Echevarria v. Insight Medical, P.C. et al
Filing
98
OPINION AND ORDER re: 93 MOTION for Attorney Fees filed by Ingrit Echevarria. For the reasons set forth herein, it is hereby ORDERED that Plaintiff is awarded attorneys' fees and costs in the amount of $82,970.04. (Signed by Judge Katherine Polk Failla on 4/29/2015) (kko)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
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:
INGRIT ECHEVARRIA,
:
:
Plaintiff,
:
:
v.
:
:
INSIGHT MEDICAL, P.C., AL OKHRAVI,
:
and DR. STEVE OKHRAVI, individually,
:
Defendants. :
:
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USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
DOC #: _________________
DATE FILED: April 29, 2015
______________
13 Civ. 3710 (KPF)
OPINION AND ORDER
KATHERINE POLK FAILLA, District Judge:
Plaintiff Ingrid Echevarria accused her former employer, as well as its
owner and manager, of subjecting her to sexual harassment at her workplace
and terminating her employment when she complained about the harassment.
On June 30, 2014, after a four-day trial, a jury found that Plaintiff had proven
her retaliation claims under federal and New York City law, and awarded her
$50,000 in compensatory damages. (Dkt. #54). On December 22, 2014, the
Court denied Defendants’ post-trial motions for judgment as a matter of law or
a new trial. (Dkt. #89). Echevarria v. Insight Medical, P.C., — F. Supp. 3d —,
2014 WL 7250956 (S.D.N.Y. Dec. 22, 2014).
On January 6, 2015, the parties filed a joint letter proposing a briefing
schedule for Plaintiff’s motion for attorneys’ fees and costs (Dkt. #90); the
Court so-ordered the schedule the following day (Dkt. #91). Plaintiff filed her
motion on January 23, 2015 (Dkt. #93-95); Defendants filed their opposition
papers on February 6, 2015 (Dkt. #96); and the briefing was completed with
the filing of Plaintiff’s reply brief on February 13, 2015 (Dkt. #97). 1
Plaintiff seeks attorneys’ fees in the amount of $95,643.25 and costs in
the amount of $1,845.04. Defendants ask the Court to reduce the fee figure by
50%, challenging the reasonableness of both counsel’s rates and the hours
billed. For the reasons set forth in the remainder of this Opinion, the Court
awards Plaintiff attorneys’ fees and costs in the amount of $82,970.04.
DISCUSSION
A.
Applicable Law
Defendants concede that Plaintiff is a “prevailing party” in the instant
litigation. (See Def. Fee Opp. 1). Both Title VII of the Civil Rights Act of 1964
and the New York City Human Rights Law (the “NYCHRL”) authorize the award
of attorneys’ fees to prevailing parties. See 42 U.S.C. § 2000e-5(k) (allowing “a
reasonable attorney’s fee (including expert fees)” to prevailing parties under
Title VII); N.Y.C. Admin. Code § 8-502 (“In any civil action commenced
pursuant to this section, the court, in its discretion, may award the prevailing
party costs and reasonable attorney’s fees.”). A district court has discretion to
determine the amount of attorneys’ fees that would be appropriate to satisfy a
fee award. Hensley v. Eckerhart, 461 U.S. 424, 437 (1983); see also Fed. R.
Civ. P. 54(d).
1
For convenience, the parties’ submissions in connection with this motion are referred to
as “Pl. Fee Br.,” “Def. Fee Opp.,” and “Pl. Fee Reply.”
