Anwar et al v. Fairfield Greenwich Limited et al

Filing 1577

DECLARATION of Jason Rabe in Support re: #1574 Endorsed Letter,, #1576 Order,,,,, #1575 Order,,,,,. Document filed by Julia Anwar, Pasha S. Anwar. (Finkel, Robert)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
PASHA S. ANWAR, et al.,
Plaintiffs,
Master File No. 09-v-0118 (VM) (FM)

v.
FAIRFIELD GREENWICH LIMITED, et al.,
Defendants.

DECLARATION OF JASON RABE IN SUPPORT OF ENTRY OF ORDERS FOR
DISTRIBUTION OF THE CITCO AND PwC NET SETTLMENT FUNDS
JASON RABE, does hereby declare, under the penalties of perjury, that:
1.

I submit this declaration in support of entry of two proposed orders for

distribution of the Citco and PwC Net Settlement Funds and to provide the Court with
information regarding the processing of Citco Proof of Claim and Release forms (“Citco
Claims”), the processing of PwC Proof of Claim and Release forms (“PwC Claims”), the
allowance and rejection of Citco and PwC Claims, and the calculation of Net Losses in
connection with the $125 million partial settlement between the Representative Plaintiffs1 and
the Citco Defendants2 and the $55 million settlement with the PwC Defendants3 in this Action. I
am over 21 years of age and am not a party to this action.
2.

Rust Consulting, Inc. (“Rust”) was appointed Claims Administrator pursuant to

1

“Representative Plaintiffs” means the representative plaintiffs in the Action, namely Pacific West Health
Medical Center Employees Retirement Trust, Harel Insurance Company Ltd., Martin and Shirley Bach Family
Trust, Natalia Hatgis, Securities & Investment Company Bahrain, Dawson Bypass Trust, and St. Stephen’s School.
2

The “Citco Defendants” consist of Citco Fund Services (Europe) B.V., Citco (Canada) Inc., Citco Bank
Nederland N.V. Dublin Branch, Citco Global Custody N.V., Citco Fund Services (Bermuda Limited), The Citco
Group Limited, Brian Francoeur, and Ian Pilgrim.
3

The “PwC Defendants” consist of PricewaterhouseCoopers LLP (an Ontario Limited Liability Partnership)
(“PwC Canada”), and PricewaterhouseCoopers Accountants N.V. (a Dutch legal entity with its registered office in
Amsterdam, The Netherlands) (“PwC Netherlands”); PricewaterhouseCoopers International Limited was dismissed
from the case in August 2010.

paragraph 8 of this Court’s Order Preliminarily Approving Settlement and Providing for Notice
of Proposed Settlement, dated August 13, 2015 (Dkt. No. 1402), in connection with the $125
million settlement with the Citco Defendants (the “Citco Settlement”). Rust also was appointed
Claims Administrator pursuant to paragraph 8 of this Court’s Order Preliminarily Approving
Settlement and Providing for Notice of Proposed Settlement, dated January 7, 2016 (Dkt. No.
1537) in connection with the $55 million settlement with the PwC Defendants (the “PwC
Settlement”).
3.

I am a Program Manager at Rust and responsible for the supervision of Rust’s

administration of the Citco and PwC Settlements. The services provided by Rust in the Citco
and PwC Settlements in this Action included supervising and administering the notice
procedures as well as the processing of Citco and PwC Claims, as described in detail in the
previously filed:


Affidavit of Jason Rabe Regarding (a) Mailing of the Notice and Proof of Claim
Form; and (b) Publication of the Summary Notice, dated September 29, 2015 (the
“Citco Mailing Affidavit”) (Dkt. No. 1424-1);



Supplemental Affidavit of Jason Rabe Regarding Citco Class Action Notice,
dated November 6, 2015 (the “Citco Supplemental Affidavit”) (Dkt. No. 1446);



Affidavit of Jason Rabe Regarding Class Notice and Administration of the PwC
Settlement, dated March 17, 2016 (the “PwC Mailing Affidavit”) (Dkt. No. 1562;
and



Supplemental Affidavit of Jason Rabe with Respect to Class Notice and
Administration of the PwC Settlement, dated April 22, 2016 (the “PwC
Supplemental Declaration”) (Dkt. No. 1566).

2

4.

The following statements are based on my personal knowledge and information

provided by other Rust employees working under my supervision, and if called on to do so, I
could and would testify competently thereto.
THE CITCO SETTLEMENT
5.

Rust’s services in connection with the Citco Settlement included (i) providing

notice to the potential members of the Citco Settlement Class, as discussed in the Citco Mailing
Affidavit; (ii) processing Citco Proof of Claim and Release forms submitted by potential Citco
Settlement Class Members; and (iii) calculating Authorized Claimants’ Net Losses, as defined in
the Plan of Allocation contained in the Notice of Partial Settlement mailed to potential Class
Members and approved by the Court. 
CITCO CLAIMS PROCESSING
6.

Rust has received and processed 2,818 Claims from potential members of the

Citco Settlement Class.

The information received from these potential Class Members

concerning transactions in the Funds was entered by Rust and retained in a confidential database
for this Action.
7.

Through October 5, 2016, Rust mailed Notices of Rejection (a sample letter is

attached hereto as Exhibit A) to certain claimants who were ineligible to participate in the
Settlement, i.e., who did not document any holdings of the eligible Funds as of December 10,
2008; filed a duplicate claim; or did not document a Net Loss; or were otherwise ineligible. As a
result, these claimants, who were given an opportunity to cure their ineligible condition(s), did
not meet the Citco Settlement Class requirements to receive any share in the Citco Settlement
under the terms of the Citco Final Judgment. None of the claimants who received Notices of
Rejection and did not cure the ineligible condition(s) has contested the rejection of their claims.

3

8.

A schedule identifying the 159 ineligible Claims (with names redacted) and the

reasons for their ineligibility is attached hereto as Exhibit B.
CALCULATION OF NET LOSSES FOR ACCEPTED CITCO CLAIMS
9.

Rust determined that 2,659 of the Claims submitted were supported by

appropriate documentation evidencing ownership of interests in the Funds as of December 10,
2008 and a Net Loss, thereby demonstrating membership in the Citco Settlement Class. The
respective Net Loss of each of these 2,659 Authorized Claimants was calculated in accordance
with the Plan of Allocation, and the aggregate sum of all Net Losses of all Authorized Claimants
totals $3,005,008,322.13. Rust then compared the respective Net Loss of each Authorized
Claimant to the total Net Losses for all Authorized Claimants.4
10.

The names of the Authorized Claimants and each claimant’s respective pro-rata

share of the Citco Net Settlement Fund is attached hereto as Exhibit C. To protect the privacy of
these claimants, their names have been redacted.
11.

Included in Exhibit C are 277 claimants who filed Claims postmarked after the

December 28, 2015 filing deadline, but who are otherwise eligible to receive a distribution from
the Citco Net Settlement Fund.

The late filing of these claims did not prejudice the

administration of the Citco Settlement. As was done in connection with the settlement with the
Fairfield Greenwich Defendants approved by the Court (see Dkt No. 1343, ¶12), these eligible,
late-filed Claims are recommended for acceptance. The respective Net Loss of each of the 277
late-filing Authorized Claimants was calculated in accordance with the Plan of Allocation, and
the aggregate sum of these Net Losses totals $148,136,923.87.

4

Pursuant to the Plans of Allocation contained in the Class Notices mailed to Settlement Class Members for the
Citco and PwC Settlements, “transactions in foreign securities” (euros or swiss francs), were “converted to a Net
Loss in U.S. dollars at the exchange rate in effect as of the date of the Final Hearing” of the respective settlements.
See Dkt. Nos. 1398-2 at Page 23 of 24 and 1533-2 at Page 24 of 25.

4

THE PwC SETTLEMENT
12.

Rust’s services in connection with the PwC Settlement included (i) providing

notice to the potential members of the PwC Settlement Class, as discussed in the PwC Mailing
Affidavit; (ii) processing PwC Proof of Claim and Release forms submitted by potential PwC
Settlement Class Members; and (iii) calculating Authorized Claimants’ Net Losses, as defined in
the Plan of Allocation contained in the Notice of Proposed Settlement mailed to potential Class
Members and approved by the Court.
PwC CLAIMS PROCESSING
13.

Rust has received and processed 2,653 Claims from potential members of the

PwC Settlement Class.

The information received from these potential Class Members

concerning transactions in the Funds was entered by Rust and retained in a confidential database
for this Action.
14.

Through October 5, 2016, Rust mailed Notices of Rejection (a sample letter is

attached hereto as Exhibit D) to certain claimants who were ineligible to participate in the
Settlement, i.e., who did not document any holdings of the eligible Funds as of December 10,
2008; filed a duplicate claim; did not document a Net Loss; or were otherwise ineligible. As a
result, these claimants, who were given an opportunity to cure their ineligible condition(s), did
not meet the PwC Settlement Class requirements to receive any share in the PwC Settlement
under the terms of the PwC Final Judgment. None of the claimants who received Notices of
Rejection and did not cure the ineligible condition(s) has contested the rejection of their claims.
15.

A schedule identifying the 118 ineligible Claims (with names redacted) and the

reasons for their ineligibility is attached hereto as Exhibit E.
CALCULATION OF NET LOSSES FOR ACCEPTED PwC CLAIMS

5

16.

Rust determined that 2,535 of the Claims submitted were supported by

appropriate documentation evidencing ownership of interests in the Funds as of December 10,
2008 and a Net Loss, thereby demonstrating membership in the PwC Settlement Class. The
respective Net Loss of each of these 2,535 Authorized Claimants was calculated in accordance
with the Plan of Allocation, and the aggregate sum of all Net Losses of Authorized Claimants
totals $3,056,429,761.24. Rust then compared the respective Net Loss of each Authorized
Claimant to the total Net Losses for all Authorized Claimants.
17.

The names of the Authorized Claimants and each claimant’s respective pro-rata

share of the PwC Net Settlement Fund is attached hereto as Exhibit F. To protect the privacy of
these claimants, their names have been redacted.
18.

Included in Exhibit F are 241 claimants who filed Claims postmarked after the

May 23, 2016 filing deadline, but who are otherwise eligible to receive a distribution from the
PwC Net Settlement Fund. The late filing of these claims did not prejudice the administration of
the PwC Settlement.

As was done in connection with the settlement with the Fairfield

Greenwich Defendants (see Dkt No. 1343, ¶12), these eligible, late-filed Claims are
recommended for acceptance. The respective Net Loss of each of the 241 late-filing Authorized
Claimants was calculated in accordance with the Plan of Allocation, and the aggregate sum of
these Net Losses totals $298,273,839.64.
RUST’S FEES AND EXPENSES
19.

Pursuant to the terms of the Citco Stipulation of Settlement (Dkt. No. 1398, ¶ 10),

on April 28, 2016, Rust was paid a total of $203,078.59 consisting of fees ($106,654.95) and
expenses ($96,423.64) for work performed in connection with the Citco Settlement from
inception (August 2015) through February 2016.

6

Rust respectfully requests payment of

additional fees ($58,084.35) and expenses ($4,531.45) billed from March 2016 through
September 2016 in the amount of $62,615.80. Attached as Exhibit G is an invoice summarizing
Rust’s fees and expenses and payments received to date.
20.

Pursuant to the terms of the PwC Stipulation of Settlement (Dkt. No. 1533, ¶ 10),

on April 28, 2016, Rust was paid a total of $113,517.32 consisting of fees ($16,315.39) and
expenses ($97,201.93) for work performed in connection with the PwC Settlement from
inception (January 2016) through February 2016.

Rust respectfully requests payment of

additional fees ($89,979.95) and expenses ($6,461.52) billed from March 2016 through
September 2016 in the amount of $96,441.47. Attached as Exhibit H is an invoice summarizing
Rust’s fees and expenses and payments received to date.
21.

The fees and expenses requested by Rust are not only for the standard processing

of Claims, claimant correspondence and deficiency responses, but also are attributable to
additional tasks necessitated by the Citco and PwC Settlements, such as: (a) processing of
deficiency responses by email, which in many cases required processing multiple piecemeal
responses from claimants; (b) multiple attempts to urge claimants to cure deficient Citco and/or
PwC Claims; (c) working with Plaintiffs’ Co-Lead Counsel to attempt to cure deficient Citco
and/or PwC Claims; and (d) special reporting on remaining deficiencies.
22.

Rust further estimates that additional fees of $35,914.93 and expenses of

$39,874.93, for a total of $75,789.86 will be incurred to complete the distribution of the Citco
Net Settlement Fund and additional fees of $34,240.07 and expenses of $38,015.39, for a total of
$72,255.46 will be incurred to complete the distribution of the PwC Net Settlement Fund;
responding to claimant inquiries regarding the distributions; and for future tax preparation
services and filing the necessary tax returns. Attached hereto as Exhibit I is Rust’s estimate of

7

costs for completion of these matters. If less than this amount is incurred, any remaining amount
will be returned to the respective Citco Settlement Fund or PwC Settlement Fund for further
distribution.
23.

The Settlement Funds have continued to earn interest as Qualified Settlement

Funds under section 1.468(b) of the IRS Regulations. There is no need for a reserve for payment
of future taxes because the Funds’ expenses will exceed their income.
DISTRIBUTION OF SETTLEMENT FUNDS
24.

I am advised by Plaintiffs’ Co-Lead Counsel that the Citco Net Settlement Fund

contains $82,818,476.22, net of Rust’s outstanding and anticipated fees and expenses. Inasmuch
as the aggregate value of Authorized Claims is $3,005,008,322.13, Rust estimates that each
Authorized Claimant will receive a pro-rated amount of approximately 2.76% of its Net Loss
from the Citco Settlement.
25.

I am further advised by Plaintiffs’ Co-Lead Counsel that the PwC Net Settlement

Fund contains $36,457,927.88, net of Rust’s outstanding and anticipated fees and expenses.
Inasmuch as the aggregate value of Authorized Claims is $3,056,429,761.24, Rust estimates that
each Authorized Claimant will receive a pro-rated amount of approximately 1.19% of its Net
Loss from the PwC Settlement.
26.

Upon entry of an Order providing for distribution of the Citco and PwC Net

Settlement Funds by the Court, Rust intends to distribute the Net Settlement Funds according to
the pro-rated payment percentages set forth in Exhibits C and F, by means of electronic wire
transfer to the holders of the largest 10 percent of claims, and by mailing checks to the remaining
Authorized Claimants.
27.

In Rust’s experience, not all of the checks distributed to Authorized Claimants

8

will be cashed promptly. In order to encourage Authorized Claimants to promptly cash their
distribution checks and to avoid or reduce future expenses relating to uncashed checks, Rust
intends to include a notation with the distributed checks stating “CASH PROMPTLY, VOID
AND SUBJECT TO RE-DISTRIBUTION IF NOT CASHED WITHIN 90 DAYS AFTER
ISSUE DATE.”

I declare under penalty of perjury that the foregoing is true and correct to the best of my
knowledge. 
Executed this 9th day of November, 2016 in Minneapolis, Minnesota.

______________________________
Jason Rabe

9

EXHIBIT A

FAIRFIELD GREENWICH SECURITIES LITIGATION
CITCO SETTLEMENT
C/O RUST CONSULTING, INC.
P.O. BOX 2874
FARIBAULT, MN 55021-8674

*CLAIMANT-XXX*
XXXXXXX XX, 2016
«compute_0007»
«compute_0008»
«compute_0009»«compute_0010»
«compute_0011»
«compute_0012», «compute_0013» «compute_0014»

NOTICE OF REJECTION*** Claim No: «clm_no» - Account No: «xref»
Dear Claimant,
We received the Proof of Claim and Release form (“Claim”) that you filed, or that was filed on your behalf, in connection with
the Settlement with the Citco Defendants dated August 12, 2015 (the “Citco Settlement”) in Pasha S. Anwar, et al. v. Fairfield
Greenwich Limited, et al. (Civil Action No. 09‐cv‐118). This Notice is to advise you of the calculations of the Claim.
In accordance with the Plan of Allocation approved by the Court and as set forth in the Notice (a copy of the Notice is available
for review at www.fairfieldgreenwichlitigation.com), your Claim does not calculate to a Net Loss and, therefore, will not
receive any distribution from the above-referenced Settlement Fund.
If you have any questions, please call us toll free at 1-855-263-3450 or, from non-United States telephones, 1-612-359-7949; or
email your questions to [e-mail].

Sincerely yours,
Claims Administrator

*NOLC*

*FAIR*

EXHIBIT B

Ineligible Claims - Citco Settlement
Exhibit B to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 1 of 2

CLAIM NO

REASON FOR INELIGIBILITY

CLAIM NO

REASON FOR INELIGIBILITY

117

Claim does not calculate a Net Loss

147

Documentation Missing or Unacceptable

333

Claim does not calculate a Net Loss

807

Claim does not calculate a Net Loss

938

Duplicate Claim Filed

1606

Excluded Party

2318

Excluded Party

2542

Claim does not calculate a Net Loss

2730

No Eligible Investment or Holding

3233

No Eligible Investment or Holding

3234

No Eligible Investment or Holding

3235

No Eligible Investment or Holding

3236

No Eligible Investment or Holding

3237

No Eligible Investment or Holding

3238

No Eligible Investment or Holding

3393

Excluded Party

3406

Claim does not calculate a Net Loss

10107

Claim does not calculate a Net Loss

10156

Claim does not calculate a Net Loss

10164

Claim does not calculate a Net Loss
No Eligible Investment or Holding

10249

Claim does not calculate a Net Loss

10281

10381

Duplicate Claim Filed

10408

Documentation Missing or Unacceptable

10499

Excluded Party

10525

Documentation Missing or Unacceptable

10537

Documentation Missing or Unacceptable

10546

Claim does not calculate a Net Loss

10562

Claim does not calculate a Net Loss

10576

Duplicate Claim Filed

10677

Duplicate Claim Filed

10761

Documentation Missing or Unacceptable

10779

Documentation Missing or Unacceptable

10780

Documentation Missing or Unacceptable

10782

Documentation Missing or Unacceptable

10783

Claim does not calculate a Net Loss
Documentation Missing or Unacceptable

10784

Documentation Missing or Unacceptable

10785

10786

Documentation Missing or Unacceptable

10787

Documentation Missing or Unacceptable

10788

Documentation Missing or Unacceptable

10789

Documentation Missing or Unacceptable

10921

Documentation Missing or Unacceptable

10923

Documentation Missing or Unacceptable

11005

Claim does not calculate a Net Loss

11014

Documentation Missing or Unacceptable

11020

Documentation Missing or Unacceptable

11024

Documentation Missing or Unacceptable

11025

Duplicate Claim Filed

11051

Duplicate Claim Filed

11052

Duplicate Claim Filed

11053

Duplicate Claim Filed
No Eligible Investment or Holding

11055

Documentation Missing or Unacceptable

11138

11162

Duplicate Claim Filed

11173

Duplicate Claim Filed

11176

Documentation Missing or Unacceptable

11178

Documentation Missing or Unacceptable

11215

Duplicate Claim Filed

11242

Duplicate Claim Filed

11243

Duplicate Claim Filed

11248

Duplicate Claim Filed

11249

Duplicate Claim Filed

11250

Duplicate Claim Filed

11257

Duplicate Claim Filed

11418

Duplicate Claim Filed

11442

Claim does not calculate a Net Loss

11446

No Eligible Investment or Holding

11453

No Eligible Investment or Holding

11457

Duplicate Claim Filed

11463

Duplicate Claim Filed

11464

Duplicate Claim Filed

11465

Duplicate Claim Filed

11472

Claim does not calculate a Net Loss
Duplicate Claim Filed

11473

Claim does not calculate a Net Loss

11475

11477

Claim does not calculate a Net Loss

11478

Claim does not calculate a Net Loss

11480

Claim does not calculate a Net Loss

11526

Documentation Missing or Unacceptable

11541

Duplicate Claim Filed

11576

Duplicate Claim Filed

11664

Duplicate Claim Filed

11665

Duplicate Claim Filed

11677

No Eligible Investment or Holding

11759

Duplicate Claim Filed

11768

Claim does not calculate a Net Loss

11782

Duplicate Claim Filed

11784

Duplicate Claim Filed

11786

Duplicate Claim Filed

11789

Claim does not calculate a Net Loss

11790

No Eligible Investment or Holding

11856

Duplicate Claim Filed

11908

Duplicate Claim Filed

11924

Duplicate Claim Filed

11952

Claim does not calculate a Net Loss

Ineligible Claims - Citco Settlement
Exhibit B to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 2 of 2

