Woods v. City of Utica et al
Filing
63
MEMORANDUMDECISION and ORDER that the City defendants' motion for summary judgment (Dkt. No. 48) is GRANTED; All claims against the defendants City of Utica and Police Officer James Holt are DISMISSED; The County defendants' motion for summ ary judgment (Dkt. No. 46) is GRANTED in part and DENIED in part; All claims against defendant Deputy Sheriff Michael Batson are DISMISSED; The equal protection and New York Human Rights Law causes of action are DISMISSED; The ADA cause of action aga inst the individual defendants is DISMISSED; The ADA and Rehabilitation Act causes of action against the defendant County of Oneida with respect to the transportation of plaintiff on November 4 and 13, 2009, are DISMISSED; The due process cause of ac tion against defendant Sheriff Daniel Middaugh is DISMISSED; and The due process cause of action against defendants Deputy Sheriff Jason Gondeck, Deputy Sheriff Patricia Eyre, Deputy Sheriff Kimberly Hogan, and Deputy Sheriff Mark Leaf with respect to the provision of catheters and prescription pain medication during plaintiff's incarceration is DISMISSED. Signed by Judge David N. Hurd on 11/5/2012. (see)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
-------------------------------TRAVIS WOODS,
Plaintiff,
-v-
6:10-CV-1350
CITY OF UTICA; POLICE OFFICER HOLTZ,1
in his individual and professional capacity;
JOHN AND JANE DOES, Utica police officers
in their individual and professional capacities;
ONEIDA COUNTY; DANIEL MIDDAUGH, in
his individual and professional capacity as
Sheriff of Oneida County; DEPUTY SHERIFF
GONDECK; DEPUTY SHERIFF EYRE;
DEPUTY SHERIFF HOGAN; DEPUTY
SHERIFF BATSON; DEPUTY SHERIFF LEAF;
and JOHN AND JANE DOES, Oneida County
correctional officers in their individual and
professional capacities,
Defendants.
-------------------------------APPEARANCES:
OF COUNSEL:
BOSMAN LAW OFFICE
Attorneys for Plaintiff
6599 Martin Street
Rome, NY 13440
A.J. BOSMAN, ESQ.
NORMAN P. DEEP, ESQ.
LONGERETTA LAW FIRM
Attorneys for Plaintiff
298 Genesee Street
Utica, NY 13502
DAVID A. LONGERETTA, ESQ.
1
This defendant's first name is James, and the correct spelling of his last name is "Holt." This
spelling will be used hereinafter, and the Clerk of the Court is directed to amend the caption accordingly.
OFFICE OF CORPORATION COUNSEL—
CITY OF UTICA
Attorneys for Defendants City of Utica and
Police Officer Holt
One Kennedy Plaza
Utica, NY 13502
JOHN P. ORILIO, ESQ.
MARK C. CURLEY, ESQ.
GORMAN, WASZKIEWICZ, GORMAN &
SCHMITT
Attorneys for Defendants Oneida County,
Daniel Middaugh, Deputy Sheriff Gondeck,
Deputy Sheriff Eyre, Deputy Sheriff Hogan,
Deputy Sheriff Batson, and Deputy Sheriff
Leaf
1508 Genesee Street
Utica, NY 13502
BARTLE J. GORMAN, ESQ.
DAVID N. HURD
United States District Judge
MEMORANDUM–DECISION and ORDER
I. INTRODUCTION
Plaintiff Travis Woods ("plaintiff" or "Woods") filed this action on November 8, 2010.
He filed an amended complaint on July 19, 2011, against defendants the City of Utica ("the
City"); Officer Holt of the Utica Police Department ("Officer Holt"); Oneida County ("the
County"); Daniel Middaugh, former Sheriff of Oneida County ("Sheriff Middaugh"); and
Oneida County Corrections Officers Jason Gondeck ("CO Gondeck"), Patricia Eyre ("CO
Eyre"), Kimberly Hogan ("CO Hogan"), Michael Batson ("CO Batson"), and Mark Leaf ("CO
Leaf").2 Plaintiff brings federal causes of action alleging violations of the Americans with
Disabilities Act, 42 U.S.C. §§ 12101–12213 (2006) ("ADA"); the Rehabilitation Act, 29 U.S.C.
2
The City and Holt will be referred to as "the City defendants." The County, Sheriff Middaugh, and
the individual Corrections Officers will be referred to as "the County defendants."
-2-
§§ 701–796l (2006); and the Equal Protection and Due Process Clauses of the Fourteenth
Amendment. He also brings a state law cause of action for alleged violations of New York
Human Rights Law.
