Nutt v. New York State et al
Filing
4
DECISION AND ORDER accepting and adopting Magistrate Judge Dancks' 3 Report and Recommendations; dismissing Plaintiff's 1 complaint; and directing the action be closed unless Plaintiff files an Amended Complaint w/in 30 days from the date of this Decision and Order. Signed by Judge Glenn T. Suddaby on 9/12/2012. (amt) [Pltf served via reg. mail]
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
__________________________________________
EILEEN E. NUTT,
Plaintiff,
5:12-CV-0385
(GTS/TWD)
v.
NEW YORK STATE; STATE UNIV. OF
NEW YORK; and UPSTATE MED. UNIV.,
Defendants.
__________________________________________
APPEARANCES:
EILEEN E. NUTT
Plaintiff, Pro Se
124 Germaine Avenue
Syracuse, New York 13219
GLENN T. SUDDABY, United States District Judge
DECISION and ORDER
Currently before the Court, in this pro se employment civil rights action filed by Eileen
E. Nutt (“Plaintiff”) against the three above-captioned entities (“Defendants”), is the ReportRecommendation of United States Magistrate Judge Therese Wiley Dancks recommending that
Plaintiff’s Complaint be sua sponte dismissed with leave to amend. No objections have been
filed and the deadline by which to do so has expired. For the reasons set forth below, the
Report-Recommendation is accepted and adopted in its entirety.
I.
RELEVANT BACKGROUND
Generally, liberally construed, Plaintiff’s Complaint asserts the following three claims
against Defendants arising from her employment Upstate Medical University Hospital between
approximately August 15, 2008, and July 19, 2011: (1) a claim of disability discrimination in
violation of the Americans with Disabilities Act (“ADA”); (2) a claim of age discrimination in
violation of the Age Discrimination in Employment Act (“ADEA”); and (3) a claim of gender
discrimination in violation of Title VII. (See generally Dkt. No. 1.) Familiarity with the factual
allegations supporting these claims (which are accurately summarized in Part I of Magistrate
Judge Dancks’ Report-Recommendation) is assumed in this Decision and Order, which is
intended primarily for the review of the parties.
Generally, in her Report-Recommendation, Magistrate Judge Dancks bases her
recommendation of dismissal (with leave to amend) on the following four findings: (1) because
the doctrine of sovereign immunity under Eleventh Amendment protects Defendants from
liability on Plaintiff’s claims under the ADA and ADEA, Plaintiff’s only recourse under the
circumstances is to sue one or more state officials in their official capacity for prospective,
injunctive relief (which she has not done); (2) in addition to being flawed due to the abovedescribed immunity issue, Plaintiff’s claim under the ADEA is flawed because Plaintiff does not
allege how old she is now or how old she was during the relevant time period; (3) any Title VII
claim that Plaintiff is attempting to assert under a discrimination theory of liability is flawed
because Plaintiff fails to allege facts plausibly suggesting the fourth element of that claim (i.e.,
that the adverse action occurred under circumstances giving rise to an inference of
discrimination); and (4) any Title VII claim that Plaintiff is attempting to assert under a
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harassment (or hostile-work-environment) theory of liability is flawed because Plaintiff fails to
allege facts plausibly suggesting either the first or third elements of that claim (i.e., that the
complained-of conduct creates an environment that a reasonable person would find hostile or
abusive, and that the complained-of conduct creates such an environment because of the
plaintiff’s sex). (Dkt. No. 3, at Part IV.)
II.
STANDARD OF REVIEW
When a specific objection is made to a portion of a magistrate judge's report-
recommendation, the Court subjects that portion of the report-recommendation to a de novo
review. Fed. R. Civ. P. 72(b)(2); 28 U.S.C. § 636(b)(1)(C). To be “specific,” the objection
must, with particularity, “identify [1] the portions of the proposed findings, recommendations, or
report to which it has an objection and [2] the basis for the objection.” N.D.N.Y. L.R. 72.1(c).1
When performing such a de novo review, “[t]he judge may . . . receive further evidence. . . .” 28
U.S.C. § 636(b)(1). However, a district court will ordinarily refuse to consider evidentiary
material that could have been, but was not, presented to the magistrate judge in the first
instance.2
1
See also Mario v. P&C Food Markets, Inc., 313 F.3d 758, 766 (2d Cir. 2002)
(“Although Mario filed objections to the magistrate's report and recommendation, the statement
with respect to his Title VII claim was not specific enough to preserve this claim for review. The
only reference made to the Title VII claim was one sentence on the last page of his objections,
where he stated that it was error to deny his motion on the Title VII claim ‘[f]or the reasons set
forth in Plaintiff's Memorandum of Law in Support of Motion for Partial Summary Judgment.’
This bare statement, devoid of any reference to specific findings or recommendations to which
he objected and why, and unsupported by legal authority, was not sufficient to preserve the Title
VII claim.”).
