In re Herald, Primeo and Thema Funds Securities Litigation

Filing 266

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying UniCredit S.p.A. as Corporate Parent. Document filed by UniCredit Bank Austria AG.(Kortmansky, Jonathan)

SULLIVAN & WORCESTER LLP
Franklin B. Velie
Jonathan G. Kortmansky
Mitchell C. Stein
1290 Avenue of the Americas
New York, New York 10104
Telephone: [phone]
Facsimile: [phone]
Attorneys for Defendant
UniCredit Bank Austria AG

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

In re HERALD, PRIMEO and THEMA
FUNDS SECURITIES LITIGATION,

:
:
:
This Document Relates To:
:
:
09 CIV 289 and 09 CIV 2032.
:
____________________________________

Civil Action No. 09 CIV 289 (RMB) (HBP)
(Consolidated with 09 CIV 2032 and
09 CIV 2558)
ECF CASE

Pursuant to Rule 7.1 of the Federal Rules of Civil Procedure and to enable District Judges
and Magistrate Judges of the Court to evaluate possible disqualification or recusal, the
undersigned counsel for defendant UniCredit Bank Austria AG certifies that it is a subsidiary of
UniCredit S.p.A., a publicly-held corporation whose shares trade on the Borsa Italiana, Italy’s
main stock exchange. UniCredit S.p.A. owns more than 10% of UniCredit Bank Austria AG’s
stock. No other publicly held corporation owns 10% or more of UniCredit Bank Austria AG’s
stock.

Dated: New York, New York
June 29, 2011

Respectfully Submitted,

SULLIVAN & WORCESTER LLP
By: /s/
Franklin B. Velie
Jonathan G. Kortmansky
Mitchell C. Stein
1290 Avenue of the Americas, 29th Fl.
New York, New York 10104
Telephone: [phone]
[e-mail]
[e-mail]
[e-mail]
Attorneys for Defendant
Unicredit Bank Austria AG

2