The City and County defendants have each moved for summary judgment pursuant to
Federal Rule of Civil Procedure 56. Plaintiff has responded in opposition to both motions,
and defendants replied. The motions were considered on submit.
II. FACTUAL BACKGROUND
The parties present different versions of the facts. The following is an account of the
facts viewed in the light most favorable to plaintiff, the non-movant. Woods, a paraplegic,
has been wheelchair-bound since 1993. On October 29, 2009, he was arrested by
defendant Officer Holt for possession of cocaine on Elizabeth Street in Utica, New York.
Officer Holt summoned a police van to transport plaintiff to the police station. However,
plaintiff advised that he could not be transported in the van because it was not equipped with
a wheelchair lift and locks. In response, Officer Holt opened the front passenger door of his
car, an unmarked four-door sedan, and instructed plaintiff to get in the car. Plaintiff's
handcuffs were removed, and he lifted himself onto the passenger seat. Officer Holt recuffed plaintiff, placing the handcuffs in front of his body, but did not secure him with a seat
belt. The ten-minute ride to the police station was without incident.
Upon arrival at the police station, Officer Holt took the handcuffs off Woods so he
could maneuver himself back into his wheelchair. Officer Holt and another officer then lifted
plaintiff and his wheelchair, carried him up several steps, and wheeled him into the building.
Plaintiff was processed in the police station, arraigned in the adjoining city court building, and
turned over to the custody of defendants CO Gondeck and CO Leaf to be transported to the
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Oneida County Correctional Facility ("OCCF" or "jail").3 The Oneida County Sheriff's Office
van that these defendants used was not equipped with a wheelchair lift or locks. Instead,
they lifted plaintiff out of his wheelchair, carried him through the side door of the van, and
placed him on the floor of a private compartment in the middle of the van. Plaintiff then
maneuvered himself onto a bench seat. This movement caused his pants and underwear to
fall, exposing him to the officers and anyone passing by. Plaintiff's wheelchair was placed in
the back of the van.
Before leaving the parking lot, Woods—who requires a catheter to urinate due to his
medical condition—advised that he needed to urinate. Defendants CO Gondeck and CO
Leaf gave him an empty plastic soda bottle from the city court building. Plaintiff catheterized
himself and attempted to urinate into the bottle. However, the van started moving, and he
was thrown about the inside of the compartment because he had not been secured to the
bench with a seat belt. This movement caused plaintiff to urinate on himself and one of his
legs to spasm during the approximately fifteen minute ride to the OCCF.
Upon arrival at the OCCF, Woods maneuvered himself from the bench seat to the
floor of the van and, eventually, to a wheelchair. This took several minutes, and other
inmates watched him struggle. Plaintiff was made to use a generic facility wheelchair, which
caused him discomfort, for approximately two hours before his customized wheelchair was
inspected and returned. Plaintiff was classified by defendant CO Hogan, a Classifications
Officer at OCCF, and placed in the medical unit. Defendant CO Eyre, an Admissions Officer
at the jail, performed an initial medical screening.
3
In his amended complaint, plaintiff alleges that defendant CO Eyre, not CO Leaf, assisted CO
Gondeck with the transport. In the motion paperwork, however, the parties agree that CO Leaf and CO
Gondeck transported plaintiff from the City court to the jail on October 29, 2009.
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Woods was released from the medical unit into the general population on November
3, 2009. He remained in the jail for approximately two weeks and was released on bail on
November 13, 2009. During his incarceration he was not provided with enough sterile
catheters and had to urinate into a dirty milk carton.4 Further, he did not receive his
prescription pain medication and was only given one suppository during his entire stay at the
OCCF even though he requires one every other day to ensure regular bowel movements.
While Woods was incarcerated he was transported to court proceedings on November
4 and 13, 2009, by the County defendants in vehicles that were not equipped with a
wheelchair lift or locks.5 The County defendants attempted to secure wheelchair-accessible
transportation through a private service, but that service did not respond to the request.
Woods did not file any grievances while incarcerated at the OCCF.
III. DISCUSSION
The City and County defendants argue that they are entitled to summary judgment on
all claims because: (1) plaintiff was provided with reasonable accommodations for his
disability; (2) there is no evidence that they discriminated against him; (3) plaintiff received
adequate care for his medical needs; (4) they are entitled to qualified immunity; and (5)
4
Plaintiff is inconsistent as to how many catheters he requires or was provided during his
incarceration. In the amended complaint, he alleges that he needs four catheters per day but was provided
with three during his entire stay at the OCCF. In his response to the County defendants' interrogatories, he
maintains that he requires one catheter every four hours but was given only three catheters for his entire stay.
