Braintree Laboratories, Inc. v. Cypress Pharmaceutical, Inc.

Filing 106

MEMORANDUM AND ORDER. For the foregoing reasons, Breckenridge's motion for summary judgment of noninfringement is GRANTED. This resolves Dkt. No. 84. The Clerk of Court is instructed to terminate the case. Granting 84 Motion for Summary Judgment. (Signed by Judge Alison J. Nathan on 3/15/2016) (rjm)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

USDCSDNY
DOCUMENT
ELECTRONICALLY FILED
DOC#:
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DATE F-IL_E_D_:M~A......-1-5-2.....
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01-6

Braintree Laboratories Inc.,
Plaintiff,

12-CV-6851 (AJN)

-vMEMORANDUM AND
ORDER

Breckenridge Pharmaceutical, Inc.,
Defendant.
ALISON J. NATHAN, District Judge:

Plaintiff Braintree Laboratories, Inc. ("Braintree") filed this patent infringement action on
September 11, 2012. Dkt. No. 1. Defendant Breckenridge Pharmaceutical, Inc.
("Breckenridge") filed its motion for summary judgment of non-infringement on July 6, 2015.
Dkt. No. 84. For the reasons discussed below, Breckenridge's motion is GRANTED.

I.

BACKGROUND 1
This case arises from Breckenridge's attempt to obtain FDA approval for a generic

version of Braintree's SUPREP, a colon cleansing solution. Braintree alleges that
Breckenridge's product ("the Generic Product") infringes its patent, U.S. Patent No. 6,946,149
("the '149 Patent").

A. The '149 Patent
The '149 Patent, issued in September 2005, is a composition and methods patent related
to "colonic lavage," or colon cleansing. PCSMF iii! 18-19, DCSMF iii! 1-2. Claim 15 of the '149
Patent, as reexamined, recites:

1
The following undisputed facts are taken from the parties' Stipulated Facts ("SF," Dkt. No. 86 Ex. T); Braintree's
Counterstatement of Material Facts ("PCSMF," Dkt. No. 94), Breckenridge's Counterstatement of Material Facts
("DCSMF," Dkt. No. 99), or the underlying documents.

1

A composition for inducing purgation of the colon of a patient, the
composition comprising from about 100 mL to about 500 mL of an
aqueous hypertonic solution comprising an effective amount of
Na2S04, an effective amount ofMgS04, and an effective amount of
K2S04, wherein the composition does not produce any clinically
significant electrolyte shifts and does not include phosphate.
CSMF il 26; Dkt. No. 86 Ex. G at 3. Similarly, claim 23 of the' 149 Patent recites "[a] method
for inducing colonic purgation in a patient ... wherein the effective amount of the composition is
administered in two or more doses within a treatment period." Id. at 4.
In the patent's specification, Braintree justified its invention by describing two main
problems with existing methods of colonic lavage. PCSMF il 19. On the one hand, the
traditional method required consuming large quantities (approximately four liters) of solution.

Id. While this method was "safe and efficacious," Braintree noted that "large volume solutions
[were] not well tolerated by patients." Id. On the other hand, newer methods required "oral
ingestion of small volumes of concentrated ... solutions" but resulted in "clinically significant
effects on bodily chemistry." Id. In this respect, the specification cited Fleet Phospho-Soda,
which required taking "two (2) three ounce doses of [the solution], separated by a three to 12
hour interval for a total of six ounces (180 ml)." Id.

il 20.

Braintree noted that this

development represented "a significant reduction compared to the large 1 gallon volumes" of
other products. Id. However, as noted in the specification, this treatment had "been shown to
cause massive electrolyte and fluid shifts that are clinically significant to the patient." Id.

B. The Products
Braintree manufactures SUPREP, an osmotic laxative approved by the U.S. Food and
Drug Administration ("FDA") for "cleansing of the colon in preparation for colonoscopy in
adults." SF ilil 1-4. SUPREP is sold as a kit containing two 6-ounce bottles of solution, each of
which must be diluted with water to 16 ounces (4 73 ml) prior to consumption. Id.
2

ilil 5-6.

SUPREP's label instructs a patient to take one bottle of solution (diluted to 473 mL) the night
before a scheduled colonoscopy, and the second bottle of solution (again diluted to 473 mL) ten
to twelve hours later. Id.

ifif 27, 34-35, 41.

Ingesting a single bottle of appropriately diluted

solution causes a patient to have "copious, watery diarrhea." Id.

if 7.

Breckenridge's predecessor in interest, Cypress Pharmaceutical, Inc.,2 sought approval
from the FDA to market a generic version of SUPREP ("the Generic Product") through the
Abbreviated New Drug Application ("ANDA") process. SF ifif 9-10; see also 21 U.S.C. § 3550)
(describing the ANDA process); Allergan, Inc. v. Alcon Labs., Inc., 324 F.3d 1322, 1326-27
(Fed. Cir. 2003) (same). As required by the ANDA scheme, the Generic Product would be
identical to SUPREP. SF ifif 13-18; see also 21 U.S.C. § 355(j)(2); Allergan, 324 F.3d at 1326.
As a result, the Generic Product would contain the same ingredients in the same quantities and
be administered in the same manner as SUPREP. SF ifif 13, 17, 28. If the ANDA were
approved, the Generic Product would be sold as a kit of two 6-ounce bottles of solution, each of
which must be diluted with water to 16 ounces (473 mL) prior to consumption approximately ten
to twelve hours apart before a patient's colonoscopy. Id.

ifif 5-6, 13, 35, 41.

