Booker v. Lavalley
Filing
27
DECISION and ORDER: Ordered that the 1 petition for a writ of habeas corpus is denied; and it is further Ordered, that because the Court finds that Petitioner has not made a "substantial showing of the denial of a constitutional right" pursuant to 28 U.S.C. § 2253 (c)(2), no certificate of appealability should be issued with respect to any of Petitioner's claims. See 28 U.S.C. § 2253(c)(2) ("A certificate of appealability may issue... only if the applicant ha s made a substantial showing of the denial of a constitutional right."); and it is further Ordered, that the Clerk serve a copy of this Decision and Order on all parties; and it is further Ordered, that the Clerk enter judgment for Respondent and against Petitioner dismissing this matter with prejudice. Signed by U.S. District Judge Richard G. Kopf on 2/11/2013. (ptm) (Copy served on petitioner by regular mail)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------------LANCE BOOKER,
Petitioner,
10CV1105 (RGK)
v.
THOMAS LAVALLEY,
Respondent.
-------------------------------------------------------------------------APPEARANCES:
OF COUNSEL:
Lance Booker
05-A-0049
Clinton Correctional Facility
P.O. Box 2001
Dannemora, New York 12929
HON. ERIC T. SCHNEIDERMAN
Office of the Attorney General
120 Broadway
New York, New York 10271
ALYSON J. GILL
PRISCILLA STEWARD
Assistant Attorneys General
RICHARD G. KOPF
Senior United States District Judge for the District of Nebraska (by designation)
DECISION and ORDER
Lance Booker (“Petitioner”) was convicted of playing an integral part in the
murder of a police informant. He was sentenced to life in prison without parole. He
challenges that conviction and the resulting sentence in a petition filed pursuant to 28
U.S.C. § 2254. Dkt. No. 1. The petition will be denied.
I. BACKGROUND
The Respondent has filed the relevant state court records. Those records
appear at Docket Number 12. The Respondent has also filed a long and very detailed
brief consisting of 75 pages. Dkt. No. 10. Condensed and summarized, the following
appears from the record.
In December 2003, Michael Hoffler arranged for the murder of the victim, a
confidential informant (Christopher Drabik) for the City of Albany Police Department who
had engaged in two controlled buys with Hoffler, in order to prevent the victim from
testifying at Hoffler’s drug trial. Petitioner, Hoffler, and Gregory Heckstall where all
involved in that effort. Following the fatal shooting of the victim on December 30, 2003,
one week prior to the commencement of Hoffler’s drug trial, Petitioner, Hoffler, and
Heckstall were arrested and charged with the victim’s murder.
At the conclusion of the ensuing jury trial, Petitioner was convicted, as an
accomplice, of murder in the first degree (two counts) and conspiracy in the second
degree. The trial court sentenced Petitioner to two concurrent terms of life
imprisonment without the possibility of parole upon his murder convictions and a
concurrent prison term of 8 1/3 to 25 years for his conspiracy conviction.
The record reflects that Petitioner’s criminal history was substantial and violent.
He had four felony convictions. His record began when Petitioner was convicted at 17
of a violent felony involving a loaded weapon. Dkt. No. 12-29 at CM/ECF p. 10.
Petitioner also had four misdemeanors and one of those involved cutting someone’s
face with a knife. Id. at CM/ECF p. 11.
Petitioner perfected his direct appeal. As will be discussed more fully later,
Petitioner’s direct appeal resulted in a thoughtful opinion and his conviction and
sentence were affirmed. People v. Booker, 53 A.D.3d 697 (3d Dep’t 2008). Leave to
appeal further was denied.
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Following separate jury trials, Heckstall and Hoffler were likewise found guilty of,
among other things, murder in the first degree. Heckstall’s conviction was affirmed.
