Alhovsky v. New York City Department of Parks and Recreation et al
Filing
43
MEMORANDUM AND ORDER granting 35 Motion for Summary Judgment. For the foregoing reasons herein, defendants' motion for summary judgment is granted insofar as this Court dismisses the only federal claim. This Memorandum and Order resolves Docket No. 35, and the Clerk of Court is respectfully requested to close this case. (Signed by Judge Naomi Reice Buchwald on 8/19/2014) Copies Mailed By Chambers. (kgo)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------X
ALEXANDER ALHOVSKY and OKSANA
GONCHARENKO,
Plaintiffs,
11 Civ. 3669 (NRB)
- against MEMORANDUM AND ORDER
NEW YORK CITY DEPARTMENT OF PARKS
AND RECREATION, ADRIAN BENEPE,
JACK T. LINN, ALESSANDRO GIOVANNI
OLIVIERI, CAPT. MCCANTS, SGT. B.
LANGSTON, and the CITY OF NEW YORK,
Defendants.
----------------------------------X
NAOMI REICE BUCHWALD
UNITED STATES DISTRICT JUDGE
Plaintiffs
Alexander
Alhovsky
and
Oksana
Goncharenko,
a
married couple who were “expressive matter vendors” in Central
Park, have brought this action against the City of New York, the
New
York
Department’s
City
Department
former
of
Parks
Commissioner
and
Adrian
Recreation,
Benepe,
the
Assistant
Commissioner Jack Linn, General Counsel Alessandro Olivieri, and
Park
Enforcement
Patrol
Officers
Bene
eight
separate
causes
Langston.
Of
the
plaintiffs’
initial
complaint,
only
two
McCants
of
and
action
remain
Bruce
pled
following
in
a
November 2013 stipulation – a claim alleging the violation of
the equal protection clause premised on selective enforcement of
park vending rules, brought pursuant to 42 U.S.C. § 1983, and a
claim for gross negligence brought pursuant to New York state
law.
Now
pending
before
the
Court
is
defendants’
motion
for
summary judgment.
For the reasons stated herein, this Court
grants
motion
defendants’
with
respect
to
the
claim
brought
pursuant to § 1983 and dismisses without prejudice the state
negligence claim.
BACKGROUND1
I.
The Parties
Plaintiffs Alhovsky and Goncharenko are “expressive matter
vendors” who paint faces and make balloon animals for children
in Central Park in exchange for optional donations.
56.1 ¶¶ 9-10.
Defs. R.
See also Alhovsky v. New York City Dept. of Parks
and Recreation, No. 11 Civ. 3669 (NRB), Memorandum & Order,
August 16, 2012 (holding that plaintiffs were “expressive matter
vendors” within the meaning of Park Regulation 56 R.C.N.Y. § 105(b)(1)).
Between 2010 and 2012, the time period relevant to
1
The facts recited here draw upon the Second Amended Complaint
(“Compl.”), filed June 21, 2012; Defendants’ Memorandum of Law in Support of
their Motion for Summary Judgment, filed February 24, 2014 (“Defs. Mem.”),
Defendants’ Rule 56.1 Statement in Support of their Motion for Summary
Judgment, filed February 24, 2014 (“Defs. R. 56.1”), the Declaration of
Rachel K. Moston, Esq. in Support of Defendants’ Motion for Summary Judgment,
filed February 24, 2014 (“Moston Decl.”), and the exhibits annexed thereto;
Plaintiffs’ Memorandum of Law in Opposition to Defendants’ Motion for Summary
Judgment, filed April 7, 2014 (“Pls. Opp.”); Plaintiffs’ Response to
Defendants’ Rule 56.1 Statement, filed April 7, 2014 (“Pls. R. 56.1 Ctr.
Stmt.”); the Declaration of Robert K. Erlanger, Esq. in Opposition to
Defendants’ Motion, filed April 7, 2014 (“Erlanger Decl.”), and the exhibits
annexed thereto; and Plaintiffs’ Reply Memorandum of Law in Further Support
of their Motion for Summary Judgment, filed April 21, 2014 (“Defs. Reply
Mem.”).
2
this action, plaintiffs vended almost exclusively on Wien Walk,
a pathway in Central Park running from the southeast entrance to
Central Park at Fifth Avenue and 60th Street to the south gates
of the Central Park Zoo.
Defs. Mem. at 2; Defs. R. 56.1 ¶ 9.
Defendant New York City Department of Parks and Recreation,
acting
on
behalf
of
the
City
of
New
York,
has
promulgated
certain rules and regulations of “expressive matter vending” –
i.e.,
the
sale
or
offering
in
exchange
for
donation
any
materials with expressive content, including newspapers, visual
art, or entertainment.
these
rules
permissible
limit
Defs. R. 56.1 ¶¶ 2-5.
expressive
options
–
matter
vending
from
As relevant here,
vending
to
specifically
one
of
two
designated
“green spots,” which are allocated on a first come, first serve
basis, or, in the alternative, fully mobile vending without the
use of a cart, display stand or other device.
