Anwar et al v. Fairfield Greenwich Limited et al

Filing 711

STIPULATION AND ORDER CONCERNING CERTAIN DISCOVERY MATERIAL: The Standard Chartered Defendants have requested access to discovery materials that have been or will be produced by Fairfield Greenwich Limited and certain affiliated entities and individuals (the "FG Defendants") under the Anwar Protective Order, and the Standard Chartered Defendants have agreed to provide the Standard Chartered Plaintiffs with copies of all documents obtained from the FG Defendants. In an effort to preserve the confidentiality of all such discovery materials consistent with the protective order pursuant to which they have been or will be produced, all parties to the SCB Cases Protective Order agree that any discovery materials shared with them by the FG Defendants are provided subject to the Anwar Protective Order as if the parties to the Standard Chartered Protective Order were also signatories to the Anwar Protective Order and considered "Parties" as used therein. So ordered. (Signed by Magistrate Judge Theodore H. Katz on 8/19/2011) Filed In Associated Cases: 1:09-cv-00118-VM -THK et al.(lmb) Modified on 8/19/2011 (lmb).

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UNITED STATES DISTRICT COURTJ'
SOUTHE&~ DISTRICT OF NEW YOR It!"

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Plaintiffs.
v.
Master File No. 09-cv-118 (YM) (THK)
FAI RFIELD GREENWICH LIMITED, et ai.,
Defendants.
This Document Relates To: All Cases

STIPULATION AND [PQQP9SISB) ORDER
CONCERNING CERTAIN DISCOVERY MATERIAL
IT IS HEREBY STIPULATED AND AGREED, by and among the parties named below,
through their undersigned counsel, and subject to the Court's order, that:
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II
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Cd
PASHA S. ANWAR, et al.,

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This stipulation and order applies to all actions filed in, or transferred to. this

Court for pretrial proceedings that are consolidated and/or coordinated with Anwar v. Fairfield

Greenwich Limited ("Anwar"), including cases involving the Standard Chartered Defendants l
(the "Standard Chartered Actions") and cases that have not yet been filed in or transferred to this
Court.

The Standard Chartered Defendants include: Standard Chartered Bank International
(Americas) Ltd., Standard Chartered Bank. Standard Chartered PLe. Standard Chartered
International (USA) Ltd., Carlos Gadala Maria. Raul N. Mas. Robert Friedman, Rodolfo
Pages, John G. Dutkowski, and Luisa Serena. As used herein. "Standard Chartered
Defendants" also includes any other entity or individual currently or to-be named as a
defendant in the Standard Chartered Actions that is atTtliated with Standard Chartered
Bank or a current or former employee of Standard Chartered Bank or any of its affil iates.

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1.

On December 2, 2010, the Court entered a Second Amended Stipulation and

Order Governing Contidentiality of Discovery Material (Docket No. 591), with respect to
discovery in Anwar (the "Anwar Protective Order") (attached hereto as Exhibit A).
3.

On February 4, 2011, the Court entered a separate Stipulation and Order

Governing Confidentiality of Discovery Material (Docket No. 603), with respect to discovery in
the Standard Chartered Actions (the "SCB Cases Protective Order") (attached hereto as Exhibit
8).

4.

Although the Anwar Protective Order and the SCB Cases Protective Order are

similar in many respects, they are not identical.
5.

The Standard Chartered Defendants have requested access to discovery materials

that have been or will be produced by Fairfield Greenwich Limited and certain affiliated entities
and individuals (the "FG Defendants"i under the Anwar Protective Order, and the Standard
Chartered Defendants have agreed to provide the Standard Chartered Plaintiffs with copies of all
documents obtained from the FG Defendants.
6.

