Williams v. Raimo et al

Filing 54

MEMORANDUM-DECISION AND ORDER: ORDERS that Magistrate Judge Lowe's July 22, 2011 Report-Recommendation and Order is ADOPTED in its entirety for the reasons stated therein. ORDERS that Plaintiff's claim of intentional infliction of emotiona l distress is DISMISSED WITH PREJUDICE. ORDERS that Plaintiff's motion to withdraw his objections to Magistrate Judge Lowe's July 22, 2011 Report-Recommendation and Order (Dkt. No. 53) is DENIED as moot. Signed by U.S. District Judge Mae A. D'Agostino on 12/2/11. {order served via regular mail on all non-ecf parties}(nas )

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
____________________________________________
SEAN WILLIAMS,
Plaintiff,
vs.

9:10-cv-245
(MAD/GHL)

E. RAIMO, Correctional Officer, Great Meadow
Correctional Facility; J. SMITH, Correctional
Officer, Great Meadow Correctional Facility; T.
VEDDER, Correctional Sergeant, Great Meadow
Correctional Facility; and J. OLIVER, Nurse,
Great Meadow Correctional Facility,
Defendants.
____________________________________________
APPEARANCES:

OF COUNSEL:

SEAN WILLIAMS
02-A-0508
Attica Correctional Facility
Box 149
Attica, New York 14011
Plaintiff pro se
OFFICE OF THE NEW YORK
STATE ATTORNEY GENERAL
The Capitol
Albany, New York 12224
Attorneys for Defendants

ROGER W. KINSEY, AAG

Mae A. D'Agostino, U.S. District Judge:
MEMORANDUM-DECISION AND ORDER
I. INTRODUCTION
Plaintiff pro se, an inmate in the custody of the New York State Department of
Corrections and Community Supervision (“DOCCS”), commenced this action pursuant to 42
U.S.C. § 1983, alleging that Defendants Raimo, Smith, and Vedder used excessive force in
violation of his constitutional rights. See Dkt. No. 1. Plaintiff also alleges that Defendant Vedder

failed to stop Defendants Raimo and Smith from using excessive force. Plaintiff further claims
that Defendant Oliver was deliberately indifferent to his serious medical needs.
On September 30, 2010, Defendant Oliver filed a motion for summary judgment pursuant
to Rule 56 of the Federal Rules of Civil Procedure. See Dkt. No. 31. Plaintiff opposed the
motion and filed a cross-motion for summary judgment. See Dkt. Nos. 34, 43.
In a Report-Recommendation and Order dated July 22, 2011, Magistrate Judge Lowe
recommended that the Court grant Defendant Oliver's motion for summary judgment with respect
to Plaintiff’s claim that Defendant Oliver acted with deliberate indifference on the day following
the incident (August 23, 2009), but deny the motion in all other respects. Magistrate Judge Lowe
further recommended that the Court deny Plaintiff's motion for summary judgment. Currently
before the Court are Plaintiff’s objections to Magistrate Judge Lowe’s July 22, 2011 ReportRecommendation and Order.
II. BACKGROUND
A.

Factual Background
In his complaint, Plaintiff alleges that, on August 22, 2009 during an altercation with

another inmate, Defendants Smith and Raimo “pulled” him from the cell and “slammed [him] to
the tier,” at which point he was punched and handcuffed. See Dkt. No. 1 at ¶¶ 2-3. Once
handcuffed, Defendants Smith and Raimo allegedly kicked Plaintiff while he was on the ground,
and “hurled racial slurs” at him. See id. at ¶ 3. After several minutes, Defendants Smith and
Raimo pulled Plaintiff to his feet and slammed him into the gates at the front of the cell. See id.
at ¶ 4. Defendant Smith punched Plaintiff in his shoulder, arm, and back. See id. Defendant
Raimo then kneed Plaintiff, punched his right leg, and pushed his head “into the bars.” See id. at