People v. Heckstall, 45 A.D.3d 907 (3rd Dep’t 2007). As for Hoffler, the Appellate
Division reversed his conviction and remanded for a new trial because the jurors had
not properly been sworn. People v. Hoffler, 53 A.D.3d 116, 120-124 (3d Dep’t 2008).
Although the record is not entirely clear, it appears that the matter may still be pending
and the People are apparently intending to retry Hoffler for murder. See People v.
Hoffler, 90 A.D.3d 1413, 1414 n.2 (3d Dep’t 2011) (as of December 29, 2011, noting
that retrial had not yet occurred); Hoffler v. Jacon, 72 A.D.3d 1183 (3d Dep’t 2010)
(retrial of Hoffler was not barred by statutory or constitutional double jeopardy rights).
A. Overview of Killing
Hoffler enlisted Petitioner to murder Drabik and gave Petitioner a gun, $500, and
a small amount of crack-cocaine. When Petitioner failed to kill Drabik, Hoffler enlisted
Heckstall, who agreed to kill Drabik. On December 29, 2003, Petitioner supplied Hoffler
with a loaded gun, ammunition, and a prepaid Tracfone that would later be used to
contact Drabik to lure him to the location of the killing.
On December 30, 2003, Drabik received a phone call from the user of the
Tracfone and agreed to go to 478 6th Avenue in Troy. Petitioner, Hoffler, and Heckstall
then drove to that location. While Petitioner and Hoffler waited in the car, Heckstall
approached Drabik and shot him with the gun Petitioner had provided to Hoffler. Drabik
died at a hospital about two hours later. An eyewitness identified Heckstall as the
shooter.
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Over the next several weeks, Petitioner gave several written statements to the
detectives about the planning and execution of Drabik’s murder that were later used at
Petitioner’s trial. Petitioner was arrested in connection with the murder on January 26,
2004.
B. Trial Judge’s Rulings Regarding Suppression of Petitioner’s Statements
Defense counsel challenged the statements that Petitioner had given the police.
The trial court, however, overruled those challenges and carefully explained the court’s
reasoning in a 25-page opinion. Dkt. No. 12-1.
Initially, the court concluded that Petitioner was not in custody during the police
questioning on January 7 and 8, 2004. The court found that Petitioner voluntarily
accompanied the police from Newburgh to the Albany Police Department. The court
recognized that Petitioner was never handcuffed, restrained, or frisked. The court found
that Petitioner was not a suspect in the homicide at that time and was specifically
informed by the police he was not going to be placed under arrest. The court found it
significant that Petitioner was cooperative with the police investigation and told his
lawyer, Mr. Osofisan, over the phone that he “did not believe he had anything to worry
about” with respect to the investigation. Finally, the court noted that Petitioner was not
arrested and was returned to Newburgh as promised by the police. Therefore, the court
concluded, Miranda warnings were not required prior to any police questioning or taking
of oral or written statements from Petitioner on January 7 and 8, 2004.
The court then determined that, although Petitioner was not in custody, his
right to counsel had attached on January 7 and 8, 2004, when Mr. Osofisan gave
Petitioner legal advice over the phone and informed the police of his representation.
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However, the court recognized that Petitioner had the full benefit of the advice of
counsel before deciding to speak to the police on January 7, and Petitioner made a
knowing and intelligent waiver of his right to have counsel present when he spoke to the
police. The court stated that Petitioner’s waiver was conditioned upon the requirement
that the police advise his attorney in the event that Petitioner would be arrested so that
the attorney could be present. The court found that the police fully complied with the
condition of the waiver of counsel’s presence, and therefore, Petitioner’s right to counsel
was not violated.
Next, the court determined that the attorney-client relationship between Petitioner
and Mr. Osofisan terminated on January 9, 2004, and that the police were aware of the
termination of that relationship. As a result, Petitioner could then waive his right to
counsel without counsel being present. Furthermore, because the attorney-client
relationship had ended, the police were no longer bound by the conditions Mr. Osofisan
had placed upon them on January 7, 2004, in order to speak to Petitioner.
