Davis et al v. The City of New York et al

Filing 528

ORDER: For the foregoing reasons, Plaintiffs' requests for an order (1) declaring that the NYPD's enforcement of COVID-19 rules violates the Court's prior orders, (2) directing the Monitor to investigate COVID-19 and curfew enforceme nt involving police conduct outside the scope of this litigation, (3) enjoining the NYPD from enforcing COVID-19 rules, and (4) compelling discovery are DENIED. See No. 08 Civ. 1034, ECF No. 759; No. 10 Civ. 699, ECF No. 502. The Clerk of Court is directed to terminate the motion at ECF No. 430 in case number 12 Civ. 2274. SO ORDERED. (Signed by Judge Analisa Torres on 7/8/2020) (mml)

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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
DOC #:
DATE FILED: 7/8/2020

DAVID FLOYD, et al.,
Plaintiffs,
ORDER
-againstCITY OF NEW YORK,

08 Civ. 1034 (AT)
Defendant.

KELTON DAVIS, et al.,
Plaintiffs,
-againstCITY OF NEW YORK, et al.,

10 Civ. 0699 (AT)

Defendants.
JAENEAN LIGON, et al.,
Plaintiffs,
-against12 Civ. 2274 (AT)
CITY OF NEW YORK, et al.,
Defendants.
ANALISA TORRES, District Judge:
Before the Court is a motion by the Floyd and Davis Plaintiffs (“Plaintiffs”) challenging
the legality of the New York City Police Department’s (the “NYPD”) enforcement of rules
promulgated by state and local officials during the COVID-19 pandemic. For the reasons stated
below, the motion is DENIED.

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BACKGROUND
I.

Ligon, Floyd, and Davis Cases
This long-running litigation addresses the NYPD’s stop, frisk, search, and trespass

enforcement policies and practices.
In Ligon v. City of New York, after a seven-day evidentiary hearing, on January 8, 2013,
the Court issued a preliminary injunction against the City of New York (the “City”), finding that
the plaintiffs would likely succeed in proving that the City, by its deliberate indifference, had a
policy of conducting unconstitutional stops in or near Bronx apartment buildings enrolled in the
Trespass Affidavit Program (“TAP”), which permits the NYPD to patrol private buildings with
their owners’ consent. 925 F. Supp. 2d 478, 486 (S.D.N.Y. 2013), amending and superseding
Ligon v. City of New York, No. 12 Civ. 2274, 2013 WL 71800 (S.D.N.Y. Jan. 8, 2013). In Floyd
v. City of New York, after years of litigation culminating in a nine-week trial, on August 12,
2013, the Court issued an opinion holding that the City had a policy of conducting race-based
stops and frisks that ran afoul of the Fourth and Fourteenth Amendments (the “Liability
Opinion”). Floyd v. City of New York, 959 F. Supp. 2d 540, 562 (S.D.N.Y. 2013).
Given the similarities in the City’s constitutional violations in Floyd and Ligon, the Court
then directed the NYPD to institute certain reforms to remedy the unconstitutional stop-and-frisk
practices in both cases (the “Remedial Order”). Floyd v. City of New York, 959 F. Supp. 2d 668,
671 (S.D.N.Y. 2013). The Court appointed an independent monitor (the “Monitor”) to oversee
those reforms, and directed the parties to participate in a community-input process under the
guidance of a neutral facilitator (the “Facilitator”) to develop additional reforms. Id. at 686–88.1

1

On July 19, 2017, the parties in Ligon settled the outstanding claims, agreeing to significant reforms to the
NYPD’s trespass enforcement practices, documentation, and training, and agreeing to continued participation in the
remedial process. See Ligon v. City of New York, No. 12 Civ. 2274 (S.D.N.Y. July 19, 2017), ECF No. 296.

2

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In Davis v. City of New York, the plaintiffs alleged unlawful, race-based enforcement of
trespass laws in New York City Housing Authority (“NYCHA”) developments. The parties
settled the case on February 4, 2015, agreeing, among other things, that they would participate in
the Floyd and Ligon remedial process, and that orders issued in that process would be
incorporated into the settlement. Davis v. City of New York, No. 10 Civ. 699 (S.D.N.Y. Feb. 4,
2015), ECF No. 330 at 9–11.
Since this Court’s issuance of the Liability Opinion and Remedial Order, the Facilitator
completed his Final Report and Recommendation, ECF No. 597, and the Monitor has submitted
ten reports detailing the progress of the monitorship. See Tenth Report of the Monitor, ECF No.
754.2
II.