In an effort to preserve the contidentiality of all such discovery materials

consistent with the protective order pursuant to which they have been or will be produced, all
parties to the SCB Cases Protective Order agree that any discovery materials shared with them
by the FG Defendants are provided subject to the Anwar Protective Order as if the parties to the

The FG Defendants include: Fairfield Greenwich Limited. Fairfield Greenwich
(Bermuda) Ltd., Fairfield Heathcliff Capital LLC, Fairfield Greenwich Advisors LLC,
Fairtield Risk Services Ltd .. Lourdes Barreneche. Vianney d'Hendecourt, Yanko Della
Schiava. Corina Noel Piedrahita, Harold Greisman, Jacqueline Harary, Richard
Landsberger. Daniel Lipton, Julia Luongo, Mark McKee fry, Maria Teresa Pulido
\:lendoza. Charles Murphy, Santiago Reyes, Andrew Smith. and Philip Toub. As used
herein, the term "FG Defendants" also includes any other entity or individual currently or
to-be named as a defendant in a Fairfield case that is affiliated with Fairfield Greenwich
Limited or a current or former employee of Fairtield Greenwich or any of its aftiliates.
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Stan~ard Chartered Protective Order were also signatories to the

Anwar Protective Order and

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considered "Parties" as used therein.
7.

Nothing contained in this stipulation and order shall alter in any way (i) the

parties' discovery obligations under the federal rules, local rules, or otherwise; (ii) the FG
DefeLants' rights to object or otherwise oppose any request for discovery; (iii) the terms of

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SCB,Cases Protective Order as between the parties to the SCB Cases Protective Order; or (iv)
the terms of the Anwar Protective Order as between the parties to the Anwar Protective Order.
Dated: August I

g, 2011
Respectfully submitted,

JORGEA.~

THE BRODSKY LAW FIRM

BY:C~~

By:

-Po orge A. Mestre
J

Richard E. Brodsky
The Brodsky Law Firm
66 West Flagler Street, Ninth Floor
Miami, Florida 33130
Phone: [phone]

Rivero Mestre LLP
2525 Ponce de Leon Blvd.
Suite 1000
~\c.",,",,", Goral Gaeles, Florida 33134
Phone: [phone]

Attorney for Maridom Limited,
Caribetrans, S.A. and Abbott Capital, Inc.
and on BehalfofStandard Chartered
Plaintiffs'Steering Committee

Attorney for Headway Investment Corp.
and on Behalf of Standard Chartered
Plaintiffs' Steering Committee
LAURENCE EDWARD CURRAN, III
By:

Laurence Edward Curran, III

4000 Ponce De Leon Blvd

Suite 470

Coral Gables, Florida 33146

, Phone: [phone]

Attorney for Ricardo Lopez and on Behalf
ofStandard Chartered Plaintiffs' Steering
Committee

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Standard Chartered Protective Order were also signatories to the Anwar Protective Order and
considered "Parties" as used therein.
7.

Nothing contained in this stipulation and order shall alter in any way 0) the

parties' discovery Qbligation~ under the federal rules, local rules, or otherwise; (ti) the FG

Defendants' rights1w object or"otherwiseoppose any request tor discovery; (iii) the terms of
seB Cases Protective Order as between the parties to the SeB Cases Protective Order; or (iv)

the terms ofthe Anwar Protective: Order as between the parties to the Anw(lr Protec:tive Order.
Dated: August ---' 20 II
Respectfully submitted,

JORGE!. A. MESTRE
By:

By:

Jorge A; Mestre
Rivero Mestre LL]>
2525 Ponce de Leon Blvd.
Suite 1000
Coral Gables, 'Florida 33134
Phone: (305) 445·2500

Ricnard E. Brodsky
The Brodsky Law Firm
66 West Flagler Street, Nin
Miami, Florida 33130
Phone! (7g6) 220·3328

Attorney for Headway Investment Corp.
and (In Behalf of Standard Chartered
Plaintiffs'Steering Committee

Attorney for Maridam Limited,
CO'ribetrans, S.A. and Abbott Capital, Inc.
and on BehalfofStandard Chartered
Plaintiffs 1 Steering Committee

LAURE~.lII
By;

_____

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Laurence Edward Curran, III
4000 Ponce De Leon Blvd
Suite 470
Coral Gables, Florida.33146
Phone: (305) 753·3754
Attorneylor Ricardo Lopez and on Behalf

ofStandard Chartered PlaintlJ/s'Steering
Committee
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SULLIVAN ~ CROMWELL LLP

MICHAEL 1. AGUlRRE

B@?AguUro . . ,.--.

