In re Herald, Primeo and Thema Funds Securities Litigation

Filing 260

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying UniCredit S.p.A., as Corporate Parent. Document filed by Pioneer Global Asset Management S.p.A..(Schnabl, Marco)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
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IN RE HERALD, PRIMEO AND THEMA
:
FUNDS SECURITIES LITIGATION
:
:
This Document Relates to: All Actions
:
:
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Master File No. 09 Civ. 289
(RMB) (HBP)
ECF Case
Electronically Filed

CORPORATE DISCLOSURE STATEMENT PURSUANT TO
FEDERAL RULE OF CIVIL PROCEDURE 7.1 OF
PIONEER GLOBAL ASSET MANAGEMENT S.p.A.
Pursuant to Rule 7.1 of the Federal Rules of Civil Procedure,1 and to enable Judges and
Magistrate Judges to evaluate possible disqualification or recusal, defendant Pioneer Global
Asset Management S.p.A. hereby states, by and through its undersigned counsel, as follows:
1.

Pioneer Global Asset Management S.p.A. is a wholly-owned subsidiary of

UniCredit S.p.A., a publicly held corporation whose shares trade on the Borsa Italiana, Italy's
main stock exchange.
2.

No publicly held corporation owns 10% or more of UniCredit S.p.A.'s stock.

Dated: New York, New York
June 29, 2011

Respectfully submitted,
/s/ Marco E. Schnabl
Marco E. Schnabl
([e-mail])
Susan L. Saltzstein
([e-mail])
SKADDEN, ARPS, SLATE,
MEAGHER & FLOM LLP
Four Times Square
New York, New York 10036
Telephone: [phone]
Attorneys for Defendant Pioneer Global Asset
Management S.p.A.

1

Pioneer Global Asset Management S.p.A. submits this Corporate Disclosure Statement without prejudice to,
and without waiver of, any rights, arguments or defenses it might otherwise have at law or in equity including,
without limitation, its right to contest personal jurisdiction. Pioneer Global Asset Management S.p.A. does not
hereby submit to the jurisdiction of this Court.