COVID-19 Pandemic
In March of this year, with the advent of the COVID-19 pandemic, government officials

began taking measures to address the rapid spread of the novel coronavirus. After declaring a
statewide emergency on March 7, 2020, N.Y. Exec. Order No. 202 (Mar. 7, 2020),3 Governor
Andrew M. Cuomo announced a stay-at-home order requiring non-essential businesses to
“reduce the in-person workforce . . . by 100%” and banning all public gatherings, N.Y. Exec.
Order No. 202.8 (Mar. 20, 2020).4 Mayor Bill de Blasio declared a state of emergency in New
York City on March 12, 2020. N.Y.C. Emer. Exec. Order No. 98 (Mar. 12, 2020).5 The
Governor ordered all individuals over the age of two to wear a mask when in public, so long as
they could “medically tolerate” one. N.Y. Exec. Order No. 202.17 (Apr. 15, 2020).6 Mayor de

2

Except as otherwise noted, ECF citations refer to the docket in Floyd v. City of New York, No. 08 Civ. 1034.
Cooper Decl., Ex. D, ECF No. 773-1 at 23–25.
4
Cooper Decl., Ex. E, ECF No. 773-1 at 27–28.
5
Cooper Decl., Ex. H, ECF No. 773-1 at 35–36.
6
Cooper Decl., Ex. F, ECF No. 773-1 at 30.
3

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Blasio adopted Governor Cuomo’s orders and directed the NYPD and other City agencies to
enforce them. N.Y.C. Emer. Exec. Order No. 108 (Apr. 19, 2020).7
On June 1, 2020, the Mayor imposed a City-wide curfew prohibiting all persons from
being in public except for police officers, firefighters, emergency medical technicians, and other
essential workers. N.Y.C. Emer. Exec. Order No. 117 (June 1, 2020).8 Also excluded were
homeless people, and individuals seeking medical treatment or supplies. Id. Mayor de Blasio
stated that the curfew was necessary because large gatherings increase potential spread of the
virus, and also because peaceful demonstrations in response to the death of George Floyd had
been “escalated” by individuals accused of property damage and other crimes. Id. The curfew
began on June 1, id., and was set to expire on June 8, 2020, N.Y.C. Emer. Exec. Order No. 119
(June 2, 2020).9 The Mayor, however, terminated the curfew one day early. N.Y.C. Emer. Exec.
Order No. 122 (June 7, 2020).10
REQUEST FOR RELIEF
On May 26, 2020, Plaintiffs filed an “emergency motion” alleging that the NYPD has
engaged in racially discriminatory enforcement of social distancing directives in violation of
three of the Court’s prior orders related to unconstitutional, race-based policing. Proposed Order
to Show Cause (“OSC”) at 1, ECF No. 759.11 Plaintiffs cite racial disparities in arrests and the
issuance of summonses, and allege that the police have used excessive force in enforcing
COVID-19 rules.12 Floyd and Davis Pl. Mem. at 1, ECF No. 760. Plaintiffs also express a

7

Cooper Decl., Ex. I, ECF No. 773-1 at 38–39.
Cooper Decl., Ex. K, ECF No. 773-1 at 44–45.
9
Cooper Decl., Ex. M, ECF No. 773-1 at 50–51.
10
Cooper Decl., Ex. N, ECF No. 773-1 at 53.
11
See Floyd v. City of New York, 959 F. Supp. 2d 540, 562 (S.D.N.Y. 2013) (the Liability Opinion); Floyd v. City of
New York, 959 F. Supp. 2d 668, 671 (S.D.N.Y. 2013) (the Remedial Order); Floyd v. City of New York, No. 08 Civ.
1034, 517 (S.D.N.Y. Aug. 24, 2015), ECF No. 517 (order approving changes to the NYPD Patrol Guide).
12
The challenged COVID-19 enforcement includes the NYPD’s enforcement of social distancing and mask-wearing
requirements and the stay-at-home orders. Floyd and Davis Pl. Mem. at 2 n.1.
8

