Vassar v. Conway
Filing
54
DECISION AND ORDER: ORDERED that the amended petition, Dkt. No. 39 , is DENIED AND DISMISSED. ORDERED, that no Certificate of Appealability ("COA") shall issue because petitioner failed to make a "substantial showing of the denial o f a constitutional right" as required by 28 U.S.C. § 2253(c)(2). ORDERED, that any further request for a Certificate of Appealability must be addressed to the Court of Appeals (Fed. R. App. P. 22(b)). Signed by Judge David N. Hurd on 6/29/16. (served on petitioner by regular mail)(alh, )
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
MARVIN D. VASSAR,
Petitioner,
v.
9:08-CV-0041
(DNH)
DALE ARTUS,
Respondent.
APPEARANCES:
OF COUNSEL:
Marvin D. Vassar
05-B-0970
Petitioner Pro Se
Attica Correctional Facility
Box 149
Attica, New York 14011
HON. ERIC T. SCHNEIDERMAN
Attorneys for Respondent
New York State Attorney General
120 Broadway
New York, New York 10271
PAUL B. LYONS, ESQ.
Ass't Attorney General
DAVID N. HURD
United States District Judge
DECISION AND ORDER
I. INTRODUCTION
Petitioner Marvin D. Vassar ("Vassar" or "petitioner") filed an amended petition for a
writ of habeas corpus pursuant to 28 U.S.C. § 2254, dated Decem ber 8, 2015. Dkt. No. 39
("Am. Pet.").1 Petitioner challenges a 2005 judgment of conviction in Onondaga County
1
The cited page numbers for the amended petition refer to those generated by the Court's electronic
filing system ("ECF").
Court, of first degree rape, endangering the welfare of a child, and two counts of sexual
abuse in the second degree.
In his amended petition, Vassar argues he is entitled to relief on the following
grounds: he was denied effective assistance of counsel when his trial counsel "failed to
object" to "instances of prosecutorial misconduct" (Ground One); the indictment was
defective because the prosecutor presented "prejudicial and inadmissible evidence before
the Grand Jury" (Ground Two); the trial court failed to comply with the mandates of
"C.P.L. § 270.40 and 310.20(2) in giving its instructions to the jury" (Ground Three); the
prosecutor engaged in misconduct (Ground Four); "Counts 2 and 3 of the indictment are
multiplicitous" (Ground Five); the evidence was legally insufficient and against the weight of
the evidence (Ground Six); the trial court's "Allen charge was unbalanced and deprived" him
of a fair trial (Ground Seven); the sentence was "unduly harsh and excessive" (Ground
Eight); trial counsel was ineffective for opening "the door to prejudicial and inadmissible
medical evidence" (Ground Nine); petitioner is actually innocent of the charged crimes
(Ground Ten); and appellate counsel was ineffective (Ground Eleven). Am. Pet. at 6-28. 2
Respondent opposes the petition. Dkt. No. 50, Answ er; Dkt. No. 51, Public State
Court Records ("P-SR"); Dkt. No. 52, Memorandum of Law Supporting Response to Petition
for a Writ of Habeas Corpus ("Resp. Mem."); Dkt. No. 53-1 through 53-3, Sealed State Court
2
Petitioner filed his original petition in January 2008, wherein he asserted only that his trial counsel was
ineffective. Dkt. No. 1. Petitioner was subsequently granted a stay to allow him to return to state court to
exhaust certain constitutional claims. Dkt. No. 14, Order, entered June 2, 2008. The stay was lifted on
September 1, 2015 (Dkt. No. 34), after which petitioner filed a motion to amend his petition. Dkt. No. 35.
Respondent did not oppose petitioner's motion to amend, and the motion was granted December 1, 2015. Dkt.
No. 37, Decision and Order.
2
Records ("SR"); Dkt. No. 53-4 through 53-6, Sealed Transcripts ("T").3
For the reasons that follow, the amended petition will be denied and dismissed.
II. RELEVANT BACKGROUND
An Onondaga County Grand Jury returned an indictment charging Vassar with the
crimes of Rape in the First Degree (N.Y. Penal Law § 130.35(4)), two counts of Sexual
Abuse in the Second Degree (N.Y. Penal Law § 130.60(2)), and Endangering the Welfare of
a Child (N.Y. Penal Law § 260.10(1)). Dkt. No. 53-1, Indictment at SR 15-16.
These charges stem from Vassar's actions on February 25, 2004, when, while living
with his then-girlfriend and her three children in Syracuse, New York, petitioner was accused
of raping and assaulting his girlfriend's 11-year old daughter while they were home alone. Id.
A three-day jury trial was conducted in Onondaga County Court commencing on
March 7, 2005. Vassar was found guilty of all charges in the indictment. On March 25,
2005, petitioner was sentenced to an aggregate determinate term of imprisonment of 25
years with 5 years of post-release supervision. Dkt. No. 53-6, at T 160-161, 172-173.
The Appellate Division, Fourth Department, unanimously affirmed the judgment of
conviction, and on July 25, 2006, the Court of Appeals denied leave to appeal. People v.
Vassar, 30 A.D.3d 1051 (App. Div. 4th Dep't 2006), lv. denied, 7 N.Y.3d 796 (2006).
In June 2012, Vassar filed a pro se motion to vacate his judgment of conviction
pursuant to C.P.L. § 440.10. In a decision and order dated March 4, 2013, the trial court
denied petitioner's motion in its entirety. P-SR at 366-69. Petitioner's application to the
3
The cited page numbers for the Answer (Dkt. No. 50), Respondent's Memorandum of Law (Dkt. No.
52), and the Transcripts (Dkt. Nos. 53-4 through 53-6) refer to those generated by the court's electronic filing
system. The "P-SR" and "SR" page numbers filed at Docket Numbers 51, 53-1 through 53-3, appear at the
bottom center of each page.
3
Appellate Division for leave to appeal was denied on June 12, 2013. P-SR at 499-500.
In June 2013, Vassar filed a pro se motion in the Appellate Division for a writ of error
coram nobis. The Appellate Division denied the motion, and on February 24, 2015, the Court
of Appeals denied petitioner's application for leave to appeal. People v. Vassar, 120 A.D.3d
1610 (4th Dep't 2014), lv. denied 24 N.Y.3d 1221 (2015).