In his response to defendants' motions for summary judgment and during his deposition, however, he claims
he was given only one catheter to use during his two-week incarceration.
5
On November 4, 2009, defendant CO Batson assisted other corrections officers in lifting plaintiff
into a vehicle at the OCCF. This appears to be the only personal involvement on CO Batson's part. During
CO Batson's deposition, plaintiff's counsel stated twice on the record that he "released" CO Batson from this
lawsuit. Batson Aff., Dkt. No. 46-6, Ex. A, 7–8, 13. (The pagination corresponds to the page numbers as
assigned on CM/ECF. This convention will be used throughout the order for citations to exhibits.) He will
therefore be dismissed from the case.
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plaintiff did not file a notice of claim alleging a violation of New York Human Rights Law.6
A. Motion for Summary Judgment—Legal Standard
The entry of summary judgment is warranted when "the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the affidavits, if any, show
that there is no genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law." Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S. Ct. 2548,
2552 (1986) (citing Fed. R. Civ. P. 56(c)); see also Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 247, 106 S. Ct. 2505, 2509–10 (1986). A fact is "material" for purposes of this inquiry if
it "might affect the outcome of the suit under the governing law." Anderson, 477 U.S. at 248,
106 S. Ct. at 2510; see also Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005).
A material fact is genuinely in dispute "if the evidence is such that a reasonable jury could
return a verdict for the nonmoving party." Anderson, 477 U.S. at 248, 106 S. Ct. at 2510.
When summary judgment is sought, the moving party bears the initial burden of
demonstrating that there is no genuine issue of material fact to be decided with respect to
any essential element of the claim. Id. at 250 n.4, 106 S. Ct. at 2511 n.4. The failure to
meet this burden warrants denial of the motion. Id. In the event this initial burden is met, the
opposing party must show, through affidavits or otherwise, that there is a material issue of
fact for trial. Id. at 250, 106 S. Ct. at 2511.
When deciding a summary judgment motion, a court must resolve any ambiguities
and draw all inferences from the facts in a light most favorable to the nonmoving party.
6
The City also asserts that plaintiff fails to identify a municipal policy or practice on which to justify
§ 1983 liability under Monell v. Department of Social Services of the City of New York, 436 U.S. 658, 98 S. Ct.
2018 (1978). However, the § 1983 claims—the fourth and fifth causes of action for violations of the Equal
Protection and Due Process Clauses—are only asserted against the individual defendants, not the City.
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Jeffreys, 426 F.3d at 553. Summary judgment is inappropriate where "review of the record
reveals sufficient evidence for a rational trier of fact to find in the [non-movant's] favor."
Treglia v. Town of Manlius, 313 F.3d 713, 719 (2d Cir. 2002) (citation omitted); see also
Anderson, 477 U.S. at 250, 106 S. Ct. at 2511 (summary judgment is appropriate only when
"there can be but one reasonable conclusion as to the verdict").
B. ADA and Rehabilitation Act
In the first two causes of action delineated in the amended complaint, Woods alleges
that the City and the County violated the ADA and Rehabilitation Act.7 He specifically claims
that they failed to provide him with a reasonable accommodation by way of a wheelchairaccessible vehicle and, therefore, denied him the benefit of safe and appropriate
transportation in light of his disability.
Title II of the ADA provides that "no qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be denied the benefits of the
services, programs, or activities of a public entity, or be subjected to discrimination by any
such entity." 42 U.S.C. § 12132 (2006).8 The Rehabilitation Act similarly provides that "[n]o
otherwise qualified individual with a disability . . . shall, solely by reason of her or his
disability, be excluded from the participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal financial assistance." 29
7
To the extent the third delineated cause of action asserts an ADA claim against the individual
defendants, such will be dismissed. Individual defendants can only be sued under the ADA in their official
capacities for prospective injunctive relief. Harris v. Mills, 572 F.3d 66, 72–73 (2d Cir. 2009). However,
because this would ultimately hold the City and the County liable, any ADA claims against the individual
defendants will be dismissed as redundant. See Booker v. Bd. of Educ., 238 F. Supp. 2d 469, 475
(N.D.N.Y. 2002) (Munson, S.J.).
8
Although plaintiff does not specifically invoke Title II of the ADA in his amended complaint, it is
assumed that his ADA claims are brought under this Title based on the nature of the factual allegations.
