Matlock-Abdullah v. Dufel
Filing
75
DECISION AND ORDER granting # 55 Defendant's Motion for Summary Judgment. Plaintiff's Amended Complaint is dismissed. Signed by Chief Judge Glenn T. Suddaby on 11/29/17. (lmw) (Copy served upon pro se plaintiff via regular and certified mail)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
____________________________________________
ARRIAMA A. MATLOCK-ABDULLAH,
Plaintiff,
6:15-CV-0294
(GTS/TWD)
v.
NEW YORK STATE DEPARTMENT OF LABOR,
Defendant.
____________________________________________
APPEARANCES:
OF COUNSEL:
ARRIAMA A. MATLOCK-ABDULLAH
Plaintiff, Pro Se
P.O. Box 76
Canajoharie, New York 13317
HON. ERIC T. SCHNEIDERMAN
Attorney General for the State of New York
Counsel for Defendant
615 Erie Blvd. West, Suite 102
Syracuse, New York 13204
AIMEE M. PAQUETTE, ESQ.
Assistant Attorney General
GLENN T. SUDDABY, Chief United States District Judge
DECISION and ORDER
Currently before the Court, in this pro se employment discrimination action filed by
Arriama A. Matlock-Abdullah (“Plaintiff”) against the New York State Department of Labor
(“NYSDOL” or “Defendant”), is Defendant’s motion for summary judgment pursuant to Fed. R.
Civ. P. 56 (Dkt. No. 55). For the reasons set forth below, Defendant’s motion is granted.
I.
RELEVANT BACKGROUND
A.
Plaintiff’s Amended Complaint
Generally, liberally construed, Plaintiff’s Amended Complaint alleges as follows. (Dkt.
No. 7 [Pl.’s Am. Compl.].) Plaintiff was formerly employed as a Labor Services Representative
with the NYSDOL’s Workforce Solutions Career Center in Amsterdam, New York. (Id., ¶ 8.)
Susan Dufel is identified in Plaintiff’s Amended Complaint as the Director of Workforce
Solutions. (Id., ¶ 3.) Plaintiff alleges that Ms. Dufel (1) held her to a different work standard
than that governing Plaintiff’s Caucasian counterparts, (2) called Plaintiff into her office on
September 16, 2013, to reprimand her because of a Caucasian co-worker’s client, (3) repeatedly
called Plaintiff into her office in October and November of 2013 to reprimand her for
documentation issues, and (4) verbally reprimanded Plaintiff in front of her staff and
counterparts on December 20, 2014. (Id., ¶ 8.) Plaintiff further alleges that Ms. Dufel willfully
involved other agency staff members and subordinates in an effort to deny and conceal acts of
wrongdoing toward Plaintiff. (Id. at 4.) As a result, Plaintiff alleges, Ms. Dufel created a hostile
work environment ripe for retaliation where other staff members felt comfortable displaying
aggressive actions towards Plaintiff based upon her race. (Id. at 3-4.) Plaintiff alleges that the
behaviors and acts committed against her caused her emotional, mental, and physical anguish,
and caused her to work in an environment where she constantly felt set apart. (Id. at 3.)
On January 3, 2014, Plaintiff filed an internal complaint with the NYSDOL claiming that
an individual (whose name has been redacted) held her to a different standard than the standard
governing other employees, changed rules in a manner that adversely impacted her, and created a
hostile work environment by publicly embarrassing her, singling her out for penalties, bullying
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her, and systematically targeting her for unfair treatment. (Dkt. No. 1, Attach. 1, at 12.)
On July 11, 2014, Plaintiff filed a discrimination complaint against the NYSDOL with
the U.S. Equal Employment Opportunity Commission (“EEOC”), alleging that she was targeted
for harassment, subjected to different terms and conditions of employment, and constructively
discharged because of her race. (Dkt. No. 7, ¶ 10 [Pl.’s Am. Compl.]; Dkt. No. 1, at 6 [EEOC
Compl.]. ) Plaintiff received a right-to-sue letter from the EEOC on December 16, 2014. (Dkt.
No. 7, ¶ 11 [Pl.’s Am. Compl.].)
Based upon the foregoing allegations, Plaintiff claims that Defendant has violated 42
U.S.C. § 2000e-5, et seq., by (a) subjecting her to discrimination and unequal terms and
conditions of her employment on the basis of her race, (b) creating a hostile work environment,
and (c) retaliating against her after she engaged in protected activity. (Id. at 2.) In addition,
Plaintiff claims that she was retaliated against after engaging in speech that is protected by the
First Amendment. (Id.)
B.
Statement of Undisputed Material Facts
Before reciting the material facts of this case, the Court must address the following issue
it has identified in Plaintiff’s responses to Defendant’s Statement of Undisputed Material Facts,
made pursuant to Local Rule 7.1(a)(3) of the Local Rules of Practice for this Court. Throughout
Plaintiff’s Rule 7.1 Response, she “admits” many of the facts asserted by Defendant in its Rule
7.1 Statement but then includes additional facts and/or legal argument in those responses. (See,
e.g., Dkt. No. 70, Attach. 2, at ¶¶ 8, 10, 12, 14, 25, 27, 34 [Pl.’s Rule 7.1 Response].) Where this
occurs, the Court will deem those facts admitted and disregard the additional factual assertions
and/or argument that Plaintiff provides in her responses. See CA, Inc. v. New Relic, Inc., 12-CV-
-3-
5468, 2015 WL 1611993, at *2 n.3 (E.D.N.Y. Apr. 8, 2015) (holding that “the Court will
consider the statement provided by [Plaintiff] as undisputed because [Defendant’s] initial
response in each instance is, in fact, ‘Undisputed’”); Washington v. City of New York, 05-CV8884, 2009 WL 1585947, at *1 n.2 (S.D.N.Y. June 5, 2009) (holding that “the statement
provided by Defendants is taken as true because Plaintiff[’]s initial response in each instance is
‘Admit’”); cf. Baity v. Kralik, 51 F. Supp. 3d 414, 418 (S.D.N.Y. 2014) (noting that plaintiff’s
responses failed to comply with the court’s local rules where “Plaintiff’s purported denials . . .
improperly interject arguments and/or immaterial facts in response to facts asserted by
Defendants, often speaking past Defendants’ asserted facts without specifically controverting
those same facts”); Goldstick v. The Hartford, Inc., 00-CV-8577, 2002 WL 1906029, at *1
(S.D.N.Y. Aug. 19, 2002) (striking plaintiff’s Rule 56.1 Statement, in part, because plaintiff
added “argumentative and often lengthy narrative in almost every case the object of which is to
‘spin’ the impact of the admissions plaintiff has been compelled to make”). To the extent that
Plaintiff desired to set forth additional material facts that she contends are in dispute, she was
required by Local Rule 7.1(a)(3) to do so in separately numbered paragraphs. Johnson v. City of
Troy, 14-CV-0817, 2016 WL 5107124, at *8 n.12 (N.D.N.Y. Sept. 20, 2016) (Suddaby, C.J.).
Unless otherwise noted, the following facts were asserted and supported with accurate
record citations by Defendant in its Statement of Material Facts (“Rule 7.1 Statement”) and
expressly admitted by Plaintiff in her response thereto (“Rule 7.1 Response”). (Compare Dkt.