Defs. Mem. at 2-
3;
further
Defs.
R.
56.1
¶¶
3-7.
The
park
rules
prohibit
vendors from storing or leaving unattended personal belongings.
Defs. R. 56.1 ¶ 8.
The individual defendants who are parties to
the instant action are members or former members of the Parks
Department tasked, inter alia, with enforcement of park vending
rules.
Defs. Mem. at 2; Pls. Opp. at 1; Defs. R. 56.1 ¶¶ 11-21.
Plaintiffs generally vended on a mobile basis from their
Wien Walk location, though they occasionally made efforts to
claim
a
designated
“green
spot,”
3
as
discussed
infra.
On
a
typical day, plaintiffs Alhovsky and Goncharenko were two of
approximately five mobile vendors on Wien Walk.
Dep. of Bruce
Langston, Erlanger Decl. Ex. 8 at 46-50.
II.
Enforcement Actions against Plaintiffs
The
principal
facts
underlying
plaintiffs’
selective
enforcement claim involve certain enforcement actions undertaken
by defendants against plaintiffs for violation of Park rules.
Between
2010
and
2012,
defendants
issued
plaintiff
Alhovsky
three Notices of Violation (“NOVs”) and one related criminal
summons
issued
for
vending
plaintiff
in
an
unlawful
Goncharenko
property in Central Park.
one
location,
NOV
for
and
defendants
storing
unattended
Defs. Mem. at 3-4; Pls. Opp. at 1-2.
More specifically, on July 30, 2010, defendant PEP Officer
Langston issued Alhovsky, then vending on Wien Walk, the first
NOV pertinent to this action for failure to comply with the
Park’s mobility rule for non-green spot vendors.
1-2.
Pls. Opp. at
Plaintiffs allege that Sergeant Langston acted at the
direction of his supervisor, defendant McCants.
The
next
day,
July
31,
2010,
Sergeant
Id.
Langston
issued
Alhovsky an NOV for failure to remain mobile, again allegedly at
the direction of Captain McCants.
that
time,
according
to
Id.; Defs. R. 56.1 ¶ 14.
Alhovsky’s
deposition
testimony,
At
PEP
officers requested that Alhovsky comply with the park’s mobility
regulations.
Dep. of Alexander Alhovsky, Erlanger Decl. Ex. 3
4
at 29.
Shortly thereafter, Sergeant Langston issued plaintiff
Alhovsky a Criminal Court Summons for failure to comply with the
directives of an officer in violation of Park Rules.
56.1
¶
15.
After
issuing
the
summons,
PEP
Defs. R.
Officers
took
plaintiff Alhovsky into custody, transported him to the precinct
for
processing
and
fingerprinting,
approximately two hours later.
and
released
him
Erlanger Decl. Ex. 3 at 29.
However, no criminal charges were pursued, and, according to
Alhovsky, the summons was removed from the system.
Id. at 30.
According to plaintiff’s own deposition testimony, the July
31,
2010
arrest
came
as
no
surprise
to
Alhovsky.
Sergeant
Langston had warned him the previous week “that they were going
to arrest me next time they see me doing what I do.”
Id. at 26.
In response, Alhovsky decided to invite media personnel to the
Park, and apparently further decided to provoke an arrest.
his
deposition,
Alhovsky
testified
that
after
receiving
At
the
prior day’s NOV, he “decided to come out and get arrested the
next day.”
advance,
he
Id. at 56.
To publicize his anticipated arrest in
“specifically
called
the
media,
newspapers
magazines[;] I made sure the cameras are all set up.”
26.
and
Id. at
After receiving defendants’ initial warning that he was
vending in violation of park mobility rules, Alhovsky testified
that “[a]ll I wanted is just to see if [an arrest was] really
5
going to happen.”
Id. at 27.
According to Alhovsky, the PEP
officers were “reluctant” to arrest him on July 31, 2010.
The
occurred
third
enforcement
nearly
two
years
action
against
later.
On
plaintiff
June
16,
Id.
Alhovsky
2012,
Parks
Commissioner Benepe, whose office overlooked Wien Walk, summoned
Sergeant Langston and pointed out that Alhovsky was “always in
violation at this location,” and that he was “tired of this guy
being in this location in violation.”
Decl. Ex. 8 at 69-71.
Pl. Opp. at 2; Erlanger
Thereafter, Sergeant Langston issued
Alhovsky an NOV for violating park mobility rules once again.
Defs. R. 56.1 ¶ 14; Moston Decl. Ex. B.
During
the
relevant
two-year
time
period,
plaintiff
Goncharenko received only one NOV for violation of the rule
prohibiting unattended property.