Turning to the events of January 25, 2004, the court found that, although
Petitioner voluntarily accompanied the police to the Troy Police Department, once there,
the atmosphere became custodial in nature since the police took Petitioner’s
identification and the questioning was now accusatory in nature as opposed to
investigatory. The court found that an innocent person would not have believed that he
was free to leave and Petitioner was, therefore, in custody once he reached the police
station.
The court then found that, after informing Petitioner of his Miranda rights,
Petitioner knowingly, intelligently, and voluntarily waived those rights. The court also
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determined that, even though it was unnecessary, the police administered the Miranda
warnings to Petitioner again prior to his signing a subsequent written statement in the
early morning hours of January 26, 2004. Finally, the court held that the police had
probable cause to arrest Petitioner.
C. Trial
It would serve no useful purpose to provide a blow-by-blow description of the
evidence adduced at trial. Respondent has done so, and Respondent’s summary is
accurate. Dkt. No. 10 at CM/ECF pp. 17-31.
Summarized and condensed, the trial evidence, which included Petitioner’s own
statements as well as his trial testimony, show that he played an instrumental role in the
killing. He initially agreed to do the shooting himself. He obtained the murder weapon,
ammunition, and the TRAC phone used to lure the informant to his death. Prior to
obtaining these instrumentalities, Petitioner knew that they would be used to kill the
informant. He also secured lodging for the shooter the night before the killing with a
woman who would and did provide sexual services to the man. Petitioner was, by his
own admission, present when the informant was killed.
In the end, it is not surprising that on December 8, 2004, the jury convicted
Petitioner of two counts of first degree murder and one count of second-degree
conspiracy. On January 6, 2005, Petitioner was sentenced.
D. Direct Appeal
On direct appeal, Petitioner was represented by a new lawyer who filed a brief in
the Appellate Division, Third Department, arguing that: (1) the trial court improperly
denied Petitioner’s motion to suppress his statements to the police because he was
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denied his attorney after his right to counsel had attached; (2) the evidence was legally
insufficient to support his conviction and the verdict was against the weight of the
evidence; (3) the prosecutor’s summation remarks denied Petitioner his right to a fair
trial; (4) the trial court erred by failing to make an inquiry of a trial juror who offered an
equivocal response when answering the verdict poll; and (5) Petitioner’s sentence was
excessive. The People filed a brief opposing Petitioner’s appellate claims.
On July 3, 2008, the Appellate Division, Third Department, unanimously
affirmed the judgment of conviction. People v. Booker, 53 A.D.3d at 697 (holding,
among other things, that (1) police did not violate Petitioner’s right to counsel by
interrogating him; (2) evidence was sufficient to support convictions; and (3) trial court
did not abuse its discretion in sentencing Petitioner to life imprisonment without
possibility of parole especially considering his lengthy criminal history).
Petitioner’s attorney sought leave to appeal to the New York Court of Appeals,
raising all of the claims raised before the Appellate Division. The People did not file a
response to Petitioner’s leave application. On November 12, 2008, the New York Court
of Appeals denied Petitioner’s leave application. People v. Booker, 11 N.Y.3d 853
(2008).
E. Motion to Vacate Judgment
On November 19, 2008, Petitioner filed a pro se motion, pursuant to New York
Criminal Procedure Law (“CPL”) § 440.10, to vacate the judgment on the grounds that:
(1) the People violated his due process rights by improperly changing the theory of the
case when they dismissed two counts of the indictment against Michael Hoffler, which
accused him of second-degree conspiracy and first-degree murder-for-hire; (2) the trial
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court failed to administer a truthfulness oath to prospective jurors prior to questioning
them regarding their qualifications to serve as jurors; and (3) Petitioner’s trial counsel
was ineffective for failing to object to the trial court’s failure to administer a truthfulness
oath to prospective jurors. The People opposed the motion.