III. APPLICABLE LAW
A. The AEDPA Standard of Review
Under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), a federal
court may grant habeas corpus relief with respect to a claim adjudicated on the merits in
state court only if, based upon the record before the state court, the state court's
decision: (1) was contrary to, or involved an unreasonable application of, clearly established
federal law, as determined by the Supreme Court of the United States; or (2) was based on
an unreasonable determination of the facts in light of the evidence presented in the State
court proceeding. 28 U.S.C. §§ 2254(d)(1), (2); Cullen v. Pinholster, 563 U.S. 170, 181
(2011); Premo v. Moore, 562 U.S. 115, 120-21 (2011); Schriro v. Landrigan, 550 U.S. 465,
473 (2007).
This standard is "highly deferential" and "demands that state-court decisions be given
the benefit of the doubt." Felkner v. Jackson, 562 U.S. 594, 598 (2011) (per curiam) (quoting
Renico v. Lett, 559 U.S. 766, 773 (2010) (internal quotation marks omitted)). The Supreme
Court has repeatedly explained that "a federal habeas court may overturn a state court's
application of federal law only if it is so erroneous that 'there is no possibility fairminded
jurists could disagree that the state court's decision conflicts with th[e Supreme] Court's
4
precedents.'" Nevada v. Jackson, __ U.S. __, 133 S. Ct. 1990, 1992 (2013) (per curiam )
(quoting Harrington v. Richter, 562 U.S. 86, 102 (2011)); see Metrish v. Lancaster, __ U.S.
__, 133 S. Ct. 1781, 1787 (2013) (explaining that success in a habeas case premised on §
2254(d)(1) requires the petitioner to "show that the challenged state-court ruling rested on 'an
error well understood and comprehended in existing law beyond any possibility for fairminded
disagreement.'") (quoting Richter, 562 U.S. at 103)).
Additionally, AEDPA foreclosed "'using federal habeas corpus review as a vehicle to
second-guess the reasonable decisions of state courts.'" Parker v. Matthews, __ U.S. __,
132 S. Ct. 2148, 2149 (2012) (per curiam) (quoting Renico, 559 U.S. at 779). In other words,
a state court's findings are not unreasonable under § 2254(d)(2) simply because a federal
habeas court reviewing the claim in the first instance would have reached a different
conclusion. Wood v. Allen, 558 U.S. 290, 301 (2010). "The question under AEDPA is not
whether a federal court believes the state court's determination was incorrect but whether
that determination was unreasonable - a substantially higher threshold." Schriro, 550 U.S. at
473.
Federal habeas courts must presume that the state courts' factual findings are correct
unless a petitioner rebuts that presumption with '"clear and convincing evidence.'" Schriro,
550 U.S. at 473-74 (quoting § 2254(e)(1)). Finally, "[w]hen a state court rejects a federal
claim without expressly addressing that claim, a federal habeas court must presume that the
federal claim was adjudicated on the merits[.]" Johnson v. Williams, __ U.S. __, 133 S. Ct.
1088, 1096 (2013).
B. Procedural Bar to Habeas Review
5
Regardless of the federal claims raised in a petition, a federal judge may not issue a
writ of habeas corpus if the state court justifies the prisoner's detention on an independent
and adequate state law ground. Coleman v. Thompson, 501 U.S. 722, 729 (1991). Thus, a
federal court will "not review a question of federal law decided by a state court if the decision
of that court rests on a state law ground that is independent of the federal question and
adequate to support the judgment." Id. (citations omitted); see also Harris v. Reed, 489 U.S.
255, 261-262 (1989). "This rule applies whether the state law ground is substantive or
procedural." Id.
For example, if the state court "explicitly invokes a state procedural bar rule as a
separate basis for decision," the federal court is precluded from considering the merits of the
federal claims in a habeas petition. Harris, 489 U.S. 255, 264, n.10; see Fama v. Comm'r of
Corr. Servs, 235 F.3d 804, 809 (2d Cir. 2000) ("The state court must have actually relied on
the procedural bar as an independent basis f or its disposition of the case" in order to bar
federal review in a habeas petition.).
Moreover, if a state court declines to address a prisoner's federal claims because the
prisoner failed to meet a state procedural requirement, but alternatively, or "in any event,"
rules the argument is without merit, the procedural bar still applies. Fama, 235 F.3d at 810,
n.4. If there is ambiguity, however, such as "when a state court uses language such as '[t]he
defendant's remaining contentions are either unpreserved for appellate review or without
merit,' the validity of the claim is preserved and is subject to federal review." Id.; see also Doe
v. Perez, No. 9:13-CV-0921 (DNH/DEP), 2015 WL 7444342 at *3 (N.D.N.Y. Oct. 30, 2015),
adopted 2015 WL 7432385 (N.D.N.Y. Nov. 23, 2015).
6
A state prisoner who has procedurally defaulted on a federal claim in state court may
only obtain federal habeas review "if the prisoner demonstrates cause for the default and
prejudice from the asserted error," or that the failure to review the claim will result in a
"miscarriage of justice," i.e., that he is actually innocent. House v. Bell, 547 U.S. 518, 536539 (2006); Maples v. Thomas, __ U.S.__, 132 S.Ct. 912, 922 (2012); Schlup v. Delo, 513
U.S. 298, 327 (1995).
To establish cause, a petitioner must show that some objective external factor
impeded his ability to comply with the relevant procedural rule. Maples, 132 S.Ct. at 922
(citing Coleman, 501 U.S. at 753 (quoting Murray v. Carrier, 477 U.S. 478, 488
(1986)). Prejudice exists if "there is a reasonable probability that the result of the trial would
have been different" absent the alleged constitutional violation. Stickler v. Greene, 527 U.S.
263, 289 (1999) (citation and internal quotation marks omitted); see also Howell v.
Superintendent, Fishkill Corr. Inst., 536 F. App'x 22, 25-26 (2d Cir. 2013).
If a petitioner fails to establish cause, a court need not decide whether he suffered
actual prejudice, because federal habeas relief is generally unavailable for procedurally
defaulted claims unless both cause and prejudice are demonstrated. See Murray, 477 U.S.
at 496 (referring to the "cause-and-prejudice standard"); Stepney v. Lopes, 760 F.2d 40, 45
(2d Cir. 1985).
To demonstrate "actual innocence," a petitioner must show that it is more likely than
not that, but for the alleged constitutional violation, no reasonable juror would have convicted
him. Schlup, 513 U.S. at 327. "'The miscarriage of justice exception is concerned with
actual as compared to legal innocence.'" Calderon v. Thompson, 523 U.S. 538, 559 (1998)
7
(quoting Sawyer v. Whitley, 505 U.S. 333, 339 (1992)); see Dunham v. Travis, 313 F.3d 724,
730 (2d Cir. 2002) ("Actual innocence means factual innocence, not mere legal
insufficiency." (citation omitted)). As such, "a claim of actual innocence must be based on
reliable evidence not presented at trial." Id. "Given the rarity of such evidence, 'in virtually
every case, the allegation of actual innocence has been summarily rejected.'" Id. (quoting
Schlup, 513 U.S. at 324).