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¶ 5. Defendant Vedder, who was located behind Plaintiff at the time, failed to stop the attack and
allegedly hit Plaintiff in the head and back. See id. at ¶ 6.
After “several minutes,” Plaintiff was escorted to the infirmary. See id. at ¶ 7. While at
the infirmary, Defendant Oliver interviewed Plaintiff and “failed to adequately service [the]
Plaintiff.” See id. at ¶ 8. Plaintiff alleges that he was not provided with any medication for the
swelling and pain. See id. Plaintiff requested an “emergency sick call” the next morning, but
Defendant Oliver refused his request. See id. at ¶ 9.
Plaintiff claims that Defendant Oliver was deliberately indifferent to his serious medical
needs, in violation of his Eighth Amendment rights, because she failed to provide him with
adequate medical attention on both the day of the incident and the day after. Plaintiff further
alleges that, as a result of Defendants Raimo, Smith, and Vedder’s actions, he experienced
“severe pain . . . and swelling” of the leg, knee, and shoulder. Plaintiff also claims that Defendant
Oliver’s failure to assist with these injuries led to prolonged pain and swelling. See id.
Defendant Oliver moved for summary judgment, arguing that Plaintiff cannot prevail on
his deliberate indifference claim because (1) Plaintiff did not have a serious medical need and (2)
Defendant Oliver was not indifferent towards any such serious medical need. See Dkt. No. 31-1.
Furthermore, Defendant Oliver argues that she is entitled to qualified immunity. See id. Plaintiff
cross moved for summary judgment as to all of his claims. See Dkt. Nos. 34-1, 34-2, 34-3, 43.

B.

Magistrate Judge Lowe’s Report-Recommendation and Order
In his Report-Recommendation and Order, Magistrate Judge Lowe granted Defendant

Oliver’s motion for summary judgment with respect to Plaintiff’s claim that Defendant Oliver
acted with deliberate indifference on the day following the incident, but denied the motion in all
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other respects. See Dkt. No. 50 at 16. Magistrate Judge Lowe noted that, since Plaintiff only
showed “slight” swelling . . . and no ice or medications were ordered on the day after he was
refused medical treatment, no substantial harm was caused by the delay. See Dkt. No. 50 at 10.
Therefore, Magistrate Judge Lowe recommended that the Court grant Defendant Oliver’s motion
for summary judgment with respect to Plaintiff’s deliberate indifference claim as to the day after
the incident.
Next, Magistrate Judge Lowe found that genuine issues of material fact were raised as to
the existence of Plaintiff’s alleged “serious medical need” and as to Defendant Oliver’s alleged
disregard of Plaintiff’s serious medical need. See id. at 7-9. Magistrate Judge Lowe found that
Defendant Oliver’s notes demonstrate that Plaintiff’s left shoulder showed swelling, bruising, and
limited range-of-motion, his right knee showed swelling and limited range-of-motion, his right
wrist showed limited range-of-motion, and he was experiencing “head pain.” See id. at 6.
Further, Magistrate Judge Lowe found that Plaintiff asserts that he was not given any medicine
for his pain and swelling. See id. Additionally, Plaintiff points to the video recording of the
initial patient interview that Defendant Oliver conducted which shows that no ice or medication
was distributed, for support that Defendant Oliver did not treat him. See id. at 9. Although
Magistrate Judge Lowe found it plausible that “Defendant Oliver might have provided Plaintiff
with ice and medication after she conducted her video-taped examination of him,” absent a record
of this he determined that a genuine issue of material fact was raised as to whether Defendant
Oliver disregarded Plaintiff’s serious medical need. See id. Therefore, Magistrate Judge Lowe
recommended that the Court find that questions of fact exist with respect to Plaintiff’s serious
medical need and with respect to Defendants’ alleged indifference on the day of the incident.
Finally, Magistrate Judge Lowe recommended that the Court deny Defendant Oliver’s motion for
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summary judgment on qualified immunity grounds, and deny Plaintiff’s cross-motion for
summary judgment.
C.

Plaintiff’s Objections to Magistrate Judge Lowe’s Report-Recommendation and
Order
In his objections to Magistrate Judge Lowe’s Report-Recommendation and Order,

Plaintiff puts forth the following three arguments: (1) that Defendant Oliver’s actions and
intentions on August 23, 2009 are relevant to his deliberate indifference claim; (2) that Defendant
Oliver’s deliberate indifference on August 23, 2009 caused him substantial mental and emotional
harm; and (3) that Defendant Oliver deliberately allowed him to experience “severe pain” for two
days. See Dkt. No. 51 at 1-2. Moreover, Plaintiff asserts that he has suffered emotional distress
“by the hands of all the Defendants who failed to act accordingly,” and that the continued
litigation “mentally distresses” him. See id. at 1.

