In re Herald, Primeo and Thema Funds Securities Litigation

Filing 363

NOTICE OF APPEAL from #313 Memorandum & Opinion, #356 Order, #351 Order on Motion to Amend/Correct, Order on Motion to Dismiss,,,,,,,,,, #318 Order, #360 Clerk's Judgment,,,,, #312 Order on Motion to Approve,,,,. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Document filed by Neville Seymour Davis. Filing fee $ 455.00, receipt number 0208-7096380. (Bottini, Francis)

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK IN RE HERALD, PRIMEO, AND THEMA FUNDS SECURITIES LITIGATION ECF Case Case No. 09 Civ. 0289 (RMB) This document relates to: Case No. 09 Civ. 2558 (RMB) NEVILLE SEYMOUR DAVIS, on behalf of himself and all others similarly situated, Plaintiff, vs. ALBERTO BENBASSAT, STÉPHANE BENBASSAT, GENEVALOR, BENBASSAT & CIE, GERALD J.P. BRADY, JOHN HOLLIWELL, SONJA KOHN, DANIEL MORRISSEY, PETER SCHEITHAUER, DAVID T. SMITH, WERNER TRIPOLT, BANK MEDICI AG, UNICREDIT SPA, HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LTD., HSBC SECURITIES SERVICES (IRELAND) LTD., HSBC HOLDINGS PLC, PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., PRICEWATERHOUSECOOPERS (DUBLIN), PRICEWATERHOUSECOOPERS LLP, PRICEWATERHOUSECOOPERS BERMUDA, THEMA ASSET MANAGEMENT LIMITED, THEMA INTERNATIONAL FUND PLC, BA WORLDWIDE FUND MANAGEMENT LIMITED, PETER MADOFF, ANDREW MADOFF, MARK MADOFF, WILLIAM FRY, JP MORGAN CHASE & CO., and THE BANK OF NEW YORK MELLON, Defendants. LEAD PLAINTIFF NEVILLE SEYMOUR DAVIS’S NOTICE OF APPEAL PLEASE TAKE NOTICE that, under 28 U.S.C. § 1291, Lead Plaintiff Neville Seymour Davis, on behalf of himself and all others similarly situated, appeals to the United States Court of Appeals for the Second Circuit from: (1) the Final Judgment entered on December 12, 2011 (Dkt. No. 360); (2) the Decision & Order entered on December 8, 2011 (Dkt. No. 356); (3) the Decision & Order entered November 29, 2011 (Dkt. No. 351); (4) the Decision & Order entered September 15, 2011 (Dkt. No. 318); (5) the Order entered on September 8, 2011 (Dkt. No. 313); and (6) the Decision & Order entered on September 7, 2011 (Dkt. No. 312). Dated: January 11, 2012 CHAPIN FITZGERALD SULLIVAN & BOTTINI LLP Francis A. Bottini, Jr. (pro hac vice) Albert Y. Chang (AC 5415) s/ Francis A. Bottini, Jr. Francis A. Bottini, Jr. 550 West C Street, Suite 2000 San Diego, CA 92101 Telephone: (619) 241-4810 Facsimile: (619) 955-5318 Lead Counsel for Lead Plaintiff and the Class ROBBINS GELLER RUDMAN & DOWD LLP Darren J. Robbins Keith F. Park James I. Jaconette 655 West Broadway, Suite 1900 San Diego, CA 92101 Telephone: (619) 231-1058 Facsimile: (619) 231-7423 – and – 1 Samuel H. Rudman David A. Rosenfeld 52 Duane Street, 7th Floor New York, NY 10007 Telephone: (212) 693-1058 Facsimile: (212) 693-7423 MURRAY FRANK LLP Brian P. Murray Gregory B. Linkh 275 Madison Avenue, Suite 801 New York, NY 10016 Telephone: (212) 681-1818 Facsimile: (212) 682-1892 Counsel for Lead Plaintiff and the Class 2

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