CLAIM NO

REASON FOR INELIGIBILITY

CLAIM NO

REASON FOR INELIGIBILITY

11958

Duplicate Claim Filed

11959

Duplicate Claim Filed

11998

Duplicate Claim Filed

12109

Documentation Missing or Unacceptable

12252

Duplicate Claim Filed

12253

Duplicate Claim Filed

12261

Claim does not calculate a Net Loss

12280

Duplicate Claim Filed

12303

Claim does not calculate a Net Loss

12311

Duplicate Claim Filed

12333

No Eligible Investment or Holding

12351

Duplicate Claim Filed

12363

Claim does not calculate a Net Loss

12364

Claim does not calculate a Net Loss

12370

Duplicate Claim Filed

12376

Duplicate Claim Filed

12387

Claim does not calculate a Net Loss

12401

Claim does not calculate a Net Loss

12436

Duplicate Claim Filed

12437

Duplicate Claim Filed

12508

No Eligible Investment or Holding

12555

Claim does not calculate a Net Loss

12556

Claim does not calculate a Net Loss

12557

Claim does not calculate a Net Loss

12558

Documentation Missing or Unacceptable

12620

Claim does not calculate a Net Loss

12627

Duplicate Claim Filed

12628

Duplicate Claim Filed

12629

Duplicate Claim Filed

12641

Duplicate Claim Filed

12642

Duplicate Claim Filed

12643

Duplicate Claim Filed

12652

Documentation Missing or Unacceptable

12653

Documentation Missing or Unacceptable

12656

Claim does not calculate a Net Loss

12667

Claim does not calculate a Net Loss

12678

Duplicate Claim Filed

12680

Documentation Missing or Unacceptable

12684

No Eligible Investment or Holding

12770

No Eligible Investment or Holding

12771

No Eligible Investment or Holding

12784

Claim does not calculate a Net Loss

12793

Documentation Missing or Unacceptable

12796

Duplicate Claim Filed

12810

Duplicate Claim Filed

12819

Duplicate Claim Filed
Claim Withdrawn

12859

Claim Withdrawn

12868

12869

Claim Withdrawn

12871

Claim Withdrawn

12879

Claim Withdrawn

12883

Claim Withdrawn

12884

Claim Withdrawn

12900

Claim Withdrawn

12907

Duplicate Claim Filed

12927

Duplicate Claim Filed

12945

Documentation Missing or Unacceptable

20000010

Claim does not calculate a Net Loss

20000016

Claim does not calculate a Net Loss

20000017

Claim does not calculate a Net Loss

20000019

Claim does not calculate a Net Loss

20000020

No Eligible Investment or Holding

20000021

No Eligible Investment or Holding

TOTAL

159

EXHIBIT C

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 1 of 69

CITCO NET LOSS

CITCO RATIO

3

366,277.13

0.000121888890

4

77,532.00

0.000025800927

6

500,000.00

0.000166388890

8

441,532.64

0.000146932252

12

72,548.59

0.000024142559

13

4,585.19

0.000001525849

14

200,000.00

0.000066555556

16

436,002.49

0.000145091941

17

2,262,555.66

0.000752928251

18

100,003.53

0.000033278953

19

214,997.76

0.000071546477

24

643,499.96

0.000214142488

25

846,849.98

0.000281812857

27

500,000.00

0.000166388890

28

100,000.00

0.000033277778

29

488,602.86

0.000162596175

30

3,815,000.00

0.001269547233

31

1,160,000.56

0.000386022412

32

85,536.17

0.000028464537

34

249,704.05

0.000083095960

35

53,498.03

0.000017802956

36

26,748.91

0.000008901443

37

87,999.99

0.000029284441

38

100,087.00

0.000033306730

39

2,000,000.00

0.000665555561

45

150,000.00

0.000049916667

46

320,000.00

0.000106488890

47

100,000.00

0.000033277778

48

100,000.21

0.000033277848

49

494,725.58

0.000164633680

50

100,250.00

0.000033360973

51

100,000.00

0.000033277778

52

94,999.96

0.000031613876

54

99,999.97

0.000033277768

56

27,995.05

0.000009316131

59

253,964.38

0.000084513703

62

500,000.00

0.000166388890

63

906,936.67

0.000301808372

64

110,365.35

0.000036727136

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 2 of 69

CITCO NET LOSS

CITCO RATIO

66

10,124.55

0.000003369225

69

200,000.00

0.000066555556

71

100,003.12

0.000033278816

72

100,000.00

0.000033277778

73

60,000.00

0.000019966667

74

85,000.95

0.000028286427

76

98,000.00

0.000032612222

77

100,000.00

0.000033277778

78

100,000.00

0.000033277778

79

3,209,880.00

0.001068176742

84

1,748,782.21

0.000581955863

85

50,000.00

0.000016638889

87

39,989.48

0.000013307610

88

482,854.98

0.000160683409

90

500,000.00

0.000166388890

95

800,000.06

0.000266222244

96

166,038.93

0.000055254067

97

53,497.99

0.000017802942

98

250,000.00

0.000083194445

100

249,980.00

0.000083187790

101

200,000.00

0.000066555556

103

999,953.15

0.000332762190

104

250,000.00

0.000083194445

105

1,325,087.34

0.000440959624

106

75,000.08

0.000024958360

107

224,691.60

0.000074772372

109

218,067.11

0.000072567889

110

100,000.00

0.000033277778

113

68,599.75

0.000022828473

114

83,538.14

0.000027799637

115

1,999,998.50

0.000665555062

135

500,000.00

0.000166388890

136

534,980.00

0.000178029457

137

500,379.83

0.000166515289

138

130,000.00

0.000043261111

140

250,000.00

0.000083194445

116

99,999.96

0.000033277765

120

33,554.14

0.000011166072

126

200,000.16

0.000066555609

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 3 of 69

CITCO NET LOSS

CITCO RATIO

129

383,185.97

0.000127515777

132

331,687.26

0.000110378150

133

39,336.80

0.000013090413

134

49,171.00

0.000016363016

141

139,999.91

0.000046588859

142

932,000.00

0.000310148891

144

101,500.00

0.000033776945

146

150,000.00

0.000049916667

148

29,999.97

0.000009983323

149

200,000.00

0.000066555556

151

16,194.10

0.000005389037

155

48,231.11

0.000016050242

157

450,000.00

0.000149750001

158

100,011.82

0.000033281711

159

320,988.00

0.000106817674

160

20,313.16

0.000006759768

162

100,005.38

0.000033279568

163

149,997.98

0.000049915995

166

50,000.07

0.000016638912

167

51,117.35

0.000017010718

168

199,999.04

0.000066555237

170

1,375,000.00

0.000457569448

173

250,000.04

0.000083194458

176

9,999,995.60

0.003327776341

179

39,926.65

0.000013286702

181

200,000.00

0.000066555556

182

64,197.58

0.000021363528

184

62,159.26

0.000020685221

185

100,000.00

0.000033277778

188

99,976.79

0.000033270054

189

19,668.40

0.000006545206

190

89,185.86

0.000029679073

191

1,210,924.12

0.000402968641

192

100,000.00

0.000033277778

193

100,000.00

0.000033277778

194

224,691.75

0.000074772422

195

158,395.99

0.000052710666

199

125,000.00

0.000041597223

204

500,000.00

0.000166388890

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 4 of 69

CITCO NET LOSS

CITCO RATIO

205

2,000,000.00

0.000665555561

211

749,999.97

0.000249583325

212

100,000.00

0.000033277778

213

27,949.08

0.000009300833

214

106,996.00

0.000035605891

215

4,750,000.00

0.001580694458

216

64,999,999.97

0.021630555726

217

125,250,001.00

0.041680417348

218

40,200,000.00

0.013377666778

219

31,500,000.03

0.010482500098

224

61,471.80

0.000020456449

226

100,000.00

0.000033277778

227

47,136.31

0.000015685917

232

310,288.40

0.000103257085

233

100,591.73

0.000033474693

236

14,000.00

0.000004658889

238

185,000.00

0.000061563889

239

524,241.20

0.000174455823

240

20,999.69

0.000006988230

241

106,996.00

0.000035605891

245

150,000.00

0.000049916667

246

25,330.39

0.000008429391

248

436,134.21

0.000145135774

252

29,999.09

0.000009983031

253

31,730.00

0.000010559039

254

11,000.00

0.000003660556

256

53,498.00

0.000017802946

257

85,596.79

0.000028484710

258

106,996.00

0.000035605891

263

213,991.49

0.000071211613

264

148,828.29

0.000049526748

267

99,997.47

0.000033276936

268

100,170.77

0.000033334607

269

222,721.52

0.000074116773

270

120,504.90

0.000040101353

271

98,253.70

0.000032696648

272

83,605.07

0.000027821910

275

1,749,989.33

0.000582357565

277

50,000.14

0.000016638936

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 5 of 69

CITCO NET LOSS

CITCO RATIO

278

267,093.92

0.000088882922

279

1,520,001.25

0.000505822642

280

1,000,000.00

0.000332777781

281

640,000.00

0.000212977780

282

270,544.44

0.000090031178

283

344,470.26

0.000114632049

285

100,000.00

0.000033277778

286

99,999.94

0.000033277758

288

139,847.53

0.000046538151

289

173,934.06

0.000057881390

294

27,147.00

0.000009033918

295

53,498.00

0.000017802946

296

200,003.77

0.000066556811

297

29,999.96

0.000009983320

299

150,000.00

0.000049916667

300

62,199.37

0.000020698568

301

14,000.00

0.000004658889

302

50,000.00

0.000016638889

303

110,020.19

0.000036612275

305

171,193.26

0.000056969313

306

140,699.75

0.000046821751

307

5,160.29

0.000001717230

308

44,938.31

0.000014954471

310

350,000.00

0.000116472223

311

450,000.48

0.000149750161

313

100,002.66

0.000033278663

314

100,000.00

0.000033277778

315

61,670.42

0.000020522545

316

99,995.17

0.000033276171

317

1,403,946.51

0.000467202204

318

70,525.22

0.000023469226

319

499,999.08

0.000166388584

320

100,000.00

0.000033277778

321

600,000.00

0.000199666668

323

150,000.00

0.000049916667

324

150,000.00

0.000049916667

325

2,060,013.80

0.000685526820

326

247,303.03

0.000082296953

327

20,000.00

0.000006655556

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 6 of 69

CITCO NET LOSS

CITCO RATIO

328

250,000.00

0.000083194445

329

297,000.00

0.000098835001

330

250,002.39

0.000083195240

331

249,999.18

0.000083194172

332

250,002.39

0.000083195240

334

69,999.87

0.000023294401

335

230,336.84

0.000076650982

336

7,078.04

0.000002355414

337

11,000.00

0.000003660556

338

200,000.00

0.000066555556

339

246,000.28

0.000081863427

340

25,000.00

0.000008319445

341

200,000.00

0.000066555556

342

99,127.32

0.000032987370

343

205,938.00

0.000068531591

344

101,920.00

0.000033916711

345

53,388.00

0.000017766340

346

15,996.10

0.000005323147

348

206,996.67

0.000068883892

350

299,998.90

0.000099832968

351

200,000.00

0.000066555556

356

158,386.00

0.000052707342

357

100,000.00

0.000033277778

358

149,999.94

0.000049916647

359

2,000,004.77

0.000665557148

361

86,666.75

0.000028840769

362

109,435.76

0.000036417789

363

385,350.07

0.000128235941

366

10,699.59

0.000003560586

367

24,585.16

0.000008181395

371

92,016.20

0.000030620947

376

39,337.14

0.000013090526

377

326,336.72

0.000108597609

378

147,740.25

0.000049164672

379

320,988.00

0.000106817674

380

50,000.00

0.000016638889

381

49,170.56

0.000016362870

382

100,000.00

0.000033277778

383

161,700.00

0.000053810167

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 7 of 69

CITCO NET LOSS

CITCO RATIO

384

500,000.00

0.000166388890

385

400,000.00

0.000133111112

387

39,996.55

0.000013309963

388

98,341.80

0.000032725966

389

102,020.00

0.000033949989

390

500,001.29

0.000166389320

391

99,997.66

0.000033276999

392

118,151.42

0.000039318167

393

259,923.22

0.000086496672

399

200,000.00

0.000066555556

400

267,677.53

0.000089077134

401

120,998.63

0.000040265656

402

19,668.70

0.000006545306

403

12,564.30

0.000004181120

404

24,585.16

0.000008181395

407

28,224.20

0.000009392387

410

577,399.12

0.000192145598

412

53,743.76

0.000017884729

413

99,999.08

0.000033277472

414

625,003.82

0.000207987384

416

6,384,776.44

0.002124711733

418

150,001.95

0.000049917316

419

100,000.00

0.000033277778

420

1,080,659.60

0.000359619503

422

3,500,004.63

0.001164723773

423

100,000.00

0.000033277778

424

310,000.01

0.000103161115

425

99,996.02

0.000033276454

426

431,709.18

0.000143663223

427

49,292.68

0.000016403509

428

250,000.00

0.000083194445

429

270,000.00

0.000089850001

430

300,674.62

0.000100057833

431

80,674.62

0.000026846721

432

8,573,477.07

0.002853062671

433

1,999,993.51

0.000665553401

434

100,000.00

0.000033277778

435

250,002.35

0.000083195227

436

41,553.22

0.000013827988

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 8 of 69

CITCO NET LOSS

CITCO RATIO

440

200,000.00

0.000066555556

443

622,004.93

0.000206989420

445

136,490.01

0.000045420843

446

250,299.39

0.000083294075

447

203,001.57

0.000067554412

448

279,999.98

0.000093177772

449

86,139.19

0.000028665208

450

13,275.11

0.000004417662

452

326,000.00

0.000108485556

453

30,000.00

0.000009983333

454

331,000.00

0.000110149445

455

98,436.32

0.000032757420

456

705,000.00

0.000234608335

457

350,000.00

0.000116472223

459

150,000.00

0.000049916667

460

151,094.64

0.000050280939

462

48,905.97

0.000016274820

464

20,130.04

0.000006698830

466

9,996.21

0.000003326517

467

49,171.00

0.000016363016

468

19,998.37

0.000006655013

471

103,786.11

0.000034537711

474

799,999.11

0.000266221928

475

374,486.00

0.000124620620

477

1,999,994.68

0.000665553791

478

206,991.23

0.000068882082

484

26,749.00

0.000008901473

486

199,995.53

0.000066554069

487

3,999,994.15

0.001331109175

488

100,169.57

0.000033334207

492

500,000.02

0.000166388897

493

67,312.70

0.000022400171

496

19,997.59

0.000006654754

499

99,999.97

0.000033277768

500

200,000.00

0.000066555556

501

699,787.47

0.000232873721

502

100,000.00

0.000033277778

504

135,000.33

0.000044925110

505

233,913.24

0.000077841129

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 9 of 69

CITCO NET LOSS

CITCO RATIO

506

249,999.63

0.000083194322

507

550,000.00

0.000183027779

508

150,000.00

0.000049916667

509

400,000.00

0.000133111112

510

250,000.00

0.000083194445

511

200,000.00

0.000066555556

512

990,000.00

0.000329450003

514

100,000.00

0.000033277778

515

250,000.00

0.000083194445

516

101,000.00

0.000033610556

517

199,995.24

0.000066553972

518

108,067.67

0.000035962519

521

983,420.10

0.000327260358

522

59,999.95

0.000019966650

530

199,999.48

0.000066555383

531

106,994.61

0.000035605429

532

230,002.00

0.000076539555

533

14,001.76

0.000004659475

535

8,216,000.00

0.002734102245

536

499,999.38

0.000166388684

537

822,213.74

0.000273614464

538

266,678.97

0.000088744836

540

49,461.94

0.000016459835

543

200,000.00

0.000066555556

544

218,067.11

0.000072567889

545

199,998.92

0.000066555197

547

212,099.48

0.000070581994

548

208,499.50

0.000069384001

549

181,900.41

0.000060532415

550

246,350.08

0.000081979833

551

177,100.10

0.000058934978

552

135,099.55

0.000044958128

553

504,605.37

0.000167921455

554

958,496.57

0.000318966361

555

4,000,000.00

0.001331111122

557

150,000.00

0.000049916667

558

196,000.00

0.000065224445

559

147,000.00

0.000048918334

560

5,000,000.00

0.001663888903

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 10 of 69

CITCO NET LOSS

CITCO RATIO

561

100,000.00

0.000033277778

563

499,999.95

0.000166388874

564

8,150.11

0.000002712176

565

356,861.02

0.000118755418

566

418,255.15

0.000139186021

567

520,000.00

0.000173044446

569

227,526.46

0.000075715750

570

106,915.75

0.000035579186

571

104,150.75

0.000034659055

572

201,236.65

0.000066967086

573

5,300,000.00

0.001763722237

576

352,000.00

0.000117137779

577

157,609.47

0.000052448930

578

100,000.00

0.000033277778

579

200,000.00

0.000066555556

582

250,845.93

0.000083475952

587

500,000.00

0.000166388890

594

481,481.98

0.000160226505

595

213,992.49

0.000071211946

597

95,452.15

0.000031764355

598

145,000.00

0.000048252778

599

500,000.00

0.000166388890

600

119,570.50

0.000039790406

601

37,080.56

0.000012339586

603

100,000.00

0.000033277778

604

100,000.00

0.000033277778

605

59,785.25

0.000019895203

606

19,928.42

0.000006631735

607

80,808.04

0.000026891120

609

534,980.00

0.000178029457

610

1,176,956.00

0.000391664805

611

20,002.85

0.000006656504

612

60,211.39

0.000020037013

613

10,050.89

0.000003344713

614

350,000.00

0.000116472223

615

150,000.00

0.000049916667

617

250,000.00

0.000083194445

619

501,177.59

0.000166780766

622

999,994.68

0.000332776010

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 11 of 69

CITCO NET LOSS

CITCO RATIO

623

200,002.60

0.000066556421

624

50,000.00

0.000016638889

625

101,300.00

0.000033710389

626

101,500.00

0.000033776945

627

100,000.00

0.000033277778

630

160,493.93

0.000053408814

631

24,753.91

0.000008237551

632

240,880.76

0.000080159765

634

13,275.11

0.000004417662

635

30,529.29

0.000010159469

637

500,000.00

0.000166388890

638

500,000.00

0.000166388890

639

5,910.99

0.000001967046

642

500,000.00

0.000166388890

643

250,000.00

0.000083194445

644

100,000.00

0.000033277778

645

75,000.04

0.000024958347

646

967,552.24

0.000321979887

647

75,000.04

0.000024958347

648

307,208.68

0.000102232223

649

100,000.00

0.000033277778

650

100,000.00

0.000033277778

651

522,047.06

0.000173725662

652

5,349,800.00

0.001780294570

653

100,000.00

0.000033277778

654

200,000.00

0.000066555556

655

299,999.20

0.000099833068

656

100,000.00

0.000033277778

661

1,900,000.00

0.000632277783

662

99,997.66

0.000033276999

663

200,000.00

0.000066555556

664

200,000.00

0.000066555556

671

24,740.39

0.000008233052

672

9,898.53

0.000003294011

724

18,000.05

0.000005990017

725

18,000.05

0.000005990017

726

20,000.03

0.000006655566

727

149,000.00

0.000049583889

728

200,000.00

0.000066555556

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 12 of 69

CITCO NET LOSS

CITCO RATIO

729

500,000.00

0.000166388890

730

500,000.10

0.000166388924

732

256,791.36

0.000085454459

733

130,000.00

0.000043261111

740

81,290.92

0.000027051812

673

53,957.23

0.000017955767

674

98,628.75

0.000032821457

675

130,111.78

0.000043298309

676

72,357.20

0.000024078868

677

484,000.00

0.000161064446

678

200,000.00

0.000066555556

679

220,893.65

0.000073508499

680

99,092.47

0.000032975772

681

150,000.00

0.000049916667

682

150,000.00

0.000049916667

683

57,157.64

0.000019020793

684

353,472.32

0.000117627734

685

100,000.00

0.000033277778

686

696,597.82

0.000231812276

687

50,000.00

0.000016638889

688

150,000.00

0.000049916667

689

100,000.00

0.000033277778

690

300,000.00

0.000099833334

691

300,000.00

0.000099833334

692

350,000.00

0.000116472223

693

2,000,000.00

0.000665555561

694

100,000.00

0.000033277778

695

150,000.00

0.000049916667

696

716,226.92

0.000238344405

697

150,000.00

0.000049916667

698

300,000.00

0.000099833334

699

150,000.00

0.000049916667

700

150,000.00

0.000049916667

701

321,587.30

0.000107017108

702

69,548.16

0.000023144082

703

53,498.18

0.000017803006

704

187,242.94

0.000062310290

705

854,592.74

0.000284389475

706

664,683.24

0.000221191813

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 13 of 69

CITCO NET LOSS

CITCO RATIO

707

474,773.74

0.000157994151

708

474,773.74

0.000157994151

709

1,186,934.36

0.000394985382

710

773,466.96

0.000257392618

711

617,205.87

0.000205392400

712

212,493.79

0.000070713212

713

99,997.47

0.000033276936

714

200,000.00

0.000066555556

717

85,596.17

0.000028484503

718

100,598.72

0.000033477019

719

150,657.61

0.000050135505

722

100,000.03

0.000033277788

850

166,553.71

0.000055425374

851

282,000.00

0.000093843334

852

18,152,605.06

0.006040783623

853

630,000.00

0.000209650002

854

250,000.00

0.000083194445

855

44,442.22

0.000014789383

856

641,976.00

0.000213635348

857

267,490.00

0.000089014729

858

42,798.40

0.000014242357

859

213,992.00

0.000071211783

860

79,998.79

0.000026621820

861

1,151,554.92

0.000383211890

862

50,000.00

0.000016638889

864

165,000.28

0.000054908427

865

65,000.11

0.000021630592

866

100,002.78

0.000033278703

867

175,000.00

0.000058236112

793

25,000.00

0.000008319445

794

45,000.00

0.000014975000

795

33,117.36

0.000011020722

796

50,000.00

0.000016638889

797

23,173.26

0.000007711546

798

18,000.00

0.000005990000

799

40,000.00

0.000013311111

800

40,000.00

0.000013311111

801

26,000.00

0.000008652222

802

98,250.00

0.000032695417

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 14 of 69

CITCO NET LOSS

CITCO RATIO

803

21,000.00

0.000006988333

804

48,000.00

0.000015973333

805

42,000.00

0.000013976667

806

173,552.40

0.000057754382

808

51,300.00

0.000017071500

809

17,152.78

0.000005708064

810

51,117.80

0.000017010868

811

25,000.00

0.000008319445

812

50,350.00

0.000016755361

813

45,000.00

0.000014975000

814

30,000.00

0.000009983333

815

50,350.00

0.000016755361

816

25,000.00

0.000008319445

817

51,410.00

0.000017108106

818

50,000.00

0.000016638889

819

96,000.00

0.000031946667

820

14,211.48

0.000004729265

821

47,000.00

0.000015640556

822

24,799.29

0.000008252653

823

80,000.00

0.000026622222

824

40,000.00

0.000013311111

825

30,000.00

0.000009983333

826

25,000.00

0.000008319445

827

118,416.78

0.000039406473

828

25,000.00

0.000008319445

829

18,000.00

0.000005990000

830

25,176.23

0.000008378090

831

10,571.95

0.000003518110

832

100,000.00

0.000033277778

833

45,000.00

0.000014975000

834

65,685.96

0.000021858828

835

18,000.00

0.000005990000

836

25,000.00

0.000008319445

837

35,000.00

0.000011647222

838

24,000.00

0.000007986667

839

25,000.00

0.000008319445

840

50,350.00

0.000016755361

841

33,239.04

0.000011061214

842

26,000.00

0.000008652222

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 15 of 69

CITCO NET LOSS

CITCO RATIO

843

42,000.00

0.000013976667

844

25,000.00

0.000008319445

845

24,271.65

0.000008077066

847

421,000.00

0.000140099446

848

100,009.60

0.000033280973

743

7,184.13

0.000002390719

744

18,513.19

0.000006160778

745

15,216.44

0.000005063693

747

181,780.83

0.000060492621

748

419,574.39

0.000139625034

750

139,637.77

0.000046468347

751

19,562.19

0.000006509862

752

320,983.84

0.000106816290

753

19,997.12

0.000006654597

755

103,917.30

0.000034581368

756

19,998.13

0.000006654933

757

29,502.75

0.000009817860

759

295,025.61

0.000098177968

760

98,342.30

0.000032726132

765

125,730.45

0.000041840300

768

213,991.91

0.000071211753

770

483,998.81

0.000161064050

771

9,080.11

0.000003021659

773

700,000.00

0.000232944446

774

245,000.00

0.000081530556

775

192,387.93

0.000064022428

776

329,387.33

0.000109612785

777

397,758.53

0.000132365201

778

49,171.69

0.000016363246

779

100,000.00

0.000033277778

782

95,780.37

0.000031873579

784

99,999.26

0.000033277532

785

65,218.15

0.000021703151

786

59,793.51

0.000019897952

788

29,999.06

0.000009983021

790

100,000.00

0.000033277778

791

400,000.00

0.000133111112

792

20,000.00

0.000006655556

919

1,856,184.62

0.000617696998

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 16 of 69

CITCO NET LOSS

CITCO RATIO

921

1,282,881.81

0.000426914561

922

28,974.50

0.000009642070

923

49,170.20

0.000016362750

924

30,074.29

0.000010008055

925

53,497.87

0.000017802902

928

80,648.24

0.000026837942

933

13,332.49

0.000004436756

934

56,909.55

0.000018938234

935

49,198.54

0.000016372181

940

7,047.04

0.000002345098

869

76,627.44

0.000025499909

870

100,000.00

0.000033277778

871

105,336.37

0.000035053603

872

150,000.00

0.000049916667

873

100,000.00

0.000033277778

874

300,000.00

0.000099833334

875

102,000.00

0.000033943334

876

15,654.55

0.000005209486

877

102,000.00

0.000033943334

879

200,020.00

0.000066562212

880

202,400.00

0.000067354223

881

101,500.00

0.000033776945

883

54,187.19

0.000018032293

885

100,000.00

0.000033277778

886

325,000.00

0.000108152779

888

149,994.45

0.000049914820

891

200,000.00

0.000066555556

892

100,004.07

0.000033279132

893

600,002.55

0.000199667517

895

50,586.53

0.000016834073

896

250,000.00

0.000083194445

898

27,569.19

0.000009174414

900

239,252.00

0.000079617750

901

188,254.00

0.000062646748

903

109,999.88

0.000036605516

904

50,001.91

0.000016639525

907

165,308.82

0.000055011102

908

110,000.00

0.000036605556

910

74,142.82

0.000024673083

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 17 of 69

CITCO NET LOSS

CITCO RATIO

912

70,000,000.00

0.023294444639

913

95,000.00

0.000031613889

914

500,000.00

0.000166388890

915

100,000.00

0.000033277778

916

100,000.00

0.000033277778

917

849,364.00

0.000282649467

918

386,786.98

0.000128714113

947

214,936.07

0.000071525948

950

329,998.81

0.000109816272

951

200,000.00

0.000066555556

952

66,705.01

0.000022197945

953

60,000,000.00

0.019966666834

955

100,000.38

0.000033277905

956

62,592.71

0.000020829463

957

62,592.71

0.000020829463

958

117,699.05

0.000039167629

964

100,004.51

0.000033279279

965

250,000.00

0.000083194445

966

53,498.00

0.000017802946

967

50,000.00

0.000016638889

968

150,000.00

0.000049916667

970

119,999.09

0.000039933031

971

100,000.00

0.000033277778

973

250,000.00

0.000083194445

976

249,999.11

0.000083194149

977

79,989.84

0.000026618841

978

79,989.84

0.000026618841

979

79,989.84

0.000026618841

980

100,000.00

0.000033277778

981

100,000.00

0.000033277778

983

399,412.44

0.000132915585

984

100,000.00

0.000033277778

985

2,767,986.52

0.000921124411

986

22,000,000.00

0.007321111172

987

641,976.00

0.000213635348

989

9,265.38

0.000003083313

990

37,495.31

0.000012477606

991

1,002.80

0.000000333710

992

18,448.95

0.000006139401

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 18 of 69

CITCO NET LOSS

CITCO RATIO

993

11,880.35

0.000003953517

994

45,449.99

0.000015124747

996

49,995.01

0.000016637228

997

119,288.40

0.000039696529

999

192,359.96

0.000064013121

1001

199,994.62

0.000066553766

1002

430,000.00

0.000143094446

1003

185,533.28

0.000061741353

1004

131,922.11

0.000043900747

1005

29,998.83

0.000009982944

1006

147,511.75

0.000049088633

1007