III. DISCUSSION
A.

Standard of Review
When a party files specific objections to a magistrate judge’s report and recommendation,

the district court makes a “de novo determination of those portions of the report or specified
proposed findings or recommendations to which objection is made.” 28 U.S.C. § 636(b)(1)(c). In
contrast, when a party files “[g]eneral or conclusory objections, or objections which merely recite
the same arguments [that were originally] presented to the magistrate judge,” the court reviews
those recommendations for clear error. O’Diah v. Mawhir, No. 9:08-CV-322, 2011 WL 933856,
*1 (N.D.N.Y. Mar. 16, 2011) (citations and footnote omitted). Upon completion of the applicable

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review, the Court “may accept, reject, or modify, in whole or in part, the findings or
recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1)(c).
A court may grant a motion for summary judgment only if it determines that there is no
genuine issue of material fact to be tried and that the facts as to which there is no such issue
warrant judgment for the movant as a matter of law. See Chambers v. TRM Copy Ctrs. Corp., 43
F.3d 29, 36 (2d Cir. 1994) (citations omitted). When analyzing a summary judgment motion, the
court “‘cannot try issues of fact; it can only determine whether there are issues to be tried.’” Id. at
36-37 (quotation and other citation omitted). Moreover, it is well-settled that a party opposing a
motion for summary judgment may not simply rely on the assertions in its pleadings. See Celotex
Corp. v. Catrett, 477 U.S. 317, 324 (1986) (quoting Fed. R. Civ. P. 56(c), (e)).
In assessing the record to determine whether any such issues of material fact exist, the
court is required to resolve all ambiguities and draw all reasonable inferences in favor of the
nonmoving party. See Chambers, 43 F.3d at 36 (citing Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 255, 106 S. Ct. 2505, 2513-14, 91 L. Ed. 2d 202 (1986)) (other citations omitted). Where
the non-movant either does not respond to the motion or fails to dispute the movant’s statement of
material facts, the court may not rely solely on the moving party’s Rule 56.1 statement; rather, the
court must be satisfied that the citations to evidence in the record support the movant’s assertions.
See Giannullo v. City of N.Y., 322 F.3d 139, 143 n.5 (2d Cir. 2003) (holding that not verifying in
the record the assertions in the motion for summary judgment “would derogate the truth-finding
functions of the judicial process by substituting convenience for facts”).
In reviewing a pro se case, the court “must view the submissions by a more lenient
standard than that accorded to ‘formal pleadings drafted by lawyers.’” Govan v. Campbell, 289
F. Supp. 2d 289, 295 (N.D.N.Y. 2007) (quoting Haines v. Kerner, 404 U.S. 519, 520, 92 S. Ct.
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594, 30 L. Ed. 2d 652 (1972)) (other citations omitted). The Second Circuit has opined that the
court is obligated to “make reasonable allowances to protect pro se litigants” from inadvertently
forfeiting legal rights merely because they lack a legal education. Govan v. Campbell, 289 F.
Supp. 2d 289, 295 (N.D.N.Y. 2007) (quoting Traguth v. Zuck, 710 F.2d 90, 95 (2d Cir. 1983)).
However, this does not mean that a pro se litigant is excused from following the procedural
requirements of summary judgment. Id. at 295 (citing Showers v. Eastmond, 00 CIV. 3725, 2001
WL 527484, at *2 (S.D.N.Y. May 16, 2001)). Specifically, “a pro se party’s ‘bald assertion,’
completely unsupported by evidence” is not sufficient to overcome a motion for summary
judgment. Lee v. Coughlin, 902 F. Supp. 424, 429 (S.D.N.Y. 1995) (citing Carey v. Crescenzi,
923 F.2d 18, 21 (2d Cir. 1991)).
B.

Deliberate Indifference to a Serious Medical Need
The Eighth Amendment explicitly prohibits the infliction of “cruel and unusual