2
To determine the amount of attorneys’ fees to which a party is entitled, a
court must calculate the “presumptively reasonable fee,” often (if imprecisely)
referred to as the “lodestar.” Arbor Hill Concerned Citizens Neighborhood Ass’n
v. County of Albany (“Arbor Hill”), 522 F.3d 182, 183, 189-90 (2d Cir. 2008);
accord Millea v. Metro-North R.R. Co., 658 F.3d 154, 166 (2d Cir. 2011). 2 This
2
The Second Circuit observed in Arbor Hill that “[t]he meaning of the term ‘lodestar’ has
shifted over time, and its value as a metaphor has deteriorated to the point of
unhelpfulness.” 522 F.3d at 190; cf. id. at 190 n.4 (“While we do not purport to require
future panels of this court to abandon the term — it is too well entrenched — this panel
believes that it is a term whose time has come.”). Instead, district courts were
instructed to calculate the “presumptively reasonable fee,” “bear[ing] in mind all of the
case-specific variables that we and other courts have identified as relevant to the
reasonableness of attorney’s fees in setting a reasonable hourly rate.” Among other
considerations, the Arbor Hill Court cited factors first proposed by the Fifth Circuit in
Johnson v. Ga. Highway Express, Inc., 488 F.2d 714 (5th Cir. 1974), abrogated on other
grounds by Blanchard v. Bergeron, 489 U.S. 87 (1989); they included (i) the time and
labor required; (ii) the novelty and difficulty of the questions; (iii) the level of skill
required to perform the legal service properly; (iv) the preclusion of employment by the
attorney due to acceptance of the case; (v) the attorney’s customary hourly rate; (vi)
whether the fee is fixed or contingent; (vii) the time limitations imposed by the client or
the circumstances; (viii) the amount involved in the case and results obtained; (ix) the
experience, reputation, and ability of the attorneys; (x) the “undesirability” of the case;
(xi) the nature and length of the professional relationship with the client; and (xii)
awards in similar cases. See Arbor Hill, 522 F.3d at 186 n.3 (citing Johnson, 488 F.2d
at 717-19).
After Arbor Hill was decided, the Supreme Court, in Perdue v. Kenny A. ex rel. Winn,
cast doubt on the usefulness of the Johnson factors as a methodology for calculating
attorneys’ fees, stating that the method “gave very little actual guidance to district
courts.” 559 U.S. 542, 551 (2010) (internal quotation marks omitted). The Supreme
Court found the lodestar method to be preferable because it “looks to the prevailing
market rates in the relevant community,” and because it is “objective” and “thus cabins
the discretion of trial judges, permits meaningful judicial review, and produces
reasonably predictable results.” Id. at 551-52 (internal quotation marks and citations
omitted). The Supreme Court also noted that its conception of the “lodestar figure”
included “most, if not all, of the relevant factors constituting a reasonable attorney’s
fee.” Id. at 553 (internal quotation marks and citations omitted).
The consequent demise of Arbor Hill may, however, be more apparent than real. The
Perdue Court focused on enhancements to an attorneys’ fees award applied by the
district court. Moreover, the Arbor Hill decision, at its core, simply instructs district
courts to take the Johnson factors (and other factors) into account when determining
the reasonable hourly rate, and then to use that reasonable hourly rate to calculate the
presumptively reasonable fee. 522 F.3d at 190. As another court in this District has
recognized, “[t]his approach, though it uses different terminology, is not at odds with
the Supreme Court’s reasoning in Perdue because like the lodestar, it takes into
account all the ‘relevant factors’ in setting a reasonable rate, and then uses that rate to
3
amount reflects “the rate a paying client would be willing to pay ... bear[ing] in
mind that a reasonable, paying client wishes to spend the minimum necessary
to litigate the case effectively.” Arbor Hill, 522 F.3d at 190; see also Perdue v.
Kenny A. ex rel. Winn, 559 U.S. 542, 551 (2010). Courts calculate the
presumptively reasonable fee by multiplying the reasonable number of hours
that the case requires by the reasonable hourly rates. Millea, 658 F.3d at 166.
In reviewing a fee application, a district court must examine the
particular hours expended by counsel with a view to the value of the work
product to the client’s case. See Lunday v. City of Albany, 42 F.3d 131, 133
(2d Cir. 1994) (per curiam). The court is to exclude “excessive, redundant or
otherwise unnecessary hours, as well as hours dedicated to severable
unsuccessful claims.” Quaratino v. Tiffany & Co., 166 F.3d 422, 425 (2d Cir.