As with SUPREP,

drinking one appropriately diluted bottle of the Generic Product would cause a patient to have
"copious, watery diarrhea." Id.

if 24.

C. Prior Braintree SUPREP Litigation
In 2011, Braintree filed suit in the District of New Jersey against Novel Laboratories, Inc.
("Novel"), another company seeking FDA approval for a generic version of SUPREP. DCSMF

if 84.

Novel's generic version of SUP REP was identical to SUP REP, and as a result, to the

2 In October 2013, the Court granted the parties' motion to substitute Breckenridge for Cypress Pharmaceutical Inc.
Dkt. No. 62. For the sake of simplicity, the Court will refer to Breckenridge as the defendant when recounting the
procedural history of even early stages of the case.

3

Generic Product in the instant litigation. Id. ii 85. In the Novel case, the district court construed
certain terms of the patent, considered a number of non-infringement arguments advanced by
Novel, and ultimately granted Braintree's motion for summary judgment of infringement. Id. iii!
87, 90, 92-93; see also Braintree Labs., Inc. v. Novel Labs., Inc., No. CIV.A. 11-1341 (PGS),
2012 WL 4120907 (D.N.J. Sept. 19, 2012) and Braintree Labs., Inc. v. Novel Labs., Inc., No.
CIV.A. 11-1341(PGS),2013 WL 211252 (D.N.J. Jan. 18, 2013) (together, "Novel I"). Novel
appealed the district court's judgment to the Federal Circuit, which affirmed in part, reversed in
part, and remanded to the district court for further proceedings. DCSMF ii 97; see also Braintree
Labs., Inc. v. Novel Labs., Inc., 749 F.3d 1349, 1360 (Fed. Cir. 2014) ("Novel 11"). The parties
dispute to what extent the arguments currently raised by Breckenridge were raised by Novel on
appeal and addressed by the Federal Circuit in Novel II. Br. at 3-6; Opp. Br. at 6-10.
D. The Instant Suit
In 2012, shortly after suing Novel, Braintree sued Breckenridge and alleged that its
Generic Product infringed the '149 Patent. Dkt. No. 1. In February 2013, the parties indicated
that the district court in Novel /had granted Braintree's motion for summary judgment of
infringement. Dkt. No. 26. Thereafter, the parties entered into a stipulation to narrow the issues
to be decided in this case. First, Breckenridge stipulated to the construction of the term
"purgation" adopted by the District of New Jersey in Novel 1. 3 Dkt. No. 41ii5; Dkt. No. 93 Ex.
1 at 23: 1-4, 10-13. Under that construction, "purgation" is "an evacuation of a copious amount
of stool from the bowels after oral administration of the solution." Novel I, 2012 WL 4120907,
at *6. Breckenridge further stipulated that it would not present any argument "other than that
based on the 'from about 100 mL to about 500 mL' limitation" in the '149 Patent. Dkt. No. 41 ii

3

After this stipulation was executed, the Federal Circuit affirmed the Novel I district court's construction of
"purgation." See Novel 11, 749 F.3d at 1355.

4

3. Bound by these stipulations, Breckenridge filed its first motion for summary judgment of
non-infringement in July 2013. Dkt. No. 42.
In January 2014, the Court administratively denied the fully briefed motion and issued a
stay in light of the pending Federal Circuit appeal in the Novel case. Dkt. No. 65. The Court
lifted the stay in June 2015 but required Breckenridge to refile its motion "to account for
developments in the Novel action as well as any developments in the law." Dkt. No. 80 at 3.
Breckenridge filed the current motion for summary judgment of non-infringement on July 6,
2015. Dkt. No. 84. The parties' 2013 stipulation narrowing the issues to be decided continues to
apply. Dkt. No. 41; Dkt. No. 80 at 3.

II.

LEGALSTANDARD
Under 35 U.S.C. § 271(e)(2)(A), "[i]t [is] an act of infringement to submit [an ANDA]

... for a drug claimed in a patent or the use of which is claimed in a patent." Because this
provision establishes patent infringement liability for ANDA applications related to generic
"drug[s that] ha[ve] not yet been marketed[,] ... the question of infringement must focus on
what the ANDA applicant will likely market if its application is approved." Glaxo, Inc. v.
Novopharm, Ltd., 110 F.3d 1562, 1569 (Fed. Cir. 1997). Section 271(b) further provides that
"[ w ]hoever actively induces infringement of a patent shall be liable as an infringer." Under the
inducement theory of patent liability, a drug manufacturer is liable when it induces doctors to
prescribe or patients to use the infringing product. Allergan, 324 F.3d at 1328.
A patent infringement analysis has two steps: first, the court construes the patent claims
as a matter oflaw, and second, the construed claims "are compared to the accused device."
Bayer AG v. Elan Pharm. Research Corp., 212 F.3d 1241, 1247 (Fed. Cir. 2000). To
successfully demonstrate infringement, "[a] plaintiff must establish by a preponderance of the