On March 9, 2009, the Rensselaer County Court denied Petitioner’s CPL
§ 440.10 motion. Among other things, the court ruled that (1) under Penal Law
§ 105.30 “a defendant may be convicted of conspiracy even though all other
parties to the illicit agreement are not criminally liable . . .”; (2) any suggestion
that the People failed to prove an overt act was a record based claim that should
have been raised on direct appeal; and (3) any claim that the trial court failed to
administer oaths to jurors was a record based claim that should have been raised
on direct appeal and was procedurally barred under CPL § 440.10(2)(c).
Petitioner filed a pro se application for leave to appeal to the Appellate
Division, Third Department, asking the court to review the claims raised below.
On May 19, 2009, the Appellate Division, Third Department, denied Petitioner’s
leave application.
F. Coram Nobis Application
On December 1, 2009, Petitioner filed a pro se motion for a petition for a writ of
error coram nobis in the Appellate Division, claiming that he received the ineffective
assistance of appellate counsel because his appellate attorney failed to argue that: (1)
the trial court failed to administer the truthfulness oath to the prospective jurors as
required by CPL § 270.15; (2) the People improperly changed the theory of the case; (3)
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the People violated Crawford v. Washington, by introducing the statement of Latasha
Gause, who did not testify at trial; and (4) his trial counsel was ineffective for failing to
raise these issues during the trial. The People filed an affirmation and memorandum of
law opposing Petitioner’s claims.
On February 19, 2010, the Appellate Division, Third Department, summarily
denied Petitioner’s coram nobis petition. Petitioner filed a pro se application for leave to
appeal to the New York Court of Appeals, raising the same claims he raised before the
Appellate Division. On June 30, 2010, the New York Court of Appeals denied
Petitioner’s leave application.
II. DISCUSSION
Petitioner filed the pending petition on or about September 15, 2010. Dkt. No. 1.
Respondent concedes that the petition is timely. Dkt. No. 10 at CM/ECF p. 39.
Condensed and summarized, Petitioner raises the following nine claims: (1) the
trial court improperly denied Petitioner’s motion to suppress his statements to the police
because he was denied his attorney after his right to counsel had attached; (2) the
evidence was legally insufficient to support Petitioner’s conviction and the verdict was
against the weight of the evidence; (3) the prosecutor’s summation remarks denied
Petitioner his right to a fair trial; (4) the trial court erred by failing to make an inquiry of a
trial juror who offered an equivocal response when answering the verdict poll; (5)
Petitioner’s sentence was excessive; (6) the People violated Petitioner’s due process
rights by improperly changing the theory of the case; (7) the trial court failed to
administer a truthfulness oath to prospective jurors prior to questioning them regarding
their qualifications to serve as jurors; (8) Petitioner’s trial counsel was ineffective for
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failing to object to the trial court’s failure to administer a truthfulness oath to prospective
jurors; and (9) Petitioner received the ineffective assistance of appellate counsel.
A. Overview of Legal Analysis
The issues raised by Petitioner are not difficult. None of Petitioner’s arguments
entitle him to relief. Some claims are exhausted but procedurally defaulted and nothing
has been shown to excuse the default. Other claims were resolved against Petitioner in
the state courts, those decisions are due deference under provisions of the
Antiterrorism and Effective Death Penalty Act, and when that deference is applied the
claims must be denied. None of the claims have substantive merit.
Respondent’s brief presents all the reasons for denial of the petition and the brief
does so in fatiguing but well-written detail. This court agrees with that reasoning.
Rehashing each of those reasons would unduly extend the length of this opinion. The
following discussion presents only some of the most salient reasons why each claim
should be denied.
