Rubin v. MF Global, Ltd. et al

Filing 189

CERTIFICATE OF SERVICE of Unopposed Motion for (I) Preliminary Approval of Settlement, (II) Certification of the Class for Purposes of Settlement, (III) Approval of Notice to the Class, (IV) Scheduling of a Final Approval Hearing, Supporting Memorandum of Law and Declaration served on Defendants on 8/11/2011. Document filed by Central States, Southeast, Southwest Areas Pension Fund, Iowa Public Employees' Retirement System, Policement's Annuity & Benefit Fund of Chicago, State-Boston Retirement System. (Rosen, Mark)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
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MICHAEL RUBIN,
Plaintiff,
v.
MF GLOBAL, LTD., et al.,
Defendants.

Case No. 08 Civ. 2233 (VM)

CERTIFICATE OF SERVICE
I hereby certify that on this 11th day of August 2011, I caused the foregoing
(1)

LEAD PLAINTIFFS’ NOTICE OF UNOPPOSED MOTION FOR (I) PRELIMINARY
APPROVAL OF SETTLEMENT, (II) CERTIFICATION OF THE CLASS FOR
PURPOSES OF SETTLEMENT, (III) APPROVAL OF NOTICE TO THE CLASS,
AND (IV) SCHEDULING OF A FINAL APPROVAL HEARING

(2)

LEAD PLAINTIFFS’ MEMORANDUM OF LAW IN SUPPORT OF UNOPPOSED
MOTION FOR (I) PRELIMINARY APPROVAL OF SETTLEMENT, (II)
CERTIFICATION OF THE CLASS FOR PURPOSES OF SETTLEMENT, (III)
APPROVAL OF NOTICE TO THE CLASS, AND (IV) SCHEDULING OF A FINAL
APPROVAL HEARING

(3)

DECLARATION OF MARK R. ROSEN IN SUPPORT OF LEAD PLAINTIFFS’
UNOPPOSED MOTION FOR (I) PRELIMINARY APPROVAL OF SETTLEMENT,
(II) CERTIFICATION OF THE CLASS FOR PURPOSES OF SETTLEMENT, (III)
APPROVAL OF NOTICE TO THE CLASS, AND (IV) SCHEDULING OF A FINAL
APPROVAL HEARING

to be filed electronically with the Clerk of the Court using the CM/ECF system, upon counsel for
Defendants as shown on the attached pages.
/s/ Mark R. Rosen
Mark R. Rosen

COUNSEL FOR DEFENDANTS
Bernard W. Nussbaum
David B. Anders
Elaine P. Golin
WACHTELL, LIPTON, ROSEN & KATZ
51 West 52nd Street
New York, New York 10019-6150
Telephone: [phone]
Facsimile: [phone]
Attorneys for Defendants MF Global Ltd., Kevin R. Davis, Alison J. Carnwath, Christopher J.
Smith, Christopher Bates, Henri J. Steenkamp, and Edward L. Goldberg
Adam S. Hakki
SHEARMAN & STERLING LLP
599 Lexington Avenue
New York, New York 10022
Phone: [phone]
Fax: [phone]
Attorneys for Underwriter Defendants Citigroup Global Markets Inc., J.P. Morgan Securities
Inc., Merrill Lynch, Pierce, Fenner & Smith, Incorporated, UBS Securities LLC, Credit Suisse
Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., Morgan Stanley &
Co. Incorporated, ABN AMRO Rothschild LLC, Banc of America Securities LLC, BMO Capital
Markets Corp., HSBC Securities (USA) Inc., Keefe, Bruyette & Woods, Inc., Sandler O’Neill &
Partners, L.P., Wachovia Capital Markets, LLC, Blaylock & Co. Inc., Calyon Securities (USA)
Inc., Chatsworth Securities LLC, CL King & Associates, Inc., Dowling & Partners Securities,
LLC, E*TRADE Securities LLC, Fortis Securities LLC, Guzman & Co., ING Financial Markets,
LLC, Jefferies & Co., Inc., Lazard Capital Markets LLC, M.R. Beal & Co., Mizuho Securities
USA Inc., Muriel Siebert & Co., Inc., Oppenheimer & Co. Inc., Piper Jaffray & Co., Raymond
James & Associates, Inc., RBC Capital Markets Corp., Robert W. Baird & Co. Inc., Samuel A.
Ramirez & Co., Inc., SMH Capital Inc., Stifel, Nicolaus & Co., Inc., SunTrust Capital Markets,
Inc. (n/k/a SunTrust Robinson Humphrey, Inc.), The Williams Capital Group, L.P., Utendahl
Capital Partners, L.P., Wells Fargo Securities, LLC, William Blair & Co., LLC

Marilyn C. Kunstler
BOIES, SCHILLER & FLEXNER LLP
575 Lexington Avenue
New York, New York 10022
Phone: [phone]
Fax: [phone]
Attorneys for Defendant Man Group plc
Marshall H. Fishman
KRAMER LEVIN NAFTALIS & FRANKEL LLP
1177 Avenue of the Americas
New York, New York 10036
Telephone: [phone]
Facsimile: [phone]
Attorneys for Defendant Amy S. Butte