5

evidence that the accused device infringes one or more claims of the patent ... literally."4 Id.
"Literal infringement requires the patentee to prove that the accused device contains each
limitation of the asserted claim(s)." Id. "If any claim limitation is absent from the accused
device, there is no literal infringement as a matter oflaw." Id.
When evaluating a motion for summary judgment, the Court must "constru[ e] all
evidence in the light most favorable to the non-moving party." Ruggiero v. Cty. of Orange, 467
F.3d 170, 173 (2d Cir. 2006). Granting such a motion is proper "if the movant shows that there
is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
law." Fed. R. Civ. P. 56(a). "[T]he burden is upon the moving party to demonstrate that no
genuine issue respecting any material fact exists." Gallo v. Prudential Residential Servs., Ltd.

P'ship, 22 F.3d 1219, 1223 (2d Cir. 1994). Thus, to justify summary judgment of noninfringement, Breckenridge must show that there is no "genuine issue of material fact with
respect to the issue ofliteral infringement." Bayer AG, 212 F.3d at 1248.

III.

DISCUSSION
In the present motion, Breckenridge contends that the Generic Product does not infringe

the '149 Patent. Specifically, Breckenridge argues that the Generic Product does not satisfy the
"from about 100 mL to about 500 mL" limitation of the patent because the product consists of
946 mL of solution. Relatedly, Breckenridge claims that the Generic Product does not violate §
271(e)(2) because the' 149 Patent does not claim the FDA-approved use of the Generic Product.
Braintree first responds that these arguments are barred by the Federal Circuit's decision in

Novel II. Next, Braintree contends that these arguments involve claim construction, which the

4
If literal infringement is absent, a product may still infringe a patent under the doctrine of equivalents. Dawn
Equip. Co. v. Kentucky Farms Inc., 140 F.3d 1009, 1015 (Fed. Cir. 1998). Because Braintree has not raised the
doctrine of equivalents as an alternative theory of infringement, the Court does not consider it.

6

parties stipulated not to address. Finally, Braintree argues that the Generic Product satisfies the
volume limitation of the '149 Patent and violates§ 271(e)(2). The Court addresses each of these
arguments in tum.
A. Breckenridge's Non-Infringement Argument is Not Precluded by Binding
Federal Circuit Law

As an initial matter, Braintree argues that the Federal Circuit rejected Breckenridge's
non-infringement arguments in its Novel II decision. Opp. Br. at 8-10. Breckenridge responds
that its arguments here were neither raised by the parties nor addressed by the majority in Novel
II, and are thus not precluded by that decision. Br. at 4-6. To frame the analysis on this point,

the Court must detail the history of this patent and the Novel case more fully.
As noted above, literal infringement requires "that the accused device contains each
limitation of the asserted claim(s)." Bayer AG, 212 F.3d at 1247. The '149 Patent has four
limitations: (1) it induces purgation of the colon; (2) it comprises from about 100 mL to about
500 mL of an aqueous hypertonic solution; (3) it comprises an effective amount ofNa2S04, an
effective amount ofMgS04, and an effective amount ofK2S04; and (4) it does not produce
clinically significant electrolyte shifts. See Dkt. No. 86 Ex. G at 1; Novel I, 2013 WL 211252, at
*6-* 10. In the Novel litigation, Braintree had to confront a potential problem: While the '149
Patent claims a "composition comprising from about 100 mL to about 500 mL of aqueous
hypertonic solution," Dkt. No. 86 Ex. G. at 1, SUPREP and the Generic Product require
administering a total of946 mL of solution. SF if 35. Faced with this issue, Braintree advanced
a "one bottle" theory of infringement under which each appropriately diluted bottle of the
Generic Product independently infringed the '149 Patent. Opp. Br. at 1. To prevail under that
theory, Braintree needed to demonstrate that a single appropriately diluted bottle of the Generic