IV. ANALYSIS
A. Claims barred by Independent and Adequate State Law Grounds
Many of the claims raised by Vassar in the Amended Petition are procedurally
defaulted in light of the Appellate Division's dismissal of the claims on independent and
adequate state law grounds. Specifically, in affirming petitioner's conviction, the Appellate
Division expressly held that the following claims were dismissed as unpreserved for appellate
review: (1) the trial court failed to comply with the mandates of "C.P.L. § 270.40 and
310.20(2) in giving its instructions to the jury" (Ground Three); the prosecutor engaged in
misconduct (Ground Four); "Counts 2 and 3 of the indictment are multiplicitous" (Ground
Five); the evidence was legally insufficient (Ground Six) and; the trial court's "Allen charge
was unbalanced and deprived" him of a fair trial (Ground Seven). Vassar, 30 A.D.3d at
1051-1052.
Under New York Law, legal challenges to the indictment, jury instructions, a
prosecutor's comments during trial, and the sufficiency of the evidence must be preserved for
appellate review. Pursuant to New York's contemporaneous objection rule, a claim is
preserved and "appellate courts will review only those errors of law that are presented at a
8
time and in a manner that reasonably prompted a judge to correct them during criminal
proceedings." Downs v. Lape, 657 F.3d 97, 103 (2d Cir. 2011); see C.P.L. § 470.05(2) ("For
purposes of appeal, a question of law with respect to a ruling or instruction of a criminal court
during a trial or proceeding is presented when a protest thereto was registered, by the party
claiming error, at the time of such ruling or instruction or at any subsequent time when the
court had an opportunity of effectively changing the same."). The Second Circuit Court has
held that "the contemporaneous objection rule is a firmly established and regularly followed
New York procedural rule." Id. at 104.
Here, the Appellate Division specifically rejected Vassar's claims relating to the
indictment, jury instructions, the prosecution's alleged misconduct, and the sufficiency of the
evidence, based on his failure to object and preserve them. Vassar, 30 A.D.3d at
1051-1052. The Appellate Division cited New York's preservation rule as well as New York
cases dismissing similar claims as unpreserved on appeal. Id. (citing C.P.L. §470.05(2);
People v. McRae, 266 A.D.2d 241 (2d Dep't 1999) (holding the defendant failed to preserve
his contention that the court's Allen charge was coercive); People v. Morton, 23 A.D.3d 411
(2d Dep't 2005) (finding the defendant failed to preserve his claims relating to the jury
instructions); People v. Osuna, 65 N.Y.2d 822 (1985) (the defendant failed to sufficiently
preserve his contention that the prosecutor's comments to the jury were improper); People v.
Gray, 86 N.Y.2d 10 (1995) (holding a defendant must comply with the preservation rules to
raise a claim of legal sufficiency on appeal)).
Since the Appellate Division based its dismissal of these claims on state law
preservation grounds, federal habeas review is barred by an adequate and independent state
9
ground.4 This bar to federal review may be lifted, however, if petitioner can show cause for
the default and resulting prejudice, or that the failure to review the claim will result in a
"miscarriage of justice," i.e., that he is actually innocent. House, 547 U.S. at 536-539;
Maples, 132 S.Ct. at 922; Schlup, 513 U.S. at 327.
Vassar has not alleged or shown cause for the default for any of the above-referenced
claims. Dkt. No. 39, Am. Petition. Although petitioner raises an ineffective assistance of
counsel claim in his amended petition, with the single exception of his prosecutorial
misconduct claim, petitioner does not identify his trial counsel's failure to preserve as a basis
for his default. Id.5 Furthermore, as discussed below, petitioner's ineffective assistance of
trial counsel claim is without merit, and therefore does not serve as "cause" for a procedural
default. Murray, 477 U.S. at 488-489. Therefore, having failed to raise or demonstrate
cause, this Court need not decide whether petitioner suffered actual prejudice. Id. at
495-496.
Vassar also asserts a claim of "actual innocence" in Ground Ten of his Amended
Petition. He relies on the fact that "[t]he prosecutor's own forensic expert stated she found
DNA from an unknown female in the complaintant's [sic] underwear. A hair expert testified to
finding two pubic hairs exhibiting caucasian characteristics in the complaintant's [sic]
underwear. The complaintant [sic] and appellant are both Af rican American." Am. Pet. at
4
Petitioner has not argued the Appellate Division's application of the preservation rule was inadequate
to preclude federal habeas review. Nor does the Court find anything in this record to conclude that the Appellate
Division's application of the rule in this case was an "exorbitant misapplication" that does not serve a "legitimate
state interest." Downs, 657 F.3d at 102 (citing Walker v. Martin, 562 U.S. 307 (2011); Lee v. Kemna, 534 U.S.
362 (2002)).
5
The ineffectiveness of counsel for not preserving a claim in state court may be sufficient to show
cause for a procedural default, but only when counsel's performance was so ineffective that the representation
violated the petitioner's Sixth Amendment right to counsel. Edwards v. Carpenter, 529 U.S. 446, 451 (2000).
10
21.
As respondent correctly argues, however, Vassar's argument is not based on any new
evidence; the DNA evidence petitioner references was actually introduced during the
trial. Resp. Mem. at 34. To the extent petitioner is arguing that the evidence was
insufficient, or that his rape conviction was against the weight of the credible evidence, such
claims do not constitute "new evidence" as that term is defined by the Supreme
Court. McQuiggin, 133 S.Ct. at 1928; Dunham, 313 F.3d at 730. In sum, petitioner fails to
identify any new evidence of factual, actual innocence. He has therefore failed to set forth a
credible claim of actual innocence such that failure to review these claims would result in a
"miscarriage of justice." House, 547 U.S. at 536-539; Schlup, 513 U.S. at 327.
B. Claims not cognizable on Habeas Review
Further, the following claims raised in the Amended Petition are not cognizable on
habeas review: (1) the indictment was defective because the prosecutor presented
"prejudicial and inadmissible evidence before the Grand Jury" (Ground Two); (2) petitioner's
conviction was against the weight of the evidence (Ground Six), and; the sentence was
"unduly harsh and excessive" (Ground Eight). Dkt. No. 39, Am. Pet.