-7-
U.S.C. § 794(a) (2006). These claims will be considered together as these acts, despite
subtle differences in language, "impose identical requirements." Rodriguez v. City of New
York, 197 F.3d 611, 618 (2d Cir. 1999); see also 42 U.S.C. § 12133 (2006). It is undisputed
that the City and the County receive federal funding, thus bringing them within the ambit of
the Rehabilitation Act. See Henrietta D. v. Bloomberg, 331 F.3d 261, 272 (2d Cir. 2003).
To state a claim under these acts, Woods must show that: (1) he is a qualified
individual with a disability; (2) the defendants are public entities; and (3) he was "denied the
opportunity to participate in or benefit from defendants' services, programs, or activities, or
[was] otherwise discriminated against by defendants by reason of [his] disabilities." Id. It is
undisputed that plaintiff is a qualified individual with a disability and that the City and the
County are public entities. The issue is instead whether defendants denied plaintiff the
benefit of their service by reason of his disability.
The arrest of an individual, including post-arrest transportation, "is a 'service, activity,
or benefit' of a police department and is thus covered under the ADA." Nicholas v. City of
Binghamton, No. 10-CV-1565, 2012 WL 3261409, at *13 (N.D.N.Y. Aug. 8, 2012) (McAvoy,
S.J.). The ADA imposes an obligation to reasonably accommodate disabled persons with
"safe and appropriate" post-arrest transportation. Ryan v. Vt. State Police, 667 F. Supp. 2d
378, 387 (D. Vt. 2009); Gorman v. Bartch, 152 F.3d 907, 913 (8th Cir. 1998); see also 28
C.F.R. § 35.130(b) (a public entity may not provide service in a manner denying disabled
individuals equal benefit of the service). An arrestee can establish liability under the ADA
and Rehabilitation Act by showing defendants "failed to provide a reasonable
accommodation" for his disability during the course of the arrest and post-arrest, causing him
to suffer greater injury or indignity than other arrestees. Nicholas, 2012 WL 3261409, at *13;
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see also Ryan, 667 F. Supp. 2d at 387 (collecting cases).9 A reasonable accommodation is
one that gives the disabled person "meaningful access" to the services sought. Henrietta D.,
331 F.3d at 282.
1. The City
Woods claims that the City failed to provide a reasonable accommodation for his
disability when Officer Holt transported him in the front passenger seat of a police car on
October 29, 2009. In his deposition, however, plaintiff acknowledged that he requested not
to be transported in a police van. He further admitted that he is able to lift himself out of his
wheelchair and into a sedan as long as someone holds his wheelchair steady for him. When
asked whether he had any problem getting into the police car, he responded: "No, not really,
no." Pl.'s Dep. Tr., Dkt. No. 46-14, 20:15–16. Moreover, this particular vehicle was an
unmarked police car without the radios and computers that crowd the interior of a marked
car. Plaintiff also noted that he was able to get out of the car in the same manner he usually
exits other cars—by lifting himself out of the seat and into his wheelchair, which Officer Holt
held for him. He does not allege that this form of transportation caused him any injury or
indignity whatsoever.
Moreover, Woods reported that he has ridden in passenger cars "thousands of times"
despite his disability. Id. at 100:22–23. In fact, he was transported to Utica City Hall for his
deposition in a four-door sedan. In short, there is no issue of material fact regarding the ADA
and Rehabilitation Act claims against the City related to plaintiff's transportation from the
9
Notably, despite the "by reason of . . . disability" language, a plaintiff does not have to establish a
"disparate impact" to succeed on a reasonable accommodation claim under the ADA and Rehabilitation Act.
See Henrietta D., 331 F.3d at 273–79.
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scene of his arrest to the police station on October 29, 2009. He was provided with
meaningful access to the services of the City, and no reasonable jury could find in his favor
on this claim.
Accordingly, the City's motion for summary judgment will be granted with respect to
the ADA and Rehabilitation Act causes of action.
2. The County
Several issues of material fact preclude granting summary judgment to the County.
Woods alleges that on October 29, 2009, defendants CO Gondeck and CO Leaf lifted him
out of his wheelchair and placed him on the floor of an Oneida County Sheriff's Office van,
forcing him to maneuver himself onto the bench seat. He claims that this caused his pants
and underwear to fall, exposing his genitals. He further claims that he was not secured to the
bench with a seatbelt, causing him to be thrown about the passenger compartment and
suffer leg spasms during the ride to the OCCF. Although in his deposition plaintiff
acknowledged that he did not urinate on himself during the ride, as alleged in the amended
complaint, he alleges that he had to urinate into an empty soda bottle and handle his sterile
catheter with his hands that were dirty from moving himself around on the floor of the van.