7

Product satisfied each of the four "limitation[s] of the asserted claim(s)." Bayer AG, 212 F.3d at
1247.
At the district court, Novel raised numerous arguments that one bottle of the Generic
Product did not satisfy the various claim limitations. See Novel I, 2013 WL 211252, at *6-*10.
Ultimately, the district court rejected these arguments and found one bottle of the Generic
Product did infringe each limitation. Id. Novel did not appeal the district court's determination
with respect to each limitation; instead, it appealed the proper construction of the terms
"purgation" and "clinically significant electrolyte shifts" in the respective limitations. 5 See Dkt.
No. 86 Ex. Q at 5-6; Novel II, 749 F.3d at 1352, 1354-55.
On appeal on the purgation issue, Novel argued that "purgation" was synonymous with
"cleansing." Under such a construction, one bottle of the Generic Product would not satisfy the
purgation limitation of the patent because two bottles of solution are necessary to cleanse the
colon for a colonoscopy. Dkt. No. 91 ("Peura Deel.") ii 76. Ultimately, however, the Federal
Circuit accepted the district court's construction of purgation as "an evacuation of a copious
amount of stool from the bowels" instead of a full cleansing. See Novel II, 749 F.3d at 1354-55.
As a result, the Federal Circuit held that a single bottle of the product satisfied the purgation
limitation. Id. at 1356 ("[W]e likewise affirm the district court's finding that one (half-dose)
bottle of SUPREP practices [the purgation] claim limitation.").
The majority in Novel II did not address whether one bottle of SUPREP satisfied the

separate volume limitation of the patent, because Novel did not appeal that aspect of the district
court's ruling. See Dkt. No. 86 Ex. Q at 5-6; Novel II, 749 F.3d at 1352, 1354-56. Braintree has
repeatedly acknowledged that the arguments advanced by Breckenridge here were not raised by

5

Novel also appealed the district court's determination on the validity of the patent and the construction of the term
"a patient," neither of which is relevant here. See Dkt. No. 86 Ex. Q at 6; Novel 11, 749 F.3d at 1352, 1357-58.

8

Novel on appeal and were thus waived. See Dkt. No. 68 at 3 ("Novel did not appeal the district
court's rejection of [the 100 mL to 500 mL] noninfringement argument (and instead appealed the
district court's infringement finding on other grounds) .... "); Dkt. No. 86 Ex.Rat 7 ("Although
Novel claims to raise an 'unapproved use' argument ... Novel did not raise that argument in its
briefs to the panel, and therefore waived it."). Despite Novel's failure to appeal these issues,
Braintree notes that the arguments now advanced by Breckenridge were raised sua sponte by
Judge Dyk in a dissenting opinion. See Novel II, 749 F.3d at 1360-65 (Dyk, J., dissenting); Dkt.
No. 68 at 3; Br. at 4; Opp. Br. at 9. Although the majority did not address these arguments,
Braintree contends that the majority's holding in light of Judge Dyk's dissent demonstrates that
"a majority of the panel rejected" these arguments. Opp. Br. at 10.
It is well settled that the Federal Circuit can exercise its discretion to consider an

argument not raised in a party's opening brief but has no obligation to do so. See SmithKline
Beecham Corp. v. Apotex Corp., 439 F.3d 1312, 1320 n.9 (Fed. Cir. 2006). When it declines to
exercise such discretion, it "assume[ s] without deciding." Otsuka Pharm. Co. v. Sandoz, Inc.,
678 F.3d 1280, 1294 (Fed. Cir. 2012). Braintree points to no authority suggesting that the
Federal Circuit's failure to exercise its discretion to consider arguments not raised by the parties,
even if raised sua sponte by the dissent, should be interpreted as a rejection of those arguments
on the merits. As a result, the Court finds that the majority's silence is insufficient to conclude
that Breckenridge's arguments are definitively precluded by Federal Circuit law.
B. Breckenridge's Non-Infringement Argument is Not Precluded by its Stipulation

As discussed above, the parties previously narrowed the issues to be resolved in this
action. Dkt. No. 41. In their stipulation, the parties agreed that Breckenridge would "not []
present any defense of non-infringement ... other than that based on the 'from about 100 mL to

9

about 500 mL' limitation." Id. ii 3. The parties further agreed that "the claim construction of
'purgation' adopted by the District Court in the Novel Case will apply." Id. ii 5. Braintree now
argues that Breckenridge's motion "improperly reargues claim construction" despite having
"stipulat[ed] that no claim construction is required" and "admitted that if this Court believes
claim construction is necessary to resolve [the] motion, the case must be resolved in Braintree's
favor." Opp. Br. at 12-13 & n.12.
As an initial matter, Braintree does not accurately represent what Breckenridge conveyed
to the Court at the pre-motion conference. At that time, Breckenridge indicated that "if ...
purgation does need to be construed, then we will lose." Dkt. No. 93 Ex. 1 ("Tr.") at 10:19-20

(emphasis added). Pursuant to the stipulation, the Court will use the Novel I construction of
"purgation," which was subsequently affirmed by the Federal Circuit in Novel II. Dkt. No. 41 ii
5; Novel II, 749 F.3d at 1355. Because purgation does not need to be construed, the Court need
not resolve the motion in Braintree's favor on that ground.
Furthennore, contrary to Braintree's representation, the parties' stipulation does not
provide that "no claim construction is required." Opp. Br. at 13. Instead, the stipulation
indicates that Breckenridge "agrees not to present any defense of non-infringement ... other than
that based on the 'from about 100 mL to about 500 mL' limitation." Dkt. No. 41ii3. The
language of the stipulation clearly contemplates the precise argument raised here: that the
Generic Product fails to satisfy the volume claim limitation. This conclusion is further supported
by Breckenridge's statements at the pre-motion conference previewing the argument it intended
to make:
The patent claim requires that the product be in the range of about
100 milliliters to about 500 milliliters. There's no dispute that we
have 946 millilters. That's our defense. They say that you shouldn't