No. 55, Attach. 2 [Def.’s Rule 7.1 Statement] with Dkt. No. 70, Attach. 2 [Pl.’s Rule 7.1
Response].)
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1.
In a letter dated December 19, 2012, Plaintiff received confirmation of her
appointment, effective October 25, 2012, to the position of Labor Services Representative
Trainee 1 with the NYSDOL in Amsterdam, New York.
2.
Plaintiff’s immediate supervisor during her employment at the NYSDOL was
Elizabeth Mack. However, when Ms. Mack was out during a maternity leave, Christina Strubel
served as Plaintiff’s immediate supervisor until Ms. Mack returned to work on January 9, 2014.
3.
Plaintiff’s second-level supervisor during her employment at the NYSDOL was
Susan Dufel.
4.
Ms. Dufel hired Plaintiff.
5.
Plaintiff sent Ms. Dufel a resignation letter dated December 31, 2013, in which
she indicated that she wanted to resign effective January 14, 2014.
6.
In her resignation letter, Plaintiff stated that “[m]y working circumstances have
deteriorated to the point that it is discouraging and confusing to attempt to do my job.”
7.
However, Plaintiff also stated that “I do not know why it is that I am being treated
in this way but regardless of the reasons, it is clear that I am being singled out in the way I am
treated.”
8.
Nowhere in Plaintiff’s resignation letter does she allege that she is being
discriminated against based on her race or that she feels she is being retaliated against for
complaining about discrimination.
9.
Nowhere in Plaintiff’s resignation letter does she allege that other minority co-
workers are being discriminated against based on their race or are being retaliated against for any
reason.
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10.
In a letter dated January 13, 2014, Plaintiff rescinded her December 31, 2013,
resignation letter.
11.
Plaintiff’s letter dated January 13, 2014, states that “I would appreciate the
opportunity to continue working with the organization, and I apologize for any inconveniences
that my resignation may have caused, as I look forward to my continued positive contributions to
my place of work.”
12.
Plaintiff made no mention in her January 13, 2014, letter of any complaints of, or
concerns about, a hostile work environment, discrimination, or retaliation.
13.
Plaintiff’s co-worker, Ralph Grugnale, who served as a disabled veteran’s
outreach representative, never observed a difference in the way that Susan Dufel interacted with
people of color versus “Caucasian or European American” people.1
14.
The “SMART” program was a program that the NYSDOL deployed to match a
customer’s résumé with jobs that were available on the New York State Job Bank.
15.
Effective January 22, 2014, Plaintiff advanced to the title of hourly Labor
Services Representative Trainee 2 after satisfactorily completing one year as a Labor Services
Representative Trainee 1.
1
(Compare Dkt. No. 55, Attach. 2, ¶ 13 [Def.’s Rule 7.1 Statement, asserting
above-stated fact and citing record evidence establishing above-stated fact] with Dkt. No. 70,
Attach. 2, ¶ 13 [Pl.’s Rule 7.1 Response, denying above-stated fact but failing to cite record
evidence actually supporting denial of above-stated fact].) Specifically, Plaintiff cites a
document containing a statement by Mr. Grugnale, which Plaintiff argues contradicts the abovestated fact. However, Mr. Grugnale’s statement references “other staff” only and does not
specify, or make any reference to, people of color versus “Caucasian or European American”
people.
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16.
Plaintiff was informed by an e-mail message dated March 27, 2014, that the
Family Medical Leave Act (“FMLA”) form that she submitted to Associate Personnel
Administrator Carole Brunner was an outdated version of the form, and that she needed to have
her doctor fill out a form that was attached to the e-mail message.2
17.
However, Ms. Brunner never sent Plaintiff a letter formally denying Plaintiff’s
FMLA request.3
18.
In fact, despite Plaintiff’s initial failure to submit the correct FMLA form, Ms.
Brunner, by letter dated March 27, 2014, approved Plaintiff’s request for FMLA for the time
period of March 18, 2014, through May 20, 2014.4
19.
Plaintiff received a letter dated April 11, 2014, from Director of Personnel Carol
Owsiany, indicating that federal funding for several programs run by the NYSDOL was cut by
Congress. As a result, the NYSDOL was forced to reduce the number of work hours for some
non-permanent hourly staff, whose positions were funded by those programs.
2
(Compare Dkt. No. 55, Attach. 2, ¶ 17 [Def.’s Rule 7.1 Statement, asserting
above-stated fact and citing record evidence establishing above-stated fact] with Dkt. No. 70,
Attach. 2, ¶ 17 [Pl.’s Rule 7.1 Response, denying above-stated fact but failing to cite record
evidence actually supporting denial of above-stated fact].)
3
(Compare Dkt. No. 55, Attach. 2, ¶ 18 [Def.’s Rule 7.1 Statement, asserting
above-stated fact and citing record evidence establishing above-stated fact] with Dkt. No. 70,
Attach. 2, ¶ 18 [Pl.’s Rule 7.1 Response, denying above-stated fact but failing to cite record
evidence actually supporting denial of above-stated fact].) Specifically, the e-mail message that
Plaintiff cites in support of her denial contains a request from Ms. Brunner that Plaintiff submit
an updated FMLA form but does not state that her FMLA request has been denied.
4
(Compare Dkt. No. 55, Attach. 2, ¶ 19 [Def.’s Rule 7.1 Statement, asserting
above-stated fact and citing record evidence establishing above-stated fact] with Dkt. No. 70,
Attach. 2, ¶ 19 [Pl.’s Rule 7.1 Response, denying above-stated fact but failing to cite record
evidence actually supporting denial of above-stated fact].) Specifically, Defendant’s Exhibit
“N” (Dkt. No. 57, Attach. 6) contains the letter referenced in the above-stated fact.
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20.
Ms. Owsiany’s letter further indicated that Plaintiff’s work hours would be
reduced by 50%, effective May 15, 2014, but that she had been assigned to a shared work
program that may allow her to collect partial unemployment insurance benefits.
21.
An e-mail dated November 3, 2014, to counsel for the NYSDOL, explains that it
was determined that three staff members in the Amsterdam Office would need to be reduced to
part-time work at 50%.
22.
Because all employees at the Amsterdam Office performed satisfactorily during
the last quarter, designations for shared work were made based on the date of hire.
23.
Plaintiff was chosen for the shared work program because she was the employee
with the least seniority.
24.
However, Plaintiff left her employment at the NYSDOL before her work hours
were reduced by 50%.
25.
Indeed, in a letter dated April 23, 2014, Plaintiff resigned from her position of
Labor Services Representative-Trainee, indicating that her last day of work would be on May 7,
2014.
26.
In her resignation letter, Plaintiff made no mention of any complaints of, or
concerns about, a hostile work environment, discrimination, or retaliation.
27.
In fact, Plaintiff’s resignation letter states that “I would like to thank you for
having me as a part of your team. I appreciate the time and patience you have shown in training
me. Please acknowledge this letter of resignation and I wish you (and the team) every success in
the future.”
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28.
Plaintiff was never formally disciplined for any reason while employed by the
NYSDOL.5
29.