B. Claim One
Regarding claim one and the assertion that the trial court erred in failing to
suppress Petitioner’s statements because his right to counsel was violated when the
police questioned him despite the fact that he had an attorney, that claim was
thoroughly presented and throughly discussed and rejected on direct appeal. See
People v. Booker, 53 A.D.3d at 699-702 (holding, among other things, that the police
did not violate the defendant’s right to counsel by interrogating him, even if the attorney
who had previously been representing the defendant neither consulted with defendant
prior to withdrawing from representing him nor advised defendant of the withdrawal prior
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to the police questioning, since the attorney had signed a document in the presence of
the prosecutor and members of the police department withdrawing as counsel for
defendant, and that document was provided to the People, and the other investigating
officers were informed that the attorney no longer represented defendant, and the
investigating officers relied upon the attorney’s withdrawal in pursuing further
questioning of defendant).
The decision on direct appeal is entitled to deference under 28 U.S.C.
§ 2254(d)(1) (“An application for a writ of habeas corpus on behalf of a person in
custody pursuant to the judgment of a State court shall not be granted with respect to
any claim that was adjudicated on the merits in State court proceedings unless the
adjudication of the claim—(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined by the
Supreme Court of the United States”). The decision is also entitled to deference under
28 U.S.C. § 2254(e)(1) (“In a proceeding instituted by an application for a writ of habeas
corpus by a person in custody pursuant to the judgment of a State court, a
determination of a factual issue made by a State court shall be presumed to be correct.
The applicant shall have the burden of rebutting the presumption of correctness by clear
and convincing evidence.”). Petitioner has not come close to making the statutory
showing required to override the required deference, and this claim must be rejected.
C. Claim Two
Again, claim two regarding the legal sufficiency of the evidence was thoroughly
presented and thoroughly discussed and rejected on direct appeal. See People v.
Booker, 53 A.D.3d at 702-704 (holding, among other things, that the evidence was
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sufficient to establish element of intent, as required to support defendant’s convictions
for first-degree murder and second-degree conspiracy; evidence revealed that
coconspirator showed defendant murder victim’s driver’s license, drove defendant to
victim’s house, offered to pay defendant to kill victim, and defendant agreed to kill victim
and accepted a gun, five $100 bills, and crack cocaine from coconspirator, and when
defendant failed to commit the crime, coconspirator enlisted someone else to kill victim,
and when coconspirator told defendant he needed a cellular “TRAC phone” to call victim
without calls being traced back to him, he was provided one by defendant, and
defendant also acquired gun and bullets for coconspirator). And, again, Petitioner has
not come close to making the statutory showing required to override the required
deference and this claim must be rejected.
Additionally, an independent review of the sufficiency of the evidence convinces
the undersigned that a rational trier of fact could have easily found the essential
elements of the crimes beyond a reasonable doubt. See, e.g., Johnson v. Virginia, 443
U.S. 307, 319 (1979) (on habeas review “the relevant question is whether, after viewing
the evidence in the light most favorable to the prosecution, any rational trier of fact could
have found the essential elements of the crime beyond a reasonable doubt.”). In other
words, even if this court addressed the merits, Petitioner would not be successful.
D. Claim Three
Claim three, that the prosecutor’s remarks in summation denied Petitioner a fair
trial, was presented on direct appeal, but was rejected because the error was
“unpreserved for our review, as defendant failed to register an objection to any such
statements.” People v. Booker, 53 A.D.3d at 704 (citations omitted). This failure
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provides an independent and adequate state bar that precludes review in this court.
See, e.g., CPL § 470.05(2) (“For purposes of appeal, a question of law with respect to a
ruling or instruction of a criminal court during a trial or proceeding is presented when a
protest thereto was registered, by the party claiming error, at the time of such ruling or
instruction or at any subsequent time when the court had an opportunity of effectively
changing the same.”); Garcia v. Lewis, 188 F.3d 71, 78-82 (2nd Cir. 1999) (“Simply put,
Garcia's trial counsel failed to bring to the trial court’s attention the claim that Garcia
later attempted to advance on appeal. This ran afoul of New York’s legitimate
requirement that objections be raised ‘in a way that [gives] the [trial court] the
opportunity to remedy the problem and thereby avert reversible error.’ . . . In our view,
the Appellate Division reached a reasonable conclusion when it deemed Garcia’s claim
unpreserved. A contrary holding would only encourage the kind of ‘sandbagging’ that
procedural forfeiture rules reasonably discourage . . . and that ‘undermines the
[justification] for the writ.’”).
