Milburn v. Dogin et al
Filing
765
STIPULATION OF CONFIDENTIALITY AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Loretta A. Preska on 1/9/2023) (ate)
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Case 1:22-cv-05673-LAP
1:79-cv-05077-LAP Document
Document 32-1
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
TOBY NUNEZ, as administratrix of the Estate of Raul A.
Nunez, deceased,
Plaintiff,
STIPULATION OF
CONFIDENTIALITY AND
PROTECTIVE ORDER
-against22-cv-5673 (LAP)
(Related: 79-cv-5077)(LAP))
ROBERT BENTIVEGNA, et al.
Defendants.
WHEREAS discovery herein from New York State Department of Corrections and
Community Supervision (“DOCCS”) may include the production of information and/or documents
that DOCCS contends (a) contains highly sensitive information, policies, procedures, confidential
personnel information, and other sensitive proprietary information, or other matters that, if
disclosed, could jeopardize correctional or institutional safety, security or good order, or (b)
contains information that is confidential under state or federal law,
and
WHEREAS discovery herein from Plaintiff or the relatives of the decedent may include
sensitive imagery of decedent’s body post-mortem, audio recordings of his vocalization of
suffering, and other materials that may be disturbing and emotionally damaging to his two minor
children;
IT IS HEREBY STIPULATED AND AGREED that:
1.
The term “document” as used herein is defined to be synonymous in meaning and
equal in scope to the usage of this term in Federal Rule of Civil Procedure 34(a).
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2.
Defendants may designate as confidential documents produced from the records of
Defendants and DOCCS and the information contained therein, the disclosure of which Defendants
or DOCCS believe would jeopardize correctional or institutional safety, security or good order, or
which contain information that is confidential under state or federal law, which shall be referred
to hereafter as “Confidential Material” including but not limited to the below, as set forth in
Paragraph 4.
Plaintiff may designate as confidential documents, video or audio material, the
public disclosure of which Plaintiff, her counsel, or the mother of the decedent’s minor children
(though Plaintiff’s counsel) believe in good faith may cause emotional damage to the decedent’s
young children if shared publicly. The designation of any document as “Confidential Material”
must be apparent on the face of each page of the document created by either a watermark or batesstamp, unless the material is a photograph, audio or video recording in which the designation may
be given in writing by Counsel for either party.
Materials Covered
3.
This Protective Order shall apply to all information and materials produced or
disclosed during the course of the above-captioned action (the “Action”), by Defendants or
DOCCS or Plaintiff’s counsel, including but not limited to information produced or disclosed:
a. In any pleading, document, affidavit, interrogatory answer, responses to requests
for admission, brief, motion, transcript, or any other writing;
b. In testimony given in a deposition by a witness or Party, and any transcript copies,
or summaries of such information; or
c. Through any other manner or means of discovery, including entry onto land or
premises and inspection of books, records, documents and tangible things
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possessed by Defendants or DOCCS or Plaintiff.
4.
Any party may designate as confidential any information, document, or thing, or
portion of any document or thing produced by that party, the disclosure of which that party believes
would contain information that is confidential under state or federal law, which shall be referred
to hereafter as “Confidential Material,” including but not limited to the following:
a. Reports and other records prepared by the DOCCS Office of Special Investigations,
or its predecessor entity the DOCCS Office of the Inspector General, in connection
with an investigation conducted by that entity;
b. All personnel, health care (including but not limited to drug or substance abuse
records), mental health care, and labor relations records that contain personally
identifiable information concerning any employee of DOCCS or any inmate in the
custody of DOCCS, with the exception of decedent, Raul Nunez, to the extent that
it is not statutorily prohibited, provided that, for mental health records, the review
and determination required by New York Mental Health Law § 33.16 has been
completed before any records approved for release are produced;
c. All documents and information that relate to the substance or contents of any and
all personnel files, including but not limited to personal, departmental, and
administrative files and other personnel information prepared or maintained by the
State of New York (including without limitation, the Department of Corrections
and Community Supervision), including but not limited to documents reflecting
any disciplinary proceedings, performance evaluations, and counselings of any
personnel of DOCCS, unless already possessed by a party or witness;
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d. All maps, blueprints, photographs, drawings, schematics, and any other written
depiction or description of any DOCCS correctional facilities;
e. All directives or written policies issued by DOCCS or any correctional facility
operated by DOCCS that are classified as “D” in DOCCS Directive 0001,
indicating that they contain information affecting the safety and security of
correctional facilities and are handled as confidential material and restricted from
unauthorized access;
f. All photographs and video of the post-mortem body of Raul Nunez;
g. Any documents and information which counsel for all parties agree should be
considered Confidential Material;
h. All DOCCS training materials for corrections officers, sergeants, lieutenants,
captains, deputy superintendents or medical staff, that refers to or concerns
correctional or institutional safety, security, or good order;
i. Any other records that Defendants or DOCCS believe would compromise the safety
or security of a DOCCS facility if disclosed to an inmate in the custody of DOCCS
and/or the general public;
j. Any documents and information which counsel for a party designates as
“Confidential Material” and to which counsel for the other party does not object;
k. Testimony about the documents and information covered by Paragraph 4(a)-(j)
l. Any documents or information that Defendants or DOCCS - believe in good faith
would compromise the safety, institutional security, and good order of a DOCCS
facility if disclosed to an inmate in the custody of DOCCS or any former DOCCS
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inmate and/or the general public;
m. Any documents and information which counsel for all parties agree should be
considered Confidential Material.