446,038.25

0.000148431619

1008

531,591.63

0.000176901883

1009

39,337.08

0.000013090506

1016

1,000,000.35

0.000332777897

1018

750,000.00

0.000249583335

1019

340,000.00

0.000113144445

1020

100,000.00

0.000033277778

1021

98,000.00

0.000032612222

1022

98,000.00

0.000032612222

1023

103,880.00

0.000034568956

1024

97,000.00

0.000032279445

1025

148,500.00

0.000049417500

1026

196,000.00

0.000065224445

1027

99,450.00

0.000033094750

1028

98,000.00

0.000032612222

1029

98,000.00

0.000032612222

1030

97,500.00

0.000032445834

1031

97,500.00

0.000032445834

1032

97,500.00

0.000032445834

1033

145,500.00

0.000048419167

1037

35,408.52

0.000011783169

1038

700,001.00

0.000232944779

1040

1,360,001.75

0.000452578364

1041

99,996.90

0.000033276746

1043

98,341.83

0.000032725976

1044

302,830.51

0.000100775265

1045

78,531.15

0.000026133422

1046

149,794.40

0.000049848248

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 19 of 69

CITCO NET LOSS

CITCO RATIO

1054

146,882.74

0.000048879312

1061

26,799.19

0.000008918175

1062

112,165.04

0.000037326033

1066

100,000.00

0.000033277778

1068

100,004.07

0.000033279132

1069

411,070.28

0.000136795055

1070

12,923.93

0.000004300797

1071

175,887.95

0.000058531602

1072

349,996.24

0.000116470972

1073

1,090,988.00

0.000363056565

1074

99,995.72

0.000033276354

1076

99,996.42

0.000033276587

1077

375,397.60

0.000124923980

1078

10,060,782.00

0.003348004705

1079

299,999.12

0.000099833041

1081

100,000.00

0.000033277778

1082

2,200,000.00

0.000732111117

1083

5,349,800.00

0.001780294570

1084

1,000,000.00

0.000332777781

1086

1,000,000.00

0.000332777781

1104

55,000.00

0.000018302778

1108

329,987.57

0.000109812531

1109

70,006.15

0.000023296491

1110

500,000.00

0.000166388890

1111

101,275.00

0.000033702070

1115

99,998.97

0.000033277435

1116

100,000.00

0.000033277778

1117

77,145.38

0.000025672268

1118

373,720.18

0.000124365772

1119

2,700,000.24

0.000898500087

1120

3,999,998.73

0.001331110700

1121

300,000.00

0.000099833334

1122

500,000.29

0.000166388987

1123

998,505.70

0.000332280511

1124

1,800,000.36

0.000599000125

1127

100,000.00

0.000033277778

1129

119,835.52

0.000039878598

1130

180,004.09

0.000059901362

1131

180,000.00

0.000059900001

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 20 of 69

CITCO NET LOSS

CITCO RATIO

1132

924,000.00

0.000307486669

1135

24,730.95

0.000008229911

1137

141,234.72

0.000046999777

1138

244,983.54

0.000081525079

1139

214,999.42

0.000071547030

1143

37,449.06

0.000012462215

1148

346,235.27

0.000115219405

1150

200,000.00

0.000066555556

1151

249,988.33

0.000083190562

1152

200,000.00

0.000066555556

1153

234,020.00

0.000077876656

1155

193,000.00

0.000064226112

1156

114,995.07

0.000038267804

1158

200,000.03

0.000066555566

1160

165,000.01

0.000054908337

1161

200,003.21

0.000066556624

1162

53,000.00

0.000017637222

1163

30,000.00

0.000009983333

1164

28,500.00

0.000009484167

1165

90,629.34

0.000030159431

1166

359,079.69

0.000119493742

1167

11,699,999.37

0.003893499823

1168

416,933.60

0.000138746238

1169

294,997.29

0.000098168543

1170

465,117.51

0.000154780773

1171

400,379.14

0.000133237282

1172

199,999.46

0.000066555376

1173

117,695.65

0.000039166497

1174

70,000.02

0.000023294451

1175

176,000.01

0.000058568893

1176

117,695.62

0.000039166487

1177

49,989.60

0.000016635428

1178

500,000.00

0.000166388890

1179

500,000.00

0.000166388890

1180

324,946.57

0.000108134998

1181

130,048.41

0.000043277221

1182

250,000.00

0.000083194445

1183

130,048.41

0.000043277221

1185

2,000,000.00

0.000665555561

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 21 of 69

CITCO NET LOSS

CITCO RATIO

1186

42,072.84

0.000014000906

1191

233,001.80

0.000077537822

1192

59,023.29

0.000019641639

1193

113,468.77

0.000037759885

1194

477,445.73

0.000158883330

1195

245,855.00

0.000081815081

1196

53,498.00

0.000017802946

1197

19,697.76

0.000006554977

1198

81,368.55

0.000027077645

1199

157,346.22

0.000052361326

1201

98,341.95

0.000032726016

1203

29,503.24

0.000009818023

1206

139,753.49

0.000046506856

1208

138,576.51

0.000046115183

1211

42,741.35

0.000014223372

1212

727,384.02

0.000242057240

1213

49,169.43

0.000016362494

1214

49,820.75

0.000016579239

1215

87,047.31

0.000028967411

1216

609,415.32

0.000202799878

1217

28,902.71

0.000009618180

1219

126,248.12

0.000042012569

1220

3,905,153.30

0.001299548248

1221

427,253.70

0.000142180538

1222

924,280.70

0.000307580080

1223

109,751.15

0.000036522744

1224

109,751.15

0.000036522744

1226

300,000.00

0.000099833334

1227

51,285.59

0.000017066705

1228

41,924.03

0.000013951386

1229

150,000.00

0.000049916667

1230

250,000.00

0.000083194445

1231

150,000.00

0.000049916667

1232

100,000.00

0.000033277778

1233

100,000.00

0.000033277778

1234

33,330.34

0.000011091597

1236

150,000.00

0.000049916667

1238

5,415,758.90

0.001802244227

1239

150,537.30

0.000050095469

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 22 of 69

CITCO NET LOSS

CITCO RATIO

1240

199,999.46

0.000066555376

1241

905,000.58

0.000301164084

1242

3,600,005.36

0.001198001794

1243

300,000.00

0.000099833334

1244

200,003.22

0.000066556628

1245

1,000,000.00

0.000332777781

1246

100,000.00

0.000033277778

1247

101,077.94

0.000033636493

1248

85,596.80

0.000028484713

1249

278,189.60

0.000092575318

1250

64,197.60

0.000021363535

1252

32,098.83

0.000010681777

1253

32,098.83

0.000010681777

1255

32,098.80

0.000010681767

1256

16,049.05

0.000005340767

1257

21,399.20

0.000007121178

1258

20,000.00

0.000006655556

1259

112,914.18

0.000037575330

1260

32,098.80

0.000010681767

1263

106,996.04

0.000035605905

1264

32,098.80

0.000010681767

1265

16,049.40

0.000005340884

1266

26,749.00

0.000008901473

1268

22,469.15

0.000007477234

1269

168,458.72

0.000056059319

1270

71,937.07

0.000023939058

1271

19,668.40

0.000006545206

1272

27,927.52

0.000009293658

1273

288,889.20

0.000096135907

1274

106,996.00

0.000035605891

1275

75,004.24

0.000024959745

1276

106,995.99

0.000035605888

1277

54,271.58

0.000018060376

1278

99,999.08

0.000033277472

1280

399,998.81

0.000133110716

1281

100,000.00

0.000033277778

1282

16,287.00

0.000005419952

1312

99,996.06

0.000033276467

1313

2,567,904.00

0.000854541394

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 23 of 69

CITCO NET LOSS

CITCO RATIO

1315

274,995.86

0.000091512512

1316

510,986.06

0.000170044807

1318

166,526.23

0.000055416229

1321

63,495.86

0.000021130011

1322

2,500,000.00

0.000831944451

1323

101,000.00

0.000033610556

1324

199,995.31

0.000066553995

1325

15,000.00

0.000004991667

1328

375,000.00

0.000124791668

1331

310,000.00

0.000103161112

1335

53,497.75

0.000017802863

1336

78,420.27

0.000026096523

1341

200,004.09

0.000066556917

1342

144,436.00

0.000048065092

1343

267,488.08

0.000089014090

1344

460,187.96

0.000153140328

1345

161,564.69

0.000053765139

1346

49,997.53

0.000016638067

1347

90,946.74

0.000030265054

1349

24,223.49

0.000008061039

1358

300,951.38

0.000100149932

1359

301,490.93

0.000100329483

1360

128,395.15

0.000042727053

1361

100,000.00

0.000033277778

1284

400,004.64

0.000133112656

1285

150,005.38

0.000049918457

1286

250,000.00

0.000083194445

1287

1,059,897.01

0.000352710175

1288

12,987.33

0.000004321895

1289

72,748.72

0.000024209158

1290

1,000,000.00

0.000332777781

1291

3,000,000.00

0.000998333342

1292

990,000.00

0.000329450003

1297

126,976.94

0.000042255104

1298

100,003.33

0.000033278886

1301

1,900,000.00

0.000632277783

1303

200,000.00

0.000066555556

1304

150,000.00

0.000049916667

1305

999,996.43

0.000332776593

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 24 of 69

CITCO NET LOSS

CITCO RATIO

1310

269,562.05

0.000089704261

1311

323,468.09

0.000107642993

1362

348,992.51

0.000116136953

1363

200,000.05

0.000066555573

1364

1,299,999.28

0.000432610875

1365

1,249,998.81

0.000415971830

1366

100,000.06

0.000033277798

1367

5,180.67

0.000001724012

1368

496,533.79

0.000165235413

1371

500,000.00

0.000166388890

1374

150,000.00

0.000049916667

1376

50,000.00

0.000016638889

1377

100,000.00

0.000033277778

1378

99,999.94

0.000033277758

1379

50,000.00

0.000016638889

1381

40,000.00

0.000013311111

1382

130,000.00

0.000043261111

1384

50,000.00

0.000016638889

1388

500,000.00

0.000166388890

1389

54,228.41

0.000018046010

1391

9,000,000.01

0.002995000028

1396

320,988.00

0.000106817674

1397

10,068.26

0.000003350493

1398

229,996.13

0.000076537602

1400

213,992.01

0.000071211786

1401

24,997.83

0.000008318722

1404

800,000.54

0.000266222404

1407

49,040.57

0.000016319612

1408

220,294.18

0.000073309008

1409

150,324.07

0.000050024510

1410

50,000.00

0.000016638889

1413

100,000.00

0.000033277778

1415

387,950.15

0.000129101190

1416

23,901.83

0.000007953998

1417

68,839.01

0.000022908093

1420

68,839.01

0.000022908093

1423

80,246.10

0.000026704119

1428

146,882.74

0.000048879312

1429

250,000.00

0.000083194445

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 25 of 69

CITCO NET LOSS

CITCO RATIO

1430

160,495.14

0.000053409216

1434

32,099.30

0.000010681934

1435

300,000.00

0.000099833334

1436

199,999.46

0.000066555376

1438

220,912.20

0.000073514672

1439

19,861.36

0.000006609419

1440

7,439.01

0.000002475537

1443

47,738.83

0.000015886422

1444

98,032.77

0.000032623128

1445

75,000.97

0.000024958656

1450

52,172.00

0.000017361682

1451

492,181.60

0.000163787100

1452

50,000.20

0.000016638956

1453

100,000.40

0.000033277911

1455

499,999.70

0.000166388790

1456

890,689.15

0.000296401559

1457

539,113.48

0.000179404987

1459

5,490,000.08

0.001826950042

1461

19,718.97

0.000006562035

1462

19,999,995.76

0.006655554200

1467

109,999.68

0.000036605449

1471

2,000,000.00

0.000665555561

1473

490,000.00

0.000163061112

1474

1,000,000.00

0.000332777781

1475

214,324.17

0.000071322322

1476

215,003.42

0.000071548361

1477

239,995.35

0.000079865120

1478

250,000.00

0.000083194445

1479

400,000.00

0.000133111112

1480

200,000.00

0.000066555556

1481

250,000.00

0.000083194445

1487

100,000.00

0.000033277778

1490

100,000.00

0.000033277778

1491

1,729,503.49

0.000575540333

1492

9,531,683.22

0.003171932387

1493

2,739,735.00

0.000911722933

1494

49,561.91

0.000016493102

1495

237,990.18

0.000079197844

1496

258,998.18

0.000086188840

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 26 of 69

CITCO NET LOSS

CITCO RATIO

1497

56,619,173.75

0.018841602978

1498

2,500,000.00

0.000831944451

1499

200,000.00

0.000066555556

1500

500,000.00

0.000166388890

1501

300,000.00

0.000099833334

1502

1,000,000.00

0.000332777781

1503

5,988,242.00

0.001992753882

1504

500,000.00

0.000166388890

1505

504,058.18

0.000167739362

1506

611,656.00

0.000203545526

1507

375,000.00

0.000124791668

1508

3,400,000.00

0.001131444454

1509

8,511,758.00

0.002832523936

1510

1,236,875.00

0.000411604517

1511

599,998.97

0.000199666326

1512

1,000,000.01

0.000332777784

1513

340,389.09

0.000113273926

1514

133,745.00

0.000044507364

1515

36,823.18

0.000012253936

1516

361,036.05

0.000120144775

1519

63,320.20

0.000021071556

1520

59,004.66

0.000019635440

1521

160,000.00

0.000053244445

1522

50,000.00

0.000016638889

1526

7,280.70

0.000002422855

1527

9,860.36

0.000003281309

1528

1,177,535.85

0.000391857767

1529

149,998.87

0.000049916291

1530

280,000.00

0.000093177779

1532

300,000.00

0.000099833334

1533

252,344.16

0.000083974530

1534

1,146,276.22

0.000381455256

1535

40,313.53

0.000013415447

1536

7,500,000.00

0.002495833354

1537

7,500,000.00

0.002495833354

1538

7,734,838.31

0.002573982326

1539

98,693.45

0.000032842987

1540

40,399.40

0.000013444023

1541

250,000.00

0.000083194445

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 27 of 69

CITCO NET LOSS

CITCO RATIO

1542

500,010.94

0.000166392531

1544

99,266.22

0.000033033592

1547

106,996.00

0.000035605891

1548

202,338.35

0.000067333707

1549

1,900,000.84

0.000632278063

1553

450,727.70

0.000149992164

1554

53,498.16

0.000017802999

1555

106,995.86

0.000035605845

1556

1,604,940.00

0.000534088371

1557

355,495.48

0.000118300997

1558

53,497.95

0.000017802929

1561

249,759.13

0.000083114289

1562

12,100,000.00

0.004026611145

1564

148,401.25

0.000049384639

1566

319,999.70

0.000106488790

1567

309,998.73

0.000103160689

1573

15,092,880.26

0.005022575195

1575

3,000,000.00

0.000998333342

1576

56,435,753.17

0.018780564684

1577

395,885.11

0.000131741768

1578

373,210.66

0.000124196215

1579

550,000.00

0.000183027779

1580

427,983.99

0.000142423562

1581

395,377.58

0.000131572874

1582

584,406.33

0.000194477441

1584

99,042.80

0.000032959243

1585

100,000.00

0.000033277778

1588

74,897.19

0.000024924121

1590

571,453.93

0.000190167171

1593

120,000.00

0.000039933334

1594

213,992.00

0.000071211783

1597

575,005.58

0.000191349081

1598

235,739.26

0.000078448788

1599

70,005.62

0.000023296315

1600

70,005.62

0.000023296315

1601

75,004.45

0.000024959814

1602

24,921.51

0.000008293325

1603

534,980.00

0.000178029457

1604

250,000.00

0.000083194445

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 28 of 69

CITCO NET LOSS

CITCO RATIO

1605

199,162.98

0.000066277014

1608

100,000.00

0.000033277778

1609

1,000,000.00

0.000332777781

1611

750,001.47

0.000249583825

1613

200,000.00

0.000066555556

1614

160,494.00

0.000053408837

1616

1,039,113.48

0.000345793878

1617

304,442.04

0.000101311546

1618

349,999.98

0.000116472217

1620

637,999.98

0.000212312217

1621

379,584.09

0.000126317151

1622

7,455,357.51

0.002480977325

1624

49,999.97

0.000016638879

1625

49,999.97

0.000016638879

1626

197,994.26

0.000065888090

1627

145,005.38

0.000048254569

1632

177,089.96

0.000058931604

1633

1,000,000.00

0.000332777781

1635

413,301.98

0.000137537716

1636

320,988.00

0.000106817674

1639

67,250.95

0.000022379622

1640

84,997.02

0.000028285120

1641

1,364,082.94

0.000453936493

1644

150,307.95

0.000050019146

1646

750,000.66

0.000249583555

1647

347,513.00

0.000115644605

1654

6,300,000.00

0.002096500018

1655

50,000,000.00

0.016638889028

1656

9,000,000.00

0.002995000025

1657

940,735.77

0.000313055962

1658

6,803,353.93

0.002264005021

1659

6,300,000.00

0.002096500018

1660

2,100,000.00

0.000698833339

1661

6,000,000.00

0.001996666683

1666

100,000.00

0.000033277778

1668

46,008.02

0.000015310447

1669

70,000.00

0.000023294445

1670

64,197.60

0.000021363535

1671

44,938.32

0.000014954474

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 29 of 69

CITCO NET LOSS

CITCO RATIO

1672

49,998.75

0.000016638473

1674

100,000.00

0.000033277778

1675

1,999,998.98

0.000665555222

1676

1,128,408.83

0.000375509386

1677

130,000.00

0.000043261111

1678

400,000.00

0.000133111112

1679

5,000,000.00

0.001663888903

1680

150,002.43

0.000049917476

1681

150,000.00

0.000049916667

1682

159,999.85

0.000053244395

1683

159,992.55

0.000053241966

1690

249,999.35

0.000083194229

1691

115,646.81

0.000038484689

1695

49,467.79

0.000016461781

1697

300,000.00

0.000099833334

1698

83,923.22

0.000027927783

1699

148,869.00

0.000049540295

1700

1,000,000.00

0.000332777781

1701

2,139,920.00

0.000712117828

1702

4,065,276.91

0.001352833827

1704

42,582.71

0.000014170580

1707

85,596.80

0.000028484713

1710

583,609.32

0.000194212214

1711

400,000.00

0.000133111112

1712

500,002.71

0.000166389792

1713

1,662,056.51

0.000553095477

1716

100,000.00

0.000033277778

1717

12,812,667.08

0.004263770914

1720

9,503,201.42

0.003162454277

1722

400,004.43

0.000133112586

1723

41,435,014.00

0.013788651996

1724

13,300,000.00

0.004425944481

1727

20,000.00

0.000006655556

1728

100,000.00

0.000033277778

1729

117,695.60

0.000039166481

1730

183,609.18

0.000061101055

1731

84,614.20

0.000028157726

1732

92,000.01

0.000030615559

1733

89,130.03

0.000029660494

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 30 of 69

CITCO NET LOSS

CITCO RATIO

1734

114,999.97

0.000038269435

1735

114,999.91

0.000038269415

1736

115,000.16

0.000038269498

1737

104,000.05

0.000034608906

1738

115,000.04

0.000038269458

1739

114,999.91

0.000038269415

1740

60,000.00

0.000019966667

1742

285,061.43

0.000094862110

1746

103,640.21

0.000034489159

1749

120,370.49

0.000040056625

1751

104,810.00

0.000034878439

1752

17,148.14

0.000005706520

2054

100,013.00

0.000033282104

2055

499,995.57

0.000166387416

2056

1,444,446.00

0.000480679534

2060

500,000.00

0.000166388890

2062

200,000.00

0.000066555556

2063

481,552.17

0.000160249862

2066

118,588.86

0.000039463738

2067

43,663.06

0.000014530096

2068

39,336.60

0.000013090346

2069

19,043.04

0.000006337101

2070

53,536.01

0.000017815595

2074

100,000.00

0.000033277778

2077

264,999.92

0.000088186085

2078

128,395.05

0.000042727020

2080

100,000.00

0.000033277778

2082

100,000.00

0.000033277778

2084

100,000.00

0.000033277778

2085

150,001.52

0.000049917173

2086

99,995.17

0.000033276171

2088

300,001.21

0.000099833737

2089

99,997.66

0.000033276999

2090

100,000.00

0.000033277778

2092

300,000.00

0.000099833334

2093

250,000.00

0.000083194445

2094

982,746.78

0.000327036292

2096

330,002.72

0.000109817573

2097

500,005.73

0.000166390797

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 31 of 69

CITCO NET LOSS

CITCO RATIO

2098

550,000.00

0.000183027779

2099

499,998.50

0.000166388391

2100

300,000.00

0.000099833334

2101

591,359.20

0.000196791202

2102

1,200,000.35

0.000399333453

2354

100,000.00

0.000033277778

2357

100,000.00

0.000033277778

2358

213,992.00

0.000071211783

2360

100,000.00

0.000033277778

2361

240,004.69

0.000079868228

2363

100,000.04

0.000033277791

2364

38,771.71

0.000012902364

2365

149,998.92

0.000049916308

2366

120,000.00

0.000039933334

2369

518,871.94

0.000172669053

2374

401,199,996.48

0.133510444389

2375

50,000.00

0.000016638889

2379

350,000.00

0.000116472223

2380

2,040,313.41

0.000678970968

2382

95,000.00

0.000031613889

2383

2,000,000.00

0.000665555561

2384

26,005.79

0.000008654149

2385

25,005.03

0.000008321118

2386

100,000.00

0.000033277778

2387

14,104.93

0.000004693807

2388

30,000.00

0.000009983333

2389

20,000.00

0.000006655556

2390

20,000.00

0.000006655556

2391

50,004.12

0.000016640260

2392

50,001.91

0.000016639525

2393

116,642.52

0.000038816039

2403

649,998.89

0.000216305188

2404

2,799,798.84

0.000931710844

2413

150,000.02

0.000049916674

2417

696,000.00

0.000231613335

2418

260,000.85

0.000086522506

2419

99,999.11

0.000033277482

2420

35,000.00

0.000011647222

2422

1,309,999.69

0.000435938789

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 32 of 69

CITCO NET LOSS

CITCO RATIO

2423

214,995.28

0.000071545652

2103

228,075.76

0.000075898545

2104

32,309.35

0.000010751834

2105

397,762.94

0.000132366668

2106

50,500.00

0.000016805278

2107

122,246.76

0.000040681005

2108

537,150.44

0.000178751731

2109

451,637.29

0.000150294855

2110

145,829.92

0.000048528957

2111

21,666.15

0.000007210013

2112

147,377.72

0.000049044031

2113

111,519.72

0.000037111285

2114

518,703.07

0.000172612856

2115

112,110.10

0.000037307750

2116

147,220.21

0.000048991615

2117

184,186.16

0.000061293062

2118

94,799.56

0.000031547187

2119

984,308.83

0.000327556108

2120

108,390.88

0.000036070076

2121

1,325,272.21

0.000441021145

2139

531,467.47

0.000176860565

2147

161,005.87

0.000053579176

2148

200,000.00

0.000066555556

2149

199,999.98

0.000066555549

2150

199,999.97

0.000066555546

2152

40,000.00

0.000013311111

2003

250,004.12

0.000083195816

2004

400,004.12

0.000133112483

2005

140,516.61

0.000046760806

2007

751,336.31

0.000250028030

2008

250,000.00

0.000083194445

2012

500,003.96

0.000166390208

2013

800,001.70

0.000266222790

2014

250,002.39

0.000083195240

2015

950,000.00

0.000316138892

2017

250,000.00

0.000083194445

2018

500,000.00

0.000166388890

2020

300,000.00

0.000099833334

2021

300,003.76

0.000099834585

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 33 of 69

CITCO NET LOSS

CITCO RATIO

2023

99,993.32

0.000033275555

2024

99,999.00

0.000033277445

2025

598,969.86

0.000199323861

2028

150,727.41

0.000050158733

2029

153,365.38

0.000051036591

2030

550,005.83

0.000183029719

2031

250,001.11

0.000083194815

2032

1,020,987.98

0.000339762114

2033

1,834,980.00

0.000610640572

2034

406,996.00

0.000135439226

2035

100,000.00

0.000033277778

2036

450,004.12

0.000149751372

2037

130,000.00

0.000043261111

2044

199,996.29

0.000066554322

2045

40,399.40

0.000013444023

2047

70,200.00

0.000023361000

2048

96,877.31

0.000032238616

2427

196,337.66

0.000065336811

2428

146,156.54

0.000048637649

2430

1,069,960.00

0.000356058914

2432

1,069,960.00

0.000356058914

2433

99,998.27

0.000033277202

2434

962,964.00

0.000320453023

2436

219,999.98

0.000073211105

2437

122,994.46

0.000040929823

2439

147,654.48

0.000049136130

2440

267,490.00

0.000089014729

2441

160,494.00

0.000053408837

2445

300,000.00

0.000099833334

2447

3,355,762.19

0.001116723094

2451

274,999.04

0.000091513570

2452

100,000.00

0.000033277778

2453

99,988.67

0.000033274008

2454

300,000.00

0.000099833334

2455

300,000.00

0.000099833334

2456

300,000.00

0.000099833334

2458

100,000.00

0.000033277778

2459

1,006,869.26

0.000335063718

2463

100,000.00

0.000033277778

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 34 of 69

CITCO NET LOSS

CITCO RATIO

2466

499,989.21

0.000166385300

2469

100,000.03

0.000033277788

2470

100,000.00

0.000033277778

2473

494,999.02

0.000164724675

2474

100,000.00

0.000033277778

2253

26,738.88

0.000008898105

2256

50,000.00

0.000016638889

2258

250,001.73

0.000083195021

2259

245,172.28

0.000081587887

2261

149,448.33

0.000049733084

2262

450,414.66

0.000149887991

2263

106,996.05

0.000035605908

2267

2,000,047.35

0.000665571318

2268

49,998.75

0.000016638473

2269

359,997.54

0.000119799182

2270

38,739.12

0.000012891518

2271

199,997.07

0.000066554581

2275

111,275.99

0.000037030177

2284

100,000.00

0.000033277778

2293

433,758.95

0.000144345341

2297

19,713.44

0.000006560195

2298

237,770.74

0.000079124819

2300

109,007.50

0.000036275274

2308

300,000.00

0.000099833334

2314

100,000.00

0.000033277778

2320

189,471.89

0.000063052035

2322

145,237.46

0.000048331800

2323

21,399.20

0.000007121178

2329

33,539.19

0.000011161097

2331

225,000.33

0.000074875110

2334

300,000.00

0.000099833334

2336

2,139,920.00

0.000712117828

2337

192,593.20

0.000064090738

2338

439,369.38

0.000146212367

2339

353,086.80

0.000117499442

2340

21,653.53

0.000007205814

2341

117,695.59

0.000039166477

2342

62,566.41

0.000020820711

2343

37,449.01

0.000012462198

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 35 of 69

CITCO NET LOSS

CITCO RATIO

2344

21,399.20

0.000007121178

2345

912,141.77

0.000303540514

2346

881,481.37

0.000293337414

2347

436,073.17

0.000145115462

2348

106,996.00

0.000035605891

2349

1,225,134.61

0.000407697576

2350

2,499,999.97

0.000831944441

2352

61,189.63

0.000020362549

2155

599,996.99

0.000199665667

2156

150,000.00

0.000049916667

2157

208,421.24

0.000069357958

2161

775,219.97

0.000257975981

2163

400,000.00

0.000133111112

2168

400,000.00

0.000133111112

2169

3,400,000.00

0.001131444454

2170

269,891.58

0.000089813921

2172

185,103.08

0.000061598192

2173

125,004.57

0.000041598743

2174

300,000.05

0.000099833351

2175

85,370.55

0.000028409422

2177

77,456.01

0.000025775639

2178

99,998.59

0.000033277309

2180

100,000.00

0.000033277778

2182

2,436,771.63

0.000810903455

2183

578,757.99

0.000192597799

2184

2,000,000.00

0.000665555561

2187

70,586.72

0.000023489692

2188

225,000.00

0.000074875001

2194

99,289.76

0.000033041426

2195

508,045.46

0.000169066241

2196

5,350,001.59

0.001780361655

2197

269,562.02

0.000089704251

2198

269,562.02

0.000089704251

2202

350,524.95

0.000116646915

2203

2,499,996.71

0.000831943357

2204

100,000.00

0.000033277778

2205

86,563.54

0.000028806423

2207

433,333.80

0.000144203860

2211

99,994.28

0.000033275875

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 36 of 69

CITCO NET LOSS

CITCO RATIO

2213

30,173,333.67

0.010041015011

2215

20,098,704.15

0.006688402159

2221

192,592.81

0.000064090608

2222

213,991.99

0.000071211779

2224

96,296.40

0.000032045302

2225

213,991.91

0.000071211753

2237

377,965.33

0.000125778464

2240

99,428.03

0.000033087439

2241

401,998.88

0.000133776295

2242

259,032.31

0.000086200197

2244

106,996.05

0.000035605908

2245

50,000.49

0.000016639052

2248

461,153.45

0.000153461622

2249

162,099.95

0.000053943262

1753

6,104.84

0.000002031555

1754

7,047.04

0.000002345098

1755

6,491.86

0.000002160347

1756

15,478.95

0.000005151051

1757

19,414.41

0.000006460684

1758

11,554.07

0.000003844938

1759

160,000.00

0.000053244445

1761

250,000.00

0.000083194445

1762

134,001.19

0.000044592619

1763

299,996.02

0.000099832010

1764

99,997.66

0.000033276999

1765

300,003.42

0.000099834472

1766

128,395.20

0.000042727070

1767