This court has applied the three factors set forth in Cotto v. Herbert, 331 F.3d
217, 239-240 (2nd Cir. 2003) (when determining whether procedural bar is adequate to
preclude federal review of claims raised in petition for federal habeas relief, court may
consider as guideposts: (1) whether alleged procedural violation was actually relied on
in state court, and whether perfect compliance with state rule would have changed state
court's decision, (2) whether state case law indicated that compliance with rule was
demanded in specific circumstances presented, and (3) whether Petitioner had
substantially complied with rule given realities of trial, and, therefore, whether
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demanding perfect compliance with rule would serve legitimate governmental interest).
None of these factors favor Petitioner—all of them favor Respondent.
In a similar vein, Petitioner has not made any showing that would excuse the
procedural default. For example, he has not shown “cause” and “prejudice” or “actual
innocence.” Petitioner’s claim is therefore procedurally barred.
Moreover, the undersigned has carefully reviewed the prosecutor’s summation.
Dkt. No. 12-17 at CM/ECF pp. 54-118. Even if this court were to review the merits of
Petitioner’s claim about the summation, Petitioner would not be entitled to relief. In
sum, the prosecutor’s remarks did not violate federal standards, and, even if they
crossed the line, they were not sufficiently prejudicial to warrant relief.
E. Claim Four
In claim four, Petitioner asserts the trial court erred by failing to make an inquiry
of a trial juror who offered an equivocal response when answering the verdict poll. The
Appellate Division found that this claim was defaulted because trial counsel did not
lodge an objection. People v. Booker, 53 A.D.3d at 704 (“by failing to object before the
jury was discharged or otherwise request further procedures, defendant’s contention
that [the] County Court should have inquired further into an individual juror’s vote upon
the guilty verdict is not preserved for appellate review.”) (citations omitted.) Relying
upon the authorities and principles just discussed, this ruling provides an independent
and adequate state bar that precludes review of this claim in this court.
Morever, in an alternative ruling, the Appellate Division stated that “[i]n any event,
the juror’s response was not equivocal so as to require further inquiry by [the] County
Court.” Id. That alternative ruling is entitled to deference under 28 U.S.C. § 2254(e)(1).
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More pointedly, the Appellate Division’s factual determination is indisputably correct.
The juror’s response was not equivocal. When asked whether the verdict announced
by the foreperson was in all respects the juror’s verdict, the juror responded: “Yes,
regrettably, yes.” Dkt. No. 12-27 at CM/ECF p. 182 (juror number 3).
F. Claim Five
In claim five, Petitioner argues that his sentence was excessive. Like all the
other claims, there are several reasons why this claim must be rejected. Initially, the
claim was not presented on direct appeal as a federal constitutional claim, and, as a
result, it was not exhausted on direct appeal. Since Petitioner cannot now return to the
state courts, this claim is procedurally defaulted and Petitioner has shown none of the
grounds for excusing that default.
More simply, this claim will be denied because the sentence was imposed after
Petitioner’s conviction for murder of a police informant, the sentence was within the
limits set by the state legislature and Petitioner’s case is not the extremely rare one that
could warrant relief under the Eighth Amendment. See, e.g., Solem v. Helm, 463 U.S.
277, 289-90 (1983) (“‘outside the context of capital punishment, successful challenges
to the proportionality of particular sentences [will be] exceedingly rare.’”) (emphasis in
original) (citations omitted).
G. Claim Six
The sixth claim is odd. It is asserted that the People violated Petitioner’s due
process rights by improperly changing the theory of the case when the People tried
Hoffler rather than Petitioner.