Plaintiff received employment performance evaluations during her employment
with the NYSDOL.
30.
Nothing changed with respect to the conditions of Plaintiff’s employment as a
result of her performance evaluations.
31.
After she resigned, Plaintiff submitted a Charge of Discrimination to the New
York State Division of Human Rights (“DHR”), dated August 11, 2014, alleging discrimination
based on her race, retaliation and constructive discharge.
32.
Plaintiff submitted a complaint to the NYSDOL’s Division of Equal Opportunity
Development (“DEOD”), alleging that she was discriminated and retaliated against based on her
race by Susan Dufel.
33.
A letter was sent to Plaintiff from an attorney from the Department of Labor
explaining that an investigation was conducted with respect to Plaintiff’s complaint that was
filed with the DEOD and that a finding of no probable cause was made but that administrative
action was recommended.
34.
On December 12, 2014, the EEOC sent Plaintiff a right-to-sue letter indicating
that “the Commission is unable to conclude that the information establishes a violation of
Federal law on the part of the Respondent.”
5
(Compare Dkt. No. 55, Attach. 2, ¶ 29 [Def.’s Rule 7.1 Statement, asserting
above-stated fact and citing record evidence establishing above-stated fact] with Dkt. No. 70,
Attach. 2, ¶ 29 [Pl.’s Rule 7.1 Response, denying above-stated fact but failing to cite record
evidence actually supporting denial of above-stated fact].)
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C.
The Parties’ Briefing of Defendant’s Motion
1.
Defendant’s Memorandum of Law
Generally, liberally construed, Defendant’s motion asserts the following five arguments.
(Dkt. No. 55, Attach. 1 [Def.’s Mem. of Law].)
First, Defendant argues that any acts of discrimination that occurred before October 16,
2013, are time-barred by the statute of limitations governing Title VII claims. (Id. at 7-9.)6
Second, Defendant argues that Plaintiff has failed to establish that she suffered an
adverse employment action under circumstances giving rise to an inference of discrimination,
which is necessary to demonstrate a prima facie discrimination claim. (Id. at 9-10.)
Specifically, Defendant argues that Plaintiff did not suffer an adverse employment action for the
following six reasons: (a) Plaintiff received “outstanding” or “satisfactory” scores on the
majority of the criteria in her performance evaluations and, in any event, the terms or conditions
of her employment were not adversely effected as a result of any performance evaluation; (b)
even if Plaintiff’s work was more closely monitored and/or scrutinized by her supervisors, the
terms or conditions of her employment were not altered and any embarrassment or humiliation
she may have suffered from verbal reprimands is insufficient to establish an adverse employment
action; (c) Plaintiff has failed to demonstrate that her work environment was so intolerable that
she was forced to resign from her position involuntarily or that any such work conditions were
deliberately created because of her race; (d) the shared-work program cannot constitute an
adverse employment action because Plaintiff was selected for that program on the basis that she
6
Page citations refer to the page numbers used on CM/ECF rather than the actual
page numbers contained in the parties respective motion papers.
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was the employee with the least seniority and, in any event, she resigned her position before her
work hours were reduced; (e) any workplace policies or rules that Plaintiff alleges had an
adverse impact on her and were meant to single her out for penalties lacks merit because Plaintiff
has failed to submit any evidence that she was subjected to any penalties that qualify as adverse
employment actions and, in any event, any changes to workplace policies applied to all
employees and not just to Plaintiff; and (f) Plaintiff’s request for leave pursuant to the FMLA
was never denied (and was in fact approved) and therefore cannot serve as the basis for an
adverse employment action. (Id. at 10-18.)
In addition, Defendant argues that, even if Plaintiff suffered an adverse employment
action, she has failed to demonstrate that any of the alleged acts complained of occurred under
circumstances giving rise to an inference of discrimination because (a) Ms. Dufel, who Plaintiff
alleges was the one who primarily discriminated against her, was the individual who hired
Plaintiff, and (b) Plaintiff has made only bald, conclusory assertions that the complained of acts
occurred due to her protected status. (Id. at 18-19.) Moreover, Defendant argues that, even if
Plaintiff has established a prima facie discrimination claim, it had legitimate, non-discriminatory
reasons for its actions because (a) Plaintiff was never disciplined while she was employed at
NYSDOL, (b) any performance evaluations that can arguably be perceived as negative were
supported by Plaintiff’s performance, and (c) any micro-managing or criticism of Plaintiff’s
work had nothing to do with her race but with Ms. Dufel’s management style. (Id. at 19.)
Third, Defendant argues that Plaintiff’s disparate treatment claim must fail because she
has failed to identify any employee outside of her protected group, let alone how he or she was
similarly situated. (Id. at 20.) Rather, Defendant argues that Plaintiff generally contends that
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“Caucasian co-workers” were not subjected to the same scrutiny as she was and did not have to
follow the policies and procedures of the office as closely as she did. (Id. at 20-21.) Similarly,
Defendant argues that Plaintiff has failed to demonstrate that any employee of the NYSDOL
acted with discriminatory intent or motive towards her. (Id. at 20-23.)
Fourth, Defendant argues that Plaintiff’s hostile work environment claim must be
dismissed for the following four reasons: (a) Plaintiff has failed to demonstrate that her work
environment was permeated with discriminatory intimidation and ridicule that was sufficiently
severe or pervasive to alter the terms or conditions of her employment; (b) there is no evidence
that the alleged actions taken by Ms. Dufel (including allegedly yelling at Plaintiff in the
presence of other employees, reprimanding her, and micro-managing Plaintiff’s work) affected
Plaintiff’s future employment in any way; (c) although Plaintiff has submitted evidence that a
co-worker informed her that two other employees had referred to Plaintiff’s traditional clothing
as “jungle dress,” this information was given to Plaintiff second-hand, it took place at an
unknown date and time, and it is insufficient to establish a hostile work environment claim; and
(d) although Plaintiff initially resigned from her position by letter dated December 31, 2012,
Plaintiff withdrew her resignation letter a week later and asked to have her job back, thereby
demonstrating that the alleged discriminatory actions and insults that she endured were not
sufficiently severe. (Id. at 23-27.)
Fifth, and finally, Defendant argues that Plaintiff’s retaliation claims under Title VII and
the First Amendment must be dismissed for the following four reasons: (a) Plaintiff has failed to
submit evidence of any actions that were taken against her after she filed a complaint with the
DEOD; (b) even if Plaintiff could establish that she suffered from an adverse employment action
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as a result of engaging in a protected activity, she cannot offer any evidence demonstrating a
causal connection between the alleged protected activity and the adverse action; (c) with regard
to her First Amendment retaliation claim, Plaintiff cannot demonstrate that she engaged in
constitutionally protected speech because, when she expressed her concerns regarding potential
violations of the Health Insurance Portability and Accountability Act (“HIPAA”) by providing
customer information to set up e-mail alerts for the SMART program, she was engaging in
speech pursuant to her official duties as an employee of the NYSDOL and not as a citizen on a
matter of public concern; and (d) in any event, Plaintiff has admitted that she was never
disciplined in any way for anything that she said. (Id. at 27-31.)
2.