Finally, he claims that CO Gondeck and CO Leaf stood by as he struggled to maneuver
himself out of the van and into his wheelchair while other inmates watched.
The County defendants dispute Woods's version of the facts. They maintain that he
requested to be placed on the floor of the van and wanted to maneuver himself onto the
bench seat to reduce the risk of injury. They also argue that plaintiff made no complaints
about urinating into the soda bottle. They assert that he finished urinating and was safely
seat-belted to the bench seat by CO Leaf before the van began moving. They deny that he
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was thrown about or injured in any way during the ride. However, defendants CO Batson,
CO Gondeck, and CO Leaf all denied receiving any training regarding how to transport
disabled inmates. Lieutenant Kenneth Shanley ("Lt. Shanley"), who supervises inmate
transportation for the Oneida County Sheriff's Office, testified that none of his transportation
officers have received such training. Lt. Shanley advised that he was not aware of any policy
or procedure guiding how his officers are to transport disabled persons.10
In light of these differing accounts, an issue of material fact exists as to whether
Woods was denied the benefit of safe and appropriate transportation by the County on
October 29, 2009. See Sayers v. City of New York, No. CV-04-3907, 2007 WL 914581, at *8
(E.D.N.Y. Mar. 23, 2007) (finding an issue of fact for trial where paraplegic prisoner sustained
injuries when his wheelchair was improperly secured by untrained officers and tipped
backwards during transport in a police van). Indeed, when viewed in the light most favorable
to Woods, there is sufficient evidence in the record to permit a rational trier of fact to find that
the County failed to provide a reasonable accommodation for his disability, thereby causing
greater injury or indignity than other arrestees endure. See, e.g., Barnes v. Gorman, 536
U.S. 181, 183–84, 122 S. Ct. 2097, 2099–2100 (2002) (jury below found defendants violated
ADA by removing paraplegic arrestee from his wheelchair and improperly securing him to a
bench in a police van, resulting in serious injuries when he fell from the bench and causing
him to urinate on himself when his urine bag ruptured).
10
Lt. Deborah Stanton, the Training Officer for the Oneida County Sheriff's Office, testified that the
Sheriff's Office has developed lesson plans and policies specifically addressing the transportation of inmates
with special needs. See Stanton Aff., Dkt. No. 46-13. While these plans and policies were reportedly created
and implemented prior to 2009, the undisputed fact remains that all of the defendant corrections officers who
transported Woods deny receiving any training regarding the transportation of disabled inmates. Further,
these defendants' supervisor is unaware that such policies and training even exist.
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However, the County is entitled to summary judgment to the extent plaintiff's ADA and
Rehabilitation Act claims involve his transportation to court proceedings on November 4 and
13, 2009. Woods claims that he refused to ride in the van again and was instead transported
from the OCCF to court in the back seat of an Oneida County Sheriff's Office patrol car on
these dates. He acknowledges that he was able to lift himself into and out of the car, much
like he had done with Officer Holt on the day of his arrest and does on other occasions when
he is not incarcerated. As noted above, plaintiff has ridden in a sedan thousands of times.
Aside from being uncomfortable by virtue of the limited leg-room in the back of the patrol car,
these rides caused neither injury nor indignity.
Accordingly, the County's motion for summary judgment will be denied with regard to
the October 29, 2009, transport of Woods in the van but granted with respect to the
November 4 and 13, 2009, transports via patrol car.
C. Equal Protection
Woods alleges that the individual defendants discriminated against him based on his
disability in violation of the Equal Protection Clause of the Fourteenth Amendment.
Unlike the ADA and Rehabilitation Act claims, to adequately allege an equal protection
violation plaintiff must establish that he was treated differently than other similarly-situated
arrestees "as a result of intentional or purposeful discrimination." Phillips v. Girdich, 408 F.3d
124, 129 (2d Cir. 2005); see also Krug v. Cnty. of Rennselaer, 559 F. Supp. 2d 223, 240
(N.D.N.Y. 2008) (McAvoy, S.J.). However, "[c]onclusory allegations of disparate treatment or
plaintiff's personal belief of discriminatory intent is insufficient" to prevail on an equal
protection claim. Nash v. McGinnis, 585 F. Supp. 2d 455, 462 (W.D.N.Y. 2008) (internal
quotation marks omitted).