1. Claims relating to the Grand Jury and Indictment
Vassar claims in Ground Two of the Amended Petition that "[t]he indictment should be
dismissed because the D.A. presented prejudicial and inadm issible evidence before the
Grand Jury." Am. Pet. at 8. However, alleged errors in a grand jury proceeding, including
sufficiency of the evidence presented, are not cognizable on habeas review. See Lopez v.
Riley, 865 F.2d 30, 32 (2d Cir. 1989) (any errors in grand jury proceeding, including
11
sufficiency of evidence, or use of misleading or prejudicial evidence, were cured by the petit
jury's ruling convicting petitioner of the crimes charged in the indictment, and are not entitled
to habeas relief) (citing United States v. Mechanik, 475 U.S. 66, 70 (1986)).
Indictment by a grand jury is a right granted by the New York State Constitution (N.Y.
Const. Art. 1, § 6), and there is no corresponding right to a grand jury found in the United
States Constitution. See Bransburg v. Hayes, 408 U.S. 665, 688, n 25 (1972) (the right to
"indictment by grand jury is not part of the due process of law guaranteed to state criminal
defendants by the Fourteenth Amendment); LanFranco v. Murray, 313 F.3d 112, 118 (2d Cir.
2002) (noting the Fifth Amendment right to an indictment by a grand jury does not apply to
the states as it is not incorporated by the due process clause of the Fourteenth Amendment).
Accordingly, claims based on alleged defects in state grand jury proceedings are not
cognizable on habeas review. see e.g. Rivers v. Costello, No. 9:08-CV-107 (TJM/RFT),
2011 WL 4592041, at * 9 (N.D.N.Y. Sept. 9, 2011) (Petitioner's claim regarding the validity of
evidence presented to the grand jury "does not present a federal question and is therefore
not cognizable on federal habeas review.") (emphasis in original). Accordingly, Vassar's
claim relating to the sufficiency of the indictment is therefore denied and dismissed.
2. Weight of the Evidence
Vassar raised his weight of the evidence claim on direct appeal, and the Appellate
Division rejected it on the merits. Vassar, 30 A.D.3d at 1052. Petitioner raises the same
claim in Ground Six of his Amended Petition. Am. Pet. at 14. Petitioner's weight of the
evidence claim, however, is grounded in New York's Criminal Procedure Law, Section
470.15(5), which permits an appellate court in New York to reverse or modify a conviction
12
where it determines "that a verdict of conviction resulting in a judgment was, in whole or in
part, against the weight of the evidence." C.P.L. § 470.15(5).
Since weight claims are based on state criminal procedure law, they are not
cognizable on federal habeas review. See 28 U.S.C. § 2254(a) (permitting federal habeas
corpus review only where the petitioner has alleged that he is in state custody in violation of
"the Constitution or a federal law or treaty."); Swarthout v. Cooke, 562 U.S. 216, 219 (2011)
("We have stated many times that 'federal habeas corpus relief does not lie for errors of state
law.'") (quoting Estelle v. McGuire, 502 U.S. 62, 67 (1991)); McKinnon v. Sup't Great
Meadow Corr. Fac., 422 F. App'x 69, 75 (2d Cir. 2011) ("the argument that a verdict is
against the weight of the evidence states a claim under state law, which is not cognizable on
habeas corpus"); Clairmont v. Smith, No. 9:12-CV-1022 (GTS/TWD), 2015 WL 5512832 at
*18 (N.D.N.Y. Sept. 16, 2015) (The petitioner's argument that the verdict was against the
weight of the evidence "states a claim only under state law, [and] is not cognizable on
habeas corpus."). Accordingly, Vassar''s weight of the evidence claim is therefore denied
and dismissed.
3. Petitioner's Sentencing Claim
Vassar maintains his sentence was "unduly harsh and excessive" in Ground Eight of
his Amended Petition. Am. Pet. at 18. Specifically, petitioner argues that, had he "taken the
plea deal, he would have received just seven years to satisfy all the count[s]. He was
sentenced to over three times what the plea deal was." Id. Petitioner raised this claim on
direct appeal, and the Appellate Division rejected it stating, "[t]he mere fact that defendant
was ultimately sentenced to a term of incarceration greater than that offered as a part of the
13
plea bargain does not render his sentence [unduly harsh or severe.]" Id. (quoting People v.
Bradley, 184 A.D.2d 1041 (App. Div. 4th Dep't 1992)).
It is well settled that an excessive sentence claim may not be raised as grounds for
federal habeas corpus relief if the sentence imposed was within the range prescribed by
state law. White v. Keane, 969 F.2d 1381, 1383 (2d Cir. 1992); Bellavia v. Fogg, 613 F.2d
369, 373 (2d Cir. 1979) (setting mandatory sentences is solely the province of state
legislature); Lane v. Graham, No. 9:14-CV-1261 (JKS), 2016 W L 154111, at *13 (N.D.N.Y.
Jan. 12, 2016) (holding that an excessive sentence claim does not present a federal question
cognizable on habeas review where the petitioner does not dispute the sentence w as within
the range prescribed by law).
Here, Vassar does not dispute that his sentence f ell within the state's statutory
guidelines, and therefore, his harsh and excessive sentence claim is not cognizable on
federal habeas review. See White, 969 F.2d at 1383; Lane, 2016 WL 154111, at *13.
To the extent that Vassar's reference to his rejection of the plea offer could be
construed as a claim that his sentence was retaliatory, such a claim is also without merit. The
Supreme Court has determined that due process is violated when a penalty is imposed upon
a person who elects to exercise a constitutionally protected right, including the right to have a
jury trial in a criminal case. See Bordenkircher v. Hayes, 434 U.S. 357, 363 (1978).
"However, the mere fact that the sentence imposed following trial is greater than the
offer made during plea negotiations, does not indicate that a petitioner has been punished f or
exercising his right to proceed to trial." Walker v. Walker, 259 F.Supp.2d 221, 226 (E.D.N.Y.
2003) (citing United States v. Araugo, 539 F.2d 287, 292 (2d Cir. 1976)); see also Lane,
14
2016 WL 154111, at *13 (holding that the difference between the 17-year plea offer rejected
by petitioner prior to trial and the 50-year maximum sentence ultimately imposed did not, by
itself, suggest vindictiveness by the trial court); Naranjo v. Filion, No. 1:02-CV-5449, 2003
WL 1900867, at *9-10 (S.D.N.Y. Apr. 16, 2003) (finding the disparity between the
prosecution's pretrial plea offer of 5 to 10 years and his subsequent sentence of 25 to 50
years did not suggest vindictiveness).