1999). A party seeking attorneys’ fees bears the burden of supporting its claim
of hours expended by accurate, detailed, and contemporaneous time records.
determine the reasonable fee award.” G.B. ex rel. N.B. v. Tuxedo Union Free Sch. Dist.,
894 F. Supp. 2d 415, 427 n.11 (S.D.N.Y. 2012); cf. Arbor Hill, 522 F.3d at 189 (“What
the district courts in this circuit produce is in effect not a lodestar as originally
conceived, but rather a ‘presumptively reasonable fee.’ The focus of the district courts
is no longer on calculating a reasonable fee, but rather on setting a reasonable hourly
rate, taking account of all case-specific variables.” (internal citation omitted)).
Perhaps more importantly, Arbor Hill has yet to be overruled by the Second Circuit. To
the contrary, in Millea v. Metro-North R.R. Co., 658 F.3d 154 (2d Cir. 2011), the Court
relied on both Arbor Hill and Perdue in instructing that “the lodestar — the product of a
reasonable hourly rate and the reasonable number of hours required by the case —
creates a ‘presumptively reasonable fee,’” and that failure to “calculate it as a starting
point is legal error.” Id. at 166 (quoting Arbor Hill, 522 F.3d at 183); accord J.S. ex rel.
Z.S. v. Carmel Cent. Sch. Dist., 501 F. App’x 95, 98-99 (2d Cir. 2012) (summary order);
see also Torres v. Gristede’s Operating Corp., 519 F. App’x 1, 3-4 (2d Cir. 2013)
(summary order) (continuing to apply Johnson factors in reviewing district court’s
determination of reasonable hourly rate). Therefore, regardless of the terminology used,
this Court has considered Arbor Hill and Perdue in resolving the instant motion.
4
N.Y.S. Ass’n for Retarded Children, Inc. v. Carey (“Carey”), 711 F.2d 1136,
1147-48 (2d Cir. 1983).
B.
Calculating the Attorneys’ Fees
1.
Determining the Reasonable Hourly Rates
A reasonable hourly rate represents what “a reasonable, paying client
would be willing to pay,” and varies by both practice area and location. Arbor
Hill, 522 F.3d at 184, 192; see also Perdue, 559 U.S. at 552 (“a ‘reasonable’ fee
is a fee that is sufficient to induce a capable attorney to undertake the
representation of a meritorious civil rights case”). 3 A court’s determination of
this rate ‘“contemplates a case-specific inquiry into the prevailing market rates
for counsel of similar experience and skill to the fee applicant’s counsel,’” and
may ‘“include judicial notice of the rates awarded in prior cases and the court’s
own familiarity with the rates prevailing in the district.’” Townsend v. Benjamin
Enter., Inc., 679 F.3d 41, 59 (2d Cir. 2012) (quoting Farbotko v. Clinton County
of New York, 433 F.3d 204, 209 (2d Cir. 2005)). The Second Circuit has
further suggested that courts consider
the complexity and difficulty of the case, the available
expertise and capacity of the client’s other counsel (if
any), the resources required to prosecute the case
effectively (taking account of the resources being
marshaled on the other side but not endorsing scorched
earth tactics), the timing demands of the case, whether
an attorney might have an interest (independent of that
of his client) in achieving the ends of the litigation or
might initiate the representation himself, whether an
attorney might have initially acted pro bono (such that
3
The relevant community is the district in which the court sits. Farbotko v. Clinton
County of New York, 433 F.3d 204, 208 (2d Cir. 2005) (citing Polk v. N.Y. State Dep’t of
Corr. Servs., 722 F.2d 23, 25 (2d Cir. 1983)).
5
a client might be aware that the attorney expected low
or non-existent remuneration), and other returns (such
as reputation, etc.) that an attorney might expect from
the representation.
Arbor Hill, 522 F.3d at 184.