Plaintiff’s Opposition Memorandum of Law
Generally, liberally construed, Plaintiff asserts the following three arguments in
opposition to Defendant’s motion. (Dkt. No. 70, Attach. 1 [Pl.’s Opp’n Mem. of Law].)
First, Plaintiff argues that her claims are not time-barred by the applicable statute of
limitations because she has demonstrated that she was subjected to an ongoing discriminatory
practice or policy, warranting application of the continuing-violation doctrine. (Id. at 2-3.)
Second, Plaintiff argues that her discrimination claim under Title VII should not be
dismissed because she has submitted admissible record evidence demonstrating that (a) different
evaluation standards were applied to her and changed capriciously when it supported Ms.
Dufel’s actions, (b) documentation was prepared to insulate Defendant from liability, (c) Ms.
Dufel was the one who completed Plaintiff’s evaluation while Ms. Mack was out on maternity
leave, and (d) Plaintiff’s resignation letter thanked Ms. Mack, and not Ms. Dufel, for her
patience while training Plaintiff. (Id. at 6-7.)
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Third, and finally, Plaintiff argues that she has created a genuine dispute of material fact
regarding whether a hostile work environment existed at the NYSDOL for the following four
reasons: (a) co-workers felt comfortable referring to Plaintiff’s clothing as “jungle dress” and
referring to her smile as a “Camel smile,” which was ignored by Ms. Mack when these incidents
were reported to her; (b) Plaintiff was disciplined on numerous occasions in front of other coworkers; (c) Plaintiff was excluded from the daily morning ritual of greeting co-workers with
“good morning” to the extent that her exclusion was noticed by other co-workers; and (d) it
became regular practice to look for mistakes in Plaintiff’s work to justify the imposition of
discipline. (Id. at 3-4, 6-7, 10.)
3.
Defendant’s Reply Memorandum of Law
In reply to Plaintiff’s opposition memorandum of law, Defendant makes the following
four arguments. (Dkt. No. 74 [Def.’s Reply Mem. of Law].)
First, Defendant reiterates its argument that, because the continuing-violation doctrine
does not apply to Plaintiff’s claims, any claims that accrued before October 16, 2013, are timebarred. (Id. at 6-7.)
Second, Defendant argues that, because Plaintiff has failed to oppose its arguments
regarding her failure to establish a prima facie discrimination claim, under this Court’s Local
Rules Defendant must show only that its arguments possess facial merit to be successful. (Id. at
7-8.) In any event, Defendant argues that it has set forth legitimate, nondiscriminatory reasons
for the acts Plaintiff claims were discriminatory. (Id. at 8.)
With respect to Plaintiff’s disparate treatment claim, Defendant argues that Plaintiff has
failed to identify any employee outside of her protected group who was similarly situated to her
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or demonstrate that other employees of her race were subjected to similar acts while Caucasian
employees were treated more favorably. (Id. at 9.) Defendant further argues that Plaintiff has
failed to demonstrate that she suffered an adverse employment action and that she has admitted
that nothing changed with respect to the conditions of her employment as a result of her
performance evaluations. (Id. at 10.) Similarly, Defendant argues that Plaintiff has not provided
any evidence that her supervisors acted with a discriminatory intent or motive. (Id. at 10-11.)
Third, with respect to Plaintiff’s hostile work environment claim, Defendant argues that
Plaintiff has injected the following two new claims through her opposition memorandum of law:
(a) that she was discriminated against on the basis of her national origin; and (b) that co-workers
referred to her smile as a “Camel smile.” (Id. at 11-12.) With respect to Plaintiff’s claim based
on national origin, Defendant argues that she never indicated in her complaint to the DHR that
she was alleging any discrimination based on her national origin. (Id. at 11.) Indeed, Defendant
argues that the “national origin” box on the DHR complaint was left unchecked. (Id.)
Furthermore, Defendant argues that a national origin claim cannot be considered because
Plaintiff failed to administratively exhaust any such claim. (Id. at 12.) Similarly, Defendant
argues that any claim that co-workers referred to Plaintiff’s smile as a “Camel smile” has never
been made previously, despite ample opportunity for Plaintiff to make this claim in her
Complaint, in discovery responses, and during her deposition. (Id.)
With respect to the remaining portions of Plaintiff’s hostile work environment claim,
Defendant argues that Plaintiff has failed to demonstrate that the incidents that she alleges
created a hostile work environment were severe and pervasive or that they amounted to a change
in the terms and conditions of her employment. (Id. at 13-14.)
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Fourth, and finally, Defendant argues that Plaintiff has failed to oppose its arguments
regarding dismissal of her retaliation claims. (Id. at 14.) Therefore, Defendant argues that,
because it has met its modest burden in support of dismissal, Plaintiff’s retaliation claims must
be dismissed. (Id.)
II.
LEGAL STANDARD GOVERNING A MOTION FOR SUMMARY JUDGMENT
Under Fed. R. Civ. P. 56, summary judgment is warranted if “the movant shows that
there is no genuine dispute as to any material fact and that the movant is entitled to a judgment
as a matter of law." Fed. R. Civ. P. 56(a). A dispute of fact is "genuine" if "the [record]
evidence is such that a reasonable jury could return a verdict for the [non-movant]." Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).7 As for the materiality requirement, a dispute of
fact is "material" if it "might affect the outcome of the suit under the governing law . . . . Factual
disputes that are irrelevant or unnecessary will not be counted." Anderson, 477 U.S. at 248.
In determining whether a genuine issue of material fact exists, the Court must resolve all
ambiguities and draw all reasonable inferences against the movant. Anderson, 477 U.S. at 255.
In addition, "[the movant] bears the initial responsibility of informing the district court of the
basis for its motion, and identifying those portions of the . . . [record] which it believes
demonstrate[s] the absence of any genuine issue of material fact." Celotex v. Catrett, 477 U.S.
317, 323-24 (1986). However, when the movant has met its initial burden, the non-movant must
come forward with specific facts showing a genuine issue of material fact for trial. Fed. R. Civ.
P. 56(a),(c),(e).
7
As a result, "[c]onclusory allegations, conjecture and speculation . . . are
insufficient to create a genuine issue of fact." Kerzer v. Kingly Mfg., 156 F.3d 396, 400 (2d Cir.
1998) [citation omitted]. As the Supreme Court has explained, "[The non-movant] must do more
than simply show that there is some metaphysical doubt as to the material facts." Matsushita
Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 585-86 (1986).
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Implied in the above-stated burden-shifting standard is the fact that, where a non-movant
fails to respond to a motion for summary judgment, a district court has no duty to perform an
independent review of the record to find proof of a factual dispute–even if that non-movant is
proceeding pro se.8 (This is because the Court extends special solicitude to the pro se litigant
largely by ensuring that he or she has received notice of the consequences of failing to properly
respond to the motion for summary judgment.)9 As has often been recognized by both the
Supreme Court and Second Circuit, even pro se litigants must obey a district court's procedural
rules.10 Of course, when a non-movant fails to respond to a motion for summary judgment,
"[t]he fact that there has been no [such] response . . . does not . . . [by itself] mean that the
motion is to be granted automatically." Champion v. Artuz, 76 F.3d 483, 486 (2d Cir. 1996).