Here, while Vassar ultimately received a determinate maximum term of 25 years
imprisonment – longer than the 7-year plea deal he rejected prior to trial – petitioner has not
pointed to any proof in the record suggesting that vindictiveness or other improper criterion
influenced the trial court's decision when sentencing petitioner. Accordingly, petitioner
cannot prevail on his sentencing claim.
C. Merits of Petitioner's remaining ineffective assistance of counsel claims
Vassar's remaining claims allege that his trial counsel and appellate counsel were
ineffective as follows: (1) trial counsel was ineffective for failing to object to various instances
of prosecutorial misconduct (Ground One); (2) trial counsel was ineffective for opening the
door to prejudicial and inadmissible medical evidence (Ground Nine); and (3) appellate
counsel was ineffective for failing to raise additional grounds of trial counsel's ineffectiveness
and failing to raise the issue of prosecutorial misconduct (Ground Eleven). Am. Pet. at 6, 19,
23. For the reasons set forth below, petitioner's claims lack merit and are denied and
dismissed.
1. Standard of Review
15
To demonstrate constitutionally ineffective assistance of counsel, a petitioner must
show "both deficient performance by counsel and prejudice." Premo v. Moore, 562 U.S. 115,
121-122 (2011) (quoting Knowles v. Mirzayance, 556 U.S. 111, 122, 129); Strickland v.
Washington, 466 U.S. 668, 694 (1984).
Deficient performance requires a showing that counsel's performance fell below an
objective standard of professional reasonableness. Id.; Harrington v. Richter, 562 U.S. 86,
104 (2010). "Strickland does not guarantee perfect representation, only a reasonably
competent attorney." Richter, 562 U.S. at 110 (quoting Strickland, 466 U.S. at 687) (internal
quotation marks and further citation omitted).
A petitioner must overcome "a strong presumption that counsel's conduct falls within
the wide range of reasonable professional assistance ... [and] that, under the circum stances,
the challenged action 'might be considered sound trial strategy.'" Strickland, 466 U.S. at 689
(quoting Michel v. Louisiana, 350 U.S. 91, 101 (1955)).
Even assuming a petitioner can establish counsel was deficient, he still must
demonstrate prejudice. Id. at 693-694. This requires more than showing "the errors had
some conceivable effect on the outcome," but that the counsel's errors were "so serious as to
deprive the defendant of a fair trial, a trial whose result is reliable." Id. at 687, 693.
Meeting this burden is "never an easy task" and "[e]stablishing that a state court's
application of Strickland was unreasonable under § 2254(d) is all the more difficult." Premo,
562 U.S. at 122 (quoting Richter, 562 U.S. at 89, 105) (internal quotation marks omitted).
When reviewing a state court's decision under section 2254, "[t]he question is not
whether a federal court believes the state court's determination under the Strickland standard
16
was incorrect but whether that determination was unreasonable-a substantially higher
threshold." Knowles v. Mirzayance, 556 U.S. 111, 123 (2009) (internal quotation marks and
citation omitted).
Federal habeas courts "must guard against the danger of equating unreasonableness
under Strickland with unreasonableness under § 2254(d)" because "[w]hen §2254(d) applies,
the question is not whether counsel's actions were reasonable." Richter, 562 U.S. at 105.
Instead, "the question is whether there is any reasonable argument that counsel satisfied
Strickland 's deferential standard." Id. Finally, it is "difficult to establish ineffective assistance
when counsel's overall performance indicates active and capable advocacy." Richter, 562
U.S. at 111.
2. Ineffective Assistance of Trial Counsel
Vassar contends his trial counsel was ineffective because (1) counsel "failed to object
and thereby preserve the instances of prosecutorial misconduct that occurred throughout the
trial," and (2) counsel erroneously "opened the door to prejudicial and inadmissible medical
evidence." Am. Pet. at 6, 19. For the reasons that follow, petitioner's claims are denied and
dismissed.
a. Ineffective assistance of Trial Counsel - Claim One
On direct appeal, Vassar argued that his trial counsel provided ineffective assistance
when he failed to object to the prosecution's improper cross-examination of petitioner, and
failed to object to portions of the People's summation. SR at 136-149, 157-158. The
Appellate Division rejected this claim on the merits, stating that petitioner "failed to
demonstrate the absence of strategic or other legitimate explanations for [defense] counsel's
17
failure to object at various points during the trial, and thus, it will be presumed that [defense]
counsel acted in a competent manner and exercised professional judgment in failing to
object." Vassar, 30 A.D.3d at 1051 (internal quotations omitted). The Appellate Division also
noted that petitioner's counsel "presented a coherent defense consistent with the claim of
defendant that he did not have sexual intercourse with the victim" and otherwise provided
"meaningful representation." Id. at 1052.
In the context of a habeas petition, the question is not whether counsel's failure to
object constituted ineffective assistance, but whether the Appellate Division unreasonably
concluded that it was not ineffective assistance. See Richter, 562 U.S. at 101 ("The pivotal
question is whether the state court's application of the Strickland standard was
unreasonable.").
After careful review, the Appellate Division's decision was not contrary to, or an
unreasonable application of, Strickland. Vassar has not rebutted "'the strong presumption'
that counsel's attention to certain issues to the exclusion of others reflect[ed] trial tactics
rather than 'sheer negligence.'" Richter, 562 U.S. at 109 (quoting Yarborough v. Gentry, 540
U.S. 1, 8 (2003)); accord United States v. Cohen, 427 F.3d 164, 170-171 (2d Cir. 2005)
("[D]ecisions such as when to object and on what grounds are primarily matters of trial
strategy and tactics, and thus are virtually unchallengeable absent exceptional grounds for
doing so.") (internal quotation marks omitted).
For instance, Vassar's counsel objected to various portions of the prosecution's
cross-examination of petitioner. Counsel's decision to refrain from objecting further does not
mechanically require a finding of ineffective assistance. Instead, any further objections may
have only served "to highlight for the jury the argument that counsel found
18
objectionable." Bierenbaum v. Graham, 607 F.3d 36, 57-58 (2d Cir. 2010).
Furthermore, Vassar has not shown that his counsel's failure to object to comments
made by the prosecution during her summation amounted to ineffective assistance. To
obtain habeas relief based on a claim of prosecutorial misconduct during summation, the
petitioner must demonstrate that "the misconduct 'so infected the trial with unfairness as to
make the resulting conviction a denial of due process.'" O'Halloran v. Gonyea, No. 9:11-CV0346 (GTS/TWD), 2015 WL 93716, at *37 (N.D.N.Y. Jan. 7, 2015) (quoting Donnelly v.
DeChristoforo, 416 U.S. 637, 643 (1974)).
