In re Herald, Primeo and Thema Funds Securities Litigation

Filing 286

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Herald USA Fund.(Serino, Joseph)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
IN RE HERALD, PRIMEO, AND THEMA
FUNDS SECURITIES LITIGATION

ECF Case
Master File No. 09 Civ. 289 (RMB) (HBP)

This Document Relates to: Case No. 09 Civ. 289

RULE 7.1 DISCLOSURE STATEMENT OF HERALD FUND SPC
Pursuant to Rule 7.1 of the Federal Rules of Civil Procedure, Herald Fund SPC (“Herald
Fund”), by and through its undersigned counsel, hereby states that Herald Fund has no parent
corporation and that no publicly held corporation owns 10% or more of Herald Fund’s stock.

Dated: July 8, 2011
New York, New York

Respectfully submitted,
/s Joseph Serino, Jr._______________
Jay P. Lefkowitz, PC
Joseph Serino, Jr.
David S. Flugman
KIRKLAND & ELLIS LLP
601 Lexington Avenue
New York, NY 10022
Telephone: [phone]
Facsimile:
[phone]
[e-mail]
[e-mail]
[e-mail]
Attorneys for Defendant Herald Fund SPC