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concern that the NYPD’s enforcement of the curfew was “likewise facilitating discrimination
against Black and Latinx people.” Floyd and Davis Pls. Supp. Ltr. at 1, 3, ECF No. 768.
Plaintiffs have submitted a statistical analysis prepared by The Legal Aid Society, which
indicates that “18 of the 20 precincts with the highest rates of known social distancing arrests or
summonses per 10,000 people are in majority Black and Latin[x] precincts,” even though
“slightly less than half (46.2%) of [31113 social distancing] complaints concerned violations” in
those areas. Day Decl. ¶ 9, ECF No. 761; see also id. (“While four of the five precincts
receiving the most social distancing complaints through 311 were in neighborhoods that are
majority white, four of the five precincts with the most COVID-19 related arrests and
summonses were in neighborhoods that are majority Black and Latinx. In this vein, 78.9% of
summonses and 74.1% of arrests for which The Legal Aid Society was able to identify a precinct
occurred [in those areas].” (citations omitted)). Plaintiffs also point to information released by
the Brooklyn District Attorney’s Office indicating that between March 17 and May 4, 2020, “of
[the] 40 people arrested for social distancing violations in Brooklyn . . . [35] were Black, four
were Hispanic, and one was white.” Id. ¶ 15. Further, they present reports of encounters
between police and Black or Latinx individuals where NYPD officers made allegedly
unjustifiable arrests or used excessive force.14 Id. ¶¶ 17–26.
Plaintiffs request four forms of relief. First, they seek a declaration that the NYPD’s
enforcement of COVID-19 rules constitutes a violation of the Liability Opinion, Remedial Order,
and an order approving changes to the NYPD’s patrol guide.15 Floyd and Davis Pls. Mem. at 1.
Second, they ask the Court to direct the Monitor to investigate, and file a report evaluating the

13

“311 serves the public and handles all requests for government and non-emergency services . . . .” NYC 311, New
York State (last visited July 8, 2020), https://www.ny.gov/agencies/nyc-311.
14
The City disputes the facts of many of these encounters. See City Opp. at 36–39, ECF No. 771.
15
See ECF No. 517 (approving revisions to Patrol Guide 212.11, regarding “Stop and Frisk,” and Patrol Guide
203.25, regarding “Department Policy Prohibiting Racial Profiling”).

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legality of, the NYPD’s COVID-19 and curfew enforcement practices. Id. at 23. Third, they
request an order prohibiting the NYPD from further enforcement pending the Monitor’s report
and the Court’s determination on whether enforcement may continue. Id. And fourth, they seek
discovery from the City, including officers’ written reports and body-worn camera videos, data
on summonses and arrests, and NYPD training and supervisory material related to COVID-19
and curfew enforcement. Id. at 21–22; Floyd and Davis Pls. Supp. Ltr. at 1. The Ligon Plaintiffs
join in the second and fourth requests. Ligon Pls. Ltr. at 1–2, No. 12 Civ. 2274, ECF No. 420
(S.D.N.Y. June 2, 2020).
DISCUSSION
I.

Legal Standards
“Once a right and a violation have been shown, the scope of a district court’s equitable

powers to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable
remedies.” Swann v. Charlotte-Mecklenburg Bd. of Ed., 402 U.S. 1, 15 (1971). “Although a
district court has a wide range of discretion in framing an injunction in terms it deems reasonable
to prevent wrongful conduct, it is nonetheless the essence of equity jurisdiction that a court is
only empowered to grant relief no broader than necessary to cure the effects of the harm caused
by the violation.” City of New York v. Mickalis Pawn Shop, LLC, 645 F.3d 114, 144 (2d Cir.
2011) (internal quotation marks and citation omitted). Thus, “[a]n injunction is overbroad when
it seeks to restrain the defendants from engaging in legal conduct, or from engaging in illegal
conduct that was not fairly the subject of litigation.” Id. at 145. And a court does not have the
power to restrain “acts unlike or unrelated to those originally judged unlawful.” Id. (internal
quotation marks and citation omitted).16 For subjects that fall within the scope of prior litigation,

16

It is not clear what legal authority Plaintiffs rely upon in their request for relief. They claim to be seeking an order
“pursuant to Rule 37 of the Federal Rules of Civil Procedure,” which concerns discovery, and “this Court’s inherent
equitable power to enforce its own orders and judgments.” OSC at 1. The Second Circuit has noted that neither the

6

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the determination of what measures are necessary and appropriate to enforce its orders is
committed to the district court’s sound discretion. See In re Tronox Inc., 855 F.3d 84, 112 (2d
Cir. 2017) (“The [d]istrict court plainly had jurisdiction to interpret and enforce its own prior
order . . . . The court’s choice of how to enforce the order is reviewed for abuse of discretion.”
(internal quotation marks, citation, and alterations omitted)).
“The Court has the relevant authority as part of its inherent power to enforce its
judgments, and it is clear that appropriate discovery should be granted where significant
questions regarding noncompliance with a court order have been raised.” Abdi v. McAleenan,
No. 17 Civ. 721, 2019 WL 1915306, at *2 (W.D.N.Y. Apr. 30, 2019) (internal quotation marks,
citation, and alterations omitted) (collecting cases).
II.