The petitioner must demonstrate that the prosecutor engaged in "egregious
misconduct . . . amount[ing] to denial of constitutional due process" (Donnelly, 416 U.S. at
647-648), and that he suffered actual prejudice "because the prosecutor's comments . . . had
a substantial and injurious effect or influence in determining the jury's verdict." Bentley v.
Scully, 41 F.3d 818, 824 (2d Cir. 1994).
On direct appeal, Vassar argued that the prosecution's summation included comments
that inappropriately shifted the burden of proof to the defense, disparaged defense counsel,
and that the prosecutor improperly commented on facts not in evidence and on the credibility
of witnesses. SR at 136. A review of the record does not support petitioner's claims.
For instance, Vassar claimed the prosecutor "repeatedly attempted to shift the
People's burden of proof" during the summation by referring to the "unfulfilled promises"
made by the defense during his opening statement. SR at 141. Evaluating the challenged
remarks in the context of the trial as a whole, however, the prosecution did not shift the
burden of proof, but was simply commenting on the lack of proof presented to support the
defense's theory of the case. See Darden v. Wainwright, 477 U.S. 168, 182 (1986) (finding
19
no substantial prejudice, in part because "[m]uch of the objectionable content was invited by
or was responsive to the opening summation of the defense") (citing United States v. Young,
470 U.S. 1, 13 (1985); O'Halloran, 2015 WL 93716, at *37-38 (finding the prosecutor's
comments during summation were based on testimony presented during trial and were
"insufficient to 'infect' the proceedings."). The prosecution's remarks that defense counsel
failed to fulfill certain "promises" he made during his opening statement were insufficient to
"infect" the proceedings. Donnelly, 416 U.S. at 643.
Vassar also argued the prosecution's summation improperly included statements that
the defense "want you to believe she made it all up." Id. at 141. These statements did not
shift the burden of proof, but were clearly a response to defense counsel's opening and
closing statements, during which counsel repeatedly asserted that the victim "lied about the
rape" and "was making it up." see e.g., Dkt. 53-4, at T 255 ("Why in blazes would an eleven
year old make up something like this); Dkt. No. 53-6, at T 77-78 ("[I]f you make a
determination that a witness lied about a material fact, then you are free to reject all of their
testimony[. And] that's exactly what I'm asking you to do, because if [the victim] lied about the
rape . . . which I think she did . . . she'd also lie about the sex ual abuse."). "Courts in this
Circuit have held that remarks similar to [the prosecution's] were not improperly made where
they were in response to the defendant's summation." Walker v. Bennet, 262 F. Supp. 2d
25, 35 (W.D.N.Y. 2003).
Similarly, the prosecution's statement, "Don't get bogged down in would-a, could-a,
should-a because this defense strategy should leave you ill convinced" (SR at 143, quoting
Dkt. No. 53-6, at T 105), was a response to defense counsel's argument that the prosecution
failed to run certain scientific tests. Dkt. No. 53-6, at T 105 ("[W]e can take CSI out of it, we
20
can take Law & Order out of it, this is not a who done it because that little girl looked at that
man and said he did it.").
Finally, even if the prosecutor's remarks were improper, the remarks still fall short of
the level of egregious misconduct necessary to warrant habeas relief. Donnelly, 416 U.S. at
647-48 (finding that prosecutor's "long and expectably hortatory closing argument" did not
amount to the sort of "egregious misconduct . . . to amount to a denial of constitutional due
process.").
The trial court informed the jury that the attorneys' arguments were not evidence, and
provided instructions on the proper burden of proof. Dkt. No. 53-6, at T 65-66, 110-115,
124-130, 133-136. The Appellate Division's decision that there was no substantial likelihood
that the result would have been different if trial counsel had objected during the summation,
was neither unreasonable, nor contrary to, clearly established Supreme Court
precedent. Strickland, 466 U.S. at 695; see also Paige v. Lee, No. 1:13-CV-1465, 2015 W L
1782299 at *6 (E.D.N.Y. Apr. 16, 2015) ("defense counsel's failure to object to the
statements made by the prosecutor did not provide a complete and independent basis for the
jury to find [p]etitioner guilty beyond a reasonable doubt.").
b. Ineffective Assistance of Trial Counsel - Claim Two
In his amended petition, Vassar also argues that his trial counsel provided ineffective
assistance when he "opened the door to prejudicial and inadmissible medical
evidence." Am. Pet. at 19. However, petitioner did not raise this claim on direct appeal, but
instead raised it in a New York C.P.L. § 440.10 motion to vacate the judgment. P-SR at
367-369. The trial court denied the claim as procedurally barred, holding that the Appellate
Division previously rejected petitioner's ineffective assistance claim and that, "[t]o the extent
21
that defendant's claims in his motion go beyond what he claimed on appeal and are based
on the record, the Court denies the defendant's motion pursuant to Criminal Procedure Law
§ 440.10(2)(c)."6 P-SR at 368.
Vassar's second ineffective assistance of counsel claim is entirely record based, and
could have been raised on direct appeal. Having failed to properly raise this claim in the
proper court, the trial court dismissed it as procedurally barred pursuant to state
law. Consequently, federal habeas review is precluded by an adequate and independent
state ground, and petitioner's claim can only be reviewed if he can show cause for the default
and resulting prejudice, or that the failure to review the claim will result in a "miscarriage of
justice," i.e., that he is actually innocent. House, 547 U.S. at 536-539; Maples, 132 S.Ct. at
922; Schlup, 513 U.S. at 327 (1995).
Vassar has not alleged or shown cause for the default, and an independent review of
the record dos not reveal one. Although petitioner maintains his appellate counsel was
ineffective for failing to raise this ineffective assistance of counsel claim on direct appeal, as
discussed below, the claim is without merit, and therefore does not serve as "cause" for a
procedural default. Murray, 477 U.S. at 488-489. Therefore, having failed to raise or
demonstrate cause, it need not be decided whether petitioner suffered actual prejudice. Id.
at 495-496.
Furthermore, Vassar's claim of "actual innocence" was not based on new factual
6
CPL § 440.10(2)(c) states, in relevant part, that the state court "must deny a motion to vacate a
judgment" when "sufficient facts appear on the record" underlying the judgment which would "have permitted,
upon appeal from such judgment adequate review of the ground or issue raised upon the motion, [but] no such
appellate review or determination occurred owing to the defendant's unjustifiable failure to take or perfect an
appeal during the prescribed period or to his unjustifiable failure to raise to raise such ground or issue upon an
appeal actually perfected by him.