130,000.00

0.000043261111

1768

200,000.00

0.000066555556

1769

250,000.00

0.000083194445

1771

274,518.23

0.000091353567

1772

900,223.06

0.000299574232

1773

200,000.00

0.000066555556

1774

299,997.74

0.000099832582

1775

100,000.00

0.000033277778

1776

518,523.74

0.000172553179

1777

199,995.56

0.000066554079

1778

400,002.24

0.000133111858

1779

500,000.00

0.000166388890

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 37 of 69

CITCO NET LOSS

CITCO RATIO

1780

149,995.52

0.000049915176

1781

695,474.74

0.000231438540

1782

400,001.39

0.000133111575

1783

300,000.00

0.000099833334

1784

299,996.22

0.000099832076

1785

309,923.22

0.000103135561

1786

489,000.00

0.000162728335

1787

460,213.23

0.000153148737

1788

500,000.00

0.000166388890

1789

100,000.00

0.000033277778

1790

350,000.00

0.000116472223

1791

200,003.82

0.000066556827

1792

350,004.68

0.000116473781

1793

199,747.53

0.000066471540

1794

100,000.00

0.000033277778

1796

525,103.07

0.000174742634

1797

300,000.00

0.000099833334

1798

149,998.43

0.000049916145

1799

589,832.21

0.000196283054

1800

249,996.49

0.000083193277

1802

30,120,618.24

0.010023472487

1903

449,999.23

0.000149749745

1904

784,998.64

0.000261230105

1905

799,999.89

0.000266222188

1906

500,000.00

0.000166388890

1907

385,383.83

0.000128247176

1908

999,997.47

0.000332776939

1909

555,700.16

0.000184924666

1910

200,000.00

0.000066555556

1912

449,998.23

0.000149749412

1913

250,002.68

0.000083195337

1915

99,996.42

0.000033276587

1916

507,444.50

0.000168866254

1917

500,000.00

0.000166388890

1919

441,003.42

0.000146756139

1920

500,000.00

0.000166388890

1922

600,000.00

0.000199666668

1924

150,000.00

0.000049916667

1925

534,980.50

0.000178029623

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 38 of 69

CITCO NET LOSS

CITCO RATIO

1927

200,001.08

0.000066555916

1929

70,004.96

0.000023296095

1931

100,000.00

0.000033277778

1932

100,000.00

0.000033277778

1933

1,999,993.51

0.000665553401

1934

250,002.35

0.000083195227

1935

120,000.00

0.000039933334

1936

563,941.09

0.000187667064

1938

970,005.00

0.000322796111

1939

500,000.00

0.000166388890

1941

424,000.00

0.000141097779

1943

353,931.87

0.000117780662

1944

650,001.70

0.000216306123

1945

1,049,995.76

0.000349415259

1946

101,243.33

0.000033691531

1947

500,003.95

0.000166390205

1948

900,003.35

0.000299501117

1949

10,398.96

0.000003460543

1950

588,478.00

0.000195832403

1951

500,006.33

0.000166390997

1952

279,992.39

0.000093175246

1953

361,991.40

0.000120462695

1954

1,308,402.23

0.000435407190

1955

331,462.01

0.000110303192

1956

1,656,111.75

0.000551117193

1968

240,741.00

0.000080113256

2002

87,226.84

0.000029027154

1853

200,000.00

0.000066555556

1855

286,350.01

0.000095290921

1856

607,027.05

0.000202005114

1857

499,998.50

0.000166388391

1858

1,000,000.00

0.000332777781

1859

399,999.25

0.000133110863

1860

1,500,000.00

0.000499166671

1861

1,499,994.68

0.000499164900

1865

250,000.00

0.000083194445

1873

99,997.62

0.000033276986

1874

750,000.00

0.000249583335

1875

750,000.00

0.000249583335

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 39 of 69

CITCO NET LOSS

CITCO RATIO

1876

350,000.00

0.000116472223

1878

399,998.81

0.000133110716

1879

500,004.77

0.000166390478

1881

1,450,004.07

0.000482529136

1882

391,566.85

0.000130304747

1884

7,132.02

0.000002373378

1886

300,000.37

0.000099833457

1887

160,005.29

0.000053246205

1888

240,004.83

0.000079868275

1889

270,000.00

0.000089850001

1890

200,000.00

0.000066555556

1891

169,997.31

0.000056571328

1893

250,000.00

0.000083194445

1894

999,997.47

0.000332776939

1895

300,000.00

0.000099833334

1896

3,499,993.17

0.001164719959

1897

8,535.97

0.000002840581

1899

10,479.67

0.000003487401

1900

300,000.00

0.000099833334

1901

180,000.00

0.000059900001

2487

4,810,300.50

0.001600761124

2488

49,995.78

0.000016637485

2489

49,995.78

0.000016637485

2490

89,989.71

0.000029946576

2491

49,995.78

0.000016637485

2492

49,995.78

0.000016637485

2493

149,999.81

0.000049916604

2494

34,985.60

0.000011642430

2495

14,956.67

0.000004977247

2496

49,999.88

0.000016638849

2502

32,098.79

0.000010681764

2503

60,002.28

0.000019967426

2504

18,750.00

0.000006239583

2507

2,890,767.72

0.000961983266

2508

292,999.96

0.000097503876

2510

200,000.00

0.000066555556

2511

200,000.00

0.000066555556

2513

20,000.00

0.000006655556

2514

800,000.00

0.000266222224

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 40 of 69

CITCO NET LOSS

CITCO RATIO

2516

34,997.26

0.000011646311

2517

8,559.67

0.000002848468

2522

150,000.00

0.000049916667

2523

20,483.70

0.000006816520

2524

110,190.34

0.000036668897

2525

29,502.60

0.000009817810

2532

1,000,000.00

0.000332777781

2533

1,000,000.00

0.000332777781

2534

103,333.97

0.000034387249

2537

499,998.70

0.000166388458

2538

75,000.07

0.000024958357

2540

1,999,980.00

0.000665548906

2541

495,004.83

0.000164726609

2543

24,999.85

0.000008319395

2545

37,448.60

0.000012462062

2546

136,954.88

0.000045575541

2547

69,999.26

0.000023294198

2548

210,000.03

0.000069883344

2549

199,999.95

0.000066555539

2550

828,148.80

0.000275589520

2551

307,998.45

0.000102495041

2552

79,177.04

0.000026348360

2553

155,004.59

0.000051582083

2554

83,996.22

0.000027952076

2555

427,984.00

0.000142423566

2556

374,485.99

0.000124620617

2558

267,489.99

0.000089014725

2559

133,745.00

0.000044507364

2560

106,996.00

0.000035605891

2562

1,140,362.44

0.000379487282

2563

3,452,310.63

0.001148852269

2565

250,000.00

0.000083194445

2566

500,000.00

0.000166388890

2567

250,000.00

0.000083194445

2568

250,000.00

0.000083194445

2570

341,508.41

0.000113646411

2571

183,329.82

0.000061008091

2572

264,002.71

0.000087854236

2573

295,400.00

0.000098302556

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 41 of 69

CITCO NET LOSS

CITCO RATIO

2574

560,004.78

0.000186357148

2575

299,997.34

0.000099832449

2576

160,000.00

0.000053244445

2577

160,494.00

0.000053408837

2578

220,000.00

0.000073211112

2579

1,000,000.00

0.000332777781

2580

150,000.00

0.000049916667

2581

902,303.42

0.000300266529

2582

990,068.73

0.000329472875

2583

100,000.00

0.000033277778

2584

100,000.00

0.000033277778

2586

809,838.69

0.000269496322

2587

100,000.00

0.000033277778

2588

383,003.23

0.000127454965

2589

100,004.07

0.000033279132

2590

2,880,507.55

0.000958568909

2591

100,000.00

0.000033277778

2592

200,000.00

0.000066555556

2593

100,000.00

0.000033277778

2594

100,000.00

0.000033277778

2595

285,726.54

0.000095083444

2597

255,000.00

0.000084858334

2598

300,000.00

0.000099833334

2599

100,000.00

0.000033277778

2600

250,005.73

0.000083196352

2602

299,998.07

0.000099832692

2603

256,000.00

0.000085191112

2604

739,997.72

0.000246254799

2605

500,000.00

0.000166388890

2606

299,996.02

0.000099832010

2607

249,999.22

0.000083194186

2608

200,000.00

0.000066555556

2609

200,000.00

0.000066555556

2610

250,000.00

0.000083194445

2611

817,490.00

0.000272042508

2612

207,986.73

0.000069213362

2613

183,329.82

0.000061008091

2614

500,000.00

0.000166388890

2615

249,999.97

0.000083194435

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 42 of 69

CITCO NET LOSS

CITCO RATIO

2616

183,340.72

0.000061011718

2618

323,556,240.00

0.107672327433

2621

200,000.00

0.000066555556

2622

83,670.87

0.000027843806

2623

588,478.00

0.000195832403

2624

324,974.00

0.000108144126

2628

128,000.05

0.000042595573

2631

6,419,760.00

0.002136353485

2638

210,247.14

0.000069965577

2639

320,988.00

0.000106817674

2640

1,176,956.00

0.000391664805

2643

127,753.22

0.000042513433

2644

213,992.00

0.000071211783

2647

1,069,959.99

0.000356058911

2648

400,000.09

0.000133111142

2649

100,000.21

0.000033277848

2650

249,999.91

0.000083194415

2651

150,000.03

0.000049916677

2652

549,848.27

0.000182977287

2654

300,000.05

0.000099833351

2655

299,999.97

0.000099833324

2656

100,000.04

0.000033277791

2657

1,000,000.04

0.000332777794

2659

1,099,999.95

0.000366055542

2660

99,999.99

0.000033277775

2661

250,000.03

0.000083194455

2662

299,999.99

0.000099833331

2663

500,000.03

0.000166388900

2664

150,000.07

0.000049916690

2665

99,898.87

0.000033244124

2666

199,999.95

0.000066555539

2667

500,000.03

0.000166388900

2668

300,000.10

0.000099833367

2669

200,247.73

0.000066637995

2670

99,999.99

0.000033277775

2671

500,000.06

0.000166388910

2672

149,999.99

0.000049916664

2673

79,999.94

0.000026622202

2674

299,999.99

0.000099833331

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 43 of 69

CITCO NET LOSS

CITCO RATIO

2675

100,000.01

0.000033277781

2676

4,000,000.02

0.001331111129

2678

2,999,999.91

0.000998333312

2679

240,000.09

0.000079866697

2681

499,997.60

0.000166388092

2682

22,081.85

0.000007348349

2684

350,000.00

0.000116472223

2685

45,936,959.49

0.015286799425

2686

99,999.91

0.000033277748

2687

57,999.40

0.000019300912

2688

139,999.75

0.000046588806

2690

1,825,000.00

0.000607319450

2694

109,782.46

0.000036533163

2695

99,999.94

0.000033277758

2697

239,999.52

0.000079866508

2698

100,002.60

0.000033278643

2699

100,000.00

0.000033277778

2700

100,000.00

0.000033277778

2706

413,995.21

0.000137768407

2708

544,276.28

0.000181123052

2709

340,203.27

0.000113212089

2710

1,000,009.17

0.000332780832

2713

1,000,000.05

0.000332777797

2716

47,662.99

0.000015861184

2718

50,000.00

0.000016638889

2720

32,098.80

0.000010681767

2723

504,421.79

0.000167860364

2725

280,003.03

0.000093178787

2736

101,646.22

0.000033825603

2738

184,100.15

0.000061264439

2739

750,000.00

0.000249583335

2741

300,002.70

0.000099834233

2742

204,295.00

0.000067984837

2743

200,000.00

0.000066555556

2744

94,156.98

0.000031333351

2745

135,910.28

0.000045227921

2746

50,000.00

0.000016638889

2748

171,193.60

0.000056969426

2749

150,168.89

0.000049972870

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 44 of 69

CITCO NET LOSS

CITCO RATIO

2750

214,366.49

0.000071336405

2751

200,000.00

0.000066555556

2753

2,749,999.96

0.000915138883

2755

162,653.64

0.000054127517

2756

99,999.65

0.000033277662

2757

100,000.00

0.000033277778

2763

15,024.99

0.000004999983

2764

44,952.81

0.000014959296

2765

400,000.00

0.000133111112

2766

501,249.77

0.000166804786

2767

324,651.21

0.000108036709

2768

187,525.93

0.000062404463

2769

550,002.39

0.000183028575

2870

12,839.06

0.000004272554

2871

8,947.14

0.000002977409

2872

285,544.08

0.000095022725

2873

3,793,795.43

0.001262490823

2874

3,713,875.16

0.001235895133

2875

579,001.89

0.000192678964

2876

121,985.18

0.000040593957

2877

89,376.85

0.000029742630

2878

140,267.27

0.000046677831

2879

114,791.76

0.000038200147

2880

454,706.13

0.000151316097

2881

762,766.18

0.000253831636

2882

99,999.48

0.000033277605

2883

199,999.35

0.000066555340

2888

427,984.01

0.000142423569

2890

150,003.31

0.000049917769

2891

109,679.40

0.000036498867

2892

45,555.74

0.000015159938

2893

57,820.53

0.000019241388

2894

536,986.18

0.000178697069

2895

240,741.00

0.000080113256

2896

215,849.48

0.000071829911

2902

399,996.13

0.000133109824

2903

399,994.65

0.000133109332

2908

100,000.00

0.000033277778

2909

250,000.04

0.000083194458

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 45 of 69

CITCO NET LOSS

CITCO RATIO

2911

250,000.04

0.000083194458

2820

2,500,000.00

0.000831944451

2821

3,100,000.00

0.001031611120

2822

740,000.00

0.000246255558

2823

3,606,402.71

0.001200130690

2824

512,980.00

0.000170708346

2825

4,500,000.00

0.001497500013

2826

985,000.00

0.000327786114

2827

100,000.00

0.000033277778

2828

1,000,015.00

0.000332782772

2829

1,500,000.00

0.000499166671

2830

575,000.00

0.000191347224

2831

220,000.00

0.000073211112

2832

839,980.00

0.000279526680

2833

160,555.68

0.000053429363

2834

800,000.00

0.000266222224

2835

530,000.00

0.000176372224

2836

130,000.00

0.000043261111

2837

9,570,860.00

0.003184969549

2838

1,000,000.00

0.000332777781

2839

1,600,000.00

0.000532444449

2840

426,000.00

0.000141763335

2841

301,405.17

0.000100300944

2842

1,500,000.00

0.000499166671

2843

725,000.00

0.000241263891

2844

242,874.22

0.000080823144

2845

1,351,223.24

0.000449657071

2846

8,400,000.00

0.002795333357

2847

3,500,000.00

0.001164722232

2848

3,500,000.00

0.001164722232

2849

5,750,000.00

0.001913472238

2850

1,500,000.00

0.000499166671

2851

11,829,386.99

0.003936557148

2852

500,493.12

0.000166552990

2853

300,000.00

0.000099833334

2854

200,000.00

0.000066555556

2855

2,000,000.00

0.000665555561

2856

1,000,000.00

0.000332777781

2857

300,869.06

0.000100122538

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 46 of 69

CITCO NET LOSS

CITCO RATIO

2858

1,150,558.00

0.000382880138

2859

625,383.01

0.000208113570

2860

400,000.00

0.000133111112

2861

715,000.00

0.000237936113

2862

950,000.00

0.000316138892

2863

251,182.32

0.000083587895

2864

100,000.00

0.000033277778

2865

100,000.00

0.000033277778

2866

1,001,944.00

0.000333424701

2869

6,880.32

0.000002289618

2770

16,636,733.60

0.005536335283

2771

2,998,746.75

0.000997916288

2772

100,000.00

0.000033277778

2773

120,000.00

0.000039933334

2776

25,819,146.00

0.008592038102

2778

153,634,051.31

0.051125998613

2779

166,526.53

0.000055416329

2789

1,554,138.31

0.000517182697

2791

100,658.20

0.000033496812

2792

417,367.53

0.000138890640

2793

651,313.13

0.000216742538

2794

220,000.78

0.000073211371

2795

649,473.64

0.000216130396

2797

94,495.19

0.000031445900

2799

250,000.00

0.000083194445

2800

600,000.01

0.000199666672

2801

1,000,000.00

0.000332777781

2804

60,955.08

0.000020284496

2805

47,361.60

0.000015760888

2806

65,000.59

0.000021630752

2807

50,219.85

0.000016712050

2808

204,679.63

0.000068112833

2809

100,000.00

0.000033277778

2810

176,904.50

0.000058869887

2813

505,556.10

0.000168237837

2814

30,087.28

0.000010012378

2815

99,998.27

0.000033277202

2816

35,002.81

0.000011648157

2817

203,364.71

0.000067675257

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 47 of 69

CITCO NET LOSS

CITCO RATIO

2819

308,500.00

0.000102661945

2917

5,536,284.67

0.001842352525

2918

199,999.94

0.000066555536

2927

500,000.00

0.000166388890

2928

101,000.00

0.000033610556

2929

263,859.49

0.000087806575

2930

106,994.89

0.000035605522

2936

500,000.00

0.000166388890

2937

2,147,665.82

0.000714695465

2938

190,961.78

0.000063547837

2940

18,822,212.25

0.006263614018

2941

9,722,286.98

0.003235361083

2942

5,793,915.81

0.001928086444

2943

99,000.00

0.000032945000

2944

450,001.11

0.000149750371

2945

100,004.12

0.000033279149

2946

548,342.66

0.000182476253

2947

374,485.99

0.000124620617

2959

810,004.16

0.000269551387

2963

100,000.00

0.000033277778

2964

399,998.96

0.000133110766

2966

29,676.41

0.000009875650

2972

572,490.78

0.000190512211

2973

542,489.41

0.000180528422

2976

74,897.51

0.000024924227

2978

149,997.44

0.000049915815

2979

104,011.55

0.000034612733

2986

7,999,999.90

0.002662222211

2988

15,740.88

0.000005238215

2989

735,193.22

0.000244655968

3000

150,001.95

0.000049917316

3002

78,590.85

0.000026153289

3003

39,312.20

0.000013082227

3005

160,494.00

0.000053408837

3006

100,164.51

0.000033332523

3007

300,000.00

0.000099833334

3011

3,946.11

0.000001313178

3013

8,515.29

0.000002833699

3016

4,153.80

0.000001382292

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 48 of 69

CITCO NET LOSS

CITCO RATIO

3017

7,476.84

0.000002488126

3019

2,076.90

0.000000691146

3023

3,389.86

0.000001128070

3028

10,592.19

0.000003524845

3030

1,453.83

0.000000483802

3031

2,492.28

0.000000829375

3032

5,192.25

0.000001727865

3036

8,973.14

0.000002986062

3038

31,254.60

0.000010400836

3039

20,937.44

0.000006967515

3041

1,453.83

0.000000483802

3042

3,115.35

0.000001036719

3043

53,838.84

0.000017916370

3044

26,919.42

0.000008958185

3045

64,695.92

0.000021529365

3047

1,038.45

0.000000345573

3048

4,153.80

0.000001382292

3050

2,076.90

0.000000691146

3051

3,115.35

0.000001036719

3052

46,021.44

0.000015314913

3054

51,616.80

0.000017176924

3057

53,172.84

0.000017694740

3059

13,132.97

0.000004370361

3067

364,907.32

0.000121433048

3068

31,181.50

0.000010376510

3069

5,192.25

0.000001727865

3070

5,192.25

0.000001727865

3071

17,447.52

0.000005806147

3073

7,020.54

0.000002336280

3074

8,930.67

0.000002971929

3080

26,124.41

0.000008693623

3081

19,897.84

0.000006621559

3083

116,540.51

0.000038782092

3084

53,933.40

0.000017947837

3085

95,713.64

0.000031851373

3087

2,076.90

0.000000691146

3088

51,710.26

0.000017208026

3089

8,252.07

0.000002746106

3090

45,490.85

0.000015138344

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 49 of 69

CITCO NET LOSS

CITCO RATIO

3093

7,380.54

0.000002456080

3094

13,707.54

0.000004561565

3095

95,310.10

0.000031717084

3096

16,714.57

0.000005562238

3097

10,423.18

0.000003468603

3098

20,899.53

0.000006954899

3101

10,418.20

0.000003466945

3102

2,076.90

0.000000691146

3103

8,930.67

0.000002971929

3107

26,124.41

0.000008693623

3109

1,038.45

0.000000345573

3110

2,076.90

0.000000691146

3112

2,492.28

0.000000829375

3113

32,343.49

0.000010763195

3114

20,896.32

0.000006953831

3115

43,758.88

0.000014561983

3116

1,453.83

0.000000483802

3120

2,076.90

0.000000691146

3121

27,191.04

0.000009048574

3122

4,153.80

0.000001382292

3124

42,193.00

0.000014040893

3125

200,002.60

0.000066556421

3130

44,000.23

0.000014642299

3131

53,999.84

0.000017969947

3133

20,000.03

0.000006655566

3138

29,938.58

0.000009962894

3140

1,014,601.53

0.000337636845

3141

50,000.00

0.000016638889

3142

25,712.99

0.000008556712

3144

74,999.81

0.000024958270

3147

249,999.99

0.000083194442

3148

100,000.00

0.000033277778

3150

750,000.00

0.000249583335

3152

10,582.09

0.000003521484

3162

200,000.00

0.000066555556

3172

149,999.40

0.000049916467

3173

222,264.13

0.000073964564

3174

19,997.04

0.000006654571

3177

29,692.97

0.000009881161

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 50 of 69

CITCO NET LOSS

CITCO RATIO

3178

59,999.60

0.000019966534

3181

3,000,000.00

0.000998333342

3183

250,001.53

0.000083194954

3185

236,288.00

0.000078631396

3187

20,400.00

0.000006788667

3192

1,168,007.26

0.000388686864

3193

50,557.52

0.000016824419

3195

1,147,175.65

0.000381754567

3196

199,633.76

0.000066433680

3197

198,572.72

0.000066080589

3199

397,213.13

0.000132183704

3200

232,858.20

0.000077490035

3201

299,459.22

0.000099653375

3202

455,962.93

0.000151734332

3204

100,000.00

0.000033277778

3207

19,997.59

0.000006654754

3208

300,000.00

0.000099833334

3209

29,100.00

0.000009683833

3211

36,756.26

0.000012231667

3212

22,861.88

0.000007607926

3213

36,948.93

0.000012295783

3214

68,204.91

0.000022697079

3217

160,494.08

0.000053408864

3225

100,000.00

0.000033277778

3226

250,000.00

0.000083194445

3227

250,000.00

0.000083194445

3229

48,532.56

0.000016150558

3249

966,020.27

0.000321470081

3250

1,450,766.37

0.000482782813

3261

6,988.38

0.000002325578

3266

1,000,000.00

0.000332777781

3269

2,359,945.52

0.000785337432

3270

100,000.00

0.000033277778

2278

33,357.39

0.000011100598

3272

399,998.62

0.000133110653

3274

400,000.00

0.000133111112

3277

20,024.41

0.000006663679

3280

100,003.19

0.000033278840

3282

180,247.52

0.000059982370

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 51 of 69

CITCO NET LOSS

CITCO RATIO

3283

150,000.00

0.000049916667

3286

400,000.00

0.000133111112

3288

52,178,199.93

0.017363745566

3292

132,093.15

0.000043957665

3296

150,000.00

0.000049916667

3298

140,000.00

0.000046588889

3299

999,994.76

0.000332776037

3300

950,002.20

0.000316139624

3302

66,085.47

0.000021991776

3304

250,000.00

0.000083194445

3307

149,999.28

0.000049916427

3308

200,000.03

0.000066555566

3309

24,999.98

0.000008319438

3310

100,999.96

0.000033610543

3311

230,000.00

0.000076538890

3312

29,968.54

0.000009972864

3313

188,000.00

0.000062562223

3315

103,498.81

0.000034442104

3316

199,997.66

0.000066554777

3317

149,999.28

0.000049916427

3322

1,006,500.03

0.000334940846

3331

149,999.89

0.000049916630

3333

209,576.00

0.000069742236

3334

26,016.47

0.000008657703

3349

450,000.00

0.000149750001

3357

75,400.18

0.000025091505

3360

250,000.00

0.000083194445

3361

250,000.00

0.000083194445

3362

69,197.17

0.000023027281

3363

148,451.14

0.000049401241

3364

101,650.00

0.000033826861

3365

200,000.00

0.000066555556

3366

250,000.00

0.000083194445

3367

129,910.70

0.000043231394

3370

210,000.00

0.000069883334

3373

135,000.00

0.000044925000

3374

115,001.46

0.000038269931

3375

440,004.12

0.000146423594

3376

100,000.00

0.000033277778

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 52 of 69

CITCO NET LOSS

CITCO RATIO

3377

1,002,227.53

0.000333519053

3378

500,000.00

0.000166388890

3383

101,000.00

0.000033610556

3386

246,090.80

0.000081893550

3390

1,468,028.75

0.000488527349

3391

1,589,666.29

0.000529005620

3392

1,301,789.42

0.000433206594

3395

450,000.00

0.000149750001

3397

100,000.00

0.000033277778

3399

249,999.28

0.000083194206

3407

635,000.00

0.000211313891

3410

1,390,000.00

0.000462561115

3424

74,993.68

0.000024956230

3425

482,854.98

0.000160683409

3426

121,686.99

0.000040494726

3427

20,000,000.00

0.006655555611

3428

140,000.00

0.000046588889

3430

914,160.21

0.000304212206

3431

101,500.00

0.000033776945

3432

200,000.00

0.000066555556

3433

200,000.00

0.000066555556

3434

15,298.84

0.000005091114

3435

1,197,977.20

0.000398660194

3436

44,988.11

0.000014971043

3437

100,000.00

0.000033277778

3438

249,999.02

0.000083194119

3439

30,300.00

0.000010083167

3440

469,527.22

0.000156248226

3441

50,575.00

0.000016830236

3442

750,000.00

0.000249583335

3443

50,000.00

0.000016638889

3444

53,766.07

0.000017892153

3445

500,013.18

0.000166393276

3446

253,832.43

0.000084469793

3447

80,246.97

0.000026704409

3448

9,000,000.01

0.002995000028

3449

33,333.33

0.000011092592

3450

1,689,440.00

0.000562208094

3452

141,400.00

0.000047054778

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 53 of 69

CITCO NET LOSS

CITCO RATIO

3454

192,000.00

0.000063893334

3456

23,541.15

0.000007833972

3458

213,993.18

0.000071212175

3459

81,435.53

0.000027099935

3460

37,975.39

0.000012637366

10032

36,211.69

0.000012050446

10050

100,000.00

0.000033277778

10106

100,000.00

0.000033277778

10110

53,498.61

0.000017803149

10146

106,996.00

0.000035605891

10151

31,345,000.00

0.010430919532

10157

100,003.40

0.000033278910

10159

78,521.41

0.000026130181

10238

8,998.89

0.000002994631

10272

250,002.39

0.000083195240

10282

100,000.00

0.000033277778

10284

47,078.25

0.000015666596

10288

99,999.31

0.000033277548

10290

6,356.53

0.000002115312

10293

414,316.58

0.000137875352

10312

245,000.00

0.000081530556

10319

55,000.00

0.000018302778

10321

1,099,998.61

0.000366055096

10369

74,998.70

0.000024957901

10419

61,399.85

0.000020432506

10422

100,000.00

0.000033277778

10423

299,999.84

0.000099833281

10457

32,879.94

0.000010941713

10471

83,003.29

0.000027621651

10478

99,998.54

0.000033277292

10480

27,455.07

0.000009136437

10481

18,303.30

0.000006090932

10491

312,000.00

0.000103826668

10514

44,884.81

0.000014936667

10516

129,993.97

0.000043259105

10520

142,824.54

0.000047528833

10522

1,999,999.28

0.000665555322

10529

500,001.37

0.000166389346

10533

22,469.03

0.000007477194

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 54 of 69

CITCO NET LOSS

CITCO RATIO

10539

23,249.52

0.000007736924

10551

8,417.65

0.000002801207

10552

193,096.92

0.000064258364

10568

300,003.34

0.000099834446

10569

46,495.87

0.000015472792

10574

100,041.33

0.000033291532

10586

106,996.00

0.000035605891

10591

114,535.30

0.000038114803

10600

99,999.94

0.000033277758

10612

43,271.54

0.000014399807

10614

105,147.39

0.000034990715

10618

100,150.00

0.000033327695

10622

105,004.38

0.000034943125

10626

27,818.96

0.000009257532

10630

70,617.36

0.000023499888

10632

149,876.40

0.000049875536

10636

200,000.00

0.000066555556

10645

55,632.57

0.000018513283

10681

299,970.00

0.000099823351

10682

159,997.03

0.000053243457

10688

25,000.00

0.000008319445

10690

99,998.94

0.000033277425

10754

298,499.24

0.000099333915

10755

386,000.07

0.000128452247

10766

100,000.00

0.000033277778

10726

33,341.20

0.000011095211

10727

33,330.34

0.000011091597

10734

500,000.00

0.000166388890

10741

150,000.00

0.000049916667

10752

100,000.00

0.000033277778

10772

1,176,956.00

0.000391664805

10797

100,000.00

0.000033277778

10810

499,995.57

0.000166387416

10825

320,989.31

0.000106818110

10829

98,001.88

0.000032612848

10843

473,000.00

0.000157403890

10844

97,820.78

0.000032552582

10850

32,189.00

0.000010711784

10851

52,772.43

0.000017561492

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 55 of 69

CITCO NET LOSS

CITCO RATIO

10854

349,994.74

0.000116470473