Rather, as indicated above, the Court must assure itself that, based on the undisputed material
facts, the law indeed warrants judgment for the movant. Champion, 76 F.3d at 486; Allen v.
Comprehensive Analytical Group, Inc., 140 F. Supp.2d 229, 232 (N.D.N.Y. 2001) (Scullin, C.J.);
N.D.N.Y. L.R. 7.1(b)(3). What the non-movant's failure to respond to the motion does is lighten
the movant's burden.
For these reasons, this Court has often enforced Local Rule 7.1(a)(3) by deeming facts set
forth in a movant's statement of material facts to be admitted, where (1) those facts are supported
by evidence in the record, and (2) the non-movant has failed to properly respond to that
8
Cusamano v. Sobek, 604 F. Supp.2d 416, 426 & n.2 (N.D.N.Y. 209) (Suddaby, J.)
(citing cases).
9
Cusamano, 604 F. Supp.2d at 426 & n.3 (citing cases).
10
Cusamano, 604 F. Supp.2d at 426-27 & n.4 (citing cases).
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statement,11–even where the non-movant was proceeding pro se.12
Similarly, in this District, where a non-movant has failed to respond to a movant’s
properly filed and facially meritorious memorandum of law, the non-movant is deemed to have
"consented" to the legal arguments contained in that memorandum of law under Local Rule
7.1(b)(3).13 Stated another way, when a non-movant fails to oppose a legal argument asserted by
a movant, the movant may succeed on the argument by showing that the argument possess facial
merit, which has appropriately been characterized as a “modest” burden. See N.D.N.Y. L.R.
7.1(b)(3) (“Where a properly filed motion is unopposed and the Court determined that the
moving party has met its burden to demonstrate entitlement to the relief requested therein . . . .”);
Rusyniak v. Gensini, 07-CV-0279, 2009 WL 3672105, at *1, n.1 (N.D.N.Y. Oct. 30, 2009)
(Suddaby, J.) (collecting cases); Este-Green v. Astrue, 09-CV-0722, 2009 WL 2473509, at *2 &
n.3 (N.D.N.Y. Aug. 7, 2009) (Suddaby, J.) (collecting cases).
11
Among other things, Local Rule 7.1(a)(3) requires that the non-movant file a
response to the movant's Statement of Material Facts, which admits or denies each of the
movant's factual assertions in matching numbered paragraphs, and supports any denials with a
specific citation to the record where the factual issue arises. N.D.N.Y. L. R. 7.1(a)(3).
12
Cusamano, 604 F. Supp.2d at 427 & n.6 (citing cases).
13
See, e.g., Beers v. GMC, 97-CV-0482, 1999 U.S. Dist. LEXIS 12285, at *27-31
(N.D.N.Y. March 17, 1999) (McCurn, J.) (deeming plaintiff’s failure, in his opposition papers, to
oppose several arguments by defendants in their motion for summary judgment as consent by
plaintiff to the granting of summary judgment for defendants with regard to the claims that the
arguments regarded, under Local Rule 7.1[b][3]; Devito v. Smithkline Beecham Corp., 02-CV0745, 2004 WL 3691343, at *3 (N.D.N.Y. Nov. 29, 2004) (McCurn, J.) (deeming plaintiff’s
failure to respond to “aspect” of defendant’s motion to exclude expert testimony as “a
concession by plaintiff that the court should exclude [the expert’s] testimony” on that ground).
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III.
ANALYSIS
A.
Whether any of Plaintiff’s Claims Arising Before October 16, 2013, Are
Barred by the Applicable Statute of Limitations
After carefully considering the matter, the Court answers this question in the affirmative
for the reasons set forth below.
“A plaintiff may bring a claim under Title VII only for acts of discrimination that
occurred within the statutory period set by 42 U.S.C. § 2000e-5(e)(1).” Edner v. NYCTA-MTA,
134 F. Supp. 3d 657, 663 (E.D.N.Y. 2015) (internal quotation marks omitted). “Under that
provision, where the claimant has already filed the charge with a state or local equal employment
agency, the claimant must bring the Title VII claim within 300 days of the alleged discriminatory
action.” Edner, 134 F. Supp. 3d at 663 (internal quotation marks omitted). “This 300-day time
period acts as a statute of limitations and claims arising from acts that occurred more than 300
days prior to the employee’s filing of a charge of discrimination with the EEOC are
time-barred.” Id.
Here, Defendant argues, and Plaintiff does not dispute, that Plaintiff filed her charge of
discrimination with the New York State DHR on August 11, 2014, which was automatically sent
to the EEOC for dual filing purposes and received by the EEOC on August 14, 2014. Defendant
therefore argues that all of Plaintiff’s claims arising before October 16, 2013, are untimely.
Plaintiff relies on the continuing-violation doctrine in support of her position that her claims are
timely. Pursuant to the continuing-violation doctrine, “if a Title VII plaintiff files an EEOC
charge that is timely as to any incident of discrimination in furtherance of an ongoing policy of
discrimination, all claims of acts of discrimination under that policy will be timely even if they
would be untimely standing alone.” Fouche v. St. Charles Hosp., 43 F. Supp. 3d 206, 213
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(E.D.N.Y. 2014) (internal quotation marks omitted). “Thus, in other words, this exception
applies for claims that the discriminatory acts were part of a continuing policy and practice of
prohibited discrimination . . . so long as one act of discrimination in furtherance of the ongoing
policy occurred within the limitations period.” Fouche, 43 F. Supp. 3d at 213 (internal quotation
marks omitted). “On the other hand, discrete acts do not fall within the exception and each
discrete act starts a new clock for filing charges alleging that act.” Id.
“As a general rule, courts in the Second Circuit have viewed continuing violation
arguments with disfavor.” De La Peña v. Metro. Life Ins. Co., 953 F. Supp. 2d 393, 407
(E.D.N.Y. 2013) (internal quotation marks omitted), aff’d, 552 F. App’x 98 (2d Cir. 2014).
Thus, only “compelling circumstances will warrant the application of the exception to the statute
of limitations.” De La Peña, 953 F. Supp. 2d at 407.
In the present case, Defendant has shown that some of the alleged discriminatory acts
took place before October 16, 2013. Moreover, Plaintiff, in her opposition memorandum of law,
failed to include any dates in support of her argument that certain acts should be considered
timely as part of a discriminatory policy or practice at the NYSDOL. (Dkt. No. 70, Attach. 1, at
3-4 [Pl.’s Opp’n Mem. of Law].) In any event, the Court finds that, to the extent Plaintiff relies
on Defendant’s various alleged reprimands or negative performance reviews, these are discrete
acts and Plaintiff fails to demonstrate that these acts were in furtherance of a discriminatory
policy or practice of discriminating against African-American employees. See Lambert v.
Genesee Hosp., 10 F.3d 46, 53 (2d Cir. 1993) (holding that “multiple incidents of discrimination,
even similar ones, that are not the result of a discriminatory policy or mechanism do not amount
to a continuing violation”); Butts v. City of New York Dep't of Hous. Pres. & Dev., 990 F.2d
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1397, 1404 (2d Cir. 1993) (stating that “continuous violation exception applies only where
discrimination is accomplished through a specific official policy or mechanism”); Valtchev v.