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Several months after Petitioner was sentenced, Hoffler, who was indicted on the
same charges as Petitioner, went to trial. As the trial started, the People dismissed a
murder-for-hire charge and a conspiracy charge against Hoffler. Hoffler was convicted
of murder in the first degree. (Heckstall, who was also separately tried,1 was convicted
of two counts of murder in the first degree and conspiracy in the second degree.)
Although Petitioner’s claim is difficult to understand, he apparently contends that by not
proceeding against Hoffler on all counts of the indictment, the People somehow denied
Petitioner “due process.”
In the CPL § 440.10 proceedings, the trial court patiently explained that Petitioner
had no legitimate complaint because the purpose of the indictment that he faced was to
provide him with notice of the charges and those charges did not change during the trial
of Petitioner’s case. That the People decided not to try all counts of the indictment
against Hoffler in a separate trial, did not in any way deprive Petitioner of the process he
was due. In that same vein, the judge explained that under New York law, “a defendant
may be convicted of conspiracy even though all other parties to the illicit agreement are
not criminally liable . . .” Dkt. No. 12-9 at CM/ECF p. 4 (quoting People v. Berkowitz, 50
N.Y.2d 333, 342 (1980)). Thus, Petitioner could be convicted of a conspiracy even
though the People later decided not to proceed on a conspiracy theory against Hoffler.
1
Separate trials of all three men were apparently required in order to avoid problems
under Bruton v. United States, 391 U.S. 123 (1968) (admission of codefendant’s confession
that implicated defendant at joint trial constituted prejudicial error even though trial court
gave clear, concise and understandable instruction that confession could only be used
against codefendant and must be disregarded with respect to defendant.). See Dkt. No.
12-9 at CM/ECF p. 3.
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In short, to the extent that Petitioner’s sixth argument states a federal claim at all,
the rejection of that claim by the state courts is entitled to deference and, when that
deference is given, the sixth claim must be rejected.
H. Claim Seven
In the seventh claim, Petitioner asserts that the trial court failed to administer a
“truthfulness” oath to prospective jurors prior to questioning them regarding their
qualifications to serve as jurors. See CPL § 270.15(1)(a) (providing in part that “[s]uch
persons shall take their places in the jury box and shall be immediately sworn to answer
truthfully questions asked them relative to their qualifications to serve as jurors in the
action.”)
This claim was not raised on direct appeal. In the CPL § 440.10 proceedings,
the trial court determined that the claim was record based and therefore defaulted. Dkt.
No. 12-9 at CM/ECF pp. 4-5 (citing, among other authorities, CPL § 440.10(2)(c)).
Again, applying well known principles relating to procedural default (some of which were
discussed in regard to claim three), claim seven is procedurally barred and no sufficient
excuse has been shown to ignore the default.
Furthermore, even if the jurors were not sworn in violation of state law, without
more, the violation of state law does not entitle Petitioner to federal habeas corpus
relief. See, e.g., Gaskin v. Graham, No. 08-CV-1124, 2009 WL 5214498, at *27, n.9
(E.D.N.Y. Dec. 30, 2009) (any violation of CPL § 270.15(1)(a) regarding the
administration of juror oaths is a violation of state law for which a petitioner would not be
entitled to federal habeas relief); Pinkney v. Senkowski, No. 03Civ.4820, 2006 WL
3208595, at *6 (S.D.N.Y. Nov. 3, 2006) (the inadvertent omission of the juror’s oath
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does not involve a constitutional or federal violation). Petitioner has provided no reason
to believe that any of the prospective jurors answered questions untruthfully or that the
failure to administer the oath was anything other than inadvertent. Therefore, no federal
question is presented even assuming a lack of compliance with state procedural
provisions.