That ticket was issued by PEP
Officer Knowles on July 27, 2012, shortly after McCants and
Langston had observed an unattended hamper filled with balloons
in a tree near the zoo’s south gate.
Defs. R. 56.1 ¶ 18; Pls.
Opp. at 2.
At the time, Goncharenko was on the opposite side of
the gate.
Pls. Opp. at 2; Erlanger Decl. Ex. 8 at 73-76.
Goncharenko paid the fine and did not dispute the ticket.
Tr.
at 3.
That plaintiffs were ticketed for actual violations of Park
Rules is not in dispute here.
Tr. at 5-6.
plaintiffs
the
acknowledged
that
6
three
At oral argument,
tickets
issued
to
plaintiff Alhovsky “were properly given” for violation of park
mobility
rules.
Tr.
at
2-3.
With
regard
to
plaintiff
Goncharekno’s ticket for unattended property, plaintiff conceded
in argument, “Was [Goncharenko’s hamper] strictly unattended?
suppose so.”
Tr. at 3.
I
Instead, the gravamen of plaintiffs’
complaint, discussed infra, is that the enforcement action they
experienced constituted unconstitutional “selective enforcement”
of the Park Rules.
Although the briefing focused largely on the four NOVs and
one criminal summons plaintiffs received between 2010 and 2012,
at
oral
argument
plaintiffs
harassment by PEP officers.
emphasized
instead
alleged
Tr. at 12 (“[T]here are allegations
by my clients that they were singled out to be harassed every
day, not just get tickets.
PEP officers standing on top of them
telling them to move, move, move, move, and [the officers] are
not doing it to anybody else, they are just doing it to them. .
. .
Again, it is not just the tickets.
harassment.”).
It is a day-in, day-out
Plaintiffs testified that PEP officers shadowed
them and gave them recurrent directives to remain mobile, which
differed in kind and in frequency from directives given to other
vendors.
Pls. Opp. at 4; Compl. ¶¶ 42, 44.
According to
plaintiffs’ depositions, PEP officers only permitted Goncharenko
to remain in one spot for five minutes, apparently in accordance
with Park Rules.
Pls. Opp. at 4.
7
When Alhovsky, who vended
under the name “Sasha the Clown,” was observed to be stationary
for a period of time, PEP officers advised him, “Hey Sasha, you
are pissing off the boss.
Move.
Come on, move, Sasha.”
Id.
Further, plaintiff Goncharenko testified that PEP officers
laughed at and made fun of her accent, at least initially.
She
explained that “[w]hen I just get to New York, I got a thick
accent and I couldn’t speak at all.
I wouldn’t understand 80
percent of what they are saying.”
Erlanger Decl. Ex. 4 at 44-
45.
Captain
She
further
testified
that
McCants
and
others
insulted her by saying, “I am not talking to you, okay? . . . I
got to talk to your husband because you don’t understand.”
at 45.
Id.
Goncharenko clarified that Sergeant Langston did not
take part in that conduct and was “always respect[ful].”
Id.
When questioned about anti-Russian conduct, however, Alhovsky
testified that PEP officers, including Captain McCants, Sergeant
Langston
and
others,
“never”
Erlanger Decl. Ex. 3 at 70-71.
that
defendants
“like
used
racial
epithets
or
slurs.
Indeed, plaintiffs have conceded
[Alhovsky]
“personal animus” against him.
personally”
and
harbor
no
Tr. at 13 (“As to why they are
singling [Alhovsky] out, apparently they like him personally.
I
did the depositions of Langston and McCants, and nobody seemed
to have any personal animus against them.”).
8
III. Comparators and Other Enforcement Actions
In support of their selective enforcement claim, plaintiffs
allege
that
individuals.
they
were
treated
from
similarly
situated
See infra Section V, for further discussion of the
applicable legal standards.
Hence, defendants produced during
discovery all NOVs to “expressive matter vendors” for unlawful
vending that occurred in a non-designated “green spot,” issued
in the approximately two-year time period between July 20, 2010
and September 20, 2012.
Defs. Mem. at 8.
Twenty-three such
NOVs were issued during that period to non-green spot expressive
matter vendors.
Id.
Of those twenty-three tickets, three were
issued to plaintiff Alhovsky and one was issued to plaintiff
Goncharenko, as described supra.
Id.
Ten of the twenty-three
NOVs, including the four received by plaintiffs, covered conduct
on Wien Walk, where plaintiffs almost exclusively vend.
Id.
Plaintiffs do not dispute these numbers, although they choose to
frame
the
numbers
within
narrower
categories
–
noting,
for
example, that of eight NOVs issued on Wien Walk for non-mobile
vending
violations
specifically,
Alhovsky
was
issued
three.
Pls. Opp. at 12.