City of New York, 400 F. App’x 586, 589 (2d Cir. 2010) (affirming the district court’s finding
that the plaintiff’s negative evaluations and disciplinary proceedings were only discrete acts that
did not trigger the continuing violation exception); Edner v. NYCTA-MTA, 134 F. Supp. 3d 657,
664 (E.D.N.Y. 2015) (“Such discrete acts include termination, disparate disciplining, and
negative performance evaluations.”) (collecting cases).
Although the Court finds that the continuing-violation doctrine does not apply to a
portion of Plaintiff’s claims, the Court would still dismiss that portion of Plaintiff’s claims, along
with the remaining portion of Plaintiff’s claims, for the reasons set forth below.
B.
Whether Plaintiff’s Discrimination Claims Under Title VII Must Be
Dismissed
After carefully considering the matter, the Court answers this question in the affirmative
for the reasons stated by Defendant in its memoranda of law. (Dkt. No. 55, Attach. 1, at 9-23
[Def.’s Mem. of Law]; Dkt. No. 74, at 7-11 [Def.’s Reply Mem. of Law].) To those reasons, the
Court adds the following analysis.
Plaintiff’s “Title VII discrimination claim is governed by McDonnell Douglas.” Dooley
v. JetBlue Airways Corp., 636 F. App’x 16, 19-20 (2d Cir. 2015) (citing Ya-Chen Chen v. City
Univ. of N.Y., 805 F.3d 59, 73-74 [2d Cir. 2015]). “Under the McDonnell Douglas framework,
[the plaintiff] bears the burden of establishing a prima facie case of discrimination by showing
(1) [s]he belonged to a protected class; (2) [s]he was qualified for the position [s]he held; (3)
[s]he suffered an adverse employment action; and (4) that the adverse employment action
occurred under circumstances giving rise to an inference of discriminatory intent.” Tolbert v.
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Smith, 790 F.3d 427, 435 (2d Cir. 2015) (internal quotation marks omitted). As discussed above
in Part I.C.1. of this Decision and Order, Defendant concedes that Plaintiff has satisfied the first
two elements of this test. Therefore, the Court will focus its analysis on the third and fourth
elements.
1.
Whether Plaintiff Suffered an Adverse Employment Action
“In this circuit, an adverse employment action is a ‘materially adverse change in the
terms and conditions of employment.’” Islamic Soc’y of Fire Dep’t Pers. v. City of N.Y., 205 F.
Supp. 2d 75, 83 (E.D.N.Y. 2002) (quoting Weeks v. N.Y. State (Div. of Parole), 273 F.3d 76, 85
[2d Cir. 2001]). Although “[t]he employment action need not involve job termination or a
reduction in wages, . . . ‘not every unpleasant matter short of [discharge or demotion] creates a
cause of action.’” Islamic Soc’y, 205 F. Supp. 2d at 83 (quoting Richardson v. N.Y. State Dep’t
of Corr. Serv., 180 F.3d 426, 446 [2d Cir. 1999]); Terry v. Ashcroft, 336 F.3d 128, 138 (2d Cir.
2003) (noting that an adverse employment action is “more disruptive than a mere inconvenience
or an alteration of job responsibilities”). The Supreme Court has “made it clear that conduct
must be extreme to amount to a change in the terms and conditions of employment.” Faragher v.
City of Boca Raton, 524 U.S. 775, 788 (1998).
In this regard, “[t]here are no ‘bright-line rules’ for determining whether an employee has
suffered an adverse employment action,” and so courts are required to “‘pore over each case to
determine whether the challenged employment action reaches the level of ‘adverse.’” Islamic
Soc’y, 205 F. Supp. 2d at 83 (quoting Richardson, 180 F.3d at 446). However, courts in this
Circuit have come to agree that certain employment actions will almost always constitute an
adverse employment action. For example, the Second Circuit has noted that, for purposes of
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Title VII, an adverse employment action generally includes “termination of employment, a
demotion evidenced by a decrease in wage or salary, a less distinguished title, a material loss of
benefits, significantly diminished material responsibilities, or other indices . . . unique to a
particular situation.” Terry, 336 F.3d at 138. Conversely, “[c]riticism of an employee in the
course of evaluating and correcting her work is not, in itself, a materially adverse employment
action.” Hughes v. Xerox Corp., 37 F. Supp. 3d 629, 642 (W.D.N.Y. 2014) (internal quotation
marks omitted). Nor is “[a] negative evaluation alone, absent some accompanying adverse result
such as demotion, diminution of wages, or other tangible loss,” considered an adverse
employment action. Browne v. City Univ. of N.Y., 419 F. Supp. 2d 315, 333-34 (E.D.N.Y. 2005)
(citations omitted).
In the present case, Plaintiff has failed to oppose the majority of Defendant’s arguments
regarding whether she suffered an adverse employment action. (Compare Dkt. No. 55, Attach.
1, at 10-18 [Def.’s Mem. of Law] with Dkt. No. 70, Attach. 1, at 4-11 [Pl.’s Opp’n Mem. of
Law].) As discussed above in Part II of this Decision and Order, in this District, when a nonmovant willfully fails to oppose a legal argument asserted by a movant, the movant’s burden
with regard to that argument is lightened, such that, in order to succeed on that argument, the
movant need only show that the argument possess facial merit, which has appropriately been
characterized as a “modest” burden. Compliance with the Court’s Local Rules applies to pro se
litigants as well as represented litigants.14 The Court finds that, at the very least, Defendant has
met that modest threshold burden. In any event, the Court would grant this portion of
14
The docket reflects that, on March 13, 2015, a copy of the Northern District’s Pro
Se Handbook was issued and explained to Plaintiff, which contains a notice of the consequences
of failing to properly oppose a motion for summary judgment. (Dkt. No. 3.)
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Defendant’s motion even if it were to subject it to the more-rigorous scrutiny appropriate for a
contested motion, once again, for the reasons stated in Defendant’s memoranda of law.
Indeed, the record demonstrates that Plaintiff has admitted at various points during this
litigation that she did not suffer any changes to the terms or conditions of her employment as a
result of the alleged discriminatory actions. For example, Plaintiff testified as follows at her
deposition:
Q:
So did anything happen to you as a result of your performance evaluations, as far
as anything change as far as your job duties go or were you given less money or
anything like that?
A:
No. No opportunity yet.
(Dkt. No. 55, Attach. 1, at 62:10-15 [Pl.’s Dep. Tr.].) When asked about being verbally
reprimanded, Plaintiff testified as follows.
Q:
So the instances we just discussed in September and then from October to
November 2013, you weren’t actually disciplined in any way, per se, you were
spoken to about certain issues like documentation and dealing with someone
else’s client, correct?
A:
Yes. Not yet.
(Id. at 64:23-65:6.) Similarly, when Ms. Dufel spoke to Plaintiff about other problems she
identified with Plaintiff’s work, Plaintiff admitted that she was not formally disciplined:
Q:
Now, those two instances that you just spoke about, were you disciplined in any
way as a result of those instances?
A:
I did not have, in relationship to how you spoke of disciplining, no. But like I
said, it was put on my evaluation, you know, in terms of me not scheduling
people correctly and things of that nature.