10855

200,000.00

0.000066555556

10909

58,408.38

0.000019437011

10918

18,240.56

0.000006070053

10927

97,576.78

0.000032471384

10938

499,999.59

0.000166388754

10941

39,176.17

0.000013036959

10942

102,255.85

0.000034028475

10947

249,999.84

0.000083194392

10959

6,704.63

0.000002231152

10960

2,434.28

0.000000810074

10961

4,386.87

0.000001459853

10963

12,645.27

0.000004208065

10964

20,884.13

0.000006949774

10965

7,818.15

0.000002601707

10966

10,328.97

0.000003437252

10967

1,453.83

0.000000483802

10968

8,930.67

0.000002971929

10969

5,192.25

0.000001727865

10970

20,798.28

0.000006921205

10971

8,374.93

0.000002786991

10972

1,038.45

0.000000345573

10973

2,392.84

0.000000796284

10974

5,192.25

0.000001727865

10978

100,000.00

0.000033277778

10979

17,344.44

0.000005771844

10982

21,496.06

0.000007153411

10988

20,333.67

0.000006766594

10989

315,536.37

0.000105003493

10991

23,235.98

0.000007732418

10992

200,000.00

0.000066555556

10993

100,000.00

0.000033277778

10994

63,836.27

0.000021243292

10995

80,790.06

0.000026885137

10996

10,233.58

0.000003405508

11003

127,581.01

0.000042456125

11004

50,000.00

0.000016638889

11006

36,869.36

0.000012269304

11008

34,192.66

0.000011378558

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 56 of 69

CITCO NET LOSS

CITCO RATIO

11009

100,000.00

0.000033277778

11011

13,278.63

0.000004418833

11029

15,777.94

0.000005250548

11030

82,365.46

0.000027409395

11031

159,703.15

0.000053145660

11032

30,129.92

0.000010026568

11033

31,136.05

0.000010361386

11034

117,166.56

0.000038990428

11036

23,049.05

0.000007670212

11037

30,867.90

0.000010272151

11039

25,273.25

0.000008410376

11040

59,414.75

0.000019771909

11041

34,409.96

0.000011450870

11043

10,000.61

0.000003327981

11050

28,548.21

0.000009500210

11054

9,624.30

0.000003202753

11057

54,642.48

0.000018183803

11058

44,432.73

0.000014786225

11059

182,966.47

0.000060887176

11060

350,000.00

0.000116472223

11062

34,286.72

0.000011409859

11102

956,820.60

0.000318408636

11103

54,441.74

0.000018117001

11119

13,941.94

0.000004639568

11123

110,852.30

0.000036889182

11126

70,000.00

0.000023294445

11131

31,774.10

0.000010573714

11132

31,445.54

0.000010464377

11133

100,000.00

0.000033277778

11135

23,987.83

0.000007982617

11136

33,240.98

0.000011061860

11137

153,712.27

0.000051152028

11139

23,416.90

0.000007792624

11140

25,657.62

0.000008538286

11141

5,426.95

0.000001805968

11142

402,362.65

0.000133897350

11209

29,724.68

0.000009891713

11151

100,003.82

0.000033279049

11152

31,124.09

0.000010357406

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 57 of 69

CITCO NET LOSS

CITCO RATIO

11158

63,814.70

0.000021236114

11159

16,521.05

0.000005497838

11160

407,532.98

0.000135617921

11163

17,697.47

0.000005889325

11164

18,555.33

0.000006174802

11165

24,940.53

0.000008299654

11166

11,229.08

0.000003736788

11168

41,459.70

0.000013796867

11169

49,394.66

0.000016437445

11174

44,939.75

0.000014954950

11177

34,999.57

0.000011647079

11180

100,000.00

0.000033277778

11181

200,000.00

0.000066555556

11184

33,160.20

0.000011034978

11185

4,621.98

0.000001538092

11186

35,746.06

0.000011895495

11187

26,507.62

0.000008821147

11191

2,050,000.00

0.000682194450

11195

99,161.24

0.000032998657

11196

48,700.88

0.000016206571

11213

100,000.00

0.000033277778

11214

149,999.48

0.000049916494

11216

10,763.63

0.000003581897

11222

1,499,994.65

0.000499164890

11233

250,000.00

0.000083194445

11234

130,840.24

0.000043540725

11236

46,882.11

0.000015601325

11239

50,003.19

0.000016639951

11240

25,389.51

0.000008449065

11241

27,992.95

0.000009315432

11245

36,259.28

0.000012066283

11246

184,999.79

0.000061563820

11247

25,591.25

0.000008516199

11251

195,000.00

0.000064891667

11252

25,123.55

0.000008360559

11254

80,620.75

0.000026828794

11255

27,623.84

0.000009192600

11256

146,090.32

0.000048615612

11355

13,870.49

0.000004615791

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 58 of 69

CITCO NET LOSS

CITCO RATIO

11356

61,000.00

0.000020299445

11378

27,624.68

0.000009192880

11394

100,000.17

0.000033277835

11395

24,682.07

0.000008213644

11401

218,067.11

0.000072567889

11403

350,000.00

0.000116472223

11404

45,965.39

0.000015296260

11407

100,000.00

0.000033277778

11360

50,000.00

0.000016638889

11361

63,050.14

0.000020981686

11363

34,105.32

0.000011349493

11364

22,584.92

0.000007515760

11367

999,996.54

0.000332776629

11372

249,999.42

0.000083194252

11417

99,999.85

0.000033277728

11419

100,000.00

0.000033277778

11421

53,953.74

0.000017954606

11422

256,996.00

0.000085522558

11425

631,741.40

0.000210229501

11429

30,066.89

0.000010005593

11431

110,302.42

0.000036706195

11436

28,259.13

0.000009404011

11438

40,318.01

0.000013416938

11443

521,669.38

0.000173599978

11444

180,004.12

0.000059901372

11456

94,725.47

0.000031522532

11458

200,000.00

0.000066555556

11459

100,000.00

0.000033277778

11460

100,000.00

0.000033277778

11461

50,000.00

0.000016638889

11462

29,045.74

0.000009665777

11466

250,000.00

0.000083194445

11474

24,397.25

0.000008118863

11479

365,279.61

0.000121556938

11482

500,000.00

0.000166388890

11483

414,839.69

0.000138049431

11485

15,973.68

0.000005315686

11486

33,113.99

0.000011019600

11487

100,498.82

0.000033443774

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 59 of 69

CITCO NET LOSS

CITCO RATIO

11488

55,110.29

0.000018339480

11489

119,815.37

0.000039871893

11490

335,385.32

0.000111608782

11492

7,755.46

0.000002580845

11493

30,256.63

0.000010068734

11495

28,322.07

0.000009424956

11496

128,725.82

0.000042837093

11497

6,293.53

0.000002094347

11498

27,697.89

0.000009217242

11499

80,247.01

0.000026704422

11500

100,003.82

0.000033279049

11501

149,995.29

0.000049915100

11506

419,579.87

0.000139626858

11510

21,135.52

0.000007033431

11511

6,831.40

0.000002273338

11512

6,831.40

0.000002273338

11513

20,564.54

0.000006843422

11520

100,871.75

0.000033567877

11521

150,000.00

0.000049916667

11524

200,000.00

0.000066555556

11537

250,000.00

0.000083194445

11555

198,000.00

0.000065890001

11561

150,000.00

0.000049916667

11562

1,125,639.33

0.000374587758

11563

100,000.00

0.000033277778

11568

100,000.00

0.000033277778

11572

139,094.80

0.000046287659

11575

1,039,264.82

0.000345844240

11578

3,449.84

0.000001148030

11583

83,958.94

0.000027939670

11589

150,003.90

0.000049917965

11642

210,909.97

0.000070186152

11643

1,000,000.00

0.000332777781

11593

149,794.40

0.000049848248

11600

300,000.00

0.000099833334

11602

108,233.84

0.000036017817

11609

550,000.00

0.000183027779

11612

100,812.32

0.000033548100

11613

37,280.28

0.000012406049

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 60 of 69

CITCO NET LOSS

CITCO RATIO

11614

31,810.19

0.000010585724

11615

21,130.27

0.000007031684

11616

22,762.72

0.000007574927

11617

91,990.85

0.000030612511

11618

2,000,000.27

0.000665555651

11661

40,875.72

0.000013602531

11662

45,314.30

0.000015079592

11663

20,121.74

0.000006696068

11667

200,000.00

0.000066555556

11668

45,381.48

0.000015101948

11669

30,693.82

0.000010214221

11670

82,418.95

0.000027427195

11672

52,498.32

0.000017470274

11675

320,988.00

0.000106817674

11694

50,004.13

0.000016640263

11695

172,399.14

0.000057370603

11697

300,004.12

0.000099834705

11708

100,000.00

0.000033277778

11709

37,914.19

0.000012617000

11720

200,008.30

0.000066558318

11726

16,533.18

0.000005501875

11727

8,939.05

0.000002974717

11728

28,482.73

0.000009478420

11729

70,469.66

0.000023450737

11730

52,219.98

0.000017377649

11731

25,702.68

0.000008553281

11733

100,000.00

0.000033277778

11738

174,938.46

0.000058215632

11739

100,000.00

0.000033277778

11740

250,000.00

0.000083194445

11749

100,000.00

0.000033277778

11754

250,000.00

0.000083194445

11805

30,471.85

0.000010140355

11806

19,377.04

0.000006448248

11807

19,497.23

0.000006488245

11808

51,097.72

0.000017004186

11809

42,817.09

0.000014248576

11812

265,080.88

0.000088213027

11813

14,131.12

0.000004702523

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 61 of 69

CITCO NET LOSS

CITCO RATIO

11816

114,998.96

0.000038269099

11817

114,998.96

0.000038269099

11818

75,000.00

0.000024958334

11819

145,896.29

0.000048551044

11827

438,000.60

0.000145756868

11844

128,252.97

0.000042679739

11846

249,200.44

0.000082928369

11847

249,786.90

0.000083123530

11757

650,006.62

0.000216307760

11758

299,998.66

0.000099832888

11761

250,002.21

0.000083195181

11762

399,996.54

0.000133109961

11763

600,000.00

0.000199666668

11770

79,999.41

0.000026622026

11771

30,000.12

0.000009983373

11772

49,997.53

0.000016638067

11775

433,170.39

0.000144149481

11778

93,174.72

0.000031006477

11779

125,000.00

0.000041597223

11780

230,000.00

0.000076538890

11781

2,445,353.54

0.000813759324

11783

155,722.75

0.000051821071

11785

1,980,134.10

0.000658944631

11788

401,305.45

0.000133545537

11798

99,519.44

0.000033117858

11799

44,910.20

0.000014945117

11800

12,711.24

0.000004230018

11802

30,472.12

0.000010140444

11803

845,508.02

0.000281366282

11804

64,721.22

0.000021537784

11857

24,282.19

0.000008080573

11860

74,423.06

0.000024766341

11863

249,999.11

0.000083194149

11865

10,838.94

0.000003606958

11872

210,000.00

0.000069883334

11901

100,000.00

0.000033277778

11903

61,750.42

0.000020549168

11904

405,422.17

0.000134915490

11906

102,786.64

0.000034205110

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 62 of 69

CITCO NET LOSS

CITCO RATIO

11907

49,294.22

0.000016404021

11909

16,657.66

0.000005543299

11911

50,128.93

0.000016681794

11912

19,552.80

0.000006506737

11913

48,793.40

0.000016237359

11914

270,817.53

0.000090122057

11918

327,937.50

0.000109130313

11921

16,533.18

0.000005501875

11923

9,879.96

0.000003287831

11931

74,987.48

0.000024954167

11932

150,000.00

0.000049916667

11951

329,993.15

0.000109814388

11953

70,578.49

0.000023486953

11954

106,996.03

0.000035605901

11955

32,099.02

0.000010681841

11956

47,471.64

0.000015797507

11957

32,099.14

0.000010681881

11960

192,277.12

0.000063985553

11968

500,000.00

0.000166388890

11969

976,753.96

0.000325042015

11970

100,000.03

0.000033277788

11971

304,412.79

0.000101301813

11973

125,000.00

0.000041597223

11974

102,092.64

0.000033974162

11977

46,831.50

0.000015584483

11978

134,471.35

0.000044749077

11981

14,999.44

0.000004991480

12046

400,000.00

0.000133111112

12049

267,490.00

0.000089014729

12051

172,228.76

0.000057313905

12068

525,000.00

0.000174708335

12073

102,150.04

0.000033993264

12077

100,000.00

0.000033277778

12090

319,996.16

0.000106487612

12102

374,809.66

0.000124728327

12103

49,999.96

0.000016638876

12111

242,160.05

0.000080585484

12117

85,403.70

0.000028420454

12118

44,006.01

0.000014644222

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 63 of 69

CITCO NET LOSS

CITCO RATIO

12119

124,504.90

0.000041432464

12120

16,859.26

0.000005610387

12121

13,565.30

0.000004514230

12123

63,293.78

0.000021062764

12124

15,114.40

0.000005029736

12125

55,677.26

0.000018528155

12126

17,774.12

0.000005914832

12127

8,429.63

0.000002805194

12128

73,318.70

0.000024398834

12129

73,318.70

0.000024398834

12130

73,318.70

0.000024398834

12132

104,263.35

0.000034696526

12135

59,999.03

0.000019966344

12136

259,849.10

0.000086472007

12144

64,725.99

0.000021539371

12145

97,935.73

0.000032590835

12159

99,999.08

0.000033277472

12160

99,832.01

0.000033221875

12163

100,000.00

0.000033277778

12164

65,004.55

0.000021632070

12166

133,326.79

0.000044368193

12168

450,000.05

0.000149750018

12171

41,201.54

0.000013710957

12172

103,526.00

0.000034451153

12173

171,000.02

0.000056905007

12175

66,337.52

0.000022075653

12176

153,110.00

0.000050951606

12179

26,259.20

0.000008738478

12181

200,000.00

0.000066555556

12194

22,913.03

0.000007624947

12195

106,995.83

0.000035605835

12197

26,952.21

0.000008969097

12242

16,874.86

0.000005615578

12245

14,091.18

0.000004689232

12247

9,305.81

0.000003096767

12248

38,392.73

0.000012776247

12249

68,696.70

0.000022860735

12250

34,080.90

0.000011341366

12251

83,863.15

0.000027907793

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 64 of 69

CITCO NET LOSS

CITCO RATIO

12260

900,000.00

0.000299500003

12263

49,073.04

0.000016330417

12273

378,778.64

0.000126049115

12299

1,821,913.93

0.000606292474

12301

350,000.00

0.000116472223

12304

75,000.00

0.000024958334

12308

137,935.77

0.000045901959

12361

855,968.00

0.000284847131

12362

500,000.00

0.000166388890

12367

101,899.99

0.000033910053

12368

46,008.28

0.000015310533

12369

170,001.97

0.000056572878

12371

117,569.58

0.000039124544

12372

148,556.55

0.000049436319

12374

198,075.39

0.000065915089

12375

50,536.92

0.000016817564

12377

150,407.50

0.000050052274

12378

50,536.92

0.000016817564

12380

49,999.97

0.000016638879

12388

40,078.33

0.000013337178

12389

44,298.90

0.000014741690

12390

68,272.39

0.000022719534

12391

17,719.56

0.000005896676

12392

35,439.12

0.000011793352

12393

62,018.46

0.000020638365

12394

57,392.52

0.000019098955

12395

66,622.88

0.000022170614

12396

237,883.09

0.000079162207

12397

150,000.00

0.000049916667

12398

442,140.54

0.000147134548

12315

60,097.51

0.000019999116

12316

99,999.97

0.000033277768

12317

58,847.80

0.000019583240

12318

26,749.00

0.000008901473

12319

26,749.52

0.000008901646

12320

151,263.86

0.000050337252

12322

100,001.53

0.000033278287

12323

29,999.06

0.000009983021

12332

134,595.59

0.000044790422

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 65 of 69

CITCO NET LOSS

CITCO RATIO

12334

80,001.56

0.000026622742

12342

42,798.41

0.000014242360

12345

199,996.30

0.000066554325

12350

50,000.00

0.000016638889

12357

383,457.38

0.000127606096

12358

372,678.85

0.000124019241

12359

56,981.72

0.000018962250

12360

1,249,999.24

0.000415971973

12438

106,044.57

0.000035289277

12439

200,013.62

0.000066560089

12440

200,004.07

0.000066556911

12445

200,000.00

0.000066555556

12459

650,006.39

0.000216307684

12465

1,500,000.00

0.000499166671

12467

1,689,830.69

0.000562338107

12470

4,779,621.45

0.001590551818

12473

72,266.09

0.000024048549

12476

320,988.00

0.000106817674

12477

99,997.75

0.000033277029

12479

200,000.00

0.000066555556

12487

155,144.20

0.000051628543

12488

17,832.62

0.000005934300

12489

17,832.62

0.000005934300

12490

17,832.60

0.000005934293

12492

171,193.60

0.000056969426

12499

149,555.33

0.000049768691

12553

11,051.94

0.000003677840

12554

151,903.31

0.000050550046

12562

105,711.96

0.000035178591

12563

100,690.25

0.000033507478

12564

50,261.48

0.000016725904

12565

37,507.46

0.000012481649

12566

22,712.23

0.000007558125

12567

78,497.90

0.000026122357

12568

50,024.01

0.000016646879

12569

188,894.43

0.000062859869

12570

52,105.82

0.000017339659

12571

60,000.17

0.000019966723

12572

9,978.95

0.000003320773

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 66 of 69

CITCO NET LOSS

CITCO RATIO

12573

56,667.96

0.000018857838

12574

90,002.20

0.000029950732

12575

128,150.87

0.000042645762

12576

10,152.84

0.000003378640

12577

13,521.07

0.000004499512

12578

51,796.87

0.000017236847

12579

14,683.84

0.000004886456

12580

9,961.95

0.000003315116

12581

50,103.61

0.000016673368

12582

31,181.43

0.000010376487

12583

29,781.65

0.000009910671

12584

51,936.88

0.000017283440

12585

20,514.51

0.000006826773

12586

68,250.05

0.000022712100

12587

70,000.31

0.000023294548

12588

97,004.75

0.000032281025

12589

10,033.54

0.000003338939

12590

62,280.57

0.000020725590

12591

50,440.04

0.000016785325

12592

55,752.58

0.000018553220

12593

50,845.47

0.000016920243

12594

50,700.06

0.000016871853

12595

225,277.53

0.000074967356

12596

50,017.56

0.000016644733

12597

51,033.36

0.000016982768

12598

62,356.23

0.000020750768

12599

9,191,246.72

0.003058642684

12603

952,264.40

0.000316892434

12608

152,655.00

0.000050800192

12609

58,836.00

0.000019579313

12612

2,213,008.76

0.000736440144

12507

108,848.66

0.000036222415

12515

110,000.05

0.000036605573

12516

51,331.34

0.000017081929

12518

15,227.33

0.000005067317

12519

54,317.13

0.000018075534

12531

190,172.40

0.000063285149

12533

66,227.89

0.000022039170

12534

60,066.11

0.000019988667

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 67 of 69

CITCO NET LOSS

CITCO RATIO

12537

5,685.03

0.000001891852

12540

47,090.32

0.000015670612

12541

37,535.63

0.000012491024

12542

87,365.75

0.000029073380

12543

905,000.00

0.000301163891

12623

150,000.00

0.000049916667

12626

80,324.23

0.000026730119

12630

21,847.60

0.000007270396

12632

199,994.26

0.000066553646

12640

42,498.48

0.000014142550

12644

21,155.47

0.000007040070

12646

277,322.41

0.000092286736

12649

100,029.64

0.000033287642

12655

53,498.00

0.000017802946

12657

1,000,000.00

0.000332777781

12661

32,499.97

0.000010815268

12665

200,000.00

0.000066555556

12672

12,733.92

0.000004237566

12673

21,756.59

0.000007240110

12677

99,996.42

0.000033276587

12681

4,310,003.79

0.001434273495

12682

254,728.43

0.000084767962

12683

155,419.82

0.000051720263

12685

253,536.16

0.000084371201

12686

1,899,994.45

0.000632275936

12687

173,868.28

0.000057859500

12688

200,000.67

0.000066555779

12689

200,000.58

0.000066555749

12690

200,000.00

0.000066555556

12691

7,225.74

0.000002404566

12692

99,167.00

0.000033000574

12696

128,394.64

0.000042726883

12697

193,712.22

0.000064463123

12699

50,771.64

0.000016895674

12700

190,000.00

0.000063227778

12705

377,533.03

0.000125634604

12706

42,797.80

0.000014242157

12707

19,371.63

0.000006446448

12708

567,699.92

0.000188917919

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 68 of 69

CITCO NET LOSS

CITCO RATIO

12710

44,999.93

0.000014974977

12711

500,000.00

0.000166388890

12712

80,358.96

0.000026741676

12713

26,729.57

0.000008895007

12715

101,000.00

0.000033610556

12718

63,194.11

0.000021029596

12721

49,995.45

0.000016637375

12722

93,984.30

0.000031275887

12723

1,701,509.50

0.000566224555

12725

110,125.09

0.000036647183

12727

30,865.71

0.000010271422

12742

100,000.00

0.000033277778

12744

103,686.24

0.000034504477

12750

121,756.00

0.000040517691

12752

100,000.00

0.000033277778

12753

500,000.00

0.000166388890

12760

249,997.35

0.000083193563

12767

8,325,627.52

0.002770583848

12781

357,529.00

0.000118977707

12794

53,578.25

0.000017829651

12795

15,782.37

0.000005252022

12816

10,699.60

0.000003560589

12824

249,999.11

0.000083194149

11919

641,976.00

0.000213635348

12908

100,014.21

0.000033282507

12909

129,999.52

0.000043260952

12910

109,135.92

0.000036318009

12915

66,178.07

0.000022022591

12948

99,995.88

0.000033276407

12951

201,576.18

0.000067080074

12971

35,896.88

0.000011945684

12979

144,577.67

0.000048112236

20000006

33,333.33

0.000011092592

20000007

33,333.33

0.000011092592

20000008

2,800,000.00

0.000931777786

20000009

5,000,000.00

0.001663888903

20000011

499,998.74

0.000166388471

20000012

99,999.68

0.000033277672

20000013

212,681.76

0.000070775764

Authorized Claimants - Citco Settlement
Exhibit C to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 69 of 69

CLAIM NO

CITCO NET LOSS

CITCO RATIO

20000014

1,499,999.98

0.000499166664

20000015

99,999.88

0.000033277738

20000018

131,605.08

0.000043795246

20000022

50,501.00

0.000016805611

20000023

10,699.48

0.000003560549

20000024

40,299.56

0.000013410798

20000025

54,999.59

0.000018302641

3,005,008,322.13

1.000000000000

Total Number of Claims:  2,659

EXHIBIT D

FAIRFIELD GREENWICH SECURITIES LITIGATION
PWC SETTLEMENT
C/O RUST CONSULTING, INC.
P.O. BOX 2874
FARIBAULT, MN 55021-8674

*CLAIMANT-XXX*
XXXXXXX XX, 2016
«compute_0007»
«compute_0008»
«compute_0009»«compute_0010»
«compute_0011»
«compute_0012», «compute_0013» «compute_0014»

NOTICE OF REJECTION*** Claim No: «clm_no» - Account No: «xref»
Dear Claimant,
We received the Proof of Claim and Release form (“Claim”) that you filed, or that was filed on your behalf, in connection with
the Settlement with the PwC Defendants dated January 6, 2016 (the “PwC Settlement”) in Pasha S. Anwar, et al. v. Fairfield
Greenwich Limited, et al. (Civil Action No. 09‐cv‐118). This Notice is to advise you of the calculations of the Claim.
In accordance with the Plan of Allocation approved by the Court and as set forth in the Notice (a copy of the Notice is available
for review at www.fairfieldgreenwichlitigation.com), your Claim does not calculate to a Net Loss and, therefore, will not
receive any distribution from the above-referenced Settlement Fund.
If you have any questions, please call us toll free at 1-855-263-3450 or, from non-United States telephones, 1-612-359-7949; or
email your questions to [e-mail].

Sincerely yours,
Claims Administrator

*NOLP*

*FAIR*

EXHIBIT E

Ineligible Claims - PwC Settlement
Exhibit E to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 1 of 2

CLAIM NO

REASON FOR INELIGIBILITY

CLAIM NO

REASON FOR INELIGIBILITY

783

No Eligible Investment or Holding

807

Claim does not calculate a Net Loss

2542

Claim does not calculate a Net Loss

2999

Claim does not calculate a Net Loss

3136

No Eligible Investment or Holding

3220

Documentation Missing or Unacceptable

3233

No Eligible Investment or Holding

3234

No Eligible Investment or Holding

3235

No Eligible Investment or Holding

3236

No Eligible Investment or Holding

3237

No Eligible Investment or Holding

3238

No Eligible Investment or Holding

3393

Excluded Party

3402

Claim does not calculate a Net Loss

3403

Claim does not calculate a Net Loss

3406

Claim does not calculate a Net Loss

3408

Claim does not calculate a Net Loss

3409

Claim does not calculate a Net Loss

3411

Claim does not calculate a Net Loss

3412

Claim does not calculate a Net Loss
Claim does not calculate a Net Loss

3413

Claim does not calculate a Net Loss

3414

3415

Claim does not calculate a Net Loss

3417

Claim does not calculate a Net Loss

3418

Claim does not calculate a Net Loss

3420

Claim does not calculate a Net Loss

3421

Claim does not calculate a Net Loss

10156

Claim does not calculate a Net Loss

10408

Documentation Missing or Unacceptable

10499

Excluded Party

10525

Documentation Missing or Unacceptable

10562

Claim does not calculate a Net Loss

10779

Documentation Missing or Unacceptable

10780

Documentation Missing or Unacceptable

10782

Documentation Missing or Unacceptable

10784

Documentation Missing or Unacceptable
Documentation Missing or Unacceptable

10785

Documentation Missing or Unacceptable

10786

10787

Documentation Missing or Unacceptable

10788

Documentation Missing or Unacceptable

10789

Documentation Missing or Unacceptable

10921

Documentation Missing or Unacceptable

10923

Documentation Missing or Unacceptable

11005

Claim does not calculate a Net Loss

11176

Documentation Missing or Unacceptable

11178

Documentation Missing or Unacceptable

11453

No Eligible Investment or Holding

11789

Claim does not calculate a Net Loss

11790

No Eligible Investment or Holding

11952

Claim does not calculate a Net Loss

12363

Claim does not calculate a Net Loss

12364

Claim does not calculate a Net Loss
Documentation Missing or Unacceptable

12620

Claim does not calculate a Net Loss

12652

12653

Documentation Missing or Unacceptable

12656

Claim does not calculate a Net Loss

12680

Documentation Missing or Unacceptable

12770

No Eligible Investment or Holding

20322

Duplicate Claim Filed

20579

Documentation Missing or Unacceptable

20844

Claim does not calculate a Net Loss

20896

Claim does not calculate a Net Loss

20901

Claim does not calculate a Net Loss

20954

Duplicate Claim Filed

21242

Claim does not calculate a Net Loss

21363

No Eligible Investment or Holding

21436

Claim does not calculate a Net Loss

21440

Documentation Missing or Unacceptable

21616

Documentation Missing or Unacceptable

21841

Claim does not calculate a Net Loss

21925

Documentation Missing or Unacceptable

21951

Claim does not calculate a Net Loss

22070

Duplicate Claim Filed

22114

Documentation Missing or Unacceptable

22128

Claim does not calculate a Net Loss

22182

Claim does not calculate a Net Loss

22200

Duplicate Claim Filed

22201

Duplicate Claim Filed

22202

Duplicate Claim Filed

22249

Duplicate Claim Filed

22280

Documentation Missing or Unacceptable

22358

Claim does not calculate a Net Loss

22407

Duplicate Claim Filed

22414

Claim does not calculate a Net Loss

22418

Documentation Missing or Unacceptable

22522

Documentation Missing or Unacceptable

22526

Duplicate Claim Filed

22527

Duplicate Claim Filed

22533

Duplicate Claim Filed

22535

No Eligible Investment or Holding

22536

No Eligible Investment or Holding

22537

No Eligible Investment or Holding

22538

No Eligible Investment or Holding

22539

No Eligible Investment or Holding

22540

No Eligible Investment or Holding

22541

No Eligible Investment or Holding

Ineligible Claims - PwC Settlement
Exhibit E to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds
CLAIM NO