Finally, even if one were to plumb the record, Petitioner’s argument lacks merit.2
The record reflects that the jurors were administered each of the required oaths—both
prior to voir dire and after the jurors were selected. Dkt. No. 12-20 at CM/ECF p. 187
(“Those who have been selected, please stand, raise your right hand. The Clerk is
going to give you an additional oath. [] Whereupon, aforementioned seated jurors were
given the oath.[]”) (emphasis added); Dkt. No. 12-20 at CM/ECF p. 244 ( “Let me make
sure we have everybody. If you’ll stand, raise your right hand, the clerk will give you an
additional oath. [] Whereupon, the aforementioned seated jurors were given the oath.[]”)
(emphasis added); Dkt. No. 12-20 at CM/ECF p. 291 (“Those that have been selected, if
you would stand, raise your right hand, the clerk will give you an additional oath.
[]Whereupon, the aforementioned seated jurors given the oath.[]”) (emphasis added). In
summary, the fact that the oath given prior to voir dire was not memorialized does not
entitle Petitioner to federal habeas corpus relief where it is perfectly apparent that the
required oath was in fact administered.
2
Indeed, even Petitioner admits that “it appears that the jury was sworn . . . .” Dkt.
No. 1 at CM/ECF p. 44.
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I. Claim Eight
In his eighth claim, Petitioner asserts that his trial counsel was ineffective for
failing to object to the trial court’s failure to administer a truthfulness oath to prospective
jurors. Initially, this claim is procedurally defaulted as it was not raised on direct appeal.
Still further, the Appellate Division denied this ineffective assistance of counsel claim in
the coram nobis proceedings, and that decision is entitled to a sort of “double
deference.” Knowles v. Mirzayance, 556 U.S. 111, 123 (2009) (“The question ‘is not
whether a federal court believes the state court’s determination’ under the Strickland
standard ‘was incorrect but whether that determination was unreasonable—a
substantially higher threshold.’ . . . And, because the Strickland standard is a general
standard, a state court has even more latitude to reasonably determine that a defendant
has not satisfied that standard.”) (citations omitted).
More fundamentally, and for some of the reasons expressed in the discussion
of claim seven, Petitioner’s ineffective assistance of trial counsel claim fails under a
straight forward application of Strickland v. Washington, 466 U.S. 668, 687–88, 694
(1984) ( to succeed on a claim of ineffective assistance of counsel, a petitioner must
demonstrate both that (1) the performance of his counsel was objectively unreasonable
and (2) there is a reasonable probability that, but for his counsel’s deficient
performance, the result of the proceeding would have been different). In short, even if
this court got to the merits, Petitioner’s claim regarding his trial counsel would be
rejected.
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J. Claim Nine
Petitioner asserts in claim nine that his appellate counsel was ineffective because
he did not argue that (1) trial counsel was ineffective for failing to move for dismissal on
the juror oath question and (2) trial counsel was ineffective for failing to move to dismiss
because the People changed the theory of the case in the Hoffler trial. For the reasons
expressed in the discussion of claims six, seven, and eight, this claim must be rejected
as well.
III. CONCLUSION
The court has carefully considered each of Petitioner’s claims. None of them
warrant relief.
In sum, justice was done and Petitioner got what he deserved. Accordingly, it is
hereby:
Ordered that the petition for a writ of habeas corpus is denied; and it is further
Ordered, that because the Court finds that Petitioner has not made a “substantial
showing of the denial of a constitutional right” pursuant to 28 U.S.C. § 2253(c)(2), no
certificate of appealability should be issued with respect to any of Petitioner’s claims.
See 28 U.S.C. § 2253(c)(2) (“A certificate of appealability may issue . . . only if the
applicant has made a substantial showing of the denial of a constitutional right.”); and it
is further
Ordered, that the Clerk serve a copy of this Decision and Order on all parties;
and it is further
Ordered, that the Clerk enter judgment for Respondent and against Petitioner
dismissing this matter with prejudice.
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IT IS SO ORDERED.
s/Richard G. Kopf
Senior United States District Judge
Dated: February 11, 2013.
Syracuse, New York.
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