10

count 946. You should only count the first bottle, which brings you
under 500 milliliters, and, therefore, there's infringement."
Tr. 6:16-22. Braintree acknowledged this understanding of Breckenridge's intended argument
in its June 2015 letter regarding the administrative hold in this case. See Dkt. No. 76 at 3.
It appears that Braintree's real concern with the volume limitation argument is that

Breckenridge is "attempting to read a cleansing requirement into ... 'from about 100 mL to
about 500 mL"' and is thus indirectly challenging the construction of "purgation." Opp. Br. at
13. The Court considers the merits of Breckenridge's volume limitation argument below. At
this juncture, however, it is clear from the pre-motion conference, the stipulation, and the letter
motions on lifting the administrative hold in this case that the parties intended to litigate the
'"from about 100 mL to about 500 mL' limitation" here. 6 Dkt. No. 41if3; Tr. 6:16-22; Dkt.
No. 75 at 3; Dkt. No. 76 at 3.

C. The Generic Product Does Not Infringe the '149 Patent
Because Breckenridge's arguments based on the "from about 100 mL to about 500 mL"
limitation are neither precluded by Federal Circuit law nor barred by stipulation, the Court
proceeds to consider the merits of Breckenridge's non-infringement arguments. Breckenridge's
argument is best divided into two subparts, addressing the composition and method claims of the
'149 Patent separately. With respect to the composition claims, Breckenridge argues that the
Generic Product simply does not satisfy the volume limitation of the '149 Patent. With respect
to the method claims, Breckenridge contends that there is no infringement under§ 271(e)(2)
because the method of use claimed in the patent is not the method of use for the Generic Product

6

It is worth noting that Breckenridge raised the volume limitation argument in its pre-stay motion for summary
judgment. Dkt. No. 43 at 14. At that time, Braintree did not argue that the parties' stipulation barred all
construction of the "about 100 mL to about 500 ml" limitation. Compare Opp. Br. at 13, with Dkt. No. 48 at 10, 15.
This reaffirms the Court's conclusion that the parties intended to litigate the issue.

11

approved by the FDA. The Court will first consider the composition claims argument and will
then tum to the method claims argument.
1. Composition Claims: Volume Limitation

Braintree argues that the Generic Product infringes composition claims 15 and 18 of the
'149 Patent. Opp. Br. at 3. Claim 15 of the '149 Patent recites "[a] composition for inducing
purgation of the colon of a patient, the composition comprising from about I 00 mL to about 500
mL of an aqueous hypertonic solution .... " Dkt. No. 86 Ex. G at 2 (emphasis added); PCSMF if

35. Under its one bottle infringement theory, Braintree argues that one appropriately diluted
bottle of the Generic Solution (half of the dose approved by the FDA) is a 473 mL solution and
thus falls within the "from about 100 mL to about 500 mL" limitation. Opp. Br. at 12. Braintree
further argues that the volume limitation modifies the purgation limitation; that is to say, that
"from about 100 mL to about 500 mL" refers to the amount of solution required to induce
purgation. Id. at 14. Breckenridge counters that the "from about 100 mL to about 500 mL"
limitation refers not to a single bottle of the Generic Product or the amount of solution necessary
to induce purgation, but instead to the entire volume of solution administered during the
treatment period (i.e. 946 mL). Br. at 18-21. The district court in Novel I adopted Braintree's
construction without significant discussion. Novel I, 2013 WL 211252, at *10. This Court is
more persuaded by Breckenridge's argument.
The proper construction of patent claims is a question of law for the Court. See Markman
v. Westview Instruments, Inc., 517 U.S. 370, 391 (1996). When a court construes the claims of a

patent, "[i]t is the person of ordinary skill in the field of the invention through whose eyes the
claims are construed .... [T]he court starts [this] process by reviewing the same resources as
would that person, viz., the patent specification and the prosecution history." Phillips v. A WH

12

Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (quoting Multiform Desiccants, Inc. v. Medzam,
Ltd., 133 F.3d 1473, 1477 (Fed. Cir. 1998)). For this reason, the specification is "highly relevant
to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the
meaning of a disputed term." Id. (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576,
1582 (Fed. Cir. 1996)).
The specification of the '149 Patent clearly demonstrates that the "from about 100 mL to
about 500 mL" limitation refers to the entire volume of solution administered to a patient over a
treatment period rather than the volume of a single bottle, or half-dose. This is apparent from the
specification's description of experiments performed while developing the invention. See Dkt.
No. 86 Ex. D at 5:57-61 ("90 mL [of Fleet Phospho-Soda] was added to 240 mL of water, for a
volume of 330 mL. One half of this diluted solution was ingested by the subjects on two
occasions."); id. at 5:64-6:3 ("The ingested experimental solutions were[] 330 mL in volume
. . . . One half of each experimental solution was ingested by the subjects on two occasions, at 7
p.m. on day 1 and at 5 a.m. on day 2"). The fact that the specification repeatedly gives volume
measurements as the total volume administered rather than the volume of a particular half-dose
supports Breckenridge's construction of the "from about 100 mL to about 500 mL" limitation.
The prosecution history of the '149 Patent further confirms this understanding. In its
request for patent reexamination, Braintree distinguished the prior art by comparing the "from
about 100 mL to about 500 mL" volume claimed in its patent to larger volumes used in other
colonic lavage products. See Dkt. No. 86 Ex. F at 10 ("Nor does Nissho disclose the use of
about 100 mL to about 500 mL [of solution], rather Nissho discloses the use of 2 liters."); id. at
12 ("Nor does Martindale disclose the use of about 100 mL to about 500 mL [of solution], rather
Martindale discloses the use of dilute solutions which implies about 4 liters of solution.").