By: ~vJ. ''''~
Sharon L. Nelli
125 Broad. Street
New York. New York 10004
Telephone: [phone]
Facsimile: [phone]

Mariac.~

Aguirre Morris 8t. Severson

444 West C Street. Suite 210

San Dieg~ California 92101
Phone: [phone]

Attol'1Ul.P for Deftmtlant1lStJmillJrd
ClrtU1ered BlUlk lnumllliDna/. (A.mBicas)
Ltd., Sta1fdard ChartuedIntematiollJll
(USA.) lJ4., Stmulard CAarlBredBank and
SttUJdard CIuu1ered PLC

AtII1rneys/or MtUiaAkrlby yalltulolidtUUl
0" BehalfofSIaIt4ar4 Cluutered
PlIIintfffs'Sh!t!ring Committee

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WHITE &. CASE LLP
By;

Peter B. KaZa:rwff
425 Lexington Averw.e

OI~Kurtz

Andrew Hammond

New York. NY 10017

1155 Avenue oftha Americas
New York, NY 10036

Telephone: [phone]
Facsimile: [phone]

Telephone: [phone]

Attomeysfor Fairfl8/d Greenwiclt Limited,

AJIorne:ysfor Wr.dter M.. Noel, II'.

Ffllrjidd Gremwich (B£1'1IUlIiIJ) Lt4.,
FtdI:f1eld HeathcliffCapitaJ LLC, FIli:Ifii!/d
GI'een:wich Advisors UC, Fa.IrjkIdRisk
Senices, Ltd... Lourdes BaTTe:neche,
V"umney d'HendecoIUt, Yanko DeJ1a
S~ Corlna Nod PiluJrabita, HlU'(J/d
Greis1l'lll1l, Jacqueline HIU'IlI'J1, RiduIr4

La_berger, Daniel Lipton, Julia Luongo,
MDt MdUefry, Mruftz Tertl8" Pulido
Me:ntli1:t4 Cliarles Murphy, SflRIiatlo
Rqu, Alrdrew Smitil and Philip T(Jub

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SULLIVAN & CROMWELL LLP

MICHAEL 1. AGUIRRE

By:

By:

Sharon L Nelles
125 Broad Street
New York, New York 10004
Telephone: [phone]
Facsimile: [phone]

Michael J, Aguirre
Maria C. Severson
Aguirre Morris & Severson
444 West C Street, Suite 210
San Diego, California 92101
Phone: [phone]

Attorneysfor Defendants Standard
Chal'tered Bank International (Americas)
Ltd., Standard Chartered International
(UStl) Ltd., Standard Chartered Bank and
Stan,dard Chartered PLC

Attorneysfor Maria Akriby Valladolid and
on BehalfofStandard Chartered
Plaintiffs' Steering Committee

SIMPSON THACHER & BARTLETI LLP
By:
Mark G. Cunha
Peter E, Kazanoff
425 Lexington Avenue
New York, NY 10017
Telephone: [phone]
Facsimile: [phone]

By:
:nn Kurtz
Andrew Hammond
1155 Avenue of the Americas
New York, NY 10036
Telephone: [phone]

Attorneys for Fairfield Greenwich Limited,
Fairfield Greenwich (Bermuda) Ltd.,
Fairfield HeathclijJCapital LLC, Fairfield
Greenwich Advisors LLC, Fairfield Risk
Sert}l~ces, Ltd., Lourdes Barreneche,
Vianney d'Hendecourt, Yanko Della
Schi.,va, Corina Noel Piedrahita, Harold
Greisman, Jacqueline Harary, Richard
Lam/sberger, Daniel Lipton, Julia Luongo,
MarJ, McKeefry, Maria Teresa Pulido
Mendoza, Charles Murphy, Santiago
Reyett, Andrew Smith and Philip Toub

Attorneysfor Walter M. Noel, Jr.

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KASOWITZ BENSON TORRES &
FRIEDMAN LLP

DECHERTLLP
By:

-P#~~H

By:
Marc Kasowitz
Daniel J. Fetterman
1633 Broadway
New York, NY 10019
Telephone: [phone]

Andrew Levander
David Hoffner
1095 Avenue ofthe Americas
New York. NY 10036
Telephone: [phone]

Attorneys/or Andrls Pledrahita

Attorneys for Jeffrey Tucker

DEBEVOISE & PLIMPTON LLP

MORVILLO, ABRAMOWITZ, GRAND,
IASON ANELLO & BOHRER, p.e.