punishment.” U.S. Const. amend. VIII. This prohibition includes any “unnecessary and wanton
infliction of pain” on those who have been convicted of crimes. Hathaway v. Coughlin, 37 F.3d
63, 66 (2d Cir. 1994) (citations omitted). Nevertheless, the United States Supreme Court has
recognized that not “every injury” a prisoner suffers “translates into constitutional liability for
prison officials.” Farmer v. Brennan, 511 U.S. 825, 834 (1994).
In order to establish a claim for unconstitutional denial of medical care, “a prisoner must
prove ‘deliberate indifference to [his] serious medical needs.’” Hathaway, 37 F.3d at 66 (quoting
Estelle v. Gamble, 429 U.S. 97, 104, 97 S. Ct. 285, 290, 50 L. Ed. 2d 251 (1976)). This standard
requires proof of both an objective and subjective element.
First, the prisoner must demonstrate that his alleged deprivation was of a “sufficiently
serious” nature. Id. (quoting Wilson v. Seiter, 501 U.S. 294, 298 (1991)). This can be shown by
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proving “a condition of urgency, one that may produce death, degeneration, or extreme pain.”
Nance v. Kelly, 912 F.2d 605, 607 (2d Cir. 1990). Courts have also considered factors such as
"(1) whether a reasonable doctor or patient would perceive the medical need in question as
'important and worthy of comment or treatment,' (2) whether the medical condition significantly
affects daily activities, and (3) 'the existence of chronic and substantial pain.'" Brock v. Wright,
315 F.3d 158, 162 (2d Cir. 2003) (citing Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998)).
Second, a prisoner must show that "the prison official knew of and disregarded his serious
medical needs." Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998) (citing Farmer v.
Brennan, 511 U.S. 825, 837 (1994)). It is not enough to merely disagree over the proper course
of treatment. See Chance, 143 F.3d at 703. Rather, a prisoner must demonstrate that the prison
official acted intentionally, for example, by "intentionally denying or delaying access to medical
care or intentionally interfering with . . . treatment." Estelle v. Gamble, 429 U.S. 97, 104 (1976).
1. Objective Element
Plaintiff did not object to, nor does the Court find error with, Magistrate Judge Lowe’s
determination that Plaintiff has raised a genuine issue of material fact as to “whether his alleged
‘severe pain’ and injuries, in combination, constituted a serious medical need.” See Dkt. No. 50
at 7. Magistrate Judge Lowe stated that based upon Defendant Oliver’s notes, Plaintiff’s left
anterior shoulder, right knee, and right wrist showed signs of injury. See Dkt. No. 50 at 6. A

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subsequent MRI performed on Plaintiff’s right knee showed a “discoid lateral meniscus.”1 See
Dkt. No. 50 at 6-7. Plaintiff also complained of “head pain.” See Dkt. No 50 at 6.
After reviewing all of the evidence, the Court finds that Magistrate Judge Lowe correctly
determined that Plaintiff raised a genuine issue of material fact “as to whether his alleged ‘severe
pain’ and injuries, in combination, constituted a serious medical need.” See Dkt. No. 50 at 7; see
also Benjamin v. Galeno, 415 F. Supp. 2d 254, 259 (S.D.N.Y. 2005) (noting that an individual
who alleges that he is in extreme pain “is certainly qualified to testify to that fact,” and such an
allegation “effectively raise[s] a disputed issue of fact”).
2. Subjective Element
While Plaintiff did provide sufficient evidence to raise a genuine issue of material fact as
to the objective element of this claim, the Court finds that Magistrate Judge Lowe correctly
determined that there is no genuine issue of material fact regarding whether Defendant Oliver was
deliberately indifferent to Plaintiff’s serious medical need on the day following the incident.2
While evidence that a prisoner’s medical care was delayed can provide support for a claim
of deliberate indifference, “a prisoner’s Eighth Amendment rights are violated only where ‘the
delay reflects deliberate indifference to a serious risk of health or safety, to a life-threatening or
fast-degenerating condition or to some other condition of extreme pain that [requires] reasonably

According to Dorland’s Illustrated Medical Dictionary, a "discoid lateral meniscus is a
semilunar lateral meniscus of the knee that has been transformed into a thickened, irregular
discoid mass as a result of excess motion of the meniscus, which in turn results from congenital
absence of attachment of the posterior horn of the meniscus to the tibial plateau. The excess
motion also causes a clicking sound on flexion and extension of the knee." See Dkt. No. 50 at 7.
1

The Court has reviewed Magistrate Judge Lowe’s determination that genuine issues of material
fact exist as to whether Defendant Oliver disregarded Plaintiff’s serious medical need on the day
of the incident, August 22, 2009, and the Court agrees with that determination. Plaintiff’s
objections in relation to his deliberate indifference claim relate only to the day after the incident.
2

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prompt treatment.’” Evans v. Manos, 336 F. Supp. 2d 255, 262 (W.D.N.Y. 2004) (quotation and
other citation omitted). Furthermore, this delay in medical care does not amount to a
constitutional claim “unless the delay cause[d] substantial harm.” Id. (citing Napier v. Madison
County, Kentucky, 238 F.3d 739, 742 (6th Cir. 2001)) (holding that an “inmate who complains
that delay in medical treatment rose to a constitutional violation must place verifying medical
evidence in the record to establish the detrimental effect of the delay in medical treatment to
succeed” (other citations omitted)).
Here, the record does not indicate that Plaintiff was substantially harmed by not seeing
medical personnel on the day after the incident. Moreover, the record makes clear that Plaintiff
was taken to see medical personnel on the following day, August 24, 2009, at which time his right
knee “showed only ‘slight’ swelling and no ice or medications were ordered.” See Dkt. No. 50 at
9. Citing to Croft v. Hampton, Magistrate Judge Lowe determined that Plaintiff failed to provide
any evidence to suggest that he was substantially harmed from the one-day delay in treatment;
and, therefore, his claim for deliberate indifference must fail. See Croft v. Hampton, No. 063838, 2008 WL 2744332, *4-5 (8th Cir. July 15, 2008) (holding that delaying treatment of a
prisoner’s injuries from the weekend to the next business day does not constitute deliberate
indifference where the prisoner “submitted no medical evidence showing any negative effect of
the delay”).
As Magistrate Judge Lowe correctly concluded, viewing the facts in the light most
favorable to Plaintiff, Defendant Oliver’s conduct on August 23, 2009 does not rise to the level of
deliberate indifference.