Plaintiff seeks attorneys’ fees in the amount of $95,643.25, and costs in
the amount of $1,845.04. (Declaration of Jesse Rose (“Rose Decl.”) (Dkt. #95);
id. Ex. B; see also Pl. Fee Reply 9 & Ex. D). Over a period of approximately two
years, Plaintiff’s counsel (i) investigated the case; (ii) drafted and filed a
complaint alleging gender discrimination and retaliatory termination under
federal, state, and local law; (iii) conducted discovery; (iv) participated in a
court-ordered mediation program; (v) successfully opposed a defense motion for
summary judgment; (vi) prepared for and successfully represented Plaintiff in a
four-day jury trial; (vii) successfully opposed defense post-trial motions; and
(viii) prepared the briefing for the instant application for fees.
According to the Declaration submitted by Jesse Rose, the attorney with
principal responsibility for this case, the attorneys’ fees figure reflects the work
undertaken by three attorneys: Rose, Edward Kennedy, and Thomas Kocian.
(Rose Decl. ¶¶ 1-27). Rose — whose billings represent the lion’s share of the
fee figure — provides considerable information concerning his own
qualifications. (Id. at ¶¶ 2-14). He is a 2008 graduate of Hofstra Law School,
with extensive experience in employment law that is evidenced both in his law
school endeavors (including work on the Hofstra Labor & Employment Law
Journal and an employment trial competition) and in his professional life
(including stints at several law firms specializing in labor and employment law).
6
Rose is currently principal of his own law firm, which specializes in labor and
employment law matters, and is as well Of Counsel to the law firm of Phillips &
Associates, which has a similar focus. (Id. at ¶¶ 2-4, 9-11). Rose has worked
on literally hundreds of employment actions, frequently with no supervision
and/or no assistance. (Id. at ¶ 13). 4 He seeks payment at an hourly rate of
$425.
Much less information is provided to the Court about the other two
attorneys seeking fees for their representation of Plaintiff. Rose recites that
Edward Kennedy is “known to [him] to be [a] very proficient and talented
attorney[]” (Rose Decl. ¶ 23), who has “litigated numerous cases as lead
counsel and tried several cases” (id.), and who is “a highly respected litigator
with extensive experience” (id. at ¶ 26). Significantly, however, Rose provides
no detail about Kennedy’s educational or experiential background to justify the
$425 hourly rate Kennedy seeks. 5 Similarly, Thomas Kocian is described as
another “proficient and talented attorney[]” (id. at ¶ 23) with 15 years of
experience, but with no detail justifying the $350 hourly rate Kocian seeks.
“A reasonable starting point for determining the hourly rate for purposes
of a lodestar calculation is the attorney’s customary rate.” Parrish v. Sollecito,
280 F. Supp. 2d 145, 169-70 (S.D.N.Y. 2003) (collecting cases). Rose avers
4
Plaintiff also notes in her reply brief that Rose was named a “Top 40 Under 40” labor
and employment lawyer in New York, as well as a “Super Lawyer Rising Star” in labor
and employment law (Pl. Fee Reply 3), but provides no substantiation for these
assertions.
5
The parties advise the Court in their briefs that Kennedy has been practicing law for five
years, but this information is not contained in the Rose Declaration. (Pl. Fee Br. 11-12;
Def. Fee Opp. 5).
7
that the hourly rates for him, Kennedy, and Kocian are $425, $425, and $350,
respectively. (Rose Decl. ¶¶ 25-27). However, he provides no supporting
documentation, such as sample fee agreements or affidavits from former
clients. To the contrary, Rose asserts that over 90% of his clients retain him
on a contingency basis. (Id. at ¶ 14). 6 Plaintiff also suggests that the Court
look to the hourly rates of opposing counsel, Aymen Aboushi and Tahanie
Aboushi, who ostensibly billed Defendants at hourly rates of $425 and $350,
respectively, and who moved for attorneys’ fees seeking hourly rates of $350
and $300, respectively. (Pl. Fee Br. 11; Pl. Fee Reply 3; see also Dkt. #69
(affirmations of Defendants’ counsel in support of post-trial fee application)).