In an attempt to carry their burden, plaintiffs identified
in their responses to interrogatories five similarly situated
individuals, sometimes referred to as “comparators,” whom they
allege were treated differently than plaintiffs:
9
(1) Ronnie
Weinstein the puppeteer, (2) Abraham the Juggler, (3) David Rice
the
Juggler,
(4)
balloon-shaper.
Josh
the
Juggler,
and
the
facts
Colin
Jaffee,
a
Defs. Mem. at 9; Pls. Amended Response to First
Set of Interrogatories, Moston Decl. Ex. D.
here
(5)
elicited
in
discovery
We briefly describe
about
these
identified
comparators.
The first three identified comparators – Ronnie Weinstein
the Puppeteer, Abraham the Juggler, and David Rice the Juggler –
are similar to one another, and different from plaintiffs, in a
number of respects.
For instance, unlike plaintiffs, all three
vended as pure entertainers and did not distribute “expressive
matter.” Defs. Mem. at 15, n.10; Erlanger Decl. Ex. 3 at 36-37,
41-43, 46.
All three also vended either primary or exclusively
on Wallach Walk, a location north of the zoo and separated by
the zoo itself from plaintiffs’ vending location on Wien Walk.2
Erlanger Decl. Ex. 3 at 38, 42, 46.
As to all three, plaintiff
Alhovsky testified that he believed they had never received a
notice of violation, but did not know if they had been arrested
or issued a criminal court summons in connection with their
vending.
Id.
at
39,
43,
47.
2
Plaintiff
identified
the
The first comparator, Ronnie Weinstein the Puppeteer, whose nationality
Alhovsky identified as “Jewish,” apparently vended primary on Wallach Walk,
north of the zoo, but also vended occasionally from a designated green spot
on Wien Walk. Defs. Mem. at 10; Erlanger Decl. Ex. 3 at 37-38 (“Q: Where
specifically on Wien Walk [does Ronnie vend]? A: “On the designated green
spot where it’s available . . . Most part, 90 percent I see him on
Wallach.”). The latter two, Abraham the Juggler and David Rice the Juggler,
vended exclusively on Wallach Walk. Erlanger Decl. Ex. 3 at 42, 46.
10
nationality of the first two comparators, Ronnie Weinstein the
Puppeteer and Abraham the Juggler, as “Jewish,” but did not
testify as to the nationality of David Rice the Juggler.
Id. at
41, 43-44.
With regard to all of the first three comparators, Alhovsky
testified
failure
about
to
comparators
situations
remain
escaped
in
mobile,
which
while
enforcement
he
received
his
despite
tickets
equally
committing
infraction at the same location on Wallach Walk.
for
non-mobile
the
same
See, e.g.,
Erlanger Decl. Ex. 3 at 40 (“Q: Has there ever been a situation
when you are vending in the same location and enforcement action
had
been
taken
Puppeteer]?
against
you
but
not
Ron[nie
Weinstein
the
A: Yes . . . Any of the tickets I was given on
Wallach Walk on the north side has him in the background.
I was
given a ticket, he was left alone.”); see also id. at 44, 47.
In all three cases, however, Alhovsky’s testimony is belied by
the documentary record, which establishes that all of Alhovsky’s
tickets were issued on Wien Walk, not Wallach Walk.
The fourth identified comparator, Josh the Juggler, vended
as an entertainer basing himself on Wien Walk, which was also
plaintiffs’ primary vending location.
Id. at 50.
Alhovsky
identified Josh’s nationality as “Asian,” and more specifically
“Korean.”
Id.
at
52.
When
asked
about
enforcement
action
against Josh the Juggler, Alhovsky recalled the existence of
11
“one incident but I don’t know when it happened;” he also had
limited information as to where the enforcement action occurred
and
whether
it
carried
criminal
consequences.
Id.
at
51.
Plaintiff Goncharenko testified that she was not familiar with
Josh the Juggler.
The
closest
fifth
Erlanger Decl. Ex. 4 at 33.
identified
comparator
plaintiffs.
who
comparator,
was
situated
Jaffee,
most
the
similarly
to
Erlanger Decl. Ex. 3 at
Jaffee also vended on Wien Walk, and particularly “in
the same part of Wien Walk” as did plaintiffs.
addition
is
Like plaintiffs, Colin Jaffee was a balloon shaper
and thus an “expressive matter” vendor.
52-54.
Colin
to
vending
the
same
wares
at
the
Id. at 52.
same
In
location
as
plaintiffs, Jaffee also shared another similar condition – he
too had been the subject of enforcement action and had received
an NOV during the relevant time period from Park officers.
Id.
at 53.
Although not identified in their interrogatory response,
plaintiffs mentioned in their opposition papers two additional
comparators, about whom less information is available.
Opp. at 3-4.
Pls.
Sean, a fellow balloon-shaper who vended on Wien
Walk, apparently did not receive NOVs, perhaps because, unlike
Alhovsky, he complied with PEP officer directives given to him.