22
evidence unavailable during the trial and therefore, refusal to review this claim will not result
in a "miscarriage of justice." House, 547 U.S. at 536-539; Schlup, 513 U.S. at
327. Accordingly, petitioner's ineffective assistance of counsel claim based on his counsel's
alleged error in opening the door to prejudicial medical evidence is denied and dismissed.7
3. Ineffective Assistance of Appellate Counsel
Vassar argues in Ground Eleven of his Amended Petition that his appellate counsel
was ineffective for failing to raise the following claims on direct appeal: (1) that the
prosecution engaged in misconduct, (2) that trial counsel was ineffective for "opening the
door to prejudicial and inadmissible medical evidence," and (3) that trial counsel was
ineffective for "failing to conduct an investigation and/or consult a medical expert to conduct
an investigation." Am. Pet. at 23. Petitioner asserted these claims in a motion for a writ of
error coram nobis. SR at 506. The Appellate Division summarily rejected the motion, and
the Court of Appeals denied leave to appeal. P-SR at 592-594, 607.
A claim of ineffective assistance of appellate counsel is reviewed under the same
standard set forth in Strickland v. Washington, 466 U.S. 668. See Smith v. Robbins, 528
U.S. 259, 285 (2000) ("[T]he proper standard for evaluating [petitioner's] claim that appellate
counsel was ineffective in neglecting to file a merits brief is that enunciated in Strickland v.
Washington."); Smith v. Murray, 477 U.S. 527, 535-536 (1986) (Supreme Court applied
Strickland to claim of appellate error); Chrysler v. Guiney, 806 F.3d 104, 117-118 (2d Cir.
2015).
7
Even if the claim were not barred by independent and adequate state law grounds, no relief would
issue. The trial court reviewed the claim in the alternative and found that "[petitioner] was provided with
meaningful representation during his trial." P-SR at 368. The trial court's finding was not contrary to, or an
unreasonable application of Supreme Court precedent. Strickland v. Washington, 466 U.S. 668 (1984).
23
To satisfy the rigorous Strickland standard when reviewing appellate counsel's
performance, "it is not sufficient for the habeas petitioner to show merely that counsel
omitted a nonfrivolous argument, for counsel does not have a duty to advance every
nonfrivolous argument that could be made." Giraldi v. Bartlett, 27 F. App'x 75, 77 (2d Cir.
2001) (quoting Clark v. Stinson, 214 F.3d 315, 322 (2d Cir. 2000). A petitioner m ust show
that appellate counsel's performance was "outside the wide range of professionally
competent assistance," and that there is a "reasonable probability" that, but for the deficiency
in performance, the outcome of the proceeding would have been different. Id. (quoting
Strickland, 466 U.S. at 690).
a. Ineffective Assistance of Appellate Counsel - Claim One
Vassar claims his appellate counsel failed to argue on direct appeal that the
prosecution engaged in misconduct. Am. Pet. at 23.
As an initial matter, it bears noting that Vassar's appellate counsel did, in fact, include
a lengthy argument on direct appeal that the prosecution engaged in misconduct. SR at
136-149. To the extent petitioner argues that appellate counsel should have challenged
additional comments by the prosecution, the record shows the underlying remarks
complained of were not objected to by petitioner's trial counsel, and therefore, were not
preserved for appeal. As such, appellate counsel was not ineffective, but was in fact
"prudent, as the raising of this frivolous argument may well have distracted from other, more
meritorious issues urged by appellate counsel." Brunson v. Tracy, 378 F. Supp.2d 100, 113
(E.D.N.Y. 2005) (citing Jones v. Barnes, 463 U.S. 745, 752 (1983)); Aparicio v. Artuz, 269
F.3d 78, 96 (2d Cir. 2001) (finding that any effort by the petitioner's appellate counsel to raise
an argument that his constitutional protection against double jeopardy had been violated
24
"would have been futile because the argument had already been waived by trial counsel's
failure to raise the objection."). Accordingly, petitioner's claim that his appellate counsel was
ineffective for failing to raise the issue of prosecutorial misconduct is denied and dismissed.
b. Ineffective Assistance of Appellate Counsel - Claim Two
Vassar argues his appellate counsel failed to argue that trial counsel was ineffective
for opening the door to prejudicial and inadmissible evidence. Am. Pet. at 23.
Vassar's "door-opening" claim is based on defense counsel's cross-examination of
Nurse Nancy Mitchell. During his examination, defense counsel asked if Ms. Mitchell had
found any evidence of a "healing hymen" during her medical examination of the victim the
day after the alleged rape. Dkt. No. 53-5 at T 130-131. Ms. Mitchell replied that she
observed an area of the hymen that was "healing," but she could not tell how old the tear
was. Id. On redirect, and over defense counsel's objection, Ms. Mitchell testified that during
her examination of the victim, she "found an indentation at the five o'clock position on the
hymen which appeared to be a healed tear in that area." Id. at T 135.
Based on a review of the transcripts, one of the defense counsel's theory of the case
was to suggest that the victim had engaged in sexual intercourse with someone else shortly
before the date of the incident, and that she was lying about petitioner's actions. Defense
counsel relied on Ms. Mitchell's testimony to support this theory and, during his summation,
argued that it was only "common sense" for the jury to conclude that Vassar "couldn't have
been" responsible for tearing the victim's hymen because the victim "was examined less than
twenty-four hours" after the incident, yet the "healing process" likely takes "a week or
two." Dkt. No. 53-6, at T 75. In other words, the trial testimony petitioner complains of was
not damaging to his case, but was strategically used by his trial counsel to benefit petitioner
25
and suggest that the victim had sex with someone else.
Given the strategic basis for trial counsel's cross-examination of Ms. Mitchell,
appellate counsel's decision not to raise this claim on direct appeal did not fall below an
objective standard of reasonableness. Since Vassar has failed to establish his appellate
counsel's performance was deficient under the first prong of Strickland, there is no need to
address the second prong (i.e., prejudice). Strickland, 466 U.S. at 697 (holding there is no
reason for a Court to "address both component[s] of the [Strickland] inquiry if the defendant
makes an insufficient showing on one."). The Appellate Division's decision rejecting this
claim was not contrary to, or an unreasonable application of Strickland, and the claim is
therefore denied and dismissed.
c. Ineffective Assistance of Appellate Counsel - Claim Three
Finally, Vassar maintains his appellate counsel should have argued that trial counsel
was ineffective for "failing to conduct an investigation and/or consult a medical expert to
conduct an investigation." Am. Pet. at 23. Petitioner raised this claim in his motion for a writ
of error coram nobis, which the Appellate Division summarily rejected. P-SR at 592-594.