While clever, this analogy only goes so far, inasmuch as (i) the Court denied the
earlier motion without addressing the reasonableness of the fees sought and
(ii) counsel for Defendants did not aver that their clients had actually paid
them at such rates.
Each side has cited a number of district court cases to support, or refute,
the reasonableness of the rates sought by Plaintiff’s counsel. (Compare Pl. Fee
Br. 7-12, with Def. Fee Opp. 4-8). The Court has undertaken its own analysis,
and concludes that, broadly speaking, the fees sought by Rose are comparable
6
There is nothing untoward about this fact, and the Court accepts Rose’s statement that
the clients whom he represents “typically can only afford to retain an attorney on a
contingency basis.” (Rose Decl. ¶ 14). Rose also explains that, because of the
vicissitudes of employment discrimination litigation, Phillips & Associates “bears all the
costs of litigation while the case is pending, and we often release the client from any
obligation to pay for expenses which have been advanced if there is no recovery.” (Id. at
¶ 16). For these reasons, Rose notes that he “and other civil rights lawyers in New York
depend on the availability of a full ‘lodestar’ recovery if we do prevail.” (Id. at ¶ 17).
8
to what other courts in this District have awarded to attorneys in analogous
civil rights cases. See, e.g., Abdell v. City of New York, No. 05 Civ. 8453 (RJS),
2015 WL 898974, at *3 (S.D.N.Y. Mar. 2, 2015) (awarding fees to attorneys for
prevailing plaintiffs in civil rights action ranging from $100 to $650, where
action persisted for nearly five years); Charles v. City of New York, No. 13 Civ.
3547 (PAE), 2014 WL 4384155, at *3-4 (S.D.N.Y. Sept. 4, 2014) (awarding $450
hourly rate in civil rights action to attorney with 24 years of experience);
Spencer v. City of New York, No. 06 Civ. 2852 (KMW), 2013 WL 6008240, at *45 (S.D.N.Y. Nov. 13, 2013) (awarding $400 hourly rate in civil rights action to
attorneys with 10 and 20 years of experience, respectively, finding rate to be “in
line with the hourly rates set for attorneys with similar experience and
backgrounds in this forum” (collecting cases)); Greene v. City of New York,
No. 12 Civ. 6427 (SAS), 2013 WL 5797121, at *4 (S.D.N.Y. Oct. 25, 2013)
(observing that “precedent in the Southern District reveals that rates awarded
to experienced civil rights attorneys [in the 10 years prior to a 2008 survey]
have ranged from $250 to $600”; concluding that “the rate of $375 per hour is
on par with rates charged by seasoned civil rights solo practitioners with
comparable experience,” for attorney with nearly 20 years of experience); Tatum
v. City of New York, No. 06 Civ. 4290 (PGG), 2010 WL 334975, at *5 (S.D.N.Y.
Jan. 28, 2010) (awarding fees at hourly rates of $400 and $450 for attorneys
with 10 and 23 years of experience, respectively; finding that “consistent
precedent in the Southern District reveals that rates awarded to experienced
civil rights attorneys over the past ten years have ranged from $250 to $600,
9
and that rates for associates have ranged from $200 to $350, with average
awards increasing over time” (quotation marks and citation omitted)); see also
Townsend, 679 F.3d at 59 (affirming district court award of $350 hourly rate
for attorney at small firm engaging in civil rights litigation in 2006). 7
In light of the considerations outlined in Arbor Hill and Perdue, the Court
believes that a slightly lower rate than the one sought by Rose is reasonable.
While amassing a respectable background in employment law, Rose is still
several years junior to many of the attorneys in the comparator cases cited by
the Court. 8 In addition, both sides have asked the Court to consider the level
of success that Rose achieved, which in this case was not complete. (See Pl.