Erlanger Decl. Ex. 3 at 74 (“Q: Did Sean ever have enforcement
action taken against him?
A:
No, other than told to leave and
12
he would leave.”).
Jason Ruby and his wife Stacey, also face-
painters and balloon-shapers, based themselves on Wallach Walk.
Erlanger
Decl.
differential
Ex.
4
treatment
at
26-27.
from
Although
Ruby
and
his
plaintiffs
wife,
allege
Alhovsky
testified that Ruby and his wife were issued a ticket by PEP
officers for a vending violation.
IV.
Erlanger Decl. Ex. 3 at 69.
Green Spot System
The remaining facts relevant to the instant motion involve
plaintiffs’ state law negligence claim.
As discussed supra, in
summer 2010 the Park promulgated a regulatory regime, whereby
expressive
matter
vendors
could
lay
claim
to
specifically
designated “green spots,” within which vendors were permitted to
vend on a non-mobile basis, with the use of a cart, display
stand, or other device.3
Defs. R. 56.1 ¶ 6; Rules of the City of
New York, Title 56, §1-05(b)(2)-(3).
Pursuant to Park rules,
the green spots were allocated daily to vendors on a first-come,
first-served basis, beginning when the Park opened at 6 a.m.
Defs. R. 56.1 ¶ 7; Pls. R. 56.1 Ctr. Stmt. ¶ 104.
PEP Officers
were typically present to supervise the appropriation of green
spots for the day.
Pls. R. 56.1 Ctr. Stmt. ¶ 105-107.
For the
first few days after the green spot regime went into effect in
summer 2010, Park personnel observed vendors rushing to claim
3
As discussed extensively supra, expressive matter vendors are permitted
to vend outside the green spots only on a mobile basis – i.e., without the
use of a cart, display stand, or other device. Defs. R. 56.1 ¶ 6.
13
spots, but that haste subsided within the week.
Dep. of Michael
Dockett, Erlanger Decl. Ex. 9 at 16, 19.
Plaintiffs’
negligence
claim
stems
from
two
injuries
sustained by plaintiff Alhovsky as he sought to claim a green
spot in 2010, shortly after the enforcement of the green spot
regime began.
75-87.
Compl. ¶¶ 46-47, 91-95; Erlanger Decl. Ex. 3 at
On the first occasion, August 1, 2010, Alhovsky fell and
injured
his
hamstring.
Erlanger
Decl.
Ex.
3
at
75-82.
Approximately one week later, on August 7, 2010, Alhovsky fell
and fractured his elbow, for which he sought hospital treatment
including X-rays, an MRI, a sling and pain medication.
83-87.
Id. at
Alhovsky testified that on both occasions, he did not
trip and was not pushed to the ground, but rather fell due to a
weakness in his leg.
Id. at 79-80, 83-87.
In the complaint, plaintiffs allege that, by instituting
the
first-come,
foreseeably
gave
first-served
rise
to
a
allocation
“frenzied,
mob
regime,
rush
for
which
a
green
spot,” defendants committed a breach of their duty of care,
causing Alhovsky’s injuries.
Compl. ¶¶ 91-95.
DISCUSSION
V.
Standard of Review
A motion for summary judgment is appropriately granted when
there is no genuine issue as to any material fact and the moving
party is entitled to judgment as a matter of law.
14
FED. R. CIV. P.
56(a).
In this context, “[a] fact is ‘material’ when it might
affect the outcome of the suit under governing law,” and “[a]n
issue
of
fact
is
‘genuine’
if
the
evidence
is
such
that
a
reasonable jury could return a verdict for the nonmoving party.”
McCarthy v. Dun & Bradstreet Corp., 482 F.3d 184, 202 (2d Cir.
2007) (internal quotation marks and citations omitted).
“In
assessing the record to determine whether there is [such] a
genuine
issue
to
be
tried,
we
are
required
to
resolve
all
ambiguities and draw all permissible factual inferences in favor
of
the
party
against
whom
summary
judgment
is
sought.”
Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 101 (2d Cir.
2010) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255
(1986)).
On a motion for summary judgment, “[t]he moving party bears
the initial burden of demonstrating ‘the absence of a genuine
issue of material fact.’”
F.D.I.C. v. Great Am. Ins. Co., 607
F.3d 288, 292 (2d Cir. 2010) (quoting Celotex Corp. v. Catrett,
477 U.S. 317, 323 (1986)).
non-moving
party
“must
come
Where that burden is carried, the
forward
with
specific
evidence
demonstrating the existence of a genuine dispute of material
fact.”
party
Id. (citing Anderson, 477 U.S. at 249).
“must
do
more
than
simply
show
that
The non-moving
there
is
some
metaphysical doubt as to the material facts . . . and may not
rely on conclusory allegations or unsubstantiated speculation.”
15
Brown v. Eli Lilly and Co., 654 F.3d 347, 358 (2d Cir. 2011)
(internal quotation marks and citations omitted).