Analysis
A. Request for Declaration, Investigation, and Injunction
Plaintiffs allege that during street encounters related to COVID-19 enforcement, the

NYPD engaged in race-based discrimination. Floyd and Davis Pls. Mem. at 2. As examples of
this discrimination, they allege (1) racial disparity in the issuance of summonses and arrests in
predominantly Black and Latinx neighborhoods as compared to lax enforcement of social
distancing in “crowded parks, synagogues, and bars frequented by white persons,” id. at 3–6, 18;
(2) racial disparity in social distancing arrests as evidenced by data released by the Brooklyn
District Attorney’s Office indicating that between March 17 and May 4, 2020, 35 of 40 people
arrested for social distancing violations in Brooklyn were Black, four were Latinx, and one was

Federal Rules of Civil Procedure nor case law permit a freestanding “motion to enforce,” and that although there are
various methods for enforcement of a class action settlement (or an injunction), “[e]ach one of these (or other)
possibilities, however, carries its own procedures, its own standards for granting relief by the district court, and its
own standards of review . . . thus making identification of the precise nature of the motion an essential for
[appellate] review (and, we believe, for the district court’s decision in the first instance).” Martens v. Thomann, 273
F.3d 159, 172 (2d Cir. 2001). At a minimum, however, a party requesting an order enforcing prior rulings must
show that the conduct complained of falls within the scope of the litigation.

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white, Day Decl. ¶ 15; (3) use of excessive force in enforcement of social distancing against
“Black and Latinx persons only,” Def. Mem. at 14–15; (4) stopping of individuals “with little or
no apparent justification” in “situations [that] frequently started with social distancing and then
escalated to stops and the use of force against bystanders,” id. at 15; and (5) contrast in “posture
of the police toward the community” as evidenced by the tone and language of the public service
announcements broadcast by the NYPD in Queensbridge, a public housing development in
Queens with predominantly Black and Latinx residents, as compared to those used in Nolita, a
neighborhood in Manhattan with few Black or Latinx residents, id.17
To be sure, some of the alleged police conduct described by Plaintiffs falls squarely
within the ambit of Floyd v. City of New York.18 In that case, the Court determined that the
City’s policy of conducting suspicionless and racially motivated stops and frisks violated the
Constitution, see Liability Opinion, 959 F. Supp. 2d at 658–60; Remedial Order, 959 F. Supp. 2d
at 671, and ordered the NYPD to make changes to its policies, training, supervision, auditing,
performance evaluation system, and disciplinary process. Remedial Order, 959 F. Supp. 2d at
677–78. The Court appointed the Monitor to assist the parties in developing and implementing
reforms, and to report on the NYPD’s progress in complying with the Court’s mandates. Id. at
676–78, 686–87. The Monitor’s work is ongoing and encompasses all suspicionless and race-

17

Approximately 48% and 33% of Queensbridge residents are Black and Latinx, respectively. Census Tract 25,
Queens, NY, Census Reporter (last visited June 29, 2020), https://censusreporter.org/profiles/14000US36081002500
-census-tract-25-queens-ny. In Nolita, approximately 80% of residents are white or Asian, and approximately 10%
are Black and Latinx. Nolita (North of Little Italy) Neighborhood in New York, New York (NY), 10012 Detailed
Profile, City-Data.Com (last visited June 29, 2020), http://www.city-data.com/neighborhood/Nolita-New-YorkNY.html. The Court takes judicial notice of the demographics of these neighborhoods. See Fed. R. Evid. 201(b)
(“The court may judicially notice a fact that is not subject to reasonable dispute because it: (1) is generally known
within the trial court’s territorial jurisdiction; or (2) can be accurately and readily determined from sources whose
accuracy cannot be reasonably questioned.”); see also United States v. Alvarado, 923 F.2d 253, 256 (2d Cir. 1991)
(taking judicial notice of population statistics in the Eastern District of New York and accepting them as a proxy for
corresponding statistics about venire).
18
Plaintiffs do not allege that the NYPD engaged in racially discriminatory COVID-19 or curfew enforcement with
respect to NYCHA or TAP buildings, as would be required to bring their motion within the scope of the Davis and
Ligon cases, respectively.