13

Because these large volume solutions are not administered at one time but are instead
administered in a series of partial doses, see Dkt. No. 86 Ex. D at 1:40-42, 53-56, such references
suggest that "from about 100 mL to about 500 mL," like the 2 liter and 4 liter measurements to
which it is compared, refers to the entire volume of solution administered to the patient.
Based on Braintree's use of volume measurements in the '149 Patent specification and its
prosecution history, it would be clear to a "person of ordinary skill in the field of the invention,"

Phillips, 415 F.3d at 1313 (quoting Multiform Desiccants, Inc., 133 F.3d at 1477), that the "from
about 100 mL to about 500 mL" limitation refers to the total amount of solution administered to
a patient over the treatment period rather than a single bottle, or half-dose. For this reason, the
Generic Product, with a total volume of 946 mL, does not satisfy the volume limitation and thus
does not infringe the composition claims of the '149 Patent. 7
The parties agree that "the only independent claims of the '149 Patent are claims 2, 7, 15,
and 18," all of which are composition claims.

PCSMF if 33; Dkt. No. 86 Ex. G at 1-3. The

parties thus necessarily agree that method claims 19, 20, and 23, see Opp. Br. at 3, are dependent
on these composition claims. Because the Generic Product does not infringe the independent
composition claims of the '149 Patent, it cannot infringe the dependent method claims of the
'149 Patent. See Monsanto Co. v. Syngenta Seeds, Inc., 503 F.3d 1352, 1359 (Fed. Cir. 2007)
(quoting Wahpeton Canvas Co. v. Frontier, Inc., 870 F.2d 1546, 1552 n.9 (Fed. Cir. 1989))
("One who does not infringe an independent claim cannot infringe a claim dependent on (and

7

As noted above, Braintree argues that this construction "read[s] a cleansing requirement into the claim term 'from
about 100 ml to about 500 ml"' and thus challenges the construction of"purgation." Opp. Br. at 13. The Court's
construction, drawing on the specification and prosecution history, makes clear that the volume limitation is distinct
from the purgation limitation, whatever "purgation" means. As a result, neither Breckenridge's argument nor the
Court's construction challenges the construction of"purgation" affirmed in Novel JI.

14

thus containing all the limitations of) that claim."). The Court nevertheless considers
Breckenridge's unapproved use arguments below.
2. Method Claims: Unapproved Use
Braintree argues that the Generic Product induces infringement of method claims 19, 20,
and 23 of the '149 Patent. Opp. Br. at 3. Breckenridge responds that the Generic Product does
not infringe these claims because it is FDA-approved for a method of use not covered by the
patent. The Federal Circuit has repeatedly held that "a method of use patent holder may not sue
an ANDA applicant [under§ 271] for induced infringement of its patent[] ifthe ANDA applicant
is not seeking FDA approval for the use claimed in the patent and ifthe use claimed in the patent
is not FDA-approved." Allergan, 324 F.3d at 1332 (citing Warner-Lambert Co. v. Apotex Corp.,
316 F.3d 1348, 1354-55 (Fed. Cir. 2003)). As the Federal Circuit has explained, "[t]he FDAapproved label for an approved drug indicates whether the FDA has approved a particular
method of use for that drug." Bayer Schering Pharma AG v. Lupin, Ltd., 676 F.3d 1316, 1322
(Fed. Cir. 2012). The FDA-approval process "determines whether the information submitted
with the application shows that the drug is safe and effective for the use described in the
submitted label." Id.; see also§ 355(d) (FDA approval requires showing that a "drug is safe for
use under the conditions prescribed, recommended, or suggested in the proposed labeling
thereof' and that there is "substantial evidence that the drug will have the effect it purports or is
represented to have under the conditions of use prescribed, recommended, or suggested in the
proposed labeling thereof'). Ultimately, FDA approval marks "the agency's formal,
authoritative conclusions regarding the conditions under which the product can be used safely
and effectively." Bayer Schering, 676 F.3d at 1322.