Fee Br. 8; Def. Fee Opp. 3-4). While the Court will not accept Defendants’
invitation to reduce the fee award by 50% to account for the mixed jury verdict
7
The Second Circuit, as well as district judges in the Southern and Eastern Districts of
New York, have recognized that rates in the Southern District are generally higher than
those in the Eastern District of New York. See generally Simmons v. N.Y.C. Transit
Auth., 575 F.3d 170, 172-75 (2d Cir. 2009). For this reason, the Court has focused on
Southern District fee decisions.
8
In his declaration, Rose includes the December 2012 National Law Journal survey of
law firm hourly billing rates. (Rose Decl. Ex. C). Plaintiff argues from this survey that
the Court should consider that the average partner rate among the New York firms
reporting that figure in 2012 was $716.25. (Pl. Fee Br. 9-10; but cf. Def. Fee Opp. 8
(noting that the survey “does not account for the complexity of the litigation handled,
years of experience[,] or firm overheads”)). However, this figure is not a useful basis of
comparison here, nor are the law firms cited at page 10 of Plaintiff’s brief. See Tatum,
2010 WL 334975, at *4 (rejecting comparison to rates charged by Weil, Gotshal &
Manges LLP, noting that neither attorney “work[s] at Weil, Gotshal & Manges or a
comparably sized law firm[.] Neither are bankruptcy lawyers, not to mention partners
in a large firm. The relevant standard for present purposes is what attorneys of
comparable experience in civil rights litigation charge as an hourly rate.”); Reiter v.
Metro. Transp. Auth. of State of New York, No. 01 Civ. 2762 (GWG), 2007 WL 2775144,
at *7 (S.D.N.Y. Sept. 25, 2007) (“[T]he fact is that the large firms listed on the [National
Law Journal] survey have acquired a reputation that allows them to command high
rates in the market. Many other firms, in particular smaller firms that may be
providing equally capable services, simply do not command anywhere near such
rates[.]”).
10
(see Def. Fee Opp. 4), it will consider a slight reduction in Rose’s rate. Finally,
the Court agrees, at least in part, with Defendants’ argument that the issues in
the instant case were not complex. (See Def. Fee Opp. 7). Plaintiff’s reply
comprises a bullet-point list of various “complicated procedural and
substantive arguments” (Pl. Fee Reply 4), as to which the Court has two
observations: To the extent Plaintiff is claiming that counsel had to respond to
numerous motions throughout the litigation, the Court agrees, and notes that
this will be taken into account in determining the reasonableness of the hours
billed. To the extent that Plaintiff is claiming that the substantive issues
concerning the numerosity requirements of Title VII and the NYCHRL were
particularly complex, the Court also agrees — and notes that neither side’s
counsel correctly presented this issue to the Court, requiring substantial
additional work by the Court (and an additional conference with counsel) in
connection with the post-trial motions. These “negatives,” however, detract
only slightly from the very fine oral and written work done by Rose in this case.
After extensive review, the Court believes that an hourly rate for Rose of $375
is reasonable.
There remains the issue of the rates for attorneys Kennedy and Kocian.
Put simply, the Court has been provided with insufficient information to
substantiate the rates sought by either. Though Kennedy has one-third of the
experience of Kocian, he seeks a billing rate that is substantially higher, with
11
scant if any justification. 9 Based on the information provided to it, the Court
will authorize rates of $250 for each attorney. (Cf. Def. Fee Opp. 6 (suggesting
rates of $250 for Kennedy and $200 for Kocian)).
2.
Determining the Hours Reasonably Expended
The next step in the Court’s analysis is to determine whether the hours
expended by Plaintiff’s counsel were reasonable. In support of her fee
application, Plaintiff has submitted a summary of time records that “specify, for
each attorney, the date, the hours expended, and the nature of the work done.”
Carey, 711 F.2d at 1148. According to these records, Rose billed 209 hours on
this litigation, Kennedy billed 8 hours, and Kocian billed 4 hours.