VI.
Equal Protection Claim
The Equal Protection Clause requires that the government
treat all similarly situated people alike.
City of Cleburne v.
Cleburne Living Ctr., 473 U.S. 432, 439 (1985).
remaining
federal
violated
this
claim,
plaintiffs
fundamental
allege
precept
by
In their sole
that
defendants
pursuing
selective
enforcement of Park rules against plaintiffs.
A.
Selective Enforcement
To prevail on a standard claim of selective enforcement,
plaintiffs
must
establish
two
elements:
“(1)
that
they
were
treated differently from other similarly situated individuals,
and
(2)
that
such
differential
treatment
was
based
on
impermissible considerations such as race, religion, intent to
inhibit
or
malicious
punish
or
bad
the
exercise
faith
intent
of
to
constitutional
injure
a
rights,
person.”
or
Harlen
Assocs. v. Incorporated Vill. of Mineola, 273 F.3d 494, 499 (2d
Cir.
2001)
(internal
quotation
marks
and
citations
omitted).
Historically, these two factors were known, respectively, as the
“unequal hand” and “evil eye” elements, and where both were
present a law “fair on its face and impartial in appearance”
could still be enforced in such a manner as to constitute the
16
denial of constitutional rights.
Yick Wo v. Hopkins, 118 U.S.
356, 373-74 (1886).
Conspicuously
meaningful
absent
evidence
of
from
the
the
before
requisite
second
record
us
prong
–
is
that
plaintiffs’ Russian national origin impermissibly motivated the
alleged differential treatment.
evidence
suggesting
plaintiffs’
that
national
origin
See Compl. ¶ 108.
defendants
is
were
Goncharenko’s
The only
attentive
testimony
to
that,
shortly after her arrival in New York, PEP officers laughed at
her accent and her difficulty understanding English and told her
that they preferred to speak to her husband Alhovsky, himself of
Russian origin.
By
Erlanger Decl. Ex. 4 at 44-45.
contrast,
the
weight
of
the
evidence,
including
plaintiffs’ own testimony, instead indicates that discriminatory
animus
did
testified
not
that
Goncharenko’s
motivate
defendants’
PEP
officers,
accent,
“never”
enforcement.
including
used
Erlanger Decl. Ex. 3 at 70-71.
the
racial
one
epithets
Alhovsky
who
mocked
or
slurs.
Goncharenko further testified
that Sergeant Langston, the PEP officer with whom plaintiffs
apparently most frequently interacted and who issued plaintiffs
all four of the NOVs they received in the relevant time period,
was
“always
Moreover,
respect[ful].”
according
to
Erlanger
plaintiffs,
Decl.
defendant
Ex.
Jack
4
at
Linn,
45.
then
Assistant Commissioner, visited plaintiffs in the Park “and he
17
actually told us that we are doing a good job.”
Indeed,
at
entirely,
oral
argument,
indicating
against plaintiffs.
that
plaintiffs
defendants
Id. at 46.
conceded
held
point
personal
no
the
animus
Tr. at 13.
In light of these facts, plaintiffs acknowledged at oral
argument
that
[defendants]
“the
discriminated
were Russian.”
show
that
evidence
alleged
not
against
Tr. at 12.
the
is
particularly
that
because
[plaintiffs]
strong
they
Because plaintiffs admittedly cannot
differential
treatment
was
based
in
impermissible considerations of their national origin, they fail
to
establish
enforcement
a
requisite
action
and
element
of
accordingly
a
standard
cannot
selective
survive
summary
judgment on the claim itself.
B.
Class of One
In recognition of this weakness, plaintiffs’ briefing and
argument
focused
primarily
on
a
second
form
enforcement action – the “class of one” claim.
of
selective
Pursuant to this
doctrine, a plaintiff claiming violation of his equal protection
rights need only allege that he “has been intentionally treated
differently from others similarly situated and that there is no
rational basis for the difference in treatment.”
Village of
Willowbrook v. Olech, 528 U.S. 562, 564 (2000).
Plaintiffs may
bring
do
a
“class
of
one”
action
even
if
they
not
claim
membership in a class or differential treatment based on race,
18
religion, national origin or the like, so long as they can show
“invidious discrimination” by government officials, Harlen, 273
F.3d at 499, which was “intentional and arbitrary.”
Olech, 528
U.S. at 564.
Though plaintiffs in a “class of one” action need not show
class membership and discriminatory animus on the basis thereof,
such
plaintiffs
establishing
situated.
must
nonetheless
differential
meet
treatment
a
high
from
standard
others
when
similarly
Second Circuit precedent instructs that “[c]lass-of-
one plaintiffs must show an extremely high degree of similarity
between
themselves
themselves.”
and
the
persons
to
whom
they
compare
Ruston v. Town Bd. for Skaneateles, 610 F.3d 55,
59 (2d Cir. 2010) (quoting Clubside, Inc. v. Valentin, 468 F.3d
144, 159 (2d Cir.2006)).