REASON FOR INELIGIBILITY

Page 2 of 2

CLAIM NO

REASON FOR INELIGIBILITY

22545

Claim does not calculate a Net Loss

22572

Duplicate Claim Filed

22581

Documentation Missing or Unacceptable

22586

No Eligible Investment or Holding

22589

Duplicate Claim Filed

22642

Duplicate Claim Filed

22656

Duplicate Claim Filed

22661

Duplicate Claim Filed

22681

Claim does not calculate a Net Loss

22713

Claim Withdrawn
Claim does not calculate a Net Loss

20000010

Claim does not calculate a Net Loss

20000016

20000017

Claim does not calculate a Net Loss

20000019

Claim does not calculate a Net Loss

20000020

No Eligible Investment or Holding

20000021

No Eligible Investment or Holding

20000027

Claim does not calculate a Net Loss

20000028

Claim does not calculate a Net Loss

20000029

Claim does not calculate a Net Loss

20000030

Claim does not calculate a Net Loss

20000031

Claim does not calculate a Net Loss

20000032

Claim does not calculate a Net Loss

TOTAL

118

EXHIBIT F

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 1 of 66

PwC NET LOSS

PwC RATIO

3

366,277.13

0.000119838229

4

77,532.00

0.000025366852

6

500,000.00

0.000163589560

8

441,532.64

0.000144460261

12

72,548.59

0.000023736384

13

4,585.19

0.000001500178

14

200,000.00

0.000065435824

15

250,000.00

0.000081794780

16

436,002.49

0.000142650911

17

2,262,555.66

0.000740260970

18

100,003.53

0.000032719067

19

214,997.76

0.000070342778

24

643,499.96

0.000210539751

25

846,849.98

0.000277071631

27

500,000.00

0.000163589560

28

100,000.00

0.000032717912

29

522,774.38

0.000171040862

30

3,815,000.00

0.001248188343

32

85,536.17

0.000027985649

34

249,704.05

0.000081697951

35

57,239.53

0.000018727579

36

28,619.66

0.000009363755

37

87,999.99

0.000028791759

39

2,000,000.00

0.000654358240

43

476,000.00

0.000155737261

44

1,644,500.00

0.000538046063

45

150,000.00

0.000049076868

46

320,000.00

0.000104697318

47

100,000.00

0.000032717912

48

100,000.21

0.000032717981

49

494,725.58

0.000161863880

50

100,250.00

0.000032799707

51

100,000.00

0.000032717912

52

94,999.96

0.000031082003

54

99,999.97

0.000032717902

56

27,995.05

0.000009159396

59

253,964.38

0.000083091842

62

500,000.00

0.000163589560

63

906,936.67

0.000296730742

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 2 of 66

PwC NET LOSS

PwC RATIO

64

110,365.35

0.000036109238

66

10,124.55

0.000003312541

68

146,958.02

0.000048081596

69

200,000.00

0.000065435824

71

100,003.12

0.000032718933

72

100,000.00

0.000032717912

73

60,000.00

0.000019630747

74

85,000.95

0.000027810536

76

98,000.00

0.000032063554

77

100,000.00

0.000032717912

78

100,000.00

0.000032717912

79

3,434,370.00

0.001123654155

81

299,999.90

0.000098153703

82

250,000.00

0.000081794780

84

1,871,087.13

0.000612180641

85

50,000.00

0.000016358956

87

39,989.48

0.000013083723

88

490,188.32

0.000160379383

90

500,000.00

0.000163589560

95

800,000.06

0.000261743316

96

166,038.93

0.000054324471

98

250,000.00

0.000081794780

100

249,980.00

0.000081788236

102

457,967.49

0.000149837400

103

999,953.15

0.000327163792

104

250,000.00

0.000081794780

105

1,325,087.34

0.000433540910

106

75,000.08

0.000024538460

107

240,405.90

0.000078655791

109

218,067.11

0.000071347005

110

100,000.00

0.000032717912

113

68,599.75

0.000022444406

114

88,273.06

0.000028881102

115

1,999,998.50

0.000654357749

136

572,395.00

0.000187275692

137

500,379.83

0.000163713833

138

130,000.00

0.000042533286

140

250,000.00

0.000081794780

116

99,999.96

0.000032717899

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 3 of 66

PwC NET LOSS

PwC RATIO

120

33,554.14

0.000010978214

125

92,727.99

0.000030338662

126

200,000.16

0.000065435876

128

278,054.28

0.000090973555

129

409,984.92

0.000134138505

132

354,884.53

0.000116110808

133

41,566.40

0.000013599658

134

51,958.00

0.000016999573

141

139,999.91

0.000045805047

142

932,000.00

0.000304930940

144

101,500.00

0.000033208681

146

150,000.00

0.000049076868

148

29,999.97

0.000009815364

149

200,000.00

0.000065435824

151

16,194.10

0.000005298371

155

48,231.11

0.000015780212

157

450,000.00

0.000147230604

158

100,011.82

0.000032721779

160

20,313.16

0.000006646042

163

149,997.98

0.000049076207

166

50,000.07

0.000016358979

168

199,999.04

0.000065435510

169

170,679.31

0.000055842706

170

1,375,000.00

0.000449871290

173

250,000.04

0.000081794793

176

9,999,995.60

0.003271789762

181

200,000.00

0.000065435824

182

68,687.38

0.000022473077

183

102,562.94

0.000033556452

185

100,000.00

0.000032717912

188

99,976.79

0.000032710318

189

20,783.20

0.000006799829

190

89,185.86

0.000029179751

191

1,210,924.12

0.000396189088

192

100,000.00

0.000032717912

193

100,000.00

0.000032717912

194

240,406.06

0.000078655843

195

158,395.99

0.000051823861

197

91,583.20

0.000029964111

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 4 of 66

PwC NET LOSS

PwC RATIO

199

125,000.00

0.000040897390

200

10,322,370.59

0.003377264127

204

500,000.00

0.000163589560

205

2,000,000.00

0.000654358240

206

50,000.00

0.000016358956

207

114,765.20

0.000037548777

211

749,999.97

0.000245384330

212

100,000.00

0.000032717912

213

27,949.08

0.000009144355

214

114,479.00

0.000037455138

215

4,750,000.00

0.001554100821

216

64,999,999.97

0.021266642798

217

125,250,001.00

0.040979185123

218

40,200,000.00

0.013152600629

219

31,500,000.03

0.010306142294

223

72,751.40

0.000023802739

224

61,471.80

0.000020112289

226

100,000.00

0.000032717912

232

331,989.10

0.000108619902

233

100,591.73

0.000032911514

236

14,000.00

0.000004580508

237

100,000.00

0.000032717912

238

185,000.00

0.000060528137

240

20,999.69

0.000006870660

241

114,479.00

0.000037455138

245

150,000.00

0.000049076868

246

25,330.39

0.000008287575

248

436,134.21

0.000142694007

252

29,999.09

0.000009815076

253

31,730.00

0.000010381393

254

11,000.00

0.000003598970

256

57,239.50

0.000018727569

257

91,583.19

0.000029964108

258

114,479.00

0.000037455138

263

228,957.45

0.000074910097

264

148,828.29

0.000048693509

267

99,997.47

0.000032717084

268

100,170.77

0.000032773784

269

222,721.52

0.000072869831

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 5 of 66

PwC NET LOSS

PwC RATIO

270

120,504.90

0.000039426687

271

98,253.70

0.000032146559

272

83,605.07

0.000027353833

275

1,749,989.33

0.000572559969

277

50,000.14

0.000016359002

278

285,773.72

0.000093499194

279

1,520,001.25

0.000497312672

280

1,000,000.00

0.000327179120

281

640,000.00

0.000209394637

282

270,544.44

0.000088516492

283

351,953.26

0.000115151758

285

100,000.00

0.000032717912

288

149,628.07

0.000048955180

289

173,934.06

0.000056907593

294

27,147.00

0.000008881932

296

200,003.77

0.000065437057

297

29,999.96

0.000009815361

298

60,000.02

0.000019630754

299

150,000.00

0.000049076868

300

62,199.37

0.000020350335

301

14,000.00

0.000004580508

302

50,000.00

0.000016358956

303

110,020.19

0.000035996309

306

150,539.90

0.000049253512

307

5,160.29

0.000001688339

310

350,000.00

0.000114512692

311

450,000.48

0.000147230761

312

99,999.08

0.000032717611

313

100,002.66

0.000032718782

314

100,000.00

0.000032717912

315

65,983.47

0.000021588414

317

1,403,946.51

0.000459341984

318

70,525.22

0.000023074379

320

100,000.00

0.000032717912

321

600,000.00

0.000196307472

322

114,477.98

0.000037454805

323

150,000.00

0.000049076868

324

150,000.00

0.000049076868

325

2,060,013.80

0.000673993503

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 6 of 66

PwC NET LOSS

PwC RATIO

326

247,303.03

0.000080912388

328

250,000.00

0.000081794780

329

297,000.00

0.000097172199

330

250,002.39

0.000081795562

331

249,999.18

0.000081794512

332

250,002.39

0.000081795562

334

69,999.87

0.000022902496

335

246,445.95

0.000080631969

337

11,000.00

0.000003598970

338

200,000.00

0.000065435824

339

246,000.28

0.000080486155

340

25,000.00

0.000008179478

341

200,000.00

0.000065435824

342

99,127.32

0.000032432389

343

205,938.00

0.000067378614

344

101,920.00

0.000033346096

345

53,388.00

0.000017467439

346

15,996.10

0.000005233590

348

214,479.64

0.000070173260

350

299,998.90

0.000098153376

356

158,386.00

0.000051820592

357

100,000.00

0.000032717912

358

149,999.94

0.000049076848

359

2,000,004.77

0.000654359801

361

92,727.98

0.000030338659

362

112,388.31

0.000036771108

363

397,612.95

0.000130090655

366

11,447.89

0.000003745511

367

25,978.64

0.000008499669

371

98,451.55

0.000032211292

375

182,642.15

0.000059756698

376

41,566.76

0.000013599776

377

344,833.40

0.000112822288

379

343,437.00

0.000112365415

380

50,000.00

0.000016358956

381

51,957.53

0.000016999419

382

100,000.00

0.000032717912

383

161,700.00

0.000052904864

384

500,000.00

0.000163589560

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 7 of 66

PwC NET LOSS

PwC RATIO

385

400,000.00

0.000130871648

386

303,855.98

0.000099415332

387

39,996.55

0.000013086036

388

103,915.79

0.000033999077

389

102,020.00

0.000033378814

390

500,001.29

0.000163589982

391

99,997.66

0.000032717146

392

118,151.42

0.000038656678

393

259,923.22

0.000085041450

400

267,677.53

0.000087578499

401

120,998.63

0.000039588225

402

20,783.51

0.000006799931

403

12,564.30

0.000004110777

404

25,978.64

0.000008499669

405

87,495.19

0.000028626599

407

29,823.94

0.000009757770

410

577,399.12

0.000188912936

412

57,502.45

0.000018813601

413

99,999.08

0.000032717611

414

625,003.82

0.000204488200

418

150,001.95

0.000049077506

419

100,000.00

0.000032717912

420

1,156,237.90

0.000378296899

422

3,500,004.63

0.001145128435

423

100,000.00

0.000032717912

424

310,000.01

0.000101425531

426

431,709.18

0.000141246230

427

49,292.68

0.000016127536

428

250,000.00

0.000081794780

429

270,000.00

0.000088338362

430

300,674.62

0.000098374458

431

80,674.62

0.000026395051

432

8,991,441.12

0.002941811794

434

100,000.00

0.000032717912

435

250,002.35

0.000081795549

436

41,553.22

0.000013595346

440

200,000.00

0.000065435824

443

645,617.75

0.000211232647

445

136,490.01

0.000044656681

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 8 of 66

PwC NET LOSS

PwC RATIO

446

250,299.39

0.000081892734

447

203,001.57

0.000066417875

448

279,999.98

0.000091610147

449

86,139.19

0.000028182944

450

13,275.11

0.000004343339

452

326,000.00

0.000106660393

453

30,000.00

0.000009815374

454

331,000.00

0.000108296289

455

105,320.68

0.000034458727

456

705,000.00

0.000230661280

457

350,000.00

0.000114512692

458

10,042.87

0.000003285817

459

150,000.00

0.000049076868

462

51,677.95

0.000016907946

464

20,130.04

0.000006586129

466

9,996.21

0.000003270551

467

51,958.00

0.000016999573

468

19,998.37

0.000006543049

471

111,044.62

0.000036331481

474

799,999.11

0.000261743005

475

400,676.50

0.000131092985

477

1,999,994.68

0.000654356500

478

214,474.22

0.000070171487

484

28,619.75

0.000009363785

486

199,995.53

0.000065434362

487

3,999,994.15

0.001308714566

492

500,000.02

0.000163589567

494

44,703.17

0.000014625944

495

160,000.00

0.000052348659

501

699,787.47

0.000228955849

502

100,000.00

0.000032717912

503

59,061.74

0.000019323768

507

550,000.00

0.000179948516

508

150,000.00

0.000049076868

509

400,000.00

0.000130871648

510

250,000.00

0.000081794780

511

200,000.00

0.000065435824

512

990,000.00

0.000323907329

514

100,000.00

0.000032717912

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 9 of 66

PwC NET LOSS

PwC RATIO

515

250,000.00

0.000081794780

516

101,000.00

0.000033045091

517

199,995.24

0.000065434267

518

115,625.62

0.000037830289

521

1,039,160.10

0.000339991487

522

59,999.95

0.000019630731

530

199,999.48

0.000065435654

531

114,477.51

0.000037454651

532

230,002.00

0.000075251852

533

14,001.76

0.000004581084

535

8,216,000.00

0.002688103651

536

499,999.38

0.000163589357

537

879,717.06

0.000287825054

538

285,329.75

0.000093353937

540

52,265.44

0.000017100161

541

20,781.38

0.000006799234

543

200,000.00

0.000065435824

544

218,067.11

0.000071347005

547

212,099.48

0.000069394521

548

208,499.50

0.000068216683

549

181,900.41

0.000059514016

550

246,350.08

0.000080600602

551

177,100.10

0.000057943455

552

135,099.55

0.000044201752

553

504,605.37

0.000165096341

554

958,496.57

0.000313600064

555

4,000,000.00

0.001308716480

557

150,000.00

0.000049076868

558

196,000.00

0.000064127108

559

147,000.00

0.000048095331

560

5,000,000.00

0.001635895601

561

100,000.00

0.000032717912

563

499,999.95

0.000163589544

564

8,150.11

0.000002666546

565

356,861.02

0.000116757475

566

418,255.15

0.000136844352

567

520,000.00

0.000170133142

569

227,526.46

0.000074441907

571

104,150.75

0.000034075951

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 10 of 66

PwC NET LOSS

PwC RATIO

572

201,236.65

0.000065840430

573

5,300,000.00

0.001734049337

576

352,000.00

0.000115167050

577

163,970.01

0.000053647564

578

100,000.00

0.000032717912

579

200,000.00

0.000065435824

581

139,999.94

0.000045805057

582

250,845.93

0.000082071551

587

500,000.00

0.000163589560

593

200,000.00

0.000065435824

594

515,155.48

0.000168548117

595

228,958.53

0.000074910450

597

95,452.15

0.000031229950

598

145,000.00

0.000047440972

599

500,000.00

0.000163589560

600

126,347.72

0.000041338336

601

37,080.56

0.000012131985

603

100,000.00

0.000032717912

604

100,000.00

0.000032717912

605

63,173.86

0.000020669168

606

21,057.95

0.000006889722

607

80,808.04

0.000026438703

609

572,395.00

0.000187275692

610

1,259,269.00

0.000412006523

611

20,002.85

0.000006544515

612

63,155.37

0.000020663118

613

10,050.89

0.000003288441

614

350,000.00

0.000114512692

615

150,000.00

0.000049076868

619

501,177.59

0.000163974843

622

999,994.68

0.000327177380

624

50,000.00

0.000016358956

625

101,300.00

0.000033143245

626

101,500.00

0.000033208681

627

100,000.00

0.000032717912

628

500,000.00

0.000163589560

630

171,718.42

0.000056182682

631

26,156.96

0.000008558011

632

254,533.82

0.000083278151

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 11 of 66

PwC NET LOSS

PwC RATIO

634

13,275.11

0.000004343339

635

32,259.68

0.000010554694

637

500,000.00

0.000163589560

638

500,000.00

0.000163589560

639

5,910.99

0.000001933953

642

500,000.00

0.000163589560

643

250,000.00

0.000081794780

644

100,000.00

0.000032717912

645

75,000.04

0.000024538447

646

967,552.24

0.000316562891

647

75,000.04

0.000024538447

648

307,208.68

0.000100512266

649

100,000.00

0.000032717912

650

100,000.00

0.000032717912

651

558,557.57

0.000182748374

652

5,723,950.00

0.001872756925

653

100,000.00

0.000032717912

654

200,000.00

0.000065435824

656

100,000.00

0.000032717912

661

1,900,000.00

0.000621640328

664

200,000.00

0.000065435824

670

100,000.40

0.000032718043

671

26,142.67

0.000008553336

672

9,898.53

0.000003238592

724

18,000.05

0.000005889241

725

18,000.05

0.000005889241

726

20,000.03

0.000006543592

728

200,000.00

0.000065435824

729

500,000.00

0.000163589560

730

500,000.10

0.000163589593

732

274,750.63

0.000089892669

733

130,000.00

0.000042533286

735

62,347.99

0.000020398961

736

28,685.35

0.000009385248

737

31,173.03

0.000010199165

739

100,000.00

0.000032717912

740

81,290.92

0.000026596692

673

57,730.84

0.000018888325

674

98,628.75

0.000032269268

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 12 of 66

PwC NET LOSS

PwC RATIO

675

130,111.78

0.000042569858

676

72,357.20

0.000023673765

678

200,000.00

0.000065435824

679

220,893.65

0.000072271790

680

99,092.47

0.000032420987

681

150,000.00

0.000049076868

682

150,000.00

0.000049076868

683

57,157.64

0.000018700786

684

353,472.32

0.000115648763

685

100,000.00

0.000032717912

686

696,597.82

0.000227912262

687

50,000.00

0.000016358956

688

150,000.00

0.000049076868

689

100,000.00

0.000032717912

691

300,000.00

0.000098153736

692

350,000.00

0.000114512692

693

2,000,000.00

0.000654358240

694

100,000.00

0.000032717912

695

150,000.00

0.000049076868

696

716,226.92

0.000234334493

697

150,000.00

0.000049076868

698

300,000.00

0.000098153736

699

150,000.00

0.000049076868

700

150,000.00

0.000049076868

701

344,078.21

0.000112575206

702

74,412.16

0.000024346105

703

57,239.69

0.000018727631

704

200,338.18

0.000065546469

705

854,592.74

0.000279604901

706

664,683.24

0.000217470478

707

474,773.74

0.000155336055

708

474,773.74

0.000155336055

709

1,186,934.36

0.000388340140

710

773,466.96

0.000253062239

711

617,205.87

0.000201936873

712

212,493.79

0.000069523531

713

99,997.47

0.000032717084

714

200,000.00

0.000065435824

717

91,582.52

0.000029963888

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 13 of 66

PwC NET LOSS

PwC RATIO

718

100,598.72

0.000032913801

719

150,657.61

0.000049292024

722

100,000.03

0.000032717922

850

166,553.71

0.000054492896

851

282,000.00

0.000092264512

852

18,152,605.06

0.005939153351

853

630,000.00

0.000206122846

854

250,000.00

0.000081794780

855

44,442.22

0.000014540566

856

686,874.00

0.000224730831

857

286,197.50

0.000093637846

858

45,791.60

0.000014982055

859

228,958.00

0.000074910277

860

79,998.79

0.000026173934

861

1,151,554.92

0.000376764725

864

165,000.28

0.000053984646

865

65,000.11

0.000021266679

866

100,002.78

0.000032718822

867

175,000.00

0.000057256346

793

25,000.00

0.000008179478

794

45,000.00

0.000014723060

795

33,117.36

0.000010835309

796

50,000.00

0.000016358956

797

23,173.26

0.000007581807

798

18,000.00

0.000005889224

799

40,000.00

0.000013087165

800

40,000.00

0.000013087165

801

26,000.00

0.000008506657

802

98,250.00

0.000032145349

803

21,000.00

0.000006870762

804

48,000.00

0.000015704598

805

42,000.00

0.000013741523

806

173,552.40

0.000056782722

808

51,300.00

0.000016784289

809

17,152.78

0.000005612031

810

51,117.80

0.000016724677

811

25,000.00

0.000008179478

812

50,350.00

0.000016473469

813

45,000.00

0.000014723060

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 14 of 66

PwC NET LOSS

PwC RATIO

814

30,000.00

0.000009815374

815

50,350.00

0.000016473469

816

25,000.00

0.000008179478

817

51,410.00

0.000016820279

818

50,000.00

0.000016358956

819

96,000.00

0.000031409196

820

14,211.48

0.000004649700

821

47,000.00

0.000015377419

822

24,799.29

0.000008113810

823

80,000.00

0.000026174330

824

40,000.00

0.000013087165

825

30,000.00

0.000009815374

826

25,000.00

0.000008179478

827

118,416.78

0.000038743498

828

25,000.00

0.000008179478

829

18,000.00

0.000005889224

830

25,176.23

0.000008237137

831

10,571.95

0.000003458921

832

100,000.00

0.000032717912

833

45,000.00

0.000014723060

834

65,685.96

0.000021491075

835

18,000.00

0.000005889224

836

25,000.00

0.000008179478

837

35,000.00

0.000011451269

838

24,000.00

0.000007852299

839

25,000.00

0.000008179478

840

50,350.00

0.000016473469

841

33,239.04

0.000010875120

842

26,000.00

0.000008506657

843

42,000.00

0.000013741523

844

25,000.00

0.000008179478

845

24,271.65

0.000007941177

847

421,000.00

0.000137742410

848

100,009.60

0.000032721053

743

7,184.13

0.000002350497

744

18,513.19

0.000006057129

745

15,216.44

0.000004978501

747

194,494.07

0.000063634399

748

438,375.46

0.000143427297

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 15 of 66

PwC NET LOSS

PwC RATIO

750

147,552.41

0.000048276068

751

20,670.97

0.000006763110

752

343,432.55

0.000112363960

753

19,997.12

0.000006542640

755

103,917.30

0.000033999571

756

19,998.13

0.000006542971

757

31,174.96

0.000010199796

759

311,747.58

0.000101997299

760

103,916.31

0.000033999247

765

125,730.45

0.000041136378

768

228,957.91

0.000074910248

770

483,998.81

0.000158354305

771

9,715.15

0.000003178594

773

700,000.00

0.000229025384

774

245,000.00

0.000080158884

775

205,843.01

0.000067347535

776

329,387.33

0.000107768657

777

420,303.38

0.000137514490

778

51,958.73

0.000016999812

782

102,478.98

0.000033528983

784

99,999.26

0.000032717670

785

68,914.70

0.000022547451

786

63,182.59

0.000020672024

790

100,000.00

0.000032717912

791

400,000.00

0.000130871648

792

20,000.00

0.000006543582

919

1,856,184.62

0.000607304851

921

1,282,881.81

0.000419732142

922

30,616.77

0.000010017168

923

51,957.16

0.000016999298

924

30,074.29

0.000009839680

925

57,239.36

0.000018727523

928

86,288.55

0.000028231812

929

105,320.68

0.000034458727

933

13,332.49

0.000004362112

934

60,889.64

0.000019921819

935

51,987.10

0.000017009094

940

7,047.04

0.000002305644

869

76,627.44

0.000025070898

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 16 of 66

PwC NET LOSS

PwC RATIO

870

100,000.00

0.000032717912

871

105,336.37

0.000034463861

872

150,000.00

0.000049076868

873

100,000.00

0.000032717912

874

300,000.00

0.000098153736

875

102,000.00

0.000033372270

876

15,654.55

0.000005121842

877

102,000.00

0.000033372270

879

200,020.00

0.000065442368

880

202,400.00

0.000066221054

881

101,500.00

0.000033208681

883

54,187.19

0.000017728917

885

100,000.00

0.000032717912

886

325,000.00

0.000106333214

888

149,994.45

0.000049075052

891

200,000.00

0.000065435824

892

100,004.07

0.000032719244

893

600,002.55

0.000196308306

896

250,000.00

0.000081794780

898

29,497.30

0.000009650901

904

50,001.91

0.000016359581

907

176,870.06

0.000057868191

910

74,142.82

0.000024257983

911

199,999.39

0.000065435624

912

70,000,000.00

0.022902538409

913

95,000.00

0.000031082016

914

500,000.00

0.000163589560

915

100,000.00

0.000032717912

916

100,000.00

0.000032717912

917

849,364.00

0.000277894166

918

386,786.98

0.000126548624

947

214,936.07

0.000070322594

950

329,998.81

0.000107968720

951

200,000.00

0.000065435824

952

66,705.01

0.000021824486

953

60,000,000.00

0.019630747207

956

66,970.27

0.000021911274

957

66,970.27

0.000021911274

959

479,841.25

0.000156994038

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 17 of 66

PwC NET LOSS

PwC RATIO

963

12,051.33

0.000003942944

964

100,004.51

0.000032719388

965

250,000.00

0.000081794780

966

57,239.50

0.000018727569

967

50,000.00

0.000016358956

968

150,000.00

0.000049076868

970

119,999.09

0.000039261197

971

100,000.00

0.000032717912

973

250,000.00

0.000081794780

976

249,999.11

0.000081794489

980

100,000.00

0.000032717912

981

100,000.00

0.000032717912

983

399,412.44

0.000130679411

984

100,000.00

0.000032717912

985

2,961,571.73

0.000968964433

986

22,000,000.00

0.007197940643

987

686,874.00

0.000224730831

989

9,265.38

0.000003031439

990

37,495.31

0.000012267683

991

1,002.80

0.000000328095

992

18,448.95

0.000006036111

993

11,880.35

0.000003887002

994

45,449.99

0.000014870288

996

49,995.01

0.000016357323

997

119,288.40

0.000039028674

1001

199,994.62

0.000065434064

1002

430,000.00

0.000140687022

1003

192,966.70

0.000063134675

1004

139,399.42

0.000045608580

1005

29,998.83

0.000009814991

1006

155,872.68

0.000050998286

1007

471,319.59

0.000154205929

1008

561,722.12

0.000183783749

1009

41,566.69

0.000013599753

1016

1,000,000.35

0.000327179235

1018

750,000.00

0.000245384340

1019

340,000.00

0.000111240901

1020

100,000.00

0.000032717912

1021

98,000.00

0.000032063554

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 18 of 66

PwC NET LOSS

PwC RATIO

1022

98,000.00

0.000032063554

1023

103,880.00

0.000033987367

1024

97,000.00

0.000031736375

1028

98,000.00

0.000032063554

1029

98,000.00

0.000032063554

1030

97,500.00

0.000031899964

1031

97,500.00

0.000031899964

1032

97,500.00

0.000031899964

1033

145,500.00

0.000047604562

1034

20,783.30

0.000006799862

1037

35,408.52

0.000011584928

1038

700,001.00

0.000229025711

1040

1,360,001.75

0.000444964176

1041

99,996.90

0.000032716898

1043

103,915.82

0.000033999087

1044

319,994.87

0.000104695640

1045

82,982.28

0.000027150069

1046

160,270.60

0.000052437194

1054

157,155.31

0.000051417936

1061

26,799.19

0.000008768135

1066

100,000.00

0.000032717912

1068

100,004.07

0.000032719244

1069

411,070.28

0.000134493613

1070

12,923.93

0.000004228440

1072

349,996.24

0.000114511462

1073

1,113,437.00

0.000364293338

1074

99,995.72

0.000032716512

1076

99,996.42

0.000032716741

1077

375,397.60

0.000122822256

1078

10,060,782.00

0.003291677803

1079

299,999.12

0.000098153448

1081

100,000.00

0.000032717912

1082

2,200,000.00

0.000719794064

1083

5,723,950.00

0.001872756925

1084

1,000,000.00

0.000327179120

1086

1,000,000.00

0.000327179120

1103

100,000.38

0.000032718036

1104

55,000.00

0.000017994852

1108

329,987.57

0.000107965043

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 19 of 66

PwC NET LOSS

PwC RATIO

1109

70,006.15

0.000022904551

1110

500,000.00

0.000163589560

1111

101,275.00

0.000033135065

1115

99,998.97

0.000032717575

1116

100,000.00

0.000032717912

1117

77,145.38

0.000025240358

1118

373,720.18

0.000122273440

1119

2,700,000.24

0.000883383703

1120

3,999,998.73

0.001308716065

1121

300,000.00

0.000098153736

1122

500,000.29

0.000163589655

1123

998,505.70

0.000326690216

1124

1,800,000.36

0.000588922534

1127

100,000.00

0.000032717912

1129

128,216.48

0.000041949755

1130

180,004.09

0.000058893580

1131

180,000.00

0.000058892242

1132

924,000.00

0.000302313507

1133

150,000.00

0.000049076868

1135

26,132.69

0.000008550071

1137

151,112.28

0.000049440783

1138

244,983.54

0.000080153499

1139

214,999.42

0.000070343321

1143

40,068.14

0.000013109459

1145

115,645.27

0.000037836718

1146

66,663.33

0.000021810850

1148

346,235.27

0.000113280951

1150

200,000.00

0.000065435824

1151

249,988.33

0.000081790962

1152

200,000.00

0.000065435824

1153

234,020.00

0.000076566458

1155

193,000.00

0.000063145570

1156

114,995.07

0.000037623986

1160

165,000.01

0.000053984558

1161

200,003.21

0.000065436874

1167

11,699,999.37

0.003827995499

1170

465,117.51

0.000152176738

1171

400,379.14

0.000130995695

1172

199,999.46

0.000065435647

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 20 of 66

PwC NET LOSS

PwC RATIO

1173

125,926.96

0.000041200672

1174

70,000.02

0.000022902545

1175

176,000.01

0.000057583528

1176

125,926.92

0.000041200659

1177

49,989.60

0.000016355553

1178

500,000.00

0.000163589560

1179

500,000.00

0.000163589560

1180

324,946.57

0.000106315733

1181

130,048.41

0.000042549124

1182

250,000.00

0.000081794780

1183

130,048.41

0.000042549124

1185

2,000,000.00

0.000654358240

1186

42,072.84

0.000013765355

1191

246,208.28

0.000080554208

1192

62,368.72

0.000020405743

1193

119,900.15

0.000039228826

1194

500,740.55

0.000163831853

1195

259,790.00

0.000084997864

1196

57,239.50

0.000018727569

1197

20,814.22

0.000006809978

1198

81,368.55

0.000026622091

1199

166,264.56

0.000054398292

1201

103,915.95

0.000033999129

1203

31,175.48

0.000010199966

1206

149,527.46

0.000048922263

1208

148,268.16

0.000048510246

1211

45,163.92

0.000014776692

1212

768,611.96

0.000251473785

1213

51,956.34

0.000016999030

1214

52,644.57

0.000017224204

1215

91,981.13

0.000030094305

1216

625,120.56

0.000204526395

1217

30,540.91

0.000009992348

1219

130,153.55

0.000042583524

1220

4,088,067.33

0.001337530272

1221

451,470.34

0.000147711669

1222

959,018.94

0.000313770973

1223

117,426.83

0.000038419607

1224

117,426.83

0.000038419607

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 21 of 66

PwC NET LOSS

PwC RATIO

1226

300,000.00

0.000098153736

1227

51,285.59

0.000016779574

1228

41,924.03

0.000013716667

1229

150,000.00

0.000049076868

1230

250,000.00

0.000081794780

1231

150,000.00

0.000049076868

1232

100,000.00

0.000032717912

1233

100,000.00

0.000032717912

1234

33,330.34

0.000010904991

1236

150,000.00

0.000049076868

1238

5,415,758.90

0.001771923232

1239

150,537.30

0.000049252661

1240

199,999.46

0.000065435647

1241

905,000.58

0.000296097293

1242

3,600,005.36

0.001177846586

1243

300,000.00

0.000098153736

1244

200,003.22

0.000065436878

1245

1,000,000.00

0.000327179120

1246

100,000.00

0.000032717912

1247

108,147.05

0.000035383457

1248

91,583.20

0.000029964111

1249

297,645.40

0.000097383360

1250

68,687.40

0.000022473083

1252

34,343.73

0.000011236551

1253

34,343.73

0.000011236551

1255

34,343.70

0.000011236542

1257

22,895.80

0.000007491028

1258

20,000.00

0.000006543582

1259

120,811.08

0.000039526863

1261

57,239.50

0.000018727569

1266

28,619.75

0.000009363785

1268

24,040.58

0.000007865576

1269

178,006.91

0.000058240144

1270

76,014.45

0.000024870341

1271

20,783.20

0.000006799829

1273

309,093.30

0.000101128874

1274

114,479.00

0.000037455138

1275

80,249.82

0.000026256065

1276

114,478.99

0.000037455135

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 22 of 66

PwC NET LOSS

PwC RATIO

1277

58,067.18

0.000018998369

1278

99,999.08

0.000032717611

1280

399,998.81

0.000130871259

1281

100,000.00

0.000032717912

1312

99,996.06

0.000032716623

1313

2,747,496.00

0.000898923324

1315

274,995.86

0.000089972904

1318

166,526.23

0.000054483905

1321

63,495.86

0.000020774520

1322

2,500,000.00

0.000817947800

1323

101,000.00

0.000033045091

1324

199,995.31

0.000065434290

1325

15,000.00

0.000004907687

1326

100,401.41

0.000032849245

1328

375,000.00

0.000122692170

1331

310,000.00

0.000101425527

1335

57,239.24

0.000018727484

1336

78,420.27

0.000025657475

1341

200,004.09

0.000065437162

1342

144,436.00

0.000047256443

1343

286,195.45

0.000093637176

1344

460,187.96

0.000150563892

1345

172,864.07

0.000056557514

1346

49,997.53

0.000016358148

1349

24,223.49

0.000007925420

1351

84,000.00

0.000027483046

1355

39,000.00

0.000012759986

1356

91,582.80

0.000029963980

1358

300,951.38

0.000098465008

1359

301,490.93

0.000098641537

1360

137,374.74

0.000044946147

1361

100,000.00

0.000032717912

1284

400,004.64

0.000130873166

1285

150,005.38

0.000049078628

1286

250,000.00

0.000081794780

1287

1,072,618.10

0.000350938246

1288

12,987.33

0.000004249183

1289

72,748.72

0.000023801862

1290

1,000,000.00

0.000327179120

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 23 of 66

PwC NET LOSS

PwC RATIO

1291

3,000,000.00

0.000981537360

1292

990,000.00

0.000323907329

1297

126,976.94

0.000041544204

1299

49,999.62

0.000016358832

1300

40,526.45

0.000013259408

1301

1,900,000.00

0.000621640328

1303

200,000.00

0.000065435824

1304

150,000.00

0.000049076868

1305

999,996.43

0.000327177952

1310

269,562.05

0.000088195074

1311

323,468.09

0.000105832005

1362

373,400.07

0.000122168706

1363

200,000.05

0.000065435840

1364

1,299,999.28

0.000425332621

1365

1,249,998.81

0.000408973511

1366

100,000.06

0.000032717932

1367

5,180.67

0.000001695007

1368

496,533.79

0.000162455489

1376

50,000.00

0.000016358956

1379

50,000.00

0.000016358956

1381

40,000.00

0.000013087165

1384

50,000.00

0.000016358956

1389

54,228.41

0.000017742403

1391

9,000,000.01

0.002944612084

1396

343,437.00

0.000112365415

1398

229,996.13

0.000075249931

1400

228,958.01

0.000074910280

1401

24,997.83

0.000008178768

1404

800,000.54

0.000261743473

1407

49,040.57

0.000016045051

1408

220,294.18

0.000072075656

1410

50,000.00

0.000016358956

1413

100,000.00

0.000032717912

1415

409,939.07

0.000134123504

1416

25,256.58

0.000008263426

1417