By: p1.--L.-......,~/-o

Mark Goodman

•

By:

Edward M. Spiro
565 Fifth Avenue
New York. NY 10017
Telephone: [phone]

Helen Cantwell
919 Third Avenue
New York;. NY 10022
Telephone: [phone]

Attorneys/01' Amit Vijayvergiya

Attorneys/or Dtwid Hom and Robert Blum

O'SHEA PARTNERS LLP
By:
Sean F. O'Shea
521 Fifth Avenue, 25ch Floor
New York, NY 10175
Telephone: [phone]

Attorneysfor Cornelis Boele

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DECHERTLLP

By:

By:

rwjtz

Andrew Levander
David Hoffner
1095 Avenue of the Americas
New York, NY 10036
Telephone: (2l2) 698-3500

Daniel J. t9fierman
1633 Broadway
New York, NY 10019
Telephone: [phone]

Attorneysfor Andres Piedrahita

Attorneysfor Jeffrey Tucker

DEBEVOISE & PLIMPTON LLP

MORVILLO, ABRAMOWITZ, GRAND,
IASON ANELLO & BOHRER, P.C.

By:
Mark Goodman
Helen Cantwell
919 Third Avenue
New York, NY 10022
Telephone: [phone]

By:
Edward M. Spiro
565 Fifth Avenue
New York, NY 10017
Telephone: [phone]

Attorneysfor Ami! Vijayvergiya

Attorneysfor David Horn and Robert Blum

O'SHEA PARTNERS LLP

By:
Sean F. O'Shea
521 Fifth Avenue, 25 th Floor
New York, NY 10175
Telephone: [phone]

Attorneysfor Cornelis Boele

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DECHERTLLP

KASOWITZ BENSON TORRES &
FRIEDMAN LLP

By:

By:
Marc Kasowitz
Daniel J. Fetterman
1633 Broadway
New York. NY 10019
Telephone: [phone]

Andrew Levander
David Hoffner
1095 Avenue of the Americas
New York, NY 10036
Telephone: [phone]

Attorneysfor Andres Piedrahita

Attorneys for Jeffrey Tucker

DEBEVOISE & PLIMPTON LLP

MORVILLO, ABRAMOWITZ, GRAND,
IASON ANELLO & BOHRER, P.C.

By:
Mark Goodman
Helen Cantwell
919 Third Avenue
New York. NY 10022
Telephone: [phone]

By:

f Jl M. S~.\'\ Q 'LRc
5 ~o
Edward
565 Fifth Avenue
New York, NY 10017
Telephone: [phone]

Attorneysfor Amit Vijayvergiya

Attorneys for David Horn and Robert Blum

O'SHEA PARTNERS LLP

By:
Sean F. O'Shea
521 Fifth Avenue, 25 th Floor
New York, NY 10175
Telephone: [phone]

Attorneysfor Cornelis Boele

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DECHERT LLP

KASOWITZ BENSON TORRES &
FRIEDMAN LLP

By:

By:
Andrew Levander
David Hoffuer
1095 Avenue of the Americas
New York, NY 10036
Telephone: [phone]

Marc Kasowitz
Daniel J. Fettennan
1633 Broadway
New York, NY 10019
Telephone: [phone]

Attorneys for Andres Piedra/rita

Attorneysfor Jeffrey Tucker

DEBEVOISE & PLIMPTON LLP

MORVILLO, ABRAMOWITZ, GRAND,
IASON ANELLO & BOHRER, P.C.

By:
Mark Goodman
Helen Cantwell
919 Third Avenue
New York, NY 10022
Telephone: [phone]

By:
Edward M. Spiro
565 Fifth Avenue
New York, NY 10017
Telephone: [phone]

Attorneysfor Amit Vijayvergiya

Attorneysfor David Horn and Robert Blum

O'SHEA PARTNERS LLP

By:

~.fl/-J

....

th

521 Fifth Avenue, 25 Floor
New York, NY 10175
Telephone: [phone]

Attorneysfor Corne/is Boele

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COVINGTON & BURLING LLP

By:
Bruce A. Baird
1201 Pennsylvania Avenue, NW
Washington, DC 20004
Telephone: [phone]

Attorneys for Gregory Bowes

SO ORDERED.

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>Jew York, New York, this!!day of

12~, 20?i11.

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THEODORKKATZ

UNITED STA TES MAGISTRATE JUDGE

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