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Plaintiff makes only conclusory assertions that defendants discriminated against him
because of his disability. He does not allege that he was treated differently than other
similarly-situated arrestees. Moreover, he does not even respond to the defendants' motion
for summary judgment on this claim. Accordingly, defendants' motions will be granted as to
the equal protection cause of action.11
D. Due Process
Woods next alleges that the individual defendants failed to provide adequate medical
treatment and medications. He specifically claims that he did not receive a sufficient amount
of sterile catheters and suppositories and was not provided with his prescription pain
medication during his two-week incarceration at the OCCF.12
The medical needs of an arrestee held in state custody are protected by the Due
Process Clause of the Fourteenth Amendment. Caiozzo v. Koreman, 581 F.3d 63, 69 (2d
Cir. 2009). The official custodian of a pretrial detainee may be found liable for violating the
detainee's due process rights if the defendant official "disregarded a risk of harm to the
plaintiff of which the defendant was aware." Id. at 71. This requires a two-part showing that:
11
In his deposition, Woods alleged—for the first time—that his treatment by the County defendants
was also indicative of racial discrimination. However, the only evidence he cited to support this allegation was
a comment made by defendant CO Leaf, who reportedly advised plaintiff that he had no rights because he
was a convicted felon and told him to "shut up" and "stop crying" when he complained about his
transportation. Pl.'s Dep. Tr., 49. Such comments do not support an inference of racial discrimination, and
plaintiff does not make such a legal argument in his response to defendants' motions. Thus, to the extent he
alleges racial discrimination, such claim will be dismissed.
12
Although plaintiff lists Officer Holt in this cause of action, the pertinent facts occurred while he was
incarcerated in the OCCF. Therefore, Officer Holt had no personal involvement in these alleged
constitutional violations, and the due process claim against him will be dismissed. See Wright v. Smith, 21
F.3d 496, 501 (2d Cir. 1994) (noting that the personal involvement of a defendant is an essential element of a
§ 1983 claim). Similarly, plaintiff acknowledges that Sheriff Middaugh had no personal involvement in the
alleged violation of his rights. See Middaugh Aff., Dkt. No. 46-4, Ex. A., 1. Plaintiff did not submit any
grievances during his incarceration, and there are no allegations that Sheriff Middaugh was otherwise aware
of the alleged violations of plaintiff's constitutional rights. Therefore, the due process claim against Sheriff
Middaugh will be dismissed as well.
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(1) the plaintiff had an objectively "serious medical condition" that (2) the defendant met with
"deliberate indifference." Id. at 72 (internal quotation marks omitted).
In cases such as this where the alleged inadequacy is in the medical treatment given,
the first inquiry is narrow. Salahuddin v. Goord, 467 F.3d 263, 280 (2d Cir. 2006). "For
example, if the prisoner is receiving on-going treatment and the offending conduct is an
unreasonable delay or interruption in that treatment, the seriousness inquiry focuses on the
challenged delay or interruption in treatment rather than the prisoner's underlying medical
condition alone." Id. (internal quotation marks and alteration omitted). The deliberate
indifference showing required by the second prong is akin to criminal recklessness. Id. In
essence, a plaintiff must show that the defendants acted or failed to act "while actually aware
of a substantial risk that serious inmate harm will result." Id. The defendants need not
desire to cause the inmate harm; it is enough that they are aware of a substantial risk of
harm. Id.
The County defendants do not seriously dispute that Woods, a paraplegic who
requires the use of a catheter to urinate and suppositories to maintain regular bowel
movements, suffers from a serious medical condition. Indeed, plaintiff alleges that the
County defendants caused an unreasonable delay and substantial interruption in his ongoing
treatment—i.e. the withholding of his catheters, suppositories, and prescription medication
during his two-week incarceration. The County defendants instead argue that they were not
deliberately indifferent to any of plaintiff's medical needs of which they were aware.
Upon his arrival at the OCCF on October 29, 2009, Woods was classified by
defendant CO Hogan and placed in the medical unit. Defendant CO Eyre performed an
initial medical screening and noted that Woods requires a suppository every other day, uses
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a catheter, and takes oxycodone for pain associated with a bullet lodged in his spine. See
Stock Aff., Dkt. No. 46-5, Ex. A, 11 ("Medical R.").
During his time in the medical unit, Woods complained of constipation but refused to
take a laxative pill orally. He instead requested a suppository and was given one on
November 1. The medical record indicates that five refills of suppositories were ordered by
phone on that date. However, there is no indication that plaintiff was provided with any
suppositories after November 1. In his deposition, plaintiff claims that he was given "a
handful" of suppositories on the day he left the OCCF, November 13, 2009. Pl.'s Dep. Tr.,
82:3–4. He further testified that because he was not provided with suppositories from
November 1 to November 13, his stomach became bloated and he "had to use my hands to
have a bowel movement, and that caused me to bleed." Id. at 85:19–22.