Again, the Appellate Division's decision was neither contrary to, nor an unreasonable
application of Supreme Court precedent.
First, Vassar's appellate counsel raised nine issues on direct appeal and subm itted a
forty-three page brief to support those arguments. Such representation does not generally
give rise to a claim of "ineffective assistance" of appellate counsel. Richter, 562 U.S. at 111
(although an "isolated error can support an ineffective-assistance claim if it is sufficiently
egregious and prejudicial, it is difficult to establish ineffective assistance when counsel's
overall performance indicates active and capable advocacy.") (internal quotations omitted).
26
Second, Vassar's appellate counsel had no reason to arg ue that trial counsel erred in
not consulting medical experts or investigating, because such claims rely on matters outside
the scope of the appellate record. Since "ineffective assistance claims based upon matters
outside the record are not cognizable on direct appeal [in New York,] appellate counsel can
hardly be faulted for failure to raise such a claim." Sparks v. Burge, No. 7:06-CV-6965, 2009
WL 8690118, at *7 (S.D.N.Y. Sept. 23, 2012), report adopted, 2012 WL 4479250 (S.D.N.Y.
Sept. 28, 2012) (internal citation omitted).
Furthermore, "[t]he decision whether or not to call an expert witness generally falls
within the wide sphere of strategic choices for which counsel will not be second-guessed on
habeas review." Savinon v. Mazucca, No. 1:04-CV-1589, 2005 W L 2548032, at *33
(S.D.N.Y. Oct. 12, 2005) (quoting Stapleton v. Greiner, 2000 WL 1207259, at *16 (E.D.N.Y.
July 10, 2000) (citing United States v. Kirsch, 54 F.3d 1062, 1072 (2d Cir.), cert. denied, 516
U.S. 927 (1995)), adopted, 2006 W L 2669331 (S.D.N.Y. Sept. 18, 2006).
Although the Second Circuit has rendered decisions holding that a trial counsel was
ineffective for failing to consult or call a medical witness to testify in a sexual abuse case, the
facts of those cases are inapposite to the facts presented here. Compare Gersten v.
Senkowksi, 426 F.3d 588 (2d Cir. 2005); Eze v. Senkowski, 321 F.3d 110 (2d Cir. 2003);
Pavel v. Hollins, 261 F.3d 210 (2d Cir. 2001); Lindstadt v. Keane, 239 F.3d 191 (2d Cir.
2001). For instance, in Gersten and the prior Second Circuit cases cited therein, the
petitioner established that defense counsel failed to consult with any expert medical
witnesses. Gersten, 426 F.3d at 607–08; Eze, 321 F.3d at 128; Pavel, 261 F.3d at 223–24;
Lindstadt, 239 F.3d at 201–02.
Here, defense counsel did retain an expert – a forensic hair expert – who testified on
27
Vassar's behalf during trial. Dkt. No. 53-5, at T 236-249. Defense counsel also effectively
cross-examined the prosecution's medical witnesses "indicat[ing] that he educated himself
regarding the relevant medical issues, unlike trial counsel in Gersten, 426 F.3d at 608-10;
Eze, 321 F.3d at 129; Pavel, 261 F.3d at 224-25; and Lindstadt, 239 F.3d at 20102." Beauharnois v. Chappius, No. 9:12-CV-1283 (FJS/ATB), 2015 WL 893091, at *25
(N.D.N.Y. Mar. 2, 2015); see also Jackson v. Conway, 763, F.3d 115, 154 (2d Cir. 2014)
(having found that defense counsel properly reviewed the medical records prior to trial, the
Second Circuit concluded the Appellate Division's decision rejecting petitioner's ineffective
assistance of counsel claim was not an unreasonable application of Strickland).
Also unlike the petitioners in Gersten and Pavel, Vassar did not offer any evidence in
the form of an expert affidavit or otherwise, raising any questions regarding the prosecution's
medical testimony or proof an expert would have testified favorably on petitioner's behalf. Id.
at *24-25. The only proof petitioner presented to the Appellate Division was an inadmissible
1994 internet article entitled, "Medical Considerations in the Diagnosis of Child Sexual
Abuse," written by a physician in New Zealand. SR at 581-586.
Vassar has offered no admissible evidence from an expert describing how defense
counsel erred or how further consultation and expert testimony would have affected the
verdict. Consequently, petitioner's vague and conclusory allegations do not provide any
basis to conclude that there was an expert who could have offered relative or probative
evidence to counter the prosecution's proof. See Beauharnois v. Chappius, 2015 WL
893091, at *24-25. Trial counsel's decision not to call additional experts cannot be
considered objectively unreasonable. Similarly, petitioner has not established prejudice
since he has not shown a defense expert would have contradicted the prosecution's
28
evidence.
In sum, "[w]here trial counsel is not ineffective, failure to argue on appeal such
ineffectiveness does not constitute ineffective assistance of appellate counsel." Clendinen v.
Unger, No. 1:05-CV-7657, 2006 W L 2465176, at *10 (S.D.N.Y. Aug. 22, 2006) (citing
Aparicio, 269 F.3d at 99, n.10). Accordingly, the Appellate Division's decision rejecting
Vassar's claim that his appellate counsel was ineffective for failing to argue his trial counsel
should have consulted with additional experts and investigated his case further was not
"based on an unreasonable determination of the facts in light of the evidence presented in
the state court proceeding," or "contrary to, or ... an unreasonable application of , clearly
established federal law, as determined by the Supreme Court of the United States." 28
U.S.C. § 2254(d). Accordingly, petitioner's claim is denied and dismissed.
V. CONCLUSION
Therefore, it is
ORDERED that
1. The amended petition, Dkt. No. 39, is DENIED AND DISMISSED;
2. No Certificate of Appealability ("COA") shall issue because petitioner failed to make
a "substantial showing of the denial of a constitutional right" as required by 28
U.S.C. § 2253(c)(2);8
3. Any further request for a Certificate of Appealability must be addressed to the
Court of Appeals (Fed. R. App. P. 22(b)); and
8
Miller-El v. Cockrell, 537 U.S. 322, 336 (2003); See Richardson v. Greene, 497 F.3d 212, 217 (2d Cir.
2007) (holding that, if the court denies a habeas petition on procedural grounds, "the certificate of appealability
must show that jurists of reason would find debatable two issues: (1) that the district court was correct in its
procedural ruling, and (2) that the applicant has established a valid constitutional violation" (citation omitted)).
29
4. The Clerk is directed to serve copies of this Decision and Order upon the parties in
accordance with the Local Rules.
IT IS SO ORDERED.
Dated: June 29, 2016
Utica, New York.
30
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