Anwar et al v. Fairfield Greenwich Limited et al

Filing 1287

MANDATE of USCA (Certified Copy) as to #1121 Notice of Appeal, filed by Citco Group Limited, CITCO Fund Services (Europe) B.V., CITCO Bank Nederland N.V. Dublin Branch, Pricewaterhousecoopers L.L.P., Citco Canada Inc., Citco Fund Services (Bermuda) Limited, Pricewaterhouse Coopers Accountants N.V. USCA Case Number 13-1642. IT is hereby ordered, adjudged, and decreed that the appeal is DISMISSED for lack of standing. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 07/17/2014. (nd)

Case: 13-1642

Document: 148

Page: 1

07/17/2014

1273122

UNITED STATES COURT OF APPEALS
FOR THE
SECOND CIRCUIT

2

N.Y.S.D. Case #
09-cv-0118(VM)

MANDATE

______________________________________________

At a Stated Term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 26th day
of June, two thousand and fourteen.
Before:

Dennis Jacobs,
Barrington D. Parker,
Denny Chin,
Circuit Judges.
_______________________________________________________

USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
DOC #:
_________________
DATE FILED: July 17, 2014
______________

Jitendra Bhatia, Kishanchand Bhatia, Jayshree Bhatia, Mandakini Gajaria, ABN AMRO LIFE S.A., Bahia del
Rio S.A., Bevington Management, Ltd., Calwell Investment S.A., Diamond Hills Inc., Hedge Strategy Fund
LLC, Kivory Corporation, Miguel Lomeli, North Club, Inc., Morning Mist Holdings Limited, PFA Pension
A/S, Taurus the Fourth Ltd., Zenn Assets Holding, Ltd., Carlos Mattos, Chandrashekar Gupta, Deepa Gupta,
Ulrich Blass, Roberto Cioci, Sandra Marchi Cioci, John Paul Dougherty, E. Thomas Dougherty Novella,
Muniandy Nalaiah, Lila Neemberry, Peter A. & Rita M. Carfagna Irrevocable Charitable Remainder UniTrust,
Moshe Podhorzer, R. Wickneswari V. Ratnam, Enrique Santos, Enrique Santos Calderon, Jacqueline Urzola,
Josefina Santos Urzola, Felipe J. Benavides, Fundacion Virgilio Barco, David Hopkins, Catalina Mejia, Cesar
Mejia MEJIA, R.M. Rademaker, The Alpha and Omega Partnership, LP, Richmon Company Ltd., Positano
Investment Ltd., Pacific West Health Medical Center Inc. Employees Retirement Trust, on behalf of itself,
Pacific West Health Medical Center Inc. Employees Retirement Trust, on behalf of all others similarly situated,
Shimon Laor, David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira, Nadav Zohar, on behalf of themselves and
all others similarly situated, Ronit Zohgr, Fairfield Sentry Ltd., Headway Investment Corp., BPV Finance
(International) Ltd., Jose Antonio Pujals, individually and in their representative capacities for all those
similarly situated, Rosa Julieta A De Pujals, individually and in their representative capacities for all those
similarly situated, Maridom Limited, a foreign corporation, Ricardo Lopez, Standard Chartered Bank
International (Americas) Limited, Stanchart Securities International, Inc., Maria Akriby Valladolid, Ricardo
Rodriguez Caso, Wong Yuk Hing De Lou, Moises Lou Martinez, Joaquina Teresa Barbacha Herrero, Sand
Overseas LimitedSand Overseas Limited, Blockbend Ltd, Eastfork Assets Ltd, Eastfork Assets Ltd, Gerico
Investments, Inc., Alicia Gaviria Rivera, Eduardo Child Escobar, Mailand Inevstment Inc., Arjan Mohandas
Bhatia, Tradwaves, Ltd., Parasram Daryani, Neelam P. Daryani, Vikas P. Daryani, Nikesh P. Daryani,
Ashokkumar Damodardas Raipancholia, Prerna Vinod Uttamchandani, Kishin Mohandas Bhatia, Suresh M.
Bhatia, Bharat Mohandas, Aarvee Ltd., Kishu Nathurmal Uttamchandani, Vandna Patel, Rajeshkumar
Damodardas Raipancholia, Dilip Damodardas Raipancholia, Rajendrakumar Patel, Securities & Investment
Company Bahrain, Harel Insurance Company, Ltd., AXA Private Management, St. Stephen's School, Pacific
West Health Medical Center, Inc. Employee's Retirement Trust, Pasha S. Anwar, on behalf of themselves and
all others similarly situated investors in the Greenwich Sentry, L.P. private investment limited partnership,
Julia Anwar, on behalf of themselves and all others similarly situated investors in the Greenwich Sentry, L.P.
private investment limited partnership, InterAmrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos
Gauch, Wall Street Securities, S.A., Banco General, S.A., Harvest Dawn International Inc., El Prado Trading,
Omawa Investment Corporation, Carmel Ventures Ltd., Traconcorp, Blythel Associated Corp., Marrekesh
Resources, Centro Inspection Agency, Kalandar International, Landville Capital Management S.A., 20/20
Investments, AXA Private Management Diversified Investments Associates Class A Units, ABR Capital Fixed
Option/Income Strategic Fund LP, Harel Investment and Financial Services Ltd., Gopal Bhatia, The Knight
Services Holdings Limited, on behalf of itself and all others similarly situated,
Plaintiffs - Appellees,