(Id. at 60:14-21.)
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As noted above, criticism of an employee or negative evaluations, in and of themselves,
do not constitute adverse employment actions. “Nor will close monitoring by a supervisor or
excessive scrutiny constitute adverse employment actions in the absence of other negative results
such as a decrease in pay or being placed on probation.” Jaeger v. N. Babylon Union Free Sch.
Dist., 191 F. Supp. 3d 215, 226 (E.D.N.Y. 2016) (internal quotation marks omitted); see also
Cunningham v. New York State Dep’t of Labor, 326 F. App’x 617, 619 (2d Cir. 2009) (“As we
have previously held, everyday workplace grievances, disappointments, and setbacks do not
constitute adverse employment actions within the meaning of Title VII.”).15 Accordingly, the
Court finds that Plaintiff has failed to create a genuine dispute of material fact as to whether she
suffered an adverse employment action.
2.
Whether the Acts Complained of Occurred Under Circumstances
Giving Rise to an Inference of Discrimination
Although the Court has found that Plaintiff has failed to create a genuine dispute of
material fact with regard to the third element of a prima facie discrimination claim under the
McDonnell-Douglas framework, the Court will analyze the fourth element for the sake of
15
The Court notes that Plaintiff argues that she heard other co-workers refer to her
clothes as “jungle dress” and refer to her smile as a “Camel smile.” (Dkt. No. 70, Attach. 1, at 7
[Pl.’s Opp’n Mem. of Law].) This argument will be addressed in greater detail below in Part
III.C. of this Decision and Order; however, the Court notes that these comments–while racially
insensitive and thus deplorable–do not constitute an adverse employment action. See Davis v.
NYS Dep’t of Corr. Attica Corr. Facility, 46 F. Supp. 3d 226, 235 (W.D.N.Y. 2014) (“With
respect to Plaintiff’s claim that Ms. Post made a racially insensitive comment and that Mr.
Whiteford agreed, verbal abuse is typically insufficient to constitute an ‘adverse employment
action’ because negative or otherwise insulting statements are hardly even actions, let alone
‘adverse actions.’”) (internal quotation marks omitted); Teachout v. N.Y.C. Dep’t. of Educ., 04CV-0945, 2006 WL 452022, at *13 (S.D.N.Y. Feb. 22, 2006) (“Negative comments . . . are not,
standing alone, adverse employment actions, because mere comments do not materially affect
employment.”); Boyd v. Presbyterian Hosp. in City of N.Y., 160 F. Supp. 2d 522, 537 (S.D.N.Y.
2001) (“The ‘gossips’ Plaintiff cites likewise are not adverse employment actions.”).
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completeness. In her opposition memorandum of law, Plaintiff primarily argues that she was
subjected to disparate treatment while employed by the NYSDOL. (Dkt. No. 70, Attach. 1, at 47 [Pl.’s Opp’n Mem. of Law].) “‘A showing of disparate treatment–that is, a showing that the
employer treated plaintiff less favorably than a similarly situated employee outside his protected
group–is a recognized method of raising an inference of discrimination for purposes of making
out a prima facie case.’” Seale v. Madison Cty., 929 F. Supp. 2d 51, 67 (N.D.N.Y. 2013)
(Suddaby, J.) (quoting Mandell v. Cty. of Suffolk, 316 F.3d 368, 379 [2d Cir. 2003]). “If a
comparison with another employee is to lead to an inference of discrimination it is necessary that
the employee be similarly situated in all material respects.” Johnson v. Long Island Univ., 58 F.
Supp. 3d 211, 224 (E.D.N.Y. 2014) (internal quotation marks omitted).
What constitutes ‘all material respects’ . . . must be judged based
on (1) whether the plaintiff and those [she] maintains were
similarly situated were subject to the same workplace standards
and (2) whether the conduct for which the employer imposed
discipline was of comparable seriousness. . . . Hence the standard
for comparing conduct requires a reasonably close resemblance of
the facts and circumstances of plaintiff’s and comparator’s cases,
rather than showing that both cases are identical.
Graham v. Long Island R.R., 230 F.3d 34, 40 (2d Cir. 2000) (citations omitted).
Here, Defendant correctly points out that Plaintiff has failed to identify, with any
specificity, an employee outside of her protected group or how that employee was similarly
situated to her. (Dkt. No. 55, Attach. 1, at 20-21 [Def.’s Mem. of Law].) Indeed, Plaintiff’s
opposition memorandum of law is devoid of any references to co-workers who are outside of her
protected group. Although her Amended Complaint alleges that “Defendant held Plaintiff to
different work standards than [the standard governing] Plaintiff’s Caucasian counterparts” and
that Plaintiff was reprimanded “for a Caucasian co-worker’s clients[,]” these allegations are
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bereft of detail. Under these circumstances, and for the additional reasons offered by Defendant
in its memoranda of law (Dkt. No. 55, Attach. 1, at 20-23 [Def.’s Mem. of Law]; Dkt. No. 74, at
8-11 [Def.’s Reply Mem. of Law]), the Court finds that Plaintiff has failed to create a genuine
dispute of material fact as to whether the acts she has complained of occurred under
circumstances giving rise to an inference of discrimination. See Blige v. City Univ. of New York,
15-CV-8873, 2017 WL 498580, at *9 (S.D.N.Y. Jan. 19, 2017) (“Numerous courts within the
Second Circuit have granted motions to dismiss disparate treatment claims where the complaint
was entirely devoid of any details regarding the purported comparators, e.g., who they are, what
their positions or responsibilities were at [the company], how their conduct compared to
plaintiffs’ or how they were treated differently by defendants.”) (internal quotation marks
omitted); Mesias v. Cravath, Swaine & Moore LLP, 106 F. Supp. 3d 431, 437 (S.D.N.Y. 2015)
(holding that plaintiff’s allegation that “a non-Haitian employee could ‘borrow’ vacation days,
while Plaintiff could not” did not give rise to an inference of discrimination where plaintiff did
not allege any facts about the non-Haitian colleague, such as whether they worked in the same
department or had the same job responsibilities or supervisors).
C.
Whether Plaintiff’s Hostile Work Environment Claim Must Be Dismissed
After carefully considering the matter, the Court answers this question in the affirmative
for the reasons stated by Defendant in its memoranda of law. (Dkt. No. 55, Attach. 1, at 20-27
[Def.’s Mem. of Law]; Dkt. No. 74, at 11-14 [Def.’s Reply Mem. of Law].) To those reasons,
the Court adds the following analysis.
To establish a hostile work environment claim, “a plaintiff must show that the workplace
is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or
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pervasive to alter the conditions of the victim’s employment and create an abusive working
environment.” Littlejohn v. City of N.Y., 795 F.3d 297, 320-21 (2d Cir. 2015) (internal quotation
marks omitted). “This standard has both objective and subjective components: the conduct
complained of must be severe or pervasive enough that a reasonable person would find it hostile
or abusive, and the victim must subjectively perceive the work environment to be abusive.”
Littlejohn, 795 F.3d at 321. “As a general rule, incidents must be more than ‘episodic’; they
must be sufficiently continuous and concerted in order to be deemed pervasive.” Tolbert v.