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It is undisputed that the "Indications and Usage" portion of the ANDA indicates that the

Generic Product is "indicated for cleansing of the colon as a preparation for colonoscopy in
adults." Dkt. No. 86 Ex. A. at 8. Breckenridge argues this FDA-approved use is distinct from
the method claimed in the patent for inducing purgation. Br. at 23-24. Braintree responds that
the Warner-Lambert line of cases targets "off-label" uses of drugs, and that using one bottle of
the Generic Product to induce purgation is not an off-label use, but "the mechanism to achieve
cleansing." Opp. Br. at 22, 24. In evaluating these arguments, the Court will separate claims 19
and 20 from claim 23.

a. Claims 19 and 20
In Novel II, the Federal Circuit accepted Braintree's argument that "purgation," defined
as "an evacuation of a copious amount of stool from the bowels," was "something less than a full
cleansing." 749 F.3d at 1354; see also id. at 1355 (contrasting purgation with "full cleansing"
and the "fully cleansed colon for a colonoscopy"). This distinction was necessary for Braintree
to meet the purgation limitation of the '149 Patent under its one-bottle infringement theory. Id.
at 1354 ("[The one-bottle] infringement theory can prevail if purgation means ... something less
than a full cleansing."). Having successfully distinguished "purgation" from "cleansing,"
however, Braintree now faces another problem: The FDA-approved use of the Generic Product
is "for cleansing of the colon as a preparation for colonoscopy in adults," Dkt. No. 86 Ex. A at 8
(emphasis added), while claims 19 and 20 recite "[a] method for inducing colonic purgation in a
patient, comprising the steps of: (a) orally administering an effective amount of the composition .
. . to a patient; and (b) allowing the administered composition to induce colonic purgation." Dkt.
No. 86 Ex. G at 3 (emphasis added). In the face of Breckenridge's unapproved use argument,
Braintree now argues that purgation is merely "the mechanism to achieve the goal of colon

16

cleansing" rather than a separate unapproved use. Opp. Br. at 21. This argument is unavailing,
and an analogy used by Braintree before the district court in Novel I demonstrates why.
Braintree argued there that "using an asthma medication [to] improve[] breathing" would
not be an unapproved use "if it works by reducing airway inflammation" because "reduction of
airway inflammation is the method by which the medication achieves the goal of improved
breathing." Novel I, 2013 WL 211252, at *9. In Braintree's asthma medication example, the
"goal" is to improve a patient's breathing, and the "mechanism" for doing so is by reducing
airway inflammation (i.e. targeting the cause of impaired breathing). In this situation, the degree
to which a medication reduces airway inflammation is the degree to which that medication
achieves the goal of improving a patient's breathing. As a result, such a medication cannot
reduce airway inflammation without improving the patient's breathing if airway inflammation is
the cause of the patient's difficulty breathing. Thus, in the asthma medication example, reducing
airway inflammation is tantamount to improving patient breathing. In this situation, it would be
sensible to conceptualize either improving breathing or reducing airway inflammation as the
"goal" of the treatment.
Attempting to analogize, Braintree argues that the goal here is cleansing the colon, and
that purgation is the method by which the Generic Product achieves the goal of colon cleansing.
There is some facial appeal to this argument, because colloquially speaking, it seems intuitive
that purging the colon is the method of achieving colon cleansing. However, the Federal
Circuit's technical construction of "purgation" in light of Braintree's extensive efforts to
distinguish "purgation" and "cleansing" ultimately dooms this analogy.
In Novel II, the Federal Circuit affirmed the district court's holding that "purgation" is the
"evacuation of a copious amount of stool from the bowels" while "cleansing" was achieving the

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"fully cleansed colon [required] for a colonoscopy." 749 F.3d at 1354-55 (emphasis added).
The quantitative aspect of the Federal Circuit's construction is important because it transfonns
"purgation" from a colloquial method of achieving colon cleansing into "something less than a
full cleansing." Id. at 1354. In other words, the Federal Circuit's definitions of "purgation" and
"cleansing" locate those terms on different points on the spectrum of the colon-cleansing
process. Under the Federal Circuit's construction, it is possible to induce purgation (that is to
say, to "evacuat[e] a copious amount of stool from the bowels") without achieving the goal of
full cleansing sufficient for a colonoscopy. As a result, it is possible to conceptualize the
"evacuation of a copious amount of stool from the bowels" short of full cleansing as a distinct
goal of treatment while it would be absurd to think of "reducing airway inflammation" as a
distinct goal from improving breathing impeded by asthma.
This analysis demonstrates that "purgation" is not merely the "the mechanism to achieve
the goal of colon cleansing," Opp. Br. at 21, but is instead some point on the colon cleansing
spectrum short of "a full cleansing." Novel II, 749 F.3d at 1354 (describing purgation as
"something less than a full cleansing"). Having successfully distinguished purgation and
cleansing for its one-bottle infringement theory with respect to the purgation limitation, Braintree
cannot now argue that purgation is tantamount to cleansing for the purposes of the method
claims of the '149 Patent. Inducing purgation without "achieving a fully cleansed colon for a
colonoscopy," id. at 1355, is not an FDA-approved use of the Generic Product, but is the method
claimed in claims 19 and 20 of the '149 Patent. Because "the use claimed in the patent is not
FDA-approved," the Generic Product does not induce infringement of claims 19 and 20 of the
'149 Patent. Allergan, 324 F.3d at 1332 (citing Warner-Lambert, 316 F.3d at 1354-55).