“Accordingly, to succeed on a class-
of-one claim, a plaintiff must establish that (i) no rational
person could regard the circumstances of the plaintiff to differ
from those of a comparator to a degree that would justify the
differential treatment on the basis of a legitimate government
policy; and (ii) the similarity in circumstances and difference
in treatment are sufficient to exclude the possibility that the
defendants acted on the basis of a mistake.”
(citation omitted).
Id. at 59-60
Though the question of similar situation is
a factual inquiry that typically should be submitted to the
jury,
in
cases
where
no
reasonable
19
jury
could
find
that
plaintiffs have made the requisite showing of extremely high
degree of similarity, summary judgment is appropriate.
Harlen,
273 F.3d at 499 n.2.
Plaintiffs here have neither sufficiently established the
required
“high
degree
of
similarity”
between
themselves
and
comparators nor have they shown reliable evidence of treatment
so differential that no rational basis or legitimate government
policy could explain the disparity.
must
be
noted
majority
of
that
the
plaintiffs’
evidence
As an initial matter, it
testimony
regarding
comprises
similar
the
vast
situation,
with
limited or no corroboration from other witnesses or documents
regarding
the
names,
facts,
or
even
existence
of
the
comparators.
Nonetheless,
even
crediting
where
possible
plaintiffs’
uncorroborated testimony and drawing all permissible inferences
in their favor, as we must, this Court cannot satisfy itself
that
plaintiffs
have
sufficiently
situation to comparators.
record
indicates
genuine
shown
the
required
similar
As exhaustively detailed supra, the
differences
between
plaintiffs,
who
were expressive matter vendors vending on Wien Walk, a heavily
trafficked path to the Central Park Zoo, and a number of the
named comparators, who were pure entertainers vending on Wallach
20
Walk,4 which was “not even close to where the zoo area is.”
Langston Dep., Erlanger Decl. Ex. 8 at 50.
That difference in location gives rise to an explanation
for possible differential treatment that is far more plausible
than the invidious or baseless account argued by plaintiffs.
As
Alhovsky himself testified, plaintiffs vended directly in front
of Commissioner Benepe’s office.
(“Q:
Erlanger Decl. Ex. 3 at 74
Do you know if he can see you out his window?
got like the best view of me out there.
is
directed.
He
doesn’t
see
much
A:
He’s
That’s where his window
other
than
me.”).
Per
defendant Langston’s testimony, Benepe commented that Alhovsky
was “always in violation at this location,” and that he was
“tired of this guy being in this location in violation.”
Opp. at 2; Erlanger Decl. Ex. 8 at 70-71.
Pl.
Plaintiffs do not
dispute that they committed the violations for which they were
ticketed.
Tr. at 3, 5-6.
Hence, to the extent that defendant
Benepe was in a position to continually observe plaintiffs in
violation
rules
are
of
Park
in
rules,
accordance
defendants’
with
their
actions
to
enforce
obligations
as
the
Parks
Department officials, rather than evidence of “intentional and
arbitrary” discrimination.
Olech, 528 U.S. at 564.
To be sure,
vendors who chose to vend on Wallach Walk may have been beyond
4
These three comparators were Ronnie Weinstein the Puppeteer, Abraham
the Juggler, and David Rice the Juggler. See supra, Section III. Balloonshaper and face-painter Jason also vended from Wallach Walk.
21
the scope of defendant Benepe’s personal observation and hence
may have received less enforcement attention.
That state of
affairs, however, does not persuade us that “Benepe’s conduct
toward Alhovsky and Goncharenko has been invidious and in bad
faith”
or
otherwise
motivated
by
“personal
animus,”
as
plaintiffs contend, particularly in the absence of any other
evidence to that effect.
Compl. ¶ 110-11.
Indeed, plaintiffs
themselves have conceded that no personal animus existed.
at 13.
Tr.
If plaintiffs felt “singled out” compared to those who
vended on Wallach Walk, they were certainly welcome to relocate
away from the immediate environs of Parks Department offices.
Comp. ¶¶ 108-110.
The type of vending represents another difference between
plaintiffs and named comparators.
painters,
plaintiffs
constituted
As balloon-shapers and face“expressive
matter
vendors,”
who provided their art to customers in exchange for donations.
By contrast, some of the named comparators, including four of
the
five
named
in
response
to
interrogatories,
were
pure
“entertainers” – i.e., jugglers and puppeteers who did not sell
their wares.
From at least March 2012 through the end of the
relevant time period, the Parks Department stopped enforcing the
vending rules against entertainers, in an effort to comply with
their reading of a New York State court decision.
15, n.10.
Defs. Mem. at
While this period represents only approximately six
22
months of a two year relevant time frame, it nonetheless carries
at least some weight in explaining differential enforcement, to
the extent it existed.