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based stops, including those which may have taken place during the COVID-19 pandemic.19 The
Court is not inclined to short-circuit that process.
Much of the police conduct alleged by Plaintiffs, however, extends beyond the
suspicionless and racially motivated stops and frisks addressed by the Court in Floyd. For
example, Plaintiffs claim that in the course of enforcement related to COVID-19 rules, police
officers have disproportionately arrested and employed excessive force against Black and Latinx
individuals. Floyd and Davis Pls. Mem. at 14–18, 20–21. Plaintiffs also allege that the City and
NYPD leadership have willfully ignored this conduct. Id. at 19. These claims are deeply
troubling. But, whatever their merits, they do not fall squarely within the scope of the policies
and practices adjudicated in this litigation. Likewise, the request for a blanket injunction barring
the NYPD from COVID-19 enforcement, see Floyd and Davis Pls. Mem. at 1, would interfere
with a wide range of police conduct that is outside the bounds of this case, and would halt even
lawful enforcement. If individuals have been injured by racial bias in the NYPD’s making of
arrests or use of force in the context of COVID-19 or curfew enforcement, they have the right to
pursue those allegations in a plenary action. But, in its discretion, the Court concludes that
Plaintiffs’ motion seeking to apply the Court’s prior orders in the Ligon, Floyd, and Davis cases
is not an appropriate vehicle to redress those claims.
Pointing to two cases, Plaintiffs argue that a court can expand on the terms of a previous
injunction to address further violations of a similar type. Floyd and Davis Pls. Mem. at 10–12;
see Hutto v. Finney, 437 U.S. 678, 684–85 (1978); Handschu v. Police Dep’t of New York, 219
F. Supp. 3d 388, 392–93 (S.D.N.Y. 2016). It is true that “[i]n fashioning a remedy, [the Court

19

The Monitor has already committed to requesting from the City “information necessary to evaluate stops, frisks,
searches and trespass enforcement in the course of” COVID-19 and curfew enforcement, and to “assess and report
on that information in the ways, and to the extent, consistent with his mandate.” Monitor Ltr. at 23, ECF No. 785.
The City has agreed to comply with the Monitor’s requests. Id.

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has] ample authority to go beyond earlier orders and to address each element contributing to the
violation.” Hutto, 437 U.S. at 687. And this Court has done so by issuing a number of orders
addressing factors that contributed to the constitutional violations identified in the Liability
Opinion. See, e.g., ECF No. 662 (directing the NYPD to “implement a program for
systematically receiving, assessing, and acting on information regarding adverse findings on the
conduct of police officers involving illegal stops or illegal trespass enforcements” (internal
quotation marks and citation omitted)); ECF No. 767 (setting out required NYPD procedures for
early intervention to correct officer behavior that suggests a risk of engaging in illegal stops or
illegal trespass enforcement). But it is not within this Court’s authority to amplify its prior
rulings to encompass a different set of potentially unconstitutional practices.
Accordingly, that portion of Plaintiffs’ motion seeking an order declaring that the City
and NYPD are in violation of this Court’s earlier orders, directing the Monitor to investigate
COVID-19 and curfew enforcement involving police conduct outside the scope of this litigation,
and enjoining the NYPD from participating in COVID-19 enforcement is DENIED.
B. Request for Discovery
To the extent that Plaintiffs’ request for information is related to alleged police stops,
frisks, searches, and trespass enforcement, such requests are already being addressed by the
Monitor. See Floyd and Davis Pls. Mem. at 21–22; Ligon Pls. Ltr. at 1–2. Insofar as their
requests reach beyond that, however, Plaintiffs have failed to show that ordering such discovery
falls within, or would be an appropriate use of, the Court’s inherent power to enforce its
judgments.
Accordingly, Plaintiffs’ motion to compel discovery is DENIED.

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CONCLUSION
For the foregoing reasons, Plaintiffs’ requests for an order (1) declaring that the NYPD’s
enforcement of COVID-19 rules violates the Court’s prior orders, (2) directing the Monitor to
investigate COVID-19 and curfew enforcement involving police conduct outside the scope of
this litigation, (3) enjoining the NYPD from enforcing COVID-19 rules, and (4) compelling
discovery are DENIED. See No. 08 Civ. 1034, ECF No. 759; No. 10 Civ. 699, ECF No. 502.
The Clerk of Court is directed to terminate the motion at ECF No. 430 in case number 12 Civ.
2274.
SO ORDERED.
Dated: July 8, 2020
New York, New York

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