2
See Paddington Partners v. Bouchard, 34 F.3d 1132, 1137-38 (2d Cir. 1994) (“In
objecting to a magistrate's report before the district court, a party has no right to present further
testimony when it offers no justification for not offering the testimony at the hearing before the
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When only a general objection is made to a portion of a magistrate judge's
report-recommendation, the Court subjects that portion of the report-recommendation to only a
clear error review. Fed. R. Civ. P. 72(b)(2),(3); Fed. R. Civ. P. 72(b), Advisory Committee
Notes: 1983 Addition.3 Similarly, when an objection merely reiterates the same arguments made
by the objecting party in its original papers submitted to the magistrate judge, the Court subjects
that portion of the report-recommendation challenged by those arguments to only a clear error
review.4 Finally, when no objection is made to a portion of a report-recommendation, the Court
subjects that portion of the report-recommendation to only a clear error review. Fed. R. Civ. P.
72(b), Advisory Committee Notes: 1983 Addition. When performing such a “clear error”
magistrate.”) [internal quotation marks and citations omitted]; Pan Am. World Airways, Inc. v.
Int'l Bhd. of Teamsters, 894 F.2d 36, 40, n.3 (2d Cir. 1990) (district court did not abuse its
discretion in denying plaintiff's request to present additional testimony where plaintiff “offered
no justification for not offering the testimony at the hearing before the magistrate”); cf. U. S. v.
Raddatz, 447 U.S. 667, 676, n.3 (1980) (“We conclude that to construe § 636(b)(1) to require the
district court to conduct a second hearing whenever either party objected to the magistrate's
credibility findings would largely frustrate the plain objective of Congress to alleviate the
increasing congestion of litigation in the district courts.”); Fed. R. Civ. P. 72(b), Advisory
Committee Notes: 1983 Addition (“The term ‘de novo’ does not indicate that a secondary
evidentiary hearing is required.”).
3
See also Brown v. Peters, 95-CV-1641, 1997 WL 599355, at *2-3 (N.D.N.Y.
Sept. 22, 1997) (Pooler, J.) [collecting cases], aff'd without opinion, 175 F.3d 1007 (2d Cir.
1999).
4
See Mario, 313 F.3d at 766 (“Merely referring the court to previously filed papers
or arguments does not constitute an adequate objection under either Fed. R. Civ. P. 72(b) or
Local Civil Rule 72.3(a)(3).”); Camardo v. Gen. Motors Hourly-Rate Emp. Pension Plan, 806 F.
Supp. 380, 382 (W.D.N.Y. 1992) (explaining that court need not consider objections that merely
constitute a "rehashing" of the same arguments and positions taken in original papers submitted
to the magistrate judge); accord, Praileau v. Cnty. of Schenectady, 09-CV-0924, 2010 WL
3761902, at *1, n.1 (N.D.N.Y. Sept. 20, 2010) (McAvoy, J.); Hickman ex rel. M.A.H. v. Astrue,
07-CV-1077, 2010 WL 2985968, at *3 & n.3 (N.D.N.Y. July 27, 2010) (Mordue, C.J.); Almonte
v. N.Y.S. Div. of Parole, 04-CV-0484, 2006 WL 149049, at *4 (N.D.N.Y. Jan. 18, 2006) (Sharpe,
J.).
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review, “the court need only satisfy itself that there is no clear error on the face of the record in
order to accept the recommendation.” Id.5
After conducting the appropriate review, the Court may “accept, reject, or modify, in
whole or in part, the findings or recommendations made by the magistrate judge.” 28 U.S.C. §
636(b)(1)(C).
III.
ANALYSIS
Because Plaintiff did not submit an objection to the Report-Recommendation, the Court
reviews the Report-Recommendation only for clear error, as described in Section II of this
Decision and Order. After carefully reviewing the relevant filings in this action, the Court can
find no clear error in the Report-Recommendation. Magistrate Judge Dancks employed the
proper standards, accurately recited the facts, and reasonably applied the law to those facts.
(Dkt. No. 3) As a result, Magistrate Judge Dancks’ Report-Recommendation is accepted and
adopted in its entirety for the reasons stated therein. (Id.) The Court would add only that
Magistrate Judge Dancks’ thorough and correct Report-Recommendation would survive even a
de novo review.
ACCORDINGLY, it is
ORDERED that Magistrate Judge Dancks’ Report-Recommendation (Dkt. No. 3) is
ACCEPTED and ADOPTED in its entirety; and it is further
5
See also Batista v. Walker, 94-CV-2826, 1995 WL 453299, at *1 (S.D.N.Y. July
31, 1995) (Sotomayor, J.) (“I am permitted to adopt those sections of [a magistrate judge's]
report to which no specific objection is made, so long as those sections are not facially
erroneous.”) (internal quotation marks and citations omitted).
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ORDERED that Plaintiff’s Complaint (Dkt. No. 1) is DISMISSED, and this action
closed, unless, within THIRTY (30) DAYS of the date of this Decision and Order, Plaintiff
submits an Amended Complaint that complies with the recommendations made in Magistrate
Judge Dancks’ Report-Recommendation (Dkt. No. 3); and it is further
ORDERED that, in the event that Plaintiff files an Amended Complaint within thirty
(30) days from the date of this Decision and Order, the Clerk of the Court is directed to return
the file to Magistrate Judge Dancks for further review.
Dated: September 12, 2012
Syracuse, New York
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