5.
Access to the Confidential Material shall be limited to:
a. Plaintiff’s counsel;
b. Defendants’ counsel;
c. Counsel with whom a party has a joint defense or common interest agreement,
provided such counsel executes the annexed Certification;
d. Employees and independent contractors of the respective attorneys for Plaintiff or
Defendants who have responsibility for the preparation or trial of this action, or any
appeal thereof;
e. The parties’ respective experts and consultants, to the extent deemed necessary to
the conduct of this litigation by the respective attorneys for Plaintiff or Defendants,
except that, prior to any such person being given access to the Confidential
Material, that person shall be given a copy of this Stipulation and Protective Order
and shall execute the Certification annexed hereto;
f. Individual employees of DOCCS, to the extent that such individual employees
would have access to the Confidential Material as part of their employment with
DOCCS;
g. Court reporters, to the extent deemed necessary for the conduct of this litigation by
the respective attorneys for Plaintiff or Defendants; and
h. The Court.
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6.
Notwithstanding the designation of any documents produced by DOCCS or
Defendants which contain the information, counsel for Defendants shall treat the names and
addresses of Raul Nunez’s minor children and the address of their mother as Confidential Material.
7.
If reference must be made to the minor children of Raul Nunez in court filings, the
parties agree to use the terms “First Born Infant” and “Second Born Infant” in lieu of names or
initials.
8.
An inadvertent failure to designate Confidential Material may be corrected by
supplemental written notice given as soon as practicable; however, no Party shall be deemed in
violation of this Agreement for the dissemination or use of material not designated “Confidential
Material” prior to such designation.
9.
Nothing in this Agreement shall be construed to allow the designation as
“Confidential Material” on any documents already collected or produced by any party without
such designation through the date of this Agreement.
10.
An inadvertent failure to designate Confidential Material by counsel may be
corrected by supplemental written notice given as soon as practicable.
11.
To the extent any counsel obtained copies of documents described in Paragraph 4
herein prior to the date of this Stipulation and Protective Order and may have disclosed them or
their contents to others, it shall not be deemed a violation of this Stipulation and Protective Order.
12.
Notwithstanding the treatment as Confidential Material of any personnel, health
care or mental health care records that contain personally identifiable information concerning any
employee of DOCCS, it is understood that to the extent that unauthorized disclosure of such
information would violate the Health Insurance Portability and Accountability Act (“HIPAA”) and
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N. Y. State Mental Hygiene Law §33.13, the names, names of family members, residence
addresses, employee insurance information, Social Security numbers and/or identification
numbers of any employee who has not provided DOCCS with a duly executed authorization
permitting disclosure of such information shall be redacted from the documents produced by
DOCCS.
13.
Confidential Material shall be treated as confidential and not disclosed, except to
the extent provided in this Stipulation and Protective Order or as otherwise ordered by the Court.
14.
No person receiving Confidential Material pursuant to this Stipulation and
Protective Order shall disclose or discuss such Confidential Material in any manner, written or
oral, to or with any person who is not entitled to receive such Confidential Material pursuant to
this Stipulation and Protective Order.
15.
The Confidential Material shall not be disclosed in open court without first
affording the designating party’s counsel an opportunity to contest disclosure and/or admissibility
of the Confidential Material. Nothing in this Stipulation of Confidentiality and Protective Order
shall render otherwise admissible evidence inadmissible, subject only to the Court’s taking action
to preclude disclosure of such evidence to anyone other than the jury, the Court itself, and such
other persons that the Court deems appropriate.
16.
If a party in good faith objects to the designation of any document as Confidential
Material, such party shall state such objection in writing to the counsel for the party that designated
the Confidential Material within 30 days of the objecting party’s receipt of the Confidential
Material. Counsel shall in good faith attempt to resolve such conflict. If—after a meet and confer
held within a reasonable period of time after the written objection— the parties cannot agree, the
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party seeking to maintain confidentiality may move for a protective order pursuant to Federal Rule
Civil Procedure 26 within 30 days of receipt of the written objection. If after 30 days (or any
additional time if an extension was requested and granted) after receipt of the receiving party’s
written objection, the designating party has not moved for a protective order, the designations will
be deemed null and void. Any disputed documents shall be treated as Confidential Material until
the parties resolve the conflict, the Court issues its ruling regarding the conflict or the time frame
to move for a protective order has lapsed. Nothing in this paragraph shall interfere with the parties’
obligations created by Rule 26 of the Federal Rules of Civil Procedure.