Defendants raise a variety of challenges to the number of hours billed by
Rose. 10 As noted, Defendants seek a 50% reduction in any fees awarded, to
reflect the fact that Plaintiff did not succeed on her sexual harassment claims.
(Def. Fee Opp. 3-4). However, a plaintiff’s lack of success on some claims does
not require the Court to reduce the lodestar amount, where the successful and
unsuccessful claims were interrelated and required essentially the same proof.
9
There is a suggestion that Kennedy may have more trial experience, whereas Kocian
focuses more on deposition practice. (See Rose Decl. ¶¶ 23, 26-27; Pl. Fee Br. 11-12).
Notably, however, Kennedy’s principal work on this matter involved taking the
depositions of the individual Defendants.
10
With one exception concerning travel time, Defendants do not challenge the 8 hours
billed by Kennedy or the 4 hours billed by Kocian. In reviewing the billing records, the
Court finds that while some of the descriptions are terse, particularly as to work
performed in connection with depositions, it is apparent from the remainder of the
record that counsel were either taking or defending the deposition of the named
witness. The Court finds that the hours billed by the two attorneys were reasonable for
the work performed, and does not reduce those hours further, with one exception: The
Court reduces by one-quarter of an hour the time submitted by Kennedy, pursuant to
the parties’ agreement concerning the proper billing of his travel time. (See Def. Fee
Opp. 9; Pl. Fee Reply 5).
12
Quaratino, 166 F.3d at 425 (“Attorney’s fees may be awarded for unsuccessful
claims as well as successful ones, however, where they are inextricably
intertwined and involve a common core of facts or are based on related legal
theories.” (internal quotation marks and citations omitted)); accord Murphy v.
Lynn, 118 F.3d 938, 952 (2d Cir. 1997); cf. Green v. Torres, 361 F.3d 96, 99 (2d
Cir. 2004) (affirming district court decision to reduce attorneys’ fees related to
withdrawn claims: “Although full fees may be awarded to a partially prevailing
plaintiff when the underlying claims are intertwined, the court retains
substantial discretion to take into account the specific procedural history and
facts of each case.”). The Court finds that Plaintiff’s harassment and retaliation
claims were inextricably intertwined, and it has already considered the degree
of success in setting a reasonable rate; the Court declines to reduce the fee
amount further by disallowing hours validly billed by Rose on the harassment
claims. 11
Next, Defendants seek an across-the-board reduction based on what they
consider to be the prevalence of “excessive time entries” throughout the fee
invoice (Def. Fee Opp. 8); relatedly, Defendants suggest that certain entries are
“duplicative” and “vague” (id. at 9-10). The Court largely disagrees. To be sure,
11
Carroll v. Blinken, 105 F.3d 79 (2d Cir. 1997), on which Defendants rely (see Def. Fee
Opp. 3-4), is not to the contrary. In that decision, the Second Circuit vacated the
district court’s refusal to award fees against one of the defendants, indicating that
although the plaintiffs had not recovered any damages, they had won equitable relief
that was “more than strictly nominal relief,” making an award of attorneys’ fees
appropriate. See id. at 81-82. The Court then sustained a $25,000 fee award (a
reduction from the more than $500,000 sought by counsel) against the other defendant,
finding the equitable relief obtained, though more than nominal, was “minimal.” Id. at
82. Plaintiff here realized greater success in her litigation.
13
vague and/or “block-billed” time records can be insufficient to substantiate a
party’s claimed expenditure of time. See Thai-Lao Lignite (Thailand) Co., Ltd. v.
Gov’t of Lao People’s Dem. Repub., No. 10 Civ. 5256 (KMW) (DF), 2012 WL
5816878, at *10 (S.D.N.Y. Nov. 14, 2012) (collecting cases). However, counsel
are not required to “record in great detail how each minute of [their] time was
expended,” but need only “identify the general subject matter of [their] time
expenditures.” Hensley, 461 U.S. at 437 n.12. Thus, ‘“multiple entries comply
with