72,740.78

0.000023799264

1420

72,740.78

0.000023799264

1422

53,335.25

0.000017450180

1423

85,858.29

0.000028091040

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 24 of 66

PwC NET LOSS

PwC RATIO

1428

157,155.31

0.000051417936

1429

250,000.00

0.000081794780

1430

171,719.72

0.000056183107

1434

34,344.24

0.000011236718

1435

300,000.00

0.000098153736

1436

199,999.46

0.000065435647

1438

220,912.20

0.000072277859

1439

19,861.36

0.000006498222

1441

24,348.04

0.000007966170

1443

47,738.83

0.000015619148

1444

98,032.77

0.000032074275

1445

75,000.97

0.000024538751

1446

300,000.32

0.000098153841

1450

52,172.00

0.000017069589

1451

526,603.40

0.000172293637

1455

499,999.70

0.000163589462

1456

890,689.15

0.000291414892

1459

5,490,000.08

0.001796213396

1461

21,098.06

0.000006902845

1462

19,999,995.76

0.006543581015

1463

1,430,987.50

0.000468189231

1467

109,999.68

0.000035989599

1471

2,000,000.00

0.000654358240

1473

490,000.00

0.000160317769

1474

1,000,000.00

0.000327179120

1475

218,372.43

0.000071446900

1476

215,003.42

0.000070344630

1477

239,995.35

0.000078521467

1478

250,000.00

0.000081794780

1479

400,000.00

0.000130871648

1480

200,000.00

0.000065435824

1481

250,000.00

0.000081794780

1482

100,000.00

0.000032717912

1487

100,000.00

0.000032717912

1490

100,000.00

0.000032717912

1491

1,729,503.49

0.000565857430

1492

10,126,568.84

0.003313201883

1493

2,739,735.00

0.000896384087

1495

237,990.18

0.000077865418

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 25 of 66

PwC NET LOSS

PwC RATIO

1496

258,998.18

0.000084738797

1497

56,619,173.75

0.018524611450

1498

2,500,000.00

0.000817947800

1499

200,000.00

0.000065435824

1500

500,000.00

0.000163589560

1501

300,000.00

0.000098153736

1502

1,000,000.00

0.000327179120

1503

5,988,242.00

0.001959227749

1504

500,000.00

0.000163589560

1505

504,058.18

0.000164917312

1506

611,656.00

0.000200121072

1507

375,000.00

0.000122692170

1508

3,400,000.00

0.001112409008

1509

8,511,758.00

0.002784869493

1510

1,236,875.00

0.000404679674

1511

599,998.97

0.000196307135

1512

1,000,000.01

0.000327179123

1513

340,389.09

0.000111368203

1515

38,910.31

0.000012730641

1516

381,499.48

0.000124818664

1519

66,909.17

0.000021891283

1520

62,349.03

0.000020399301

1522

50,000.00

0.000016358956

1526

7,280.70

0.000002382093

1528

1,177,535.85

0.000385265143

1529

149,998.87

0.000049076498

1530

280,000.00

0.000091610154

1532

300,000.00

0.000098153736

1533

252,344.16

0.000082561740

1534

1,146,276.22

0.000375037645

1535

40,313.53

0.000013189745

1536

7,500,000.00

0.002453843401

1537

7,500,000.00

0.002453843401

1538

7,734,838.31

0.002530677593

1539

98,693.45

0.000032290436

1540

40,399.40

0.000013217840

1541

250,000.00

0.000081794780

1542

500,010.94

0.000163593139

1544

99,266.22

0.000032477835

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 26 of 66

PwC NET LOSS

PwC RATIO

1547

114,479.00

0.000037455138

1548

202,338.35

0.000066200883

1549

1,900,000.84

0.000621640603

1551

299,999.84

0.000098153684

1552

100,000.07

0.000032717935

1553

450,727.70

0.000147468692

1555

114,478.85

0.000037455089

1556

1,717,185.00

0.000561827077

1557

380,357.84

0.000124445143

1558

57,239.44

0.000018727550

1561

249,759.13

0.000081715972

1562

12,100,000.00

0.003958867353

1564

148,401.25

0.000048553790

1566

319,999.70

0.000104697220

1567

309,998.73

0.000101425112

1570

499,994.83

0.000163587869

1573

15,092,880.26

0.004938075284

1575

3,000,000.00

0.000981537360

1576

56,435,753.17

0.018464600066

1577

423,572.21

0.000138583983

1578

373,210.66

0.000122106735

1580

457,915.99

0.000149820551

1581

395,377.58

0.000129359289

1582

584,406.33

0.000191205549

1585

100,000.00

0.000032717912

1588

80,135.29

0.000026218594

1590

571,453.93

0.000186967794

1593

120,000.00

0.000039261494

1594

228,958.00

0.000074910277

1597

575,005.58

0.000188129820

1598

235,739.26

0.000077128964

1599

70,005.62

0.000022904377

1600

70,005.62

0.000022904377

1601

75,004.45

0.000024539890

1602

24,921.51

0.000008153798

1603

572,395.00

0.000187275692

1604

250,000.00

0.000081794780

1605

199,162.98

0.000065161969

1609

1,000,000.00

0.000327179120

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 27 of 66

PwC NET LOSS

PwC RATIO

1611

750,001.47

0.000245384821

1613

200,000.00

0.000065435824

1614

171,718.50

0.000056182708

1615

248,000.04

0.000081140435

1616

1,039,113.48

0.000339976234

1617

304,442.04

0.000099607079

1620

637,999.98

0.000208740272

1621

379,584.09

0.000124191989

1624

49,999.97

0.000016358946

1625

49,999.97

0.000016358946

1626

197,994.26

0.000064779588

1627

145,005.38

0.000047442733

1632

177,089.96

0.000057940137

1633

1,000,000.00

0.000327179120

1635

413,301.98

0.000135223778

1636

343,437.00

0.000112365415

1639

67,250.95

0.000022003107

1640

84,997.02

0.000027809250

1641

1,364,082.94

0.000446299456

1644

150,307.95

0.000049177623

1646

750,000.66

0.000245384556

1654

6,300,000.00

0.002061228457

1655

50,000,000.00

0.016358956006

1656

9,000,000.00

0.002944612081

1657

940,735.77

0.000307789101

1658

6,803,353.93

0.002225915353

1659

6,300,000.00

0.002061228457

1660

2,100,000.00

0.000687076152

1661

6,000,000.00

0.001963074721

1662

39,999.90

0.000013087132

1666

100,000.00

0.000032717912

1668

49,225.70

0.000016105621

1669

70,000.00

0.000022902538

1670

68,687.40

0.000022473083

1671

48,081.18

0.000015731158

1672

49,998.75

0.000016358547

1676

1,128,408.83

0.000369191808

1677

130,000.00

0.000042533286

1678

400,000.00

0.000130871648

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 28 of 66

PwC NET LOSS

PwC RATIO

1679

5,000,000.00

0.001635895601

1681

150,000.00

0.000049076868

1682

159,999.85

0.000052348610

1683

159,992.55

0.000052346222

1684

1,287,471.90

0.000421233923

1685

1,433,671.20

0.000469067282

1686

22,239,128.00

0.007276178331

1687

1,542,816.00

0.000504777181

1688

654,950.93

0.000214286269

1689

13,414,973.00

0.004389099063

1691

115,646.81

0.000037837222

1695

49,467.79

0.000016184828

1697

300,000.00

0.000098153736

1698

83,923.22

0.000027457925

1699

148,869.00

0.000048706828

1700

1,000,000.00

0.000327179120

1701

2,289,580.00

0.000749102770

1702

4,349,590.97

0.001423095346

1703

552,513.74

0.000180770959

1704

45,560.82

0.000014906549

1706

80,121.66

0.000026214134

1707

91,583.20

0.000029964111

1710

583,609.32

0.000190944784

1711

400,000.00

0.000130871648

1713

1,662,056.51

0.000543790187

1716

100,000.00

0.000032717912

1717

12,812,667.08

0.004192037142

1719

528,960.21

0.000173064736

1720

9,503,201.42

0.003109249079

1722

400,004.43

0.000130873097

1723

41,435,014.00

0.013556671423

1724

13,300,000.00

0.004351482298

1725

249,999.09

0.000081794482

1727

20,000.00

0.000006543582

1728

100,000.00

0.000032717912

1729

125,926.90

0.000041200652

1730

183,609.18

0.000060073090

1731

84,614.20

0.000027684000

1732

92,000.01

0.000030100482

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 29 of 66

PwC NET LOSS

PwC RATIO

1733

89,130.03

0.000029161485

1734

114,999.97

0.000037625589

1735

114,999.91

0.000037625569

1736

115,000.16

0.000037625651

1737

104,000.05

0.000034026645

1738

115,000.04

0.000037625612

1739

114,999.91

0.000037625569

1740

60,000.00

0.000019630747

1742

285,061.43

0.000093266148

1746

103,640.21

0.000033908913

1749

128,788.86

0.000042137026

1751

104,810.00

0.000034291644

1752

18,120.09

0.000005928515

2054

100,013.00

0.000032722165

2055

499,995.57

0.000163588111

2056

1,545,466.50

0.000505644370

2058

808,015.36

0.000264365755

2060

500,000.00

0.000163589560

2062

200,000.00

0.000065435824

2063

481,552.17

0.000157553815

2064

102,933.96

0.000033677842

2065

266,758.97

0.000087277965

2066

126,882.63

0.000041513347

2067

46,137.87

0.000015095348

2068

41,566.19

0.000013599589

2069

19,043.04

0.000006230485

2070

56,570.42

0.000018508660

2074

100,000.00

0.000032717912

2077

264,999.92

0.000086702441

2078

137,374.64

0.000044946114

2080

100,000.00

0.000032717912

2082

100,000.00

0.000032717912

2084

100,000.00

0.000032717912

2085

150,001.52

0.000049077365

2088

300,001.21

0.000098154132

2089

99,997.66

0.000032717146

2090

100,000.00

0.000032717912

2092

300,000.00

0.000098153736

2093

250,000.00

0.000081794780

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 30 of 66

PwC NET LOSS

PwC RATIO

2094

982,746.78

0.000321534227

2095

250,000.00

0.000081794780

2096

330,002.72

0.000107970000

2097

500,005.73

0.000163591435

2098

550,000.00

0.000179948516

2099

499,998.50

0.000163589069

2100

300,000.00

0.000098153736

2101

591,359.20

0.000193480383

2102

1,200,000.35

0.000392615059

2357

100,000.00

0.000032717912

2358

228,958.00

0.000074910277

2360

100,000.00

0.000032717912

2361

240,004.69

0.000078524523

2362

299,999.34

0.000098153520

2363

100,000.04

0.000032717925

2364

38,771.71

0.000012685294

2365

149,998.92

0.000049076515

2366

120,000.00

0.000039261494

2369

518,871.94

0.000169764065

2374

401,199,996.48

0.131264261842

2375

50,000.00

0.000016358956

2379

350,000.00

0.000114512692

2380

2,040,313.41

0.000667547946

2382

95,000.00

0.000031082016

2383

2,000,000.00

0.000654358240

2384

26,005.79

0.000008508551

2385

25,005.03

0.000008181124

2386

100,000.00

0.000032717912

2388

30,000.00

0.000009815374

2389

20,000.00

0.000006543582

2390

20,000.00

0.000006543582

2391

50,004.12

0.000016360304

2392

50,001.91

0.000016359581

2393

116,642.52

0.000038162997

2403

649,998.89

0.000212666065

2404

2,882,709.30

0.000943162292

2413

150,000.02

0.000049076875

2414

1,499,999.98

0.000490768674

2415

99,999.88

0.000032717873

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 31 of 66

PwC NET LOSS

PwC RATIO

2416

54,999.59

0.000017994717

2417

696,000.00

0.000227716668

2418

260,000.85

0.000085066849

2419

99,999.11

0.000032717621

2420

35,000.00

0.000011451269

2421

635,002.16

0.000207759448

2422

1,309,999.69

0.000428604546

2423

214,995.28

0.000070341967

2103

228,075.76

0.000074621626

2104

32,309.35

0.000010570945

2105

397,762.94

0.000130139729

2106

50,500.00

0.000016522546

2107

122,246.76

0.000039996587

2108

537,150.44

0.000175744408

2109

451,637.29

0.000147766291

2110

145,829.92

0.000047712505

2111

21,666.15

0.000007088712

2112

147,377.72

0.000048218913

2113

111,519.72

0.000036486924

2114

518,703.07

0.000169708814

2115

112,110.10

0.000036680084

2116

147,220.21

0.000048167379

2117

184,186.16

0.000060261866

2118

94,799.56

0.000031016437

2119

984,308.83

0.000322045297

2120

108,390.88

0.000035463233

2121

1,325,272.21

0.000433601396

2139

531,467.47

0.000173885059

2147

161,005.87

0.000052677759

2148

200,000.00

0.000065435824

2149

199,999.98

0.000065435817

2150

199,999.97

0.000065435814

2152

40,000.00

0.000013087165

2003

250,004.12

0.000081796128

2004

400,004.12

0.000130872996

2005

140,516.61

0.000045974101

2007

751,336.31

0.000245821553

2008

250,000.00

0.000081794780

2012

500,003.96

0.000163590856

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 32 of 66

PwC NET LOSS

PwC RATIO

2013

800,001.70

0.000261743852

2014

250,002.39

0.000081795562

2015

950,000.00

0.000310820164

2017

250,000.00

0.000081794780

2020

300,000.00

0.000098153736

2021

300,003.76

0.000098154966

2023

99,993.32

0.000032715726

2024

99,999.00

0.000032717585

2025

598,969.86

0.000195970432

2028

150,727.41

0.000049314861

2029

153,365.38

0.000050177950

2030

550,005.83

0.000179950424

2031

250,001.11

0.000081795143

2032

1,043,436.98

0.000341390793

2033

1,872,395.00

0.000612608549

2034

414,479.00

0.000135608875

2035

100,000.00

0.000032717912

2036

450,004.12

0.000147231952

2037

130,000.00

0.000042533286

2038

200,000.00

0.000065435824

2044

199,996.29

0.000065434610

2045

40,399.40

0.000013217840

2427

210,068.97

0.000068730181

2428

156,378.31

0.000051163718

2430

1,144,790.00

0.000374551385

2432

1,144,790.00

0.000374551385

2433

99,998.27

0.000032717346

2434

1,030,311.00

0.000337096246

2436

219,999.98

0.000071979400

2437

122,994.46

0.000040241219

2439

157,981.02

0.000051688091

2447

3,355,762.19

0.001097935321

2451

274,999.04

0.000089973944

2452

100,000.00

0.000032717912

2453

99,988.67

0.000032714205

2454

300,000.00

0.000098153736

2455

300,000.00

0.000098153736

2456

300,000.00

0.000098153736

2458

100,000.00

0.000032717912

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 33 of 66

PwC NET LOSS

PwC RATIO

2459

1,006,869.26

0.000329426599

2462

200,000.00

0.000065435824

2463

100,000.00

0.000032717912

2466

499,989.21

0.000163586030

2469

100,000.03

0.000032717922

2470

100,000.00

0.000032717912

2473

494,999.02

0.000161953344

2474

100,000.00

0.000032717912

2253

28,608.92

0.000009360241

2256

50,000.00

0.000016358956

2258

250,001.73

0.000081795346

2259

245,172.28

0.000080215251

2261

149,448.33

0.000048896373

2262

450,414.66

0.000147366272

2263

114,479.06

0.000037455158

2267

2,000,047.35

0.000654373732

2268

49,998.75

0.000016358547

2269

359,997.54

0.000117783678

2270

38,739.12

0.000012674631

2271

199,997.07

0.000065434865

2273

98,451.94

0.000032211419

2274

37,205.07

0.000012172722

2275

119,058.32

0.000038953396

2284

100,000.00

0.000032717912

2288

30,383.70

0.000009940912

2293

433,758.95

0.000141916872

2297

20,830.79

0.000006815400

2299

930,000.00

0.000304276582

2300

109,007.50

0.000035664978

2308

300,000.00

0.000098153736

2314

100,000.00

0.000032717912

2320

202,723.02

0.000066326739

2322

145,237.46

0.000047518664

2329

35,884.83

0.000011740767

2333

17,776.87

0.000005816221

2334

300,000.00

0.000098153736

2336

2,289,580.00

0.000749102770

2337

206,062.62

0.000067419387

2338

470,097.64

0.000153806132

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 34 of 66

PwC NET LOSS

PwC RATIO

2339

377,780.70

0.000123601957

2340

23,167.92

0.000007580060

2341

125,926.89

0.000041200649

2342

65,185.50

0.000021327335

2343

40,068.09

0.000013109442

2344

22,895.80

0.000007491028

2345

975,934.40

0.000319305358

2346

915,154.82

0.000299419549

2347

463,074.05

0.000151508160

2349

1,225,134.61

0.000400838464

2350

2,499,999.97

0.000817947790

2352

61,189.63

0.000020019969

2155

599,996.99

0.000196306487

2156

150,000.00

0.000049076868

2157

208,421.24

0.000068191078

2161

818,247.24

0.000267713412

2163

400,000.00

0.000130871648

2168

400,000.00

0.000130871648

2169

3,400,000.00

0.001112409008

2170

271,388.19

0.000088792549

2173

125,004.57

0.000040898885

2174

300,000.05

0.000098153752

2175

85,370.55

0.000027931461

2177

77,456.01

0.000025341989

2180

100,000.00

0.000032717912

2182

2,607,192.60

0.000853018981

2184

2,000,000.00

0.000654358240

2187

75,523.35

0.000024709663

2194

99,289.76

0.000032485536

2195

508,045.46

0.000166221867

2196

5,350,001.59

0.001750408813

2197

269,562.02

0.000088195065

2198

269,562.02

0.000088195065

2202

350,524.95

0.000114684445

2203

2,499,996.71

0.000817946724

2204

100,000.00

0.000032717912

2205

86,563.54

0.000028321783

2207

463,639.95

0.000151693311

2211

99,994.28

0.000032716041

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 35 of 66

CLAIM NO

PwC NET LOSS

PwC RATIO

2213

30,173,333.67

0.009872084761

2215

20,098,704.15

0.006575876339

2216

50,748.17

0.000016603742

2221

206,062.21

0.000067419253

2222

228,957.99

0.000074910274

2224

103,031.10

0.000033709625

2237

377,965.33

0.000123662364

2241

401,998.88

0.000131525640

2244

114,479.06

0.000037455158

2245

50,000.49

0.000016359116

2249

162,099.95

0.000053035719

1753

6,104.84

0.000001997376

1754

7,047.04

0.000002305644

1755

6,491.86

0.000002124001

1756

15,478.95

0.000005064389

1757

19,414.41

0.000006351990

1758

11,554.07

0.000003780250

1759

160,000.00

0.000052348659

1761

250,000.00

0.000081794780

1762

134,001.19

0.000043842391

1763

299,996.02

0.000098152434

1764

99,997.66

0.000032717146

1765

300,003.42

0.000098154855

1766

137,374.80

0.000044946166

1767

130,000.00

0.000042533286

1768

200,000.00

0.000065435824

1769

250,000.00

0.000081794780

1771

274,518.23

0.000089816633

1772

900,223.06

0.000294534189

1773

200,000.00

0.000065435824

1774

299,997.74

0.000098152997

1775

100,000.00

0.000032717912

1776

518,523.74

0.000169650141

1777

199,995.56

0.000065434371

1778

400,002.24

0.000130872381

1779

500,000.00

0.000163589560

1780

149,995.52

0.000049075402

1781

744,114.29

0.000243458659

1782

400,001.39

0.000130872103

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 36 of 66

PwC NET LOSS

PwC RATIO

1783

300,000.00

0.000098153736

1784

299,996.22

0.000098152499

1785

309,923.22

0.000101400406

1786

489,000.00

0.000159990590

1787

460,213.23

0.000150572160

1789

100,000.00

0.000032717912

1790

350,000.00

0.000114512692

1791

200,003.82

0.000065437074

1792

350,004.68

0.000114514223

1793

199,747.53

0.000065353221

1794

100,000.00

0.000032717912

1796

525,103.07

0.000171802760

1797

300,000.00

0.000098153736

1798

149,998.43

0.000049076354

1799

589,832.21

0.000192980783

1800

249,996.49

0.000081793632

1802

30,120,618.24

0.009854837373

1903

449,999.23

0.000147230352

1905

799,999.89

0.000261743260

1906

500,000.00

0.000163589560

1907

385,383.83

0.000126089542

1908

999,997.47

0.000327178292

1909

555,700.16

0.000181813489

1910

200,000.00

0.000065435824

1912

449,998.23

0.000147230025

1913

250,002.68

0.000081795657

1915

99,996.42

0.000032716741

1916

507,444.50

0.000166025245

1917

500,000.00

0.000163589560

1919

441,003.42

0.000144287111

1920

500,000.00

0.000163589560

1922

600,000.00

0.000196307472

1924

150,000.00

0.000049076868

1925

572,395.54

0.000187275869

1927

200,001.08

0.000065436177

1929

70,004.96

0.000022904161

1932

100,000.00

0.000032717912

1933

1,999,993.51

0.000654356117

1934

250,002.35

0.000081795549

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 37 of 66

PwC NET LOSS

PwC RATIO

1935

120,000.00

0.000039261494

1936

563,941.09

0.000184509750

1938

970,005.00

0.000317365382

1939

500,000.00

0.000163589560

1941

424,000.00

0.000138723947

1943

353,931.87

0.000115799118

1944

650,001.70

0.000212666984

1945

1,049,995.76

0.000343536689

1946

101,243.33

0.000033124704

1947

500,003.95

0.000163590852

1948

900,003.35

0.000294462304

1949

10,398.96

0.000003402323

1950

629,634.50

0.000206003262

1951

500,006.33

0.000163591631

1952

279,992.39

0.000091607664

1953

361,991.40

0.000118436028

1954

1,308,402.23

0.000428081890

1955

331,462.01

0.000108447449

1956

1,656,111.75

0.000541845185

2002

87,226.84

0.000028538801

1853

200,000.00

0.000065435824

1855

286,350.01

0.000093687744

1856

607,027.05

0.000198606576

1857

499,998.50

0.000163589069

1858

1,000,000.00

0.000327179120

1859

399,999.25

0.000130871403

1860

1,500,000.00

0.000490768680

1861

1,499,994.68

0.000490766940

1873

99,997.62

0.000032717133

1875

750,000.00

0.000245384340

1876

350,000.00

0.000114512692

1878

399,998.81

0.000130871259

1879

500,004.77

0.000163591121

1881

1,450,004.07

0.000474411056

1882

391,566.85

0.000128112497

1884

7,132.02

0.000002333448

1886

300,000.37

0.000098153857

1887

160,005.29

0.000052350390

1888

240,004.83

0.000078524569

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 38 of 66

PwC NET LOSS

PwC RATIO

1889

270,000.00

0.000088338362

1890

200,000.00

0.000065435824

1891

169,997.31

0.000055619570

1893

250,000.00

0.000081794780

1894

999,997.47

0.000327178292

1895

300,000.00

0.000098153736

1896

3,499,993.17

0.001145124686

1897

8,535.97

0.000002792791

1898

33,300.95

0.000010895376

1899

10,479.67

0.000003428729

1901

180,000.00

0.000058892242

2487

4,810,300.50

0.001573829885

2488

49,995.78

0.000016357575

2489

49,995.78

0.000016357575

2490

89,989.71

0.000029442754

2491

49,995.78

0.000016357575

2492

49,995.78

0.000016357575

2493

149,999.81

0.000049076806

2496

49,999.88

0.000016358917

2502

34,343.69

0.000011236538

2503

60,002.28

0.000019631493

2507

2,890,767.72

0.000945798839

2508

292,999.96

0.000095863469

2510

200,000.00

0.000065435824

2513

20,000.00

0.000006543582

2514

800,000.00

0.000261743296

2517

9,158.31

0.000002996408

2522

150,000.00

0.000049076868

2523

21,644.72

0.000007081700

2524

116,435.90

0.000038095395

2532

1,000,000.00

0.000327179120

2533

1,000,000.00

0.000327179120

2534

103,333.97

0.000033808717

2537

499,998.70

0.000163589135

2538

75,000.07

0.000024538457

2540

1,999,980.00

0.000654351697

2543

24,999.85

0.000008179429

2545

40,067.65

0.000013109298

2546

146,533.12

0.000047942577

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 39 of 66

PwC NET LOSS

PwC RATIO

2547

69,999.26

0.000022902296

2548

210,000.03

0.000068707625

2549

199,999.95

0.000065435808

2550

886,067.21

0.000289902690

2551

307,998.45

0.000100770662

2552

84,714.46

0.000027716802

2553

155,004.59

0.000050714265

2554

83,996.22

0.000027481809

2555

457,916.00

0.000149820554

2556

400,676.49

0.000131092981

2558

286,197.49

0.000093637843

2559

143,098.75

0.000046818923

2560

114,479.00

0.000037455138

2562

1,140,362.44

0.000373102780

2563

3,452,310.63

0.001129523954

2571

183,329.82

0.000059981689

2600

250,005.73

0.000081796655

2613

183,329.82

0.000059981689

2616

183,340.72

0.000059985255

2618

323,556,240.00

0.105860845913

2621

200,000.00

0.000065435824

2622

89,522.58

0.000029289919

2623

629,634.50

0.000206003262

2624

324,974.00

0.000106324707

2628

128,000.05

0.000041878944

2631

6,868,740.00

0.002247308310

2638

224,951.24

0.000073599349

2639

343,437.00

0.000112365415

2640

1,259,269.00

0.000412006523

2643

136,687.93

0.000044721437

2647

1,144,789.99

0.000374551382

2648

400,000.09

0.000130871677

2649

100,000.21

0.000032717981

2650

249,999.91

0.000081794751

2651

150,000.03

0.000049076878

2652

549,848.27

0.000179898873

2654

300,000.05

0.000098153752

2655

299,999.97

0.000098153726

2656

100,000.04

0.000032717925

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 40 of 66

PwC NET LOSS

PwC RATIO

2657

1,000,000.04

0.000327179133

2659

1,099,999.95

0.000359897016

2660

99,999.99

0.000032717909

2661

250,000.03

0.000081794790

2662

299,999.99

0.000098153733

2663

500,000.03

0.000163589570

2664

150,000.07

0.000049076891

2665

99,898.87

0.000032684824

2666

199,999.95

0.000065435808

2667

500,000.03

0.000163589570

2668

300,000.10

0.000098153769

2669

200,247.73

0.000065516876

2670

99,999.99

0.000032717909

2671

500,000.06

0.000163589580

2672

149,999.99

0.000049076865

2673

79,999.94

0.000026174310

2674

299,999.99

0.000098153733

2675

100,000.01

0.000032717915

2676

4,000,000.02

0.001308716487

2678

2,999,999.91

0.000981537331

2681

499,997.60

0.000163588775

2682

23,626.19

0.000007729996

2684

350,000.00

0.000114512692

2685

45,936,959.49

0.015029613987

2686

99,999.91

0.000032717883

2687

57,999.40

0.000018976193

2688

139,999.75

0.000045804995

2690

1,825,000.00

0.000597101894

2691

13,696,709.37

0.004481277320

2695

99,999.94

0.000032717892

2700

100,000.00

0.000032717912

2708

544,276.28

0.000178075834

2709

340,203.27

0.000111307407

2710

1,000,009.17

0.000327182120

2713

1,000,000.05

0.000327179136

2716

47,662.99

0.000015594335

2718

50,000.00

0.000016358956

2721

51,270.89

0.000016774765

2725

280,003.03

0.000091611145

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 41 of 66

PwC NET LOSS

PwC RATIO

2736

108,755.07

0.000035582388

2739

750,000.00

0.000245384340

2743

200,000.00

0.000065435824

2746

50,000.00

0.000016358956

2748

183,166.40

0.000059928222

2749

160,671.28

0.000052568288

2750

229,358.68

0.000075041371

2751

200,000.00

0.000065435824

2753

2,749,999.96

0.000899742567

2755

174,029.18

0.000056938714

2756

99,999.65

0.000032717798

2757

100,000.00

0.000032717912

2763

15,024.99

0.000004915863

2765

400,000.00

0.000130871648

2766

501,249.77

0.000163998459

2767

324,651.21

0.000106219097

2768

187,525.93

0.000061354569

2769

550,002.39

0.000179949298

2872

285,544.08

0.000093424061

2873

3,793,795.43

0.001241250651

2874

3,899,581.98

0.001275861801

2875

579,001.89

0.000189437329

2876

121,985.18

0.000039911004

2877

89,376.85

0.000029242239

2878

140,267.27

0.000045892522

2879

114,791.76

0.000037557467

2880

454,706.13

0.000148770352

2881

794,568.93

0.000259966363

2882

99,999.48

0.000032717742

2883

199,999.35

0.000065435611

2888

457,916.01

0.000149820557

2890

150,003.31

0.000049077951

2891

117,350.07

0.000038394493

2892

48,741.78

0.000015947293

2893

61,864.33

0.000020240717

2894

574,541.48

0.000187977976

2895

257,577.75

0.000084274062

2896

230,945.38

0.000075560506

2902

399,996.13

0.000130870382

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 42 of 66

PwC NET LOSS

PwC RATIO

2903

399,994.65

0.000130869898

2908

100,000.00

0.000032717912

2909

250,000.04

0.000081794793

2911

250,000.04

0.000081794793

2820

2,500,000.00

0.000817947800

2821

3,100,000.00

0.001014255272

2822

740,000.00

0.000242112549

2823

3,606,402.71

0.001179939665

2824

512,980.00

0.000167836345

2825

4,500,000.00

0.001472306041

2826

985,000.00

0.000322271433

2827

100,000.00

0.000032717912

2828

1,000,015.00

0.000327184028

2829

1,500,000.00

0.000490768680

2830

575,000.00

0.000188127994

2831

220,000.00

0.000071979406

2832

839,980.00

0.000274823917

2833

160,555.68

0.000052530466

2834

800,000.00

0.000261743296

2835

530,000.00

0.000173404934

2836

130,000.00

0.000042533286

2837

9,570,860.00

0.003131385554

2838

1,000,000.00

0.000327179120

2839

1,600,000.00

0.000523486592

2840

426,000.00

0.000139378305

2841

301,405.17

0.000098613478

2842

1,500,000.00

0.000490768680

2843

725,000.00

0.000237204862

2844

242,874.22

0.000079463374

2845

1,351,223.24

0.000442092031

2846

8,400,000.00

0.002748304609

2847

3,500,000.00

0.001145126920

2848

3,500,000.00

0.001145126920

2849

5,750,000.00

0.001881279941

2850

1,500,000.00

0.000490768680

2851

11,829,386.99

0.003870328427

2852

500,493.12

0.000163750899

2853

300,000.00

0.000098153736

2855

2,000,000.00

0.000654358240

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 43 of 66

PwC NET LOSS

PwC RATIO

2856

1,000,000.00

0.000327179120

2857

300,869.06

0.000098438074

2858

1,150,558.00

0.000376438554

2859

625,383.01

0.000204612263

2860

400,000.00

0.000130871648

2861

715,000.00

0.000233933071

2862

950,000.00

0.000310820164

2863

251,182.32

0.000082181610

2864

100,000.00

0.000032717912

2865

100,000.00

0.000032717912

2866

1,001,944.00

0.000327815156

2770

16,636,733.60

0.005443191861

2771

3,036,161.75

0.000993368730

2776

25,819,146.00

0.008447485471

2778

153,634,051.31

0.050265853729

2779

166,526.53

0.000054484004

2789

1,554,138.31

0.000508481605

2791

100,658.20

0.000032933261

2792

417,367.53

0.000136553941

2793

651,313.13

0.000213096057

2794

220,000.78

0.000071979662

2797

94,495.19

0.000030916853

2800

600,000.01

0.000196307475

2801

1,000,000.00

0.000327179120

2804

60,955.08

0.000019943229

2807

50,219.85

0.000016430886

2809

100,000.00

0.000032717912

2811

6,000,000.00

0.001963074721

2812

202,570.29

0.000066276769

2813

540,913.28

0.000176975531

2814

32,191.49

0.000010532383

2815

99,998.27

0.000032717346

2816

35,002.81

0.000011452189

2817

205,872.97

0.000067357337

2819

308,500.00

0.000100934759

2912

4,504.84

0.000001473890

2917

5,536,284.67

0.001811356747

2918

199,999.94

0.000065435804

2928

101,000.00

0.000033045091

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 44 of 66

PwC NET LOSS

PwC RATIO

2930

114,477.81

0.000037454749

2934

125,000.00

0.000040897390

2936

500,000.00

0.000163589560

2937

2,147,665.82

0.000702671413

2938

190,961.78

0.000062478707

2939

72,990.99

0.000023881128

2940

18,822,212.25

0.006158234843

2941

9,722,286.98

0.003180929300

2943

99,000.00

0.000032390733

2945

100,004.12

0.000032719260

2946

586,692.20

0.000191953438

2947

400,676.49

0.000131092981

2959

810,004.16

0.000265016448

2964

399,998.96

0.000130871308

2966

29,676.41

0.000009709502

2967

752,993.12

0.000246363626

2972

612,529.17

0.000200406755

2973

580,429.59

0.000189904443

2978

149,997.44

0.000049076030

2979

104,011.55

0.000034030407

2986

7,999,999.90

0.002617432928

2988

15,740.88

0.000005150087

2989

735,193.22

0.000240539871

3002

78,590.85

0.000025713285

3003

39,312.20

0.000012862131

3005

171,718.50

0.000056182708

3006

100,164.51

0.000032771736

3007

300,000.00

0.000098153736

3011

4,222.09

0.000001381380

3017

7,999.75

0.000002617351

3023

3,626.94

0.000001186659

3031

2,666.58

0.000000872449

3038

33,440.46

0.000010941020

3039

22,401.74

0.000007329382

3041

1,555.51

0.000000508930

3043

57,604.17

0.000018846882

3045

69,220.57

0.000022647525

3047

1,111.08

0.000000363522

3048

4,444.30

0.000001454082

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 45 of 66

PwC NET LOSS

PwC RATIO

3051

3,333.23

0.000001090563

3052

49,240.05

0.000016110316

3054

55,226.73

0.000018069033

3057

56,891.60

0.000018613744

3059

14,051.45

0.000004597341

3067

390,427.92

0.000127739863

3068

33,362.25

0.000010915432

3069

5,555.38

0.000001817604

3070

5,555.38

0.000001817604

3071

18,667.75

0.000006107698

3073

7,511.54

0.000002457619

3081

21,289.44

0.000006965460

3083

124,691.03

0.000040796301

3085

102,407.58

0.000033505622

3087

2,222.15

0.000000727041

3088

55,326.73

0.000018101751

3089

8,829.19

0.000002888727

3090

48,672.35

0.000015924577

3093

7,896.72

0.000002583642

3095

101,975.82

0.000033364359

3096

17,883.54

0.000005851121

3098

22,361.18

0.000007316111

3101

11,146.82

0.000003647007

3102

2,222.15

0.000000727041

3103

9,555.25

0.000003126278

3107

27,951.48

0.000009145141

3110

2,222.15

0.000000727041

3112

2,666.58

0.000000872449

3113

34,605.50

0.000011322197

3116

1,555.51

0.000000508930

3125

200,002.60

0.000065436675

3130

44,000.23

0.000014395957

3131

53,999.84

0.000017667620

3133

20,000.03

0.000006543592

3135

200,000.09

0.000065435853

3140

1,014,601.53

0.000331956436

3141

50,000.00

0.000016358956

3142

27,170.40

0.000008889588

3144

74,999.81

0.000024538372

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 46 of 66

PwC NET LOSS

PwC RATIO

3147

249,999.99

0.000081794777

3148

100,000.00

0.000032717912

3150

750,000.00

0.000245384340

3152

11,181.88

0.000003658478

3162

200,000.00

0.000065435824

3166

93,322.80

0.000030533272

3172

149,999.40

0.000049076672

3173

222,264.13

0.000072720182

3174

19,997.04

0.000006542614

3177

29,692.97

0.000009714920

3183

250,001.53

0.000081795281

3185

236,288.00

0.000077308500

3186

286,197.50

0.000093637846

3187

20,400.00

0.000006674454

3192

1,168,007.26

0.000382147588

3193

50,557.52

0.000016541365

3195

1,147,175.65

0.000375331920

3196

199,633.76

0.000065315998

3197

198,572.72

0.000064968848

3200

232,858.20

0.000076186341

3201

299,459.22

0.000097976804

3204

100,000.00

0.000032717912

3208

300,000.00

0.000098153736

3209

29,100.00

0.000009520912

3211

36,756.26

0.000012025881

3213

39,533.03

0.000012934382

3214

68,204.91

0.000022315222

3217

171,718.59

0.000056182737

3225

100,000.00

0.000032717912

3226

250,000.00

0.000081794780

3227

250,000.00

0.000081794780

3249

1,033,581.01

0.000338166125

3250

1,552,228.90