In short, there is sufficient evidence in the record to show that the County defendants
knew Woods needed a suppository every other day to maintain regular bowel movements
but only provided him with one during his entire two-week incarceration. Thus, there remains
an issue of material fact as to whether the County defendants were deliberately indifferent to
plaintiff's known medical needs.
However, the County defendants are entitled to summary judgment to the extent that
plaintiff alleges they were deliberately indifferent to his need for catheters and prescription
pain medication. Woods was given a new catheter on November 1. On November 3, it was
noted that his catheter was "draining well," and he denied experiencing any problems.
Medical R., 24. Unlike with the suppositories—where the County defendants knew plaintiff
needed one every other day—there is no evidence that they knew he required a new
catheter every four hours as he now claims. In fact, the records from the pharmacy that
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usually fills plaintiff's prescriptions indicate he received only ten catheters for the time period
spanning August 30 to October 30, 2009. Id. at 21–22. Plaintiff never requested additional
catheters after November 1, nor does he allege any injury as a result of defendants' failure to
provide same. Similarly, plaintiff never complained of pain or requested pain medication
during his incarceration. Although he informed defendant CO Eyre that he takes oxycodone,
this medication did not appear on the list of prescriptions obtained from his pharmacy. See
id. at 22.
In short, there is nothing in the record from which to infer that the County defendants
knew Woods needed more catheters on a regular basis or required prescription pain
medication. Accordingly, the County defendants' motion for summary judgment on plaintiff's
due process claim will be denied, but this claim is limited to the County defendants' alleged
deliberate indifference to Woods's need for a sufficient amount of suppositories during his
incarceration.
The County defendants argue they are entitled to qualified immunity, which protects
state actors from liability if their conduct "does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known." Pearson v. Callahan,
555 U.S. 223, 231, 129 S. Ct. 808, 815 (2009) (internal quotation marks omitted). Even if the
rights are clearly defined, qualified immunity may still be available to defendants if it was
"objectively reasonable" for them to believe their acts did not violate those rights. Kaminsky
v. Rosenblum, 929 F.2d 922, 925 (2d Cir. 1991).
The County defendants will not be granted qualified immunity because "a pretrial
detainee's right not to be recklessly denied treatment for a serious medical condition was
'clearly established' at the time these events transpired." Mills v. Fenger, 216 F. App'x 7, 11
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(2d Cir. 2006) (summary order) (citing Liscio v. Warren, 901 F.2d 274, 276–77 (2d Cir.
1990)). Nor can it be considered objectively reasonable for them to believe that withholding
suppositories for twelve days from a paraplegic inmate who requires one every other day
does not violate his rights.
E. New York Human Rights Law
Plaintiff claims the City, Sheriff Middaugh, and the individual Corrections Officers
discriminated against him in violation of New York Human Rights Law ("NYHRL"). The
County defendants argue that this claim must be dismissed because plaintiff did not file a
timely notice of claim as required by section 52 of the New York County Law.
An aggrieved party must file a notice of claim that complies with General Municipal
Law section 50-e before a tort claim can be brought against a county. N.Y. COUNTY LAW
§ 52(1).13 "[A] cause of action under the Human Rights Law, while not a traditional tort, is
subject to the notice of claim requirements of County Law § 52." Bielski v. Green, 674 F.
Supp. 2d 414, 427 (W.D.N.Y. 2009) (internal quotation marks omitted). As the County is
obligated to indemnify the individual defendants, it follows that this notice of claim
requirement also applies to claims against County employees in their official capacities. See
id.; Anderson v. Nassau Cnty. Dep't of Corr., 558 F. Supp. 2d 283, 303 (E.D.N.Y. 2008)
(applying the notice of claim requirement in County Law section 52 to plaintiff's claims
against the county "and the individual defendants acting in their official capacities").
It is undisputed that plaintiff did not serve a timely notice of claim on the County
13
Plaintiff's reliance on Lee v. City of Syracuse, 603 F. Supp. 2d 417 (N.D.N.Y. 2009) for the
proposition that a notice of claim under General Municipal Law section 50-e is not required for a NYHRL
cause of action is misplaced. The defendant in Lee was a municipality, not a county, and it was specifically
noted that County Law section 52 "is much broader in scope and it allows for a notice of claim requirement in
more types of claims that General Municipal Law § 50-e." Id. at 445.