MANDATE ISSUED ON 07/17/2014
v.

Corina Noel Piedrahita, Walter M. Noel, Jr., Andres Piedrahita, Jeffrey Tucker, Amit Vigayvergia, Fairfield

Case: 13-1642

Document: 148

Page: 2

07/17/2014

1273122

2

Heathcliff Capital LLC, Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche, Cornelis Boele, Vianney
D'hendecourt, Harold Greisman, Jacqueline Harary, David Horn, Richard Landsberger, David Lipton, Julia
Luongo, Mark Mckeefry, Maria Teresa Pulido Mendozo, Charles Murphy, Santiago Reyes, Andrew Smith,
Fairfield Greenwich (Bermuda) Limited, Fairfield Greenwich Advisors, L.L.C., Daniel Lipton, Robert Blum,
Gregory Bowes, Fairfield Risk Services Ltd., Fairfield Greenwich Limited, a Cayman Island company,
Fairfield Greenwich Group, Fairfield Greenwich (Bermuda) Ltd.,
Defendants - Appellees,

JUDGMENT
Docket No. 13-1642

v.

CITCO Fund Services (Europe) B.V., Pricewaterhousecoopers L.L.P., Citco Fund Services (Bermuda) Limited,
The Citco Group Limited, CITCO Bank Nederland N.V. Dublin Branch, Citco Canada Inc.,
Pricewaterhousecoopers Accountants N.V., Citgo Global Custody N.V.,
Defendants - Appellants,
1-20 John Does, Brian Francouer, Pricewaterhousecoopers Bermuda, Ian Pilgrim, Pricewaterhousecoopers
Accountants Netherlands N.V., Lion Fairfield Capital Management Limited, Carlos Gadala-Maria, Raul Mas,
Robert Friedman, Rodolfo Pages, John G. Dutkowski, Luisa Serena, Miguel Calvo, Samuel Perruchoud, EFG
Capital International Corp., Matthew C. Brown, GlobeOp Financial Services LLC., Greenwich Sentry, L.P.,
Fairfield Sentry Limited, Pricewaterhousecoopers International Limited, Pricewaterhousecoopers LLP (US),
Pricewaterhousecoopers LLP Chartered Accountants, Fairfield International Managers, Inc., Standard
Chartered PLC, American Express Bank Ltd., Standard Chartered Private Bank, Standard Chartered Bank
International (Americas) Limited, Standard Chartered Bank, Standard Chartered Bank International (Americas)
Limited, Fairfield Greenwich Corp.,
Defendants.

_______________________________________________________
The appeal in the above captioned case from a judgment of the United States District Court for
the Southern District of New York was argued on the district court record and the parties' briefs. Upon
consideration thereof,
IT IS HEREBY ORDERED, ADJUDGED and DECREED that the appeal is DISMISSED for
lack of standing.

For The Court:
Catherine O’Hagan Wolfe,
Clerk of Court