Smith, 790 F.3d 427, 439 (2d Cir. 2015) (citation omitted). Thus, “a plaintiff alleging a hostile
work environment must demonstrate either that a single incident was extraordinarily severe, or
that a series of incidents were sufficiently continuous and concerted to have altered the
conditions of her working environment.” Alfano v. Costello, 294 F.3d 365, 374 (2d Cir. 2002)
(internal quotation marks omitted). However, “the fact that the law requires harassment to be
severe or pervasive before it can be actionable does not mean that employers are free from
liability in all but the most egregious cases.” Terry v. Ashcroft, 336 F.3d 128, 148 (2d Cir. 2003)
(internal quotation marks omitted). “Where reasonable jurors could disagree as to whether
alleged incidents would have adversely altered the working conditions of a reasonable employee,
the issue of whether a hostile work environment existed may not properly be decided as a matter
of law.” Gutierrez v. City of New York, 756 F. Supp. 2d 491, 512 (S.D.N.Y. 2010). Finally, “[i]t
is axiomatic that the plaintiff also must show that the hostile conduct occurred because of a
protected characteristic.” Tolbert, 790 F.3d at 439.
Here, Plaintiff argues that she was subjected to a hostile work environment because (a)
she was “disciplined on numerous occasions in front of other co-workers,” (b) she was
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“regularly overlooked [during the] morning ritual of wishing co-workers good morning to such
the extent that other co-workers began pointing out the obvious exclusion of Plaintiff in the
ritual,” (c) her supervisors undertook “the regular practice of looking for mistakes in Plaintiff’s
work that could be disciplined,” (d) her supervisors “enlist[ed] the aid of others to cover up and
hide behind behaviors when it would become apparent that [Plaintiff] may be disciplined,” and
(e) her “co-worker’s [felt] comfortable in the work environment to refer to Plaintiff’s clothing as
‘jungle dress’” and refer to her smile as a “Camel smile.” (Dkt. No. 70, Attach. 1, at 3-4, 7, 11
[Pl.’s Opp’n Mem. of Law].)
As an initial matter, the Court has already found that criticism of an employee, negative
evaluations, and close supervision do not constitute adverse employment actions where, as here,
Plaintiff did not suffer any materially adverse changes to the terms and conditions of her
employment. Perhaps most importantly, Plaintiff has failed to demonstrate, for the reasons
discussed above in Part III.B.2. of this Decision and Order, that any of these alleged actions were
taken because of her race. With respect to Plaintiff’s argument that she was “regularly
overlooked [during the] morning ritual of wishing co-workers good morning,” it is axiomatic
that Title VII is not a general civility code. See Cromwell-Gibbs v. Staybridge Suite Times
Square, 16-CV-5169, 2017 WL 2684063, at *7 (S.D.N.Y. June 20, 2017) (“As for the fact that
Chiew stopped saying ‘good morning’ and ‘good evening’ to Plaintiff, it is axiomatic that Title
VII is not a ‘general civility code.’”). In any event, Plaintiff admitted during her deposition that
Ms. Dufel also excluded a Caucasian employee named Ralph Grugnale from her “good morning”
routine because they had a contentious relationship. (Dkt. No. 56, Attach. 3, at 72:8-22 [Pl.’s
Dep. Tr.].)
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Finally, Plaintiff’s argument that co-workers referred to her clothes as “jungle dress” and
to her smile as a “Camel smile” certainly carry overtones of racial animus. However, Plaintiff
has failed to cite admissible record evidence in support of her contention that she “often times”
heard co-workers refer to her clothes as “jungle dress.” Rather, Defendant correctly argues (Dkt.
No. 74, at 12 [Def.’s Reply Mem. of Law]) that Plaintiff’s deposition testimony establishes that
she heard this reference only once and it was communicated to her by a co-worker who had
overheard the reference during a conversation between other employees. (Dkt. No. 56, Attach.
3, at 33:11-35:14 [Pl.’s Dep. Tr.].) Moreover, Defendant argues that Plaintiff has asserted, for
the first time in this litigation, that she has overheard co-workers referring to her smile as a
“Camel smile.” Indeed, Plaintiff has not provided a citation to admissible record evidence in
support of this contention nor has the Court been able to find any evidence of these references in
the record. In any event, even assuming that these allegations are true, Plaintiff has failed to
demonstrate that these references, while deplorable, were severe or pervasive to establish a
hostile work environment. See Schwapp v. Town of Avon, 118 F.3d 106, 110 (2d Cir. 1997)
(“For racist comments, slurs, and jokes to constitute a hostile work environment, there must be
more than a few isolated incidents of racial enmity, meaning that instead of sporadic racial slurs,
there must be a steady barrage of opprobrious racial comments.”) (alteration and internal
quotation marks omitted); Saqib v. Stein deVisser & Mintz, PC, 09-CV-4624, 2010 WL
2382253, at *1 (2d Cir. June 15, 2010) (“Even if the allegation that a co-worker commented that
Saqib ‘looked like a terrorist’ when he wore an overcoat to work in warm weather were
construed to evidence some proscribed bias . . . it would be insufficient to state a prima facie
discrimination claim.”); Daniel v. T & M Prot. Res. LLC, 87 F. Supp. 3d 621, 627, 635-36
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(S.D.N.Y. 2015) (finding that a supervisor’s use of explicit racial epitaphs during a
“profanity-laced tirade,” although “reprehensible,” was not sufficiently severe to survive
summary judgment on hostile work environment claim); Davis v. NYS Dep’t of Corr. Attica
Corr. Facility, 46 F. Supp. 3d 226, 236 (W.D.N.Y. 2014) (“Whispering, gossiping, and making
negative comments about an employee also do not rise to the level of an adverse employment
action because they do not materially change the terms and conditions of employment.”).
Accordingly, for all of the foregoing reasons, Plaintiff’s hostile work environment claim
is dismissed.
D.
Whether Plaintiff’s Retaliation Claims Must Be Dismissed
After carefully considering the matter, the Court answers this question in the affirmative
for the reasons stated by Defendant in its memoranda of law. (Dkt. No. 55, Attach. 1, at 27-31
[Def.’s Mem. of Law]; Dkt. No. 74, at 14 [Def.’s Reply Mem. of Law].) To those reasons, the
Court adds only that Plaintiff has failed to oppose Defendant’s motion with respect to these
claims. Therefore, as discussed above in Part II of this Decision and Order, Defendant need only
show that its arguments possess facial merit. The Court finds that Defendant has met this modest
burden and would grant this aspect of Defendant’s motion even if it subjected it to the more
rigorous scrutiny appropriate for a contested motion, once again, for the reasons offered by
Defendant.
ACCORDINGLY, it is
ORDERED that Defendant’s motion for summary judgment (Dkt. No. 55) is
GRANTED; and it is further
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ORDERED that Plaintiff’s Amended Complaint (Dkt. No. 7) is DISMISSED.
The Clerk of the Court is directed to enter judgment in favor of Defendant and close this
case.
Dated: November 29, 2017
Syracuse, New York
_________________________________
Hon. Glenn T. Suddaby
Chief U.S. District Judge
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