The
record
between
reflects
plaintiffs
interaction style.
and
yet
further
alleged
possible
comparators
in
differences
attitude
and
For instance, comparator Sean, a balloon-
shaper on Wien Walk about whom limited information is available,
promptly complied with defendants’ directives to remain mobile,
thereby escaping further enforcement action.
Erlanger Decl. Ex.
3 at 74 (“Q: Did Sean ever have enforcement action taken against
him?
A:
No, other than told to leave and he would leave.”).
By contrast, according to his own testimony, Alhovsky ignored
initial warnings and appeared to welcome the opportunity to be
arrested, even going so far as to publicize his anticipated
arrest by calling news media beforehand.
See supra Section II.
Taken together, this evidence makes clear that no genuine
issue
of
establish
material
the
fact
required
exists
as
“extremely
to
high
between themselves and the comparators.
whether
degree
plaintiffs
of
can
similarity”
Ruston, 610 F.3d at 59.
They cannot.
Further, even if plaintiffs had been able to establish the
similar
situation
element,
their
claim
would
requirement to show differential treatment.
founder
on
the
Indeed, plaintiffs’
testimony is rife with contradictions as to the differential
23
enforcement
targeted
itself.
him
on
Alhovsky’s
Wallach
Walk
testimony
for
mobility
that
PEP
Officers
violations,
while
ignoring the same behavior in others, is directly refuted by the
documentary record establishing that Alhovsky was not issued any
tickets on Wallach Walk.
See supra, Section III.
With regard
to those tickets plaintiffs actually received at their Wien Walk
vending location, plaintiffs have not shown that this treatment
was, in fact, differential.
named
comparators
who
also
Rather, Alhovsky testified that two
vended
on
Wien
Walk
–
Josh
the
Juggler and Colin Jaffee the Balloon-shaper – were also both
subject to enforcement action, and thus experienced similar, not
differential, treatment to plaintiffs.
Plaintiffs’ failure to
establish differential treatment in their deposition testimony
is
only
compounded
by
the
documentary
data,
which
indicates
that, out of twenty-three NOVs issued during a two-year time
period to mobile vendors, ten of which were issued on Wien Walk,
plaintiffs
received
only
four
such
tickets.
Given
that
plaintiffs were two of only a handful of mobile vendors on Wien
Walk, the data does not suggest that they received a highly
disproportionate share of tickets.
Having failed to establish the elements required for either
a
standard
selective
enforcement
claim
or
a
“class
of
one”
action, plaintiffs’ evidence is insufficient to survive summary
24
judgment.
Accordingly, defendants’ motion for summary judgment
as to the equal protection claim is granted.
VII. Negligence Claim
Plaintiffs’
negligence,
remaining
arising
claim
out
is
injuries
a
state
Alhovsky
law
claim
sustained
for
while
attempting to claim a vending location pursuant to the Park’s
“green
spot”
dismissed
the
regime.
claim
Having
for
granted
which
there
summary
exists
judgment
and
federal-question
jurisdiction, it is within this Court's discretion to decide
whether to exercise supplemental jurisdiction over plaintiff's
remaining state claim.
Klein & Co. Futures, Inc. v. Bd. of
Trade of City of N.Y., 464 F.3d 255, 262–63 (2d Cir. 2006); see
also
Carnegie–Mellon Univ. v. Cohill, 484 U.S. 343, 350 n.7
(1988) (“[I]n the usual case in which all federal-law claims are
eliminated before trial, the balance of factors to be considered
under
the
pendent
jurisdiction
doctrine
—
judicial
economy,
convenience, fairness, and comity — will point toward declining
to exercise jurisdiction over the remaining state-law claims.”).
We
exercise
this
discretion
here
and
decline
supplemental
jurisdiction over plaintiffs’ negligence claim, which is hereby
dismissed without prejudice.
25
CONCLUSION
For
the
judgment
federal
35,
is
foregoing
granted
claim.
and the
This
Clerk of
reasons,
insofar
defendants'
this
as
motion
dismisses
Court
Memorandum and Order resolves
Court
is
for
summary
the
only
Docket No.
respectfully requested to close
this case.
Dated:
New York, New York
August j'f, 2014
£qzk~
NAOMI REICE BUCHWALD
UNITED STATES DISTRICT JUDGE
26
Copies of the foregoing Memorandum
mailed on this date to the following:
Attorney for Plaintiffs
Robert K. Erlanger, Esq.
Erlanger Law Firm PLLC
122 East 42nd Street, Suite 519
New York, NY 10168
Attorneys for Defendants
Rachel K. Moston, Esq.
Sheryl R. Neufeld, Esq.
Melanie V. Sadok, Esq.
Office of the Corporation Counsel
City of New York
Law Department
100 Church Street
New York, NY 10007
27
and
Order
have
been
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