17.
Confidential Material may be disclosed pursuant to order of a court, administrative
agency or tribunal with actual or apparent authority over the parties’ counsel, provided, however,
that, in the event that a party’s counsel intends to produce documents containing Confidential
Material or that contain Confidential Material obtained from such documents in response to such
order, a party’s counsel shall serve notice of such order upon DOCCS’ counsel, identifying by
Bates numbers the documents it intends to produce, not less than ten (10) business days prior to
the production thereof, to give DOCCS the opportunity to seek a protective order against such
production unless the court orders that they be produced sooner, in which event a party’s counsel
will serve notice upon DOCCS’ counsel as soon as practicable.
18.
In the event that any counsel intends to file with the Court any papers that attach or
enclose documents containing Confidential Material produced pursuant to this Stipulation and
Protective Order or that contain Confidential Material obtained from such documents, including
deposition transcripts, that counsel shall serve notice of such intention upon the party who
designated the documents as Confidential Material, identifying by Bates numbers the documents
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to be filed, not less than ten (10) business days prior to the filing thereof, to give the designating
party the opportunity to request or move the Court to direct that such documents be filed under
seal, provided, however, that such notice shall not be construed as a waiver of the attorney-client
privilege, attorney work product privilege, or any other applicable privilege or immunity.
19.
Unless otherwise provided in the Local Rules or by Order of the Court, when filing
court papers under seal, such papers or documents shall be filed only in sealed envelopes on which
shall be endorsed the caption and Civil Action number of this action and a statement substantially
in the following form:
This envelope contains Confidential Material. The envelope
shall not be opened nor the contents therein displayed or revealed,
other than to the Court, except by Order of the Court.
20.
Except as provided for in paragraph 6 herein, consented to in writing by DOCCS’
counsel, or ordered by the Court, and notwithstanding any other term or provision contained in
this Stipulation and Protective Order, Confidential Material shall not be released or disclosed in
any manner to any person who is or was an inmate in the custody of DOCCS other than Plaintiff
for purposes of trial preparation.
21.
Nothing herein shall be deemed to waive any applicable privilege or excuse any
party from adhering to the mandates of the Federal Rule of Civil Procedure 26 or Federal Rule of
Evidence 502.
Nothing herein shall be deemed to waive the right of the receiving party to dispute
a claim of privilege.
22.
Confidential Material produced pursuant to the terms of this Stipulation and
Protective Order shall be used by the receiving party solely for the purposes of this action and
solely to the extent necessary for the litigation of this action, including any appeals thereof.
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23.
Within three (3) years of the conclusion of this Action, any counsel who received
Confidential Material shall either return to designating counsel or destroy all Confidential
Material, and any copies thereof, in its custody, possession or control and any documents
containing Confidential Material, in whole or in part, and any copies made therefrom except to the
extent any such destruction may conflict with counsels’ obligations under the New York State
Code of Professional Responsibility or in counsel’s judgment may affect his/her ability to defend
him/herself against a potential malpractice or disciplinary action.
24.
Nothing in this Order shall foreclose DOCCS and the parties from separately
negotiating and agreeing in writing to the confidential treatment of documents not contemplated
by this Stipulation and Protective Order and identified in Paragraph 4 herein.
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Dated:
January 6, 2023
Dated: January 6, 2023
LAW OFFICE OF AMY JANE AGNEW, P.C.
LETITIA JAMES
Attorney General, State of New York
By: ___/s/________________
Amanda Yoon, Esq.
Assistant Attorney General
28 Liberty Street
New York, New York 10009
By: /s/ AJ Agnew
Amy Jane Agnew, Esq
24 Fifth Avenue, Suite 1701
New York, New York 10011
Phone: (973) 600-1724
Attorney for Defendants
Counsel for Plaintiff
SO ORDERED:
1/9/23
Dated: _____________
___________________________________
Hon. Loretta A. Preska, Senior U.S.D.J.
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CERTIFICATION
I certify my understanding that Confidential Material is being provided to me pursuant to
the terms and restrictions of the Stipulation and Protective Order in Nunez v. Bentivegna, et al.,
22-cv-5673 (LAP) currently pending in the United States District Court for the Southern District
of New York. I further certify that I have read the Stipulation and Protective Order and agree to
be bound by it.
I understand that all provisions of the Stipulation and Protective Order restricting the
communication or use of Confidential Material, including but not limited to any notes or other
transcriptions made of Confidential Material therefrom, shall continue to be binding during the
pendency of and after the conclusion of this action.
Dated: ______________
__________________________________________
SIGNATURE
__________________________________________
PRINT NAME
__________________________________________
__________________________________________
ADDRESS
__________________________________________
TELEPHONE NUMBER
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