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b. Claim 23
The FDA does not regulate "use" only in terms of conditions that can be treated with a
particular drug (or to use Braintree's terminology, the "goals" of treatment), but also regulates
and approves "method[ s] of use relating to the dosage or method of administration of a drug."
Bayer Schering, 67 6 F .3 d at 13 23 (emphasis added). Thus, whether the '149 Patent and the
Generic Product provide for the same "dosage or method of administration" is the key inquiry in
evaluating Breckenridge's unapproved use argument with respect to claim 23. The "Dosage and
Administration" portion of the Generic Product's ANDA indicates that "[t]he dose for colon
cleansing requires administration of two bottles of [solution] .... Each bottle is administered as
16 oz of diluted ... oral solution .... " Dkt. No. 86 Ex. A at 8. Thus, the FDA-approved dose is
a total of946 mL of solution, administered in a "split-dose" regimen of two 473 mL bottles of
solution consumed over the course often to twelve hours. Id.
Braintree argues that claim 23 claims an identical method of administration. That claim
recites "[a] method for inducing colonic purgation in a patient according to claim 20, wherein the
effective amount of the composition is administered in two or more doses within a treatment
period." Dkt. No. 86 Ex. G at 3. The district court in Novel I construed an "effective amount" to
mean the amount of solution "necessary to produce a colonic purgation, while not producing
clinically significant electrolyte shifts." Novel I, 2012 WL 4120907, at *6. Under this
construction, which Braintree urges and Breckenridge does not contest, see Opp. Br. at 12 n.11;
Dkt. No. 41ifif3, 5, an "effective amount" of solution is 473 mL. SF ifif 24-25. Thus, claim 23
covers the method of administering 4 73 mL of the solution "in two or more doses within a
treatment period." Dkt. No. 86 Ex. G at 3.

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Braintree argues that this language claims the method of administering the effective
amount (i.e. 473 mL) "two or more times within a treatment period," for a total dose of at least
946 mL, consistent with the method of administration for the Generic Product. Opp. Br. at 12
n.11 (emphasis added). The plain language of the patent in the context of the specification belies
this interpretation. As an initial matter, the method claimed in the '149 Patent is not
administering the effective dose "two or more times" as Braintree argues, Opp. Br. at 12 n.11,
but "in two or more doses within a treatment period." Dkt. No. 86 Ex. G. at 3. Braintree's resort
to rewriting the claim in support of its position demonstrates the weakness of its proposed
construction. The language of the specification further contradicts Braintree's position by
specifically referencing "dividing" rather than multiplying the "effective amount" into doses.
Dkt. No. 86 Ex. D at 5: 19-24. ("Optimally, the effective dose may be divided and administered[]
to the patient in two[] or more administrations over an appropriate time period.") (emphasis
added). Braintree's expert even explains that, in the field of colonic lavage, developers had
taken to "splitting the dose of the large volume isotonic preps, or administering half the volume
of the large volume isotonic prep along with a stimulant laxative, to improve patient
compliance." Dkt. No. 91if46 (emphasis added). This makes clear that the patented method
claimed in claim 23 is for dividing the "effective amount" (i.e. 473 mL) into two administrations
of approximately 236 mL over a treatment period.
The above analysis demonstrates that the dosage and method of administration described
in claim 23 are not the FDA-approved dosage and method of administration of the Generic
Product. In sum, the FDA-approved dose for the Generic Product is 946 mL of solution
administered in two half-doses, while claim 23 indicates that an "effective dose" of 473 mL of
solution should be administered in two half-doses of approximately 236 mL. As Judge Dyk has

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noted, "[a]n ANDA cannot infringe an asserted patent when the FDA-approved dose is not the
dose claimed in the patent." Novel II, 749 F.3d at 1362 (Dyk, J., dissenting). For that reason, the
Generic Product does not infringe claim 23 of the '149 Patent.

***
The '149 Patent claims a composition with a total volume of from about 100 mL to 500
mL administered in two half-doses to induce purgation. The Generic Product has a total volume
of 946 mL and is FDA-approved for administration in two half-doses of 473 mL for cleansing of
the colon as a preparation for colonoscopy in adults. Because the Generic Product does not
satisfy the "from about 100 mL to about 500 mL" volume limitation of the patent and "the use
claimed in the patent is not FDA-approved," Allergan, 324 F.3d at 1332 (citing Warner-Lambert,
316 F.3d at 1354-55, the Generic Product does not infringe the '149 Patent.
IV.

CONCLUSION
For the foregoing reasons, Breckenridge's motion for summary judgment of non-

infringement is GRANTED. This resolves Dkt. No. 84. The Clerk of Court is instructed to
terminate the case.
SO ORDERED.
Dated: March _ _, 2016
New York, New York
United States District Judge

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