Securities and Exchange Commission v. Reserve Management Company, Inc. et al

Filing 168

ORDER: It is hereby ordered that 1. the Commission shall file, by October 1, 2009, a final proposed order, as well as a list of three individuals it recommends the Court consider for appointment as Monitor, in the event that the Commission's Pla n of Distribution is approved; 2. any party or claimant who wishes to submit additional briefing conceming either the "claw back" provision or the appropriate treatment of "straddler" investors may do so by October 6,2009, by fili ng their submission with the Court and serving copies on Commission counsel, Nancy A. Brown, Esq., Securities and Exchange Commission, 3 World Financial Center, New York, New York 10281; 3. the Massachusetts Securities Division may submit an amicus brief concerning the "claw back" and "straddler" investor issues by October 6,2009. (Signed by Judge Paul G. Gardephe on 9/23/2009) (jpo)

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