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defendants. Therefore, his NYHRL claim is barred and will be dismissed to the extent it is
asserted against the individual County defendants in their official capacities.14
Moreover, the remainder of this claim will be dismissed because the amended
complaint does not identify the section of the NYHRL on which this claim is based. Nor has
plaintiff clarified this matter in his response to the defendants' motions. The only specific
section discussed in any of plaintiff's paperwork is the aiding and abetting provision of the
NYHRL, New York Executive Law section 296(6). However, such a claim cannot stand
alone. See Preston v. Hilton Cent. Sch. Dist., __ F. Supp. 2d __, 2012 WL 2829452, at *8
(W.D.N.Y. 2012) (dismissing a claim brought under section 296(6) because the prior
dismissal of the only other NYHRL claim "defeats the plausibility of any allegation that the
defendants aided, abetted, incited, compelled or coerced others to commit a separate
violation of the Human Rights Law"); JG & PG ex rel. JGIII v. Card, No. 08 Civ. 5668, 2009
WL 2986640, at *12–13 (S.D.N.Y. Sept. 17, 2009) (same).
Indeed, individual defendants cannot be held liable for aiding and abetting the
discrimination of another if no underlying violation of NYHRL has been established. See
Barbato v. Bowden, 63 A.D.3d 1580, 1582 (N.Y. App. Div. 4th Dep't 2009) (defendant
"cannot be held liable for aiding and abetting a violation of the Human Rights Law where, as
here, no violation of the Human Rights Law by another party has been established" (internal
quotation marks and alterations omitted)). As explained above, there is no evidence to
support plaintiff's conclusory allegation that he was discriminated against because of his
disability or race. Thus, the individual defendants cannot be liable for aiding and abetting
14
The NYHRL claim, delineated in the third cause of action in the amended complaint, is not
asserted against the County itself.
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such discrimination in violation of the NYHRL.
Accordingly, defendants' motions for summary judgment will be granted with respect
to the NYHRL claim.
IV. CONCLUSION
There is insufficient evidence in the record to establish an issue of material fact as to
whether the City violated the ADA or Rehabilitation Act when defendant Officer Holt
transported Woods in an unmarked police car on October 29, 2009. Similarly, the County is
entitled to summary judgment on the ADA and Rehabilitation Act causes of action to the
extent they pertain to the transportation of plaintiff in patrol cars on November 4 and 13,
2009. However, there remains an issue of material fact as to whether the County failed to
provide a reasonable accommodation when plaintiff was transported by van from the City
courthouse to the OCCF on October 29, 2009.
Additionally, when viewed in the light most favorable to Woods, there is sufficient
evidence in the record for a jury to conclude that the County defendants were deliberately
indifferent to his need for suppositories every other day. However, plaintiff does not identify
any evidence from which to infer that defendants purposely discriminated against him due to
his disability or race in violation of the Equal Protection Clause. Finally, plaintiff failed to
serve the County defendants with a timely notice of claim, and there is neither a specific
allegation of an NYHRL violation nor an indication of an underlying act of discrimination.
Therefore, it is
ORDERED that
1. The City defendants' motion for summary judgment (Dkt. No. 48) is GRANTED;
2. All claims against the defendants City of Utica and Police Officer James Holt are
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DISMISSED;
3. The County defendants' motion for summary judgment (Dkt. No. 46) is GRANTED
in part and DENIED in part;
4. All claims against defendant Deputy Sheriff Michael Batson are DISMISSED;
5. The equal protection and New York Human Rights Law causes of action are
DISMISSED;
6. The ADA cause of action against the individual defendants is DISMISSED;
7. The ADA and Rehabilitation Act causes of action against the defendant County of
Oneida with respect to the transportation of plaintiff on November 4 and 13, 2009, are
DISMISSED;
8. The due process cause of action against defendant Sheriff Daniel Middaugh is
DISMISSED; and
9. The due process cause of action against defendants Deputy Sheriff Jason
Gondeck, Deputy Sheriff Patricia Eyre, Deputy Sheriff Kimberly Hogan, and Deputy Sheriff
Mark Leaf with respect to the provision of catheters and prescription pain medication during
plaintiff's incarceration is DISMISSED.
IT IS SO ORDERED.
Dated: November 5, 2012
Utica, New York.
The following claims remain for trial: (1) The ADA and Rehabilitation Act causes of action
against the defendant County of Oneida with respect to the transportation of plaintiff on
October 29, 2009; and (2) the due process cause of action against defendants Deputy
Sheriff Jason Gondeck, Deputy Sheriff Patricia Eyre, Deputy Sheriff Kimberly Hogan, and
Deputy Sheriff Mark Leaf with respect to the provision of suppositories during plaintiff's
incarceration.
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