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C.

Intentional Infliction of Emotional Distress
Plaintiff argues that he has suffered “[e]motional distress by the hands of all the

Defendants who failed to act accordingly,” which “force[d]” him to litigate their actions. See
Dkt. No. 1. Additionally, Plaintiff argues that Defendant Oliver’s alleged deliberate indifference
caused him substantial mental and emotional harm. See Dkt. No. 51.
Under New York law, a Plaintiff asserting a cause of action for intentional infliction of
emotional distress “must demonstrate the following elements: ‘(i) extreme and outrageous
conduct, (ii) an intent to cause . . . severe emotional distress, (iii) a causal connection between the
conduct and the injury, and (iv) the resultant severe emotional distress.’” Allam v. Meyers, No.
09 CV 10580, 2011 WL 721648, *6 (S.D.N.Y. Feb. 24, 2011) (quotation and other citations
omitted). Intentional infliction of emotional distress claims are “highly disfavored . . . under New
York law” and it is rare for such claims to “survive dispositive motions.” Hallgren v. Bell
Atlantic Corp., No. 99 CV 11937, 2000 WL 726496, *3 (S.D.N.Y. May 30, 2000). In order to
satisfy the requisite “extreme and outrageous” element, the alleged conduct “must be ‘so
outrageous in character, and so extreme in degree, as to go beyond all possible bounds of
decency, and to be regarded as atrocious, and utterly intolerable in a civilized society.’” Allam v.
Meyers, No. 09 CV 10580, 2011 WL 721648, *6 (S.D.N.Y. Feb. 24, 2011) (quoting Martin v.
Citibank, N.A., 762 F.2d 212, 220 (2d Cir. 1985)) (other citations omitted).
Here, Plaintiff has failed to meet this burden. Plaintiff’s choice to initiate a lawsuit and
the resulting stress associated with the dispute does not entitle him to recover under the theory of
intentionally inflicted emotional distress. See Associates First Capital v. Crabill, 51 A.D.3d
1186, 1188-89 (3d Dep’t 2008) (noting that threats, misrepresentations, and stress resulting from
the defendant’s ongoing lawsuit were not enough to “meet the ‘rigorous . . . and difficult to
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satisfy’ requirements for a viable cause of action for intentional infliction of emotional distress”
(citations omitted)). As such, although not discussed in the Report-Recommendation and Order,
the Court finds that Plaintiff’s intentional infliction of emotional distress cause of action must be
dismissed.
D.

Defendant’s Qualified Immunity Claim
Plaintiff did not object to, nor does the Court find error with, Magistrate Judge Lowe’s

recommendation that Defendant Oliver’s motion for summary judgment on qualified immunity
grounds should be denied. See Dkt. 50 at 12. Magistrate Judge Lowe correctly determined that
genuine issues of material fact exist as to Plaintiff’s alleged serious medical need and as to
Defendant Oliver’s alleged disregard of that need, making summary judgment for Defendant
Oliver inappropriate. See Dkt. 50 at 12.
IV. CONCLUSION
After carefully considering Magistrate Judge Lowe’s Report-Recommendation and Order,
Plaintiff’s objections thereto, and the applicable law, and for the reasons stated herein, the Court
hereby
ORDERS that Magistrate Judge Lowe’s July 22, 2011 Report-Recommendation and
Order is ADOPTED in its entirety for the reasons stated therein; and the Court further
ORDERS that Plaintiff’s claim of intentional infliction of emotional distress is
DISMISSED WITH PREJUDICE; and the Court further
ORDERS that Plaintiff's motion to withdraw his objections to Magistrate Judge Lowe's
July 22, 2011 Report-Recommendation and Order (Dkt. No. 53) is DENIED as moot; and the
Court further
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ORDERS that the Clerk of the Court shall serve the parties with a copy of this
Memorandum-Decision and Order in accordance with the Local Rules.
IT IS SO ORDERED.
Dated: December 2, 2011
Albany, New York

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