion
evidence is properly determined by applying the same general criteria to each one: (1) the
length of the treatment relationship and the frequency of examination; (2) the nature and
extent of the treatment relationship; (3) evidence supporting the opinion; (4) consistency with
the record as a whole; (5) the source's specialization in the area of treatment; and (6) other
significant factors. 20 C.F.R. §§ 404.1527(c), 416.927(c).
Presumably, the ALJ's statement about Dr. Moore's February 2011 opinion was a
permissible reference to an inconsistency between Dr. Moore's conclusions and other
substantial evidence in the record. Read otherwise, it might be viewed as an impermissible
attempt by the ALJ to substitute his medical opinion for that of Dr. Moore's. Balsamo v.
Chater, 142 F.3d 75, 81 (2d Cir. 1998) ("[W]hile an [ALJ] is free to resolve issues of
credibility as to lay testimony or to choose between properly submitted medical opinions, he
is not free to set his own expertise against that of a physician who [submitted an opinion to
or] testified before him.").
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Second, the ALJ discounted the March 2012 opinion of Dr. Moore "because it appears
based somewhat on the claimant's alleged symptoms." R. at 17. But "a patient's complaints
or reports of his or her history are 'an essential diagnostic tool.'" McGregor, 993 F. Supp. 2d
at 139. This finding should therefore be clarified, since it could be fairly read as indicative of
the ALJ impermissibly discrediting Dr. Moore's opinion on the basis of only his lay judgment
that the medical report reflected resulting from her consultative examination improperly
considered some, or all, of Lewis's complaints to be credible. 10
Finally, and on the subject of credibility, the ALJ is also directed to clarify his
evaluation of Lewis's subjective complaints. "An [ALJ] may properly reject [subjective
complaints] after weighing the objective medical evidence in the record, the claimant's
demeanor, and other indicia of credibility, but must set forth his or her reasons 'with sufficient
specificity to enable us to decide whether the determination is supported by substantial
evidence.'" Lewis v. Apfel, 62 F. Supp. 2d 648, 651 (N.D.N.Y. 1999) (quoting Gallardo v.
Apfel, No. 96-CV-9435, 1999 WL 185253, at *5 (S.D.N.Y. Mar. 25, 1999)).
Where the record evidence does not support a claimant's testimony, the ALJ must
employ a two-step analysis to evaluate the claimant's reported symptoms. See 20
C.F.R. § 404.1529; SSR 96-7p. First, the ALJ must determine whether, based on the
objective medical evidence, a claimant's medical impairments "could reasonably be expected
to produce the pain or other symptoms alleged." 20 C.F.R. § 404.1529(a); SSR 96-7p.
10
The ALJ's other proffered basis on which to discredit Dr. Moore's March 2012 opinion is apparently
based on the fact that treatment records dated approximately two weeks prior to Dr. Moore's evaluation
"show that the claimant's condition had been relatively stable." R. at 18. Although a bipolar claimant is not
insulated from scrutiny, it is worth noting that "a person suffering from bipolar disorder may be vulnerable to
'violent mood swings' resulting in 'better days and worse days,' and that a claimant's stability on some days
does not necessarily support the conclusion that he is able to work every day." Matta v. Astrue, 508 F. App'x
53, 57 (2d Cir. 2013) (summary order).
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Second, if the medical evidence establishes the existence of such impairments, the ALJ must
evaluate the intensity, persistence, and limiting effects of those symptoms to determine the
extent to which the symptoms limit the claimant's ability to do work. See id.
At this second step, the ALJ must consider: (1) the claimant's daily activities; (2) the
location, duration, frequency, and intensity of the claimant's pain or other symptoms; (3)
precipitating and aggravating factors; (4) the type, dosage, effectiveness, and side effects of
any medication the claimant takes or has taken to relieve his pain or other symptoms; (5)
other treatment the claimant receives or has received to relieve his pain or other symptoms;
(6) any measures that the claimant takes or has taken to relieve his pain or other symptoms;
and (7) any other factors concerning claimant's functional limitations and restrictions due to
his pain or other symptoms. 20 C.F.R. § 416.929(c)(3)(I)-(vii); SSR 96-7p.
Importantly, an ALJ "must discuss the relationship between the plaintiff's medically
determinable impairment, the plaintiff's reported symptoms, his conclusions regarding the
plaintiff's functioning, and why the plaintiff's reported symptoms are or are not consistent with
the evidence in the record." Deeley v. Astrue, 2011 WL 454505, at *5 (N.D.N.Y. Feb. 3,
2011) (Scullin, S.J.) (citing SSR 95-5p).
Here, the entirety of the ALJ's discussion of Lewis's credibility in his written decision
stated that:
[a]fter careful consideration of the evidence, I find that the claimant's
medically determinable impairments could reasonably be expected
to cause the alleged symptoms; however, the claimant's statements
concerning the intensity, persistence and limiting effects of these
symptoms are not credible to the extent they are inconsistent with
the above residual functional capacity assessment.
R. at 14.
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Of course, "reviewing courts do not demand perfect decisions, and '[w]hile this sort of
boilerplate is inadequate, by itself, to support a credibility finding, . . . its use[ ] does not make
a credibility determination invalid.'" Crofoot v. Comm'r of Soc. Sec., 2013 WL 5493550, at
*11 (N.D.N.Y. Sept. 30, 2013) (Sharpe, C.J.) (adopting Report & Recommendation of Hines,
M.J.) (condemning this boilerplate language as "gobbledygook" that "is, at best, gibberish
insusceptible to meaningful judicial review").
Rather, "[t]he determinative question is not whether [the] ALJ [ ] used meaningless
and opaque language when expressing his credibility choice, but whether he explained how
[the claimant's] subjective testimony is not supported or undermined by other evidence, and
whether the ultimate credibility finding is supported by substantial evidence." Crofoot, 2013
WL 5493550, at *11.
Even so, that question must be answered in the negative here. A careful review of the
ALJ's written decision reveals no further explicit discussion on this topic or any kind of
detailed narrative of the sort ordinarily contemplated by the Regulations, which suggests that
"the ALJ 'made a determination with respect to plaintiff's overall RFC and then used that RFC
to discount plaintiff's non-conforming allegations and resulting limitations.'" Barnwell v.
Colvin, 2014 WL 4678259, at *14 (S.D.N.Y. Sept. 19, 2014) (quoting Norman v. Astrue, 912
F. Supp. 2d 33, 86 (S.D.N.Y. 2012)). Because the Regulations require an ALJ to detail
specific reasons supporting his determination of a plaintiff's credibility, his mere recitation of
the language of the Regulations frustrates meaningful review.
IV. CONCLUSION
The deficiencies in the ALJ's written decision leave a reasonable basis for doubting
whether the Commissioner applied the appropriate legal standards.
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Therefore, it is
ORDERED that
1. Lewis's motion for judgment on the pleadings is GRANTED;
2. The Commissioner's motion for judgment on the pleadings is DENIED;
3. The Commissioner's decision is VACATED; and
4. This matter is remanded to the Commissioner for further administrative
proceedings consistent with this opinion.
The Clerk of the Court is directed to close the case.
IT IS SO ORDERED.
Dated: August 21, 2015
Utica, New York.
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