0.000507856886

3261

6,988.38

0.000002286452

3266

1,000,000.00

0.000327179120

3269

2,359,945.52

0.000772124899

3270

100,000.00

0.000032717912

2278

35,690.32

0.000011677127

3272

399,998.62

0.000130871197

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 47 of 66

PwC NET LOSS

PwC RATIO

3274

400,000.00

0.000130871648

3277

20,024.41

0.000006551569

3280

100,003.19

0.000032718956

3282

185,859.73

0.000060809423

3283

150,000.00

0.000049076868

3286

400,000.00

0.000130871648

3288

53,622,430.01

0.017544139470

3292

132,093.15

0.000043218121

3296

150,000.00

0.000049076868

3298

140,000.00

0.000045805077

3299

999,994.76

0.000327177406

3300

950,002.20

0.000310820884

3301

259,508.36

0.000084905717

3302

66,085.47

0.000021621786

3305

11,997.52

0.000003925338

3307

149,999.28

0.000049076632

3308

200,000.03

0.000065435834

3309

24,999.98

0.000008179471

3310

100,999.96

0.000033045078

3311

230,000.00

0.000075251198

3312

29,968.54

0.000009805081

3313

188,000.00

0.000061509675

3315

107,240.31

0.000035086790

3322

1,006,500.03

0.000329305794

3331

149,999.89

0.000049076832

3333

221,454.71

0.000072455357

3349

450,000.00

0.000147230604

3362

69,197.17

0.000022639869

3363

148,451.14

0.000048570113

3364

101,650.00

0.000033257758

3365

200,000.00

0.000065435824

3366

250,000.00

0.000081794780

3367

137,274.00

0.000044913187

3370

210,000.00

0.000068707615

3373

135,000.00

0.000044169181

3374

115,001.46

0.000037626076

3375

440,004.12

0.000143960161

3376

100,000.00

0.000032717912

3377

1,002,227.53

0.000327907921

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 48 of 66

PwC NET LOSS

PwC RATIO

3383

101,000.00

0.000033045091

3386

263,301.70

0.000086146819

3387

100,000.00

0.000032717912

3388

348,907.38

0.000114155210

3390

1,468,028.75

0.000480308355

3391

1,589,666.29

0.000520105618

3392

1,389,475.93

0.000454607512

3395

450,000.00

0.000147230604

3397

100,000.00

0.000032717912

3399

249,999.28

0.000081794544

3407

635,000.00

0.000207758741

3410

1,390,000.00

0.000454778977

3424

74,993.68

0.000024536366

3425

490,188.32

0.000160379383

3426

121,686.99

0.000039813442

3427

20,000,000.00

0.006543582402

3428

140,000.00

0.000045805077

3430

978,094.01

0.000320011938

3431

101,500.00

0.000033208681

3432

200,000.00

0.000065435824

3433

200,000.00

0.000065435824

3434

15,298.84

0.000005005461

3435

1,281,760.37

0.000419365230

3436

44,988.11

0.000014719170

3437

100,000.00

0.000032717912

3438

249,999.02

0.000081794459

3439

30,300.00

0.000009913527

3440

469,527.22

0.000153619503

3441

50,575.00

0.000016547084

3442

750,000.00

0.000245384340

3443

50,000.00

0.000016358956

3444

57,526.32

0.000018821411

3445

500,013.18

0.000163593872

3446

253,832.43

0.000083048671

3447

85,859.22

0.000028091344

3448

9,000,000.01

0.002944612084

3449

33,333.33

0.000010905970

3450

1,689,440.00

0.000552749493

3452

141,400.00

0.000046263128

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 49 of 66

PwC NET LOSS

PwC RATIO

3454

192,000.00

0.000062818391

3456

23,541.15

0.000007702173

3458

228,959.26

0.000074910689

3459

81,435.53

0.000026644005

3460

37,975.39

0.000012424755

10032

38,264.16

0.000012519234

10106

100,000.00

0.000032717912

10110

57,240.15

0.000018727782

10146

114,479.00

0.000037455138

10151

31,345,000.00

0.010255429520

10157

100,003.40

0.000032719024

10159

84,012.98

0.000027487293

10272

250,002.39

0.000081795562

10282

100,000.00

0.000032717912

10284

50,370.77

0.000016480264

10288

99,999.31

0.000032717686

10293

414,316.58

0.000135555734

10312

245,000.00

0.000080158884

10319

55,000.00

0.000017994852

10369

74,998.70

0.000024538009

10419

61,399.85

0.000020088749

10422

100,000.00

0.000032717912

10423

299,999.84

0.000098153684

10471

83,003.29

0.000027156943

10480

29,375.20

0.000009610952

10481

19,583.38

0.000006407273

10491

312,000.00

0.000102079885

10516

129,993.97

0.000042531313

10522

1,999,999.28

0.000654358005

10529

500,001.37

0.000163590008

10533

24,040.45

0.000007865533

10539

24,567.30

0.000008037908

10551

9,006.36

0.000002946693

10552

193,096.92

0.000063177280

10568

300,003.34

0.000098154829

10574

100,041.33

0.000032731434

10586

114,479.00

0.000037455138

10591

114,535.30

0.000037473559

10600

99,999.94

0.000032717892

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 50 of 66

PwC NET LOSS

PwC RATIO

10612

43,271.54

0.000014157544

10614

105,147.39

0.000034402031

10622

105,004.38

0.000034355241

10630

75,556.14

0.000024720391

10636

200,000.00

0.000065435824

10645

59,523.36

0.000019474801

10681

299,970.00

0.000098143921

10682

159,997.03

0.000052347687

10688

25,000.00

0.000008179478

10690

99,998.94

0.000032717565

10754

298,499.24

0.000097662719

10755

386,000.07

0.000126291163

10766

100,000.00

0.000032717912

10726

33,341.20

0.000010908544

10727

33,330.34

0.000010904991

10734

500,000.00

0.000163589560

10741

150,000.00

0.000049076868

10752

100,000.00

0.000032717912

10772

1,259,269.00

0.000412006523

10810

499,995.57

0.000163588111

10825

343,438.40

0.000112365874

10829

98,001.88

0.000032064169

10843

473,000.00

0.000154755724

10844

97,820.78

0.000032004917

10850

34,440.21

0.000011268118

10851

56,463.18

0.000018473574

10854

349,994.74

0.000114510971

10855

200,000.00

0.000065435824

10909

62,493.30

0.000020446503

10918

18,240.56

0.000005967930

10938

499,999.59

0.000163589426

10941

41,916.04

0.000013714053

10942

109,407.34

0.000035795797

10947

249,999.84

0.000081794728

10959

7,173.53

0.000002347029

10960

2,604.52

0.000000852145

10961

4,693.67

0.000001535671

10963

13,529.64

0.000004426616

10964

22,344.71

0.000007310723

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 51 of 66

PwC NET LOSS

PwC RATIO

10965

8,364.93

0.000002736830

10966

11,051.34

0.000003615768

10967

1,555.51

0.000000508930

10968

9,555.25

0.000003126278

10969

5,555.38

0.000001817604

10970

22,252.85

0.000007280668

10971

8,960.65

0.000002931738

10972

1,111.08

0.000000363522

10973

2,560.19

0.000000837641

10974

5,555.38

0.000001817604

10978

100,000.00

0.000032717912

10979

18,557.46

0.000006071613

10982

22,999.44

0.000007524937

10988

21,755.75

0.000007118027

10989

337,604.10

0.000110457012

10991

23,235.98

0.000007602327

10992

200,000.00

0.000065435824

10993

100,000.00

0.000032717912

10994

68,300.80

0.000022346596

10995

86,440.29

0.000028281458

10996

10,949.29

0.000003582379

11003

127,581.01

0.000041741843

11004

50,000.00

0.000016358956

11006

39,447.90

0.000012906529

11008

36,584.00

0.000011969521

11009

100,000.00

0.000032717912

11011

14,207.30

0.000004648332

11029

16,881.41

0.000005523245

11030

88,125.87

0.000028832945

11031

170,872.34

0.000055905862

11032

32,237.13

0.000010547316

11033

33,313.62

0.000010899521

11034

125,360.86

0.000041015456

11036

24,661.03

0.000008068574

11037

33,026.71

0.000010805650

11039

27,040.79

0.000008847182

11040

63,570.05

0.000020798793

11041

36,816.49

0.000012045587

11043

10,000.61

0.000003271991

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 52 of 66

PwC NET LOSS

PwC RATIO

11050

30,544.79

0.000009993618

11054

10,297.40

0.000003369094

11057

58,464.02

0.000019128207

11058

46,951.17

0.000015361442

11059

193,336.97

0.000063255820

11062

36,684.64

0.000012002448

11102

956,820.60

0.000313051722

11103

58,249.24

0.000019057935

11119

14,917.00

0.000004880531

11123

110,852.30

0.000036268558

11126

70,000.00

0.000022902538

11131

33,996.29

0.000011122876

11132

33,644.75

0.000011007860

11133

100,000.00

0.000032717912

11135

23,987.83

0.000007848317

11136

35,565.76

0.000011636374

11137

164,462.48

0.000053808690

11139

25,054.61

0.000008197345

11140

27,452.04

0.000008981734

11141

5,806.50

0.000001899766

11142

430,502.77

0.000140851517

11209

31,803.54

0.000010405454

11151

100,003.82

0.000032719162

11152

33,300.82

0.000010895333

11158

68,277.73

0.000022339048

11159

17,676.48

0.000005783375

11160

436,034.69

0.000142661446

11163

18,935.18

0.000006195196

11164

19,853.04

0.000006495500

11165

26,684.80

0.000008730709

11166

12,014.41

0.000003930864

11168

44,359.27

0.000014513427

11169

52,849.18

0.000017291148

11174

48,082.71

0.000015731659

11177

34,999.57

0.000011451129

11180

100,000.00

0.000032717912

11181

200,000.00

0.000065435824

11184

35,479.33

0.000011608096

11185

4,945.23

0.000001617976

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 53 of 66

PwC NET LOSS

PwC RATIO

11186

38,246.04

0.000012513306

11187

28,361.49

0.000009279287

11191

2,050,000.00

0.000670717196

11195

106,096.30

0.000034712494

11196

52,106.88

0.000017048283

11213

100,000.00

0.000032717912

11214

149,999.48

0.000049076698

11216

11,516.40

0.000003767926

11222

1,499,994.65

0.000490766930

11233

250,000.00

0.000081794780

11234

130,840.24

0.000042808195

11236

50,160.91

0.000016411602

11239

50,003.19

0.000016360000

11240

27,165.18

0.000008887880

11241

29,950.69

0.000009799240

11245

38,795.15

0.000012692963

11247

27,381.03

0.000008958501

11251

195,000.00

0.000063799928

11252

26,880.62

0.000008794778

11254

86,259.14

0.000028222190

11255

29,555.78

0.000009670034

11256

156,307.46

0.000051140537

11355

14,840.55

0.000004855518

11356

61,000.00

0.000019957926

11378

29,556.67

0.000009670325

11401

218,067.11

0.000071347005

11404

49,180.08

0.000016090695

11360

50,000.00

0.000016358956

11361

67,459.69

0.000022071402

11363

36,490.55

0.000011938946

11364

24,164.44

0.000007906100

11367

999,996.54

0.000327177988

11417

99,999.85

0.000032717863

11419

100,000.00

0.000032717912

11421

57,727.11

0.000018887105

11422

264,479.00

0.000086532007

11425

675,923.63

0.000221148099

11429

30,066.89

0.000009837259

11431

110,302.42

0.000036088649

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 54 of 66

PwC NET LOSS

PwC RATIO

11436

30,235.50

0.000009892424

11438

43,137.74

0.000014113768

11443

521,669.38

0.000170679329

11444

180,004.12

0.000058893590

11456

101,350.31

0.000033159705

11458

200,000.00

0.000065435824

11459

100,000.00

0.000032717912

11460

100,000.00

0.000032717912

11461

50,000.00

0.000016358956

11462

31,077.12

0.000010167785

11466

250,000.00

0.000081794780

11474

26,103.52

0.000008540527

11482

500,000.00

0.000163589560

11485

17,090.83

0.000005591763

11486

35,429.89

0.000011591920

11487

107,527.42

0.000035180727

11488

58,964.55

0.000019291970

11489

128,194.92

0.000041942701

11490

358,841.23

0.000117405358

11492

8,297.85

0.000002714883

11493

32,372.69

0.000010591668

11495

30,302.83

0.000009914453

11496

137,728.54

0.000045061903

11497

6,733.68

0.000002203119

11498

29,635.01

0.000009695956

11499

85,859.26

0.000028091357

11500

100,003.82

0.000032719162

11501

149,995.29

0.000049075327

11506

419,579.87

0.000137277773

11510

21,135.52

0.000006915101

11511

6,831.40

0.000002235091

11512

6,831.40

0.000002235091

11513

20,564.54

0.000006728288

11520

100,871.75

0.000033003130

11521

150,000.00

0.000049076868

11524

200,000.00

0.000065435824

11537

250,000.00

0.000081794780

11555

198,000.00

0.000064781466

11561

150,000.00

0.000049076868

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 55 of 66

PwC NET LOSS

PwC RATIO

11568

100,000.00

0.000032717912

11572

148,822.70

0.000048691680

11575

1,076,979.14

0.000352365087

11578

3,645.37

0.000001192689

11583

88,717.72

0.000029026586

11589

150,003.90

0.000049078144

11642

210,909.97

0.000069005338

11643

1,000,000.00

0.000327179120

11593

160,270.60

0.000052437194

11602

108,233.84

0.000035411853

11609

550,000.00

0.000179948516

11612

100,812.32

0.000032983686

11613

39,887.56

0.000013050377

11614

34,034.90

0.000011135509

11615

22,608.06

0.000007396885

11616

24,354.69

0.000007968346

11617

98,424.43

0.000032202418

11618

2,000,000.27

0.000654358329

11661

43,734.46

0.000014309002

11662

48,483.46

0.000015862776

11663

21,529.00

0.000007043839

11667

200,000.00

0.000065435824

11668

48,555.33

0.000015886290

11669

32,840.46

0.000010744713

11670

88,183.11

0.000028851672

11672

56,169.90

0.000018377618

11675

343,437.00

0.000112365415

11694

50,004.13

0.000016360307

11695

172,399.14

0.000056405399

11697

300,004.12

0.000098155084

11708

100,000.00

0.000032717912

11709

37,914.19

0.000012404731

11720

200,008.30

0.000065438540

11726

17,689.47

0.000005787625

11727

9,564.22

0.000003129213

11728

30,474.73

0.000009970695

11729

75,398.11

0.000024668687

11731

27,500.25

0.000008997508

11733

100,000.00

0.000032717912

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 56 of 66

PwC NET LOSS

PwC RATIO

11749

100,000.00

0.000032717912

11754

250,000.00

0.000081794780

11805

32,602.97

0.000010667011

11806

20,732.22

0.000006783149

11807

20,860.81

0.000006825221

11808

54,671.35

0.000017887324

11809

45,811.60

0.000014988599

11812

283,619.89

0.000092794506

11813

15,119.41

0.000004946755

11818

75,000.00

0.000024538434

11827

438,000.60

0.000143304651

11844

128,252.97

0.000041961694

11846

249,200.44

0.000081533181

11847

249,786.90

0.000081725058

11757

650,006.62

0.000212668594

11758

299,998.66

0.000098153298

11761

250,002.21

0.000081795503

11762

399,996.54

0.000130870516

11763

600,000.00

0.000196307472

11770

79,999.41

0.000026174137

11771

30,000.12

0.000009815413

11775

463,465.11

0.000151636107

11781

2,445,353.54

0.000800068620

11783

155,722.75

0.000050949232

11785

1,980,134.10

0.000647858533

11798

99,519.44

0.000032560683

11799

48,051.09

0.000015721313

11800

13,600.23

0.000004449711

11802

32,603.25

0.000010667103

11803

904,640.47

0.000295979473

11804

69,247.64

0.000022656382

11857

25,980.41

0.000008500248

11860

79,628.00

0.000026052619

11863

249,999.11

0.000081794489

11865

11,596.99

0.000003794293

11872

210,000.00

0.000068707615

11901

100,000.00

0.000032717912

11904

405,422.17

0.000132645669

11906

109,975.25

0.000035981606

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 57 of 66

PwC NET LOSS

PwC RATIO

11907

52,741.72

0.000017255990

11909

17,822.65

0.000005831199

11911

53,634.81

0.000017548190

11912

20,920.27

0.000006844676

11913

52,205.87

0.000017080671

11914

270,817.53

0.000088605841

11921

17,689.47

0.000005787625

11923

10,570.93

0.000003458588

11931

80,231.90

0.000026250202

11932

150,000.00

0.000049076868

11953

75,514.55

0.000024706784

11954

114,479.03

0.000037455148

11955

34,343.94

0.000011236620

11956

50,791.68

0.000016617977

11957

34,344.07

0.000011236663

11960

205,724.44

0.000067308741

11970

100,000.03

0.000032717922

11973

125,000.00

0.000040897390

11974

109,232.71

0.000035738662

11977

46,831.50

0.000015322289

11978

143,875.90

0.000047073190

11981

14,999.44

0.000004907504

12046

400,000.00

0.000130871648

12049

286,197.50

0.000093637846

12051

172,228.76

0.000056349654

12073

102,150.04

0.000033421360

12090

319,996.16

0.000104696062

12102

374,809.66

0.000122629895

12103

49,999.96

0.000016358943

12117

85,403.70

0.000027942307

12118

44,006.01

0.000014397848

12119

124,504.90

0.000040735404

12120

16,859.26

0.000005515998

12121

13,565.30

0.000004438283

12123

63,293.78

0.000020708403

12124

15,114.40

0.000004945116

12125

55,677.26

0.000018216437

12126

17,774.12

0.000005815321

12127

8,429.63

0.000002757999

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 58 of 66

PwC NET LOSS

PwC RATIO

12128

73,318.70

0.000023988348

12129

73,318.70

0.000023988348

12130

73,318.70

0.000023988348

12132

104,263.35

0.000034112791

12135

59,999.03

0.000019630430

12136

259,849.10

0.000085017200

12144

64,725.99

0.000021176992

12145

97,935.73

0.000032042526

12159

99,999.08

0.000032717611

12160

99,832.01

0.000032662949

12163

100,000.00

0.000032717912

12164

65,004.55

0.000021268131

12166

133,326.79

0.000043621742

12168

450,000.05

0.000147230620

12171

44,083.06

0.000014423057

12172

103,526.00

0.000033871546

12173

171,000.02

0.000055947636

12175

70,976.98

0.000023222186

12176

153,110.00

0.000050094395

12181

200,000.00

0.000065435824

12194

24,515.51

0.000008020963

12195

114,478.82

0.000037455080

12197

28,837.17

0.000009434920

12245

15,076.68

0.000004932775

12247

9,956.63

0.000003257601

12250

36,464.42

0.000011930397

12251

89,728.31

0.000029357230

12260

900,000.00

0.000294461208

12263

49,073.04

0.000016055674

12273

378,778.64

0.000123928462

12299

1,821,913.93

0.000596092197

12301

350,000.00

0.000114512692

12304

75,000.00

0.000024538434

12308

147,582.61

0.000048285948

12361

915,832.00

0.000299641108

12362

500,000.00

0.000163589560

12367

101,899.99

0.000033339549

12369

170,001.97

0.000055621095

12371

117,569.58

0.000038466312

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 59 of 66

PwC NET LOSS

PwC RATIO

12372

148,556.55

0.000048604601

12374

198,075.39

0.000064806132

12375

50,536.92

0.000016534625

12377

150,407.50

0.000049210194

12378

50,536.92

0.000016534625

12380

49,999.97

0.000016358946

12388

40,078.33

0.000013112793

12389

44,298.90

0.000014493675

12390

68,272.39

0.000022337300

12391

17,719.56

0.000005797470

12392

35,439.12

0.000011594940

12393

62,018.46

0.000020291145

12394

57,392.52

0.000018777634

12395

66,622.88

0.000021797615

12396

237,883.09

0.000077830380

12397

150,000.00

0.000049076868

12398

460,473.90

0.000150657445

12315

64,300.56

0.000021037801

12316

99,999.97

0.000032717902

12317

62,963.45

0.000020600326

12318

28,619.75

0.000009363785

12319

28,620.31

0.000009363968

12320

151,263.86

0.000049490377

12322

100,001.53

0.000032718413

12332

134,595.59

0.000044036867

12342

45,791.61

0.000014982059

12350

50,000.00

0.000016358956

12357

383,457.38

0.000125459248

12358

372,678.85

0.000121932738

12359

56,981.72

0.000018643229

12360

1,249,999.24

0.000408973651

12438

106,044.57

0.000034695569

12439

200,013.62

0.000065440280

12445

200,000.00

0.000065435824

12467

1,689,830.69

0.000552877318

12470

4,779,621.45

0.001563792341

12473

72,266.09

0.000023643956

12476

343,437.00

0.000112365415

12477

99,997.75

0.000032717176

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 60 of 66

PwC NET LOSS

PwC RATIO

12479

200,000.00

0.000065435824

12487

165,994.55

0.000054309951

12488

19,079.78

0.000006242506

12489

19,079.78

0.000006242506

12490

19,079.76

0.000006242499

12492

183,166.40

0.000059928222

12553

11,824.88

0.000003868854

12554

151,903.31

0.000049699591

12563

100,690.25

0.000032943747

12564

50,261.48

0.000016444507

12565

37,507.46

0.000012271658

12566

22,712.23

0.000007430967

12567

78,497.90

0.000025682874

12568

50,024.01

0.000016366812

12569

188,894.43

0.000061802313

12570

52,105.82

0.000017047936

12571

60,000.17

0.000019630803

12572

9,978.95

0.000003264904

12573

56,667.96

0.000018540573

12574

90,002.20

0.000029446841

12575

128,150.87

0.000041928289

12576

10,152.84

0.000003321797

12577

13,521.07

0.000004423812

12578

51,796.87

0.000016946854

12579

14,683.84

0.000004804246

12580

9,961.95

0.000003259342

12581

50,103.61

0.000016392855

12582

31,181.43

0.000010201913

12583

29,781.65

0.000009743934

12584

51,936.88

0.000016992663

12585

20,514.51

0.000006711919

12586

68,250.05

0.000022329991

12587

70,000.31

0.000022902640

12588

97,004.75

0.000031737929

12589

10,033.54

0.000003282765

12590

62,280.57

0.000020376902

12591

50,440.04

0.000016502928

12592

55,752.58

0.000018241080

12593

50,845.47

0.000016635576

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 61 of 66

PwC NET LOSS

PwC RATIO

12594

50,700.06

0.000016588001

12595

225,277.53

0.000073706104

12596

50,017.56

0.000016364701

12597

51,033.36

0.000016697050

12598

62,356.23

0.000020401656

12599

9,191,246.72

0.003007184015

12603

1,018,863.10

0.000333350733

12608

152,655.00

0.000049945529

12609

58,836.00

0.000019249911

12612

2,213,008.76

0.000724050259

12507

116,461.23

0.000038103683

12515

110,000.05

0.000035989720

12518

15,227.33

0.000004982064

12519

58,115.92

0.000019014316

12533

70,859.68

0.000023183808

12534

64,266.97

0.000021026811

12537

6,082.62

0.000001990106

12541

40,160.77

0.000013139765

12542

93,475.87

0.000030583353

12543

905,000.00

0.000296097104

12623

150,000.00

0.000049076868

12626

85,941.88

0.000028118389

12630

23,375.56

0.000007647995

12632

199,994.26

0.000065433946

12640

45,470.70

0.000014877064

12646

277,322.41

0.000090734102

12649

100,029.64

0.000032727610

12655

57,239.50

0.000018727569

12657

1,000,000.00

0.000327179120

12665

200,000.00

0.000065435824

12672

13,624.49

0.000004457649

12673

23,278.18

0.000007616134

12677

99,996.42

0.000032716741

12682

254,728.43

0.000083341824

12686

1,899,994.45

0.000621638512

12687

186,028.13

0.000060864520

12699

50,771.64

0.000016611421

12700

190,000.00

0.000062164033

12705

377,533.03

0.000123520925

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 62 of 66

PwC NET LOSS

PwC RATIO

12707

20,726.42

0.000006781252

12710

44,999.93

0.000014723038

12711

500,000.00

0.000163589560

12718

63,194.11

0.000020675793

12721

49,995.45

0.000016357467

12722

93,984.30

0.000030749701

12725

117,826.93

0.000038550511

12727

33,024.38

0.000010804888

12742

100,000.00

0.000032717912

12744

110,937.76

0.000036296519

12750

121,756.00

0.000039836021

12760

249,997.35

0.000081793913

12767

8,907,898.55

0.002914478410

12781

357,529.00

0.000116976024

12795

15,782.37

0.000005163662

12816

11,447.90

0.000003745514

11919

686,874.00

0.000224730831

12908

107,008.92

0.000035011084

12909

129,999.52

0.000042533129

12910

116,768.58

0.000038204241

20036

53,297.69

0.000017437891

20120

23,369.37

0.000007645970

20129

5,000,000.00

0.001635895601

20279

286,197.97

0.000093638000

20314

100,000.00

0.000032717912

20349

186,585.86

0.000061046998

20374

120,000.00

0.000039261494

20386

40,656.64

0.000013302004

20428

99,999.60

0.000032717781

20460

99,994.28

0.000032716041

20471

19,999.49

0.000006543416

20540

100,000.00

0.000032717912

20586

250,000.00

0.000081794780

20644

45,588.02

0.000014915448

20662

65,217.79

0.000021337899

20745

99,998.72

0.000032717493

20761

56,094.69

0.000018353011

20786

191,614.44

0.000062692244

20802

64,999.95

0.000021266626

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 63 of 66

PwC NET LOSS

PwC RATIO

20814

99,998.14

0.000032717303

20818

32,219.59

0.000010541577

20825

100,000.03

0.000032717922

20835

66,920.96

0.000021895141

20850

99,998.83

0.000032717529

20854

96,795.33

0.000031669411

20941

57,239.84

0.000018727680

20952

435,733.04

0.000142562753

20958

99,999.68

0.000032717807

20961

100,000.00

0.000032717912

20965

17,222.77

0.000005634931

20971

239,998.95

0.000078522645

12951

201,576.18

0.000065951517

20988

100,000.32

0.000032718017

20995

250,000.00

0.000081794780

21073

190,004.12

0.000062165381

21090

78,990.51

0.000025844046

21115

99,999.46

0.000032717735

21133

1,000,000.91

0.000327179418

21140

68,413.00

0.000022383305

21202

116,349.13

0.000038067006

21218

64,995.59

0.000021265200

21226

99,995.91

0.000032716574

21228

500,000.00

0.000163589560

21239

940,000.00

0.000307548373

21245

228,958.26

0.000074910362

21259

50,737.12

0.000016600126

21289

100,003.40

0.000032719024

21304

140,000.45

0.000045805224

21309

107,355.60

0.000035124511

21358

149,996.13

0.000049075602

21372

11,447.90

0.000003745514

21382

32,593.44

0.000010663893

21393

50,476.93

0.000016514998

21408

100,003.70

0.000032719123

21417

100,005.36

0.000032719666

21434

101,645.94

0.000033256429

21460

76,067.39

0.000024887662

21494

138,687.40

0.000045375622

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 64 of 66

PwC NET LOSS

PwC RATIO

21503

114,477.95

0.000037454795

21527

139,997.97

0.000045804413

21528

95,359.47

0.000031199627

21532

145,472.38

0.000047595525

21560

1,000,000.00

0.000327179120

21612

150,000.00

0.000049076868

21643

100,000.17

0.000032717968

21950

100,000.00

0.000032717912

21952

200,003.75

0.000065437051

21996

1,872,126.20

0.000612520603

22062

96,142.95

0.000031455966

22064

300,000.00

0.000098153736

22067

100,000.00

0.000032717912

22139

99,037.70

0.000032403068

22159

100,000.00

0.000032717912

22177

201,995.90

0.000066088841

22187

290,000.00

0.000094881945

22189

65,000.00

0.000021266643

22261

600,000.00

0.000196307472

22272

500,000.00

0.000163589560

22277

301,310.47

0.000098582494

22282

109,999.94

0.000035989684

22199

114,478.54

0.000037454988

22210

99,997.52

0.000032717101

22211

500,000.00

0.000163589560

22215

13,075.39

0.000004277995

21708

289,942.18

0.000094863027

21728

327,168.86

0.000107042820

22543

99,999.48

0.000032717742

22523

57,238.19

0.000018727141

22528

1,037,991.69

0.000339609208

22532

291,603.64

0.000095406622

12971

38,407.41

0.000012566103

21801

250,000.00

0.000081794780

21807

30,832.56

0.000010087770

22285

20,000,000.00

0.006543582402

22300

233,470.56

0.000076386692

22316

193,640.05

0.000063354981

22326

150,000.00

0.000049076868

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

CLAIM NO

Page 65 of 66

PwC NET LOSS

PwC RATIO

22331

89,375.16

0.000029241686

22333

49,745.88

0.000016275813

22339

3,855.71

0.000001261508

22341

100,000.00

0.000032717912

22344

100,579.75

0.000032907594

22359

68,391.38

0.000022376232

22363

972,836.19

0.000318291689

22374

49,994.89

0.000016357284

22415

228,957.60

0.000074910146

22416

536,633.96

0.000175575427

22417

16,631.17

0.000005441372

22426

60,770.14

0.000019882721

22582

149,995.22

0.000049075304

22621

1,037,991.69

0.000339609208

22622

37,615.44

0.000012306987

22626

49,999.29

0.000016358724

21860

99,995.27

0.000032716364

21927

19,839.75

0.000006491152

21949

57,239.50

0.000018727569

22632

400,000.00

0.000130871648

22633

200,000.00

0.000065435824

22650

30,207.70

0.000009883329

22654

393,846.06

0.000128858207

22672

147,720.44

0.000048331044

22691

2,047,209.18

0.000669804098

20000006

33,333.33

0.000010905970

20000007

33,333.33

0.000010905970

20000008

2,800,000.00

0.000916101536

20000009

5,000,000.00

0.001635895601

20000011

499,998.74

0.000163589148

20000012

99,999.68

0.000032717807

20000013

212,681.76

0.000069585031

20000014

1,499,999.98

0.000490768674

20000015

99,999.88

0.000032717873

20000018

140,809.17

0.000046069820

20000022

54,032.90

0.000017678437

20000023

11,447.77

0.000003745471

20000024

40,299.56

0.000013185175

Authorized Claimants - PwC Settlement
Exhibit F to November 9, 2016 Rabe Declaration in Support
of Distribution of Net Settlement Funds

Page 66 of 66

CLAIM NO

PwC NET LOSS

PwC RATIO

20000025

54,999.59

0.000017994717

3,056,429,761.24

1.000000000000

Total Number of Claims:  2,535

EXHIBIT G

Invoice
625 MARQUETTE AVENUE, SUITE 880
MINNEAPOLIS, MN 55402
P 612.359.2000 I F 612.359.2050
WWW.RUSTCONSULTING.COM
FEDERAL ID #: 41-1813634

DATE:
MATTER #:

Robert C. Finkel, Esq.
Wolf Popper LLP
845 Third Avenue
New York, NY 10022

Eli J. Glasser
Boies, Schiller & Flexner LLP
401 East Las Olas Blvd., Suite 1200
FortLauderdale, FL 33301

[e-mail]

TO:

10/20/16
482000

[e-mail]
PROJECT

Fairfield Greenwich Securities Litigation - Citco Settlement
For Claims Administration Services from Inception through September 2016
PROFESSIONAL FEES

Project Setup
Legal Notification
Call Center
Website Modification
Opt-Outs and Correspondence
Claims Processing/Audits
Project Management
Technical Consulting

$

1,000.00
11,060.61
3,642.53
2,484.14
45,528.41
63,832.03
29,665.62
7,525.96
164,739.30

$

4,512.90
970.00
2,080.68
12,218.52
462.33
73,498.29
1,272.17
1,675.00
1,270.00
70.20
2,925.00
100,955.09

SUBTOTAL

EXPENSES: OTHER CHARGES AND OUT-OF-POCKET COSTS

Print and Mail Notice Package
Broker Reimbursements
Call Center/Telecommunications
Postage/Federal Express/Other
Shredding/Storage
Media Buy
Other/Supplies
Photocopies/Faxing/Printing
PO Box Rental
Address Trace
Website Hosting
SUBTOTAL

(203,078.59)

LESS - PAYMENT RECEIVED
TOTAL DUE
WIRE INFORMATION
ACCOUNT #: 8093434387
ABA/ROUTING # WIRE or ACH: 111014325
BANK: BANK OF TEXAS, DALLAS, TX 75225
BANK CONTACT: MAYRA LANDEROS 214.987.8817
REFERENCE: INVOICE NUMBER

RUST
PAYMENT MAILING ADDRESS:
P O BOX 142589
DRAWER #9051
Irving, TX  75014-2589

$

62,615.80

PAYMENT TERMS: NET DUE UPON RECEIPT

EXHIBIT H

Invoice
625 MARQUETTE AVENUE, SUITE 880
MINNEAPOLIS, MN 55402
P 612.359.2000 I F 612.359.2050
WWW.RUSTCONSULTING.COM
FEDERAL ID #: 41-1813634

DATE:
MATTER #:

Robert C. Finkel, Esq.
Wolf Popper LLP
845 Third Avenue
New York, NY 10022

Eli J. Glasser
Boies, Schiller & Flexner LLP
401 East Las Olas Blvd., Suite 1200
FortLauderdale, FL 33301

[e-mail]

TO:

10/20/16
498500

[e-mail]
PROJECT

Fairfield Greenwich Securities Litigation - PwC Settlement
For Claims Administration Services from Inception through September 2016
PROFESSIONAL FEES

Project Setup
Legal Notification
Call Center
Website Modification
Opt-Outs and Correspondence
Claims Processing/Audits
Project Management
Technical Consulting

$

1,000.00
6,279.21
809.42
984.60
22,283.47
59,394.99
7,246.44
8,297.21
106,295.34

$

5,540.85
445.00
757.85
12,384.50
117.60
81,481.00
735.05
811.40
90.20
1,300.00
103,663.45

SUBTOTAL

EXPENSES: OTHER CHARGES AND OUT-OF-POCKET COSTS

Print and Mail Notice Package
Broker Reimbursements
Call Center/Telecommunications
Postage/Federal Express/Other
Shredding/Storage
Media Buy
Other/Supplies
Photocopies/Faxing/Printing
Address Trace
Website Hosting
SUBTOTAL

(113,517.32)

LESS - PAYMENT RECEIVED
TOTAL DUE
WIRE INFORMATION
ACCOUNT #: 8093434387
ABA/ROUTING # WIRE or ACH: 111014325
BANK: BANK OF TEXAS, DALLAS, TX 75225
BANK CONTACT: MAYRA LANDEROS 214.987.8817
REFERENCE: INVOICE NUMBER

RUST
PAYMENT MAILING ADDRESS:
P O BOX 142589
DRAWER #9051
Irving, TX  75014-2589

$

96,441.47

PAYMENT TERMS: NET DUE UPON RECEIPT

EXHIBIT I

Estimate to Complete
625 MARQUETTE AVENUE, SUITE 880
MINNEAPOLIS, MN 55402
P 612.359.2000 I F 612.359.2050
WWW.RUSTCONSULTING.COM
FEDERAL ID #: 41-1813634

TO:

Robert C. Finkel, Esq.
Wolf Popper LLP
845 Third Avenue
New York, NY 10022

[e-mail]

DATE:
MATTER #

10/21/16
4820 & 4985

Eli J. Glasser
Boies, Schiller & Flexner LLP
401 East Las Olas Blvd., Suite 1200
Fort Lauderdale, FL 33301

[e-mail]

PROJECT

Fairfield Greenwich Securities Litigation - Citco & PwC Settlements
Estimate to Complete - Initial Distribution
PROFESSIONAL FEES

Website
Call Center
Distribution and Tax Reporting
Fund Distribution, Coordination and Reports
Wire Outreach, Review, Approval
Reissue Processing and Banking
Project Management
Technical Support

$

2,400.00
5,100.00
5,000.00
34,750.00
12,500.00
12,800.00
5,400.00
77,950.00

SUBTOTAL

EXPENSES

Website
Call Center
Distribution and Tax Reporting
Wire Transactions
Bank Charges
Print and Mail Payments
Monthly Bank Account Fees
Address Trace
Print and Mail Reissues
Postage - Award Payments and Reissues
Tax Reporting
Shredding/Storage
PO Box Rental

$

8,800.00
7,564.00
25,410.00
4,064.00
2,000.00
9,520.00
31.00
2,356.00
4,789.32
6,000.00
4,920.00
2,436.00
77,890.32

SUBTOTAL
SUBTOTAL ESTIMATED COST
10% RATE DISCOUNT ON FEES

$

148,045.32

PAYMENT TERMS: NET DUE UPON RECEIPT

ACCOUNT #: 8093434387
ABA/ROUTING # WIRE or ACH: 111014325
BANK: BANK OF TEXAS, DALLAS, TX 75225
BANK CONTACT: MAYRA LANDEROS 214.987.8817
REFERENCE: INVOICE NUMBER

RUST
PAYMENT MAILING ADDRESS:
P O BOX 142589
DRAWER #9051
Irving, TX  75014-2589

155,840.32
(7,795.00)

TOTAL ESTIMATED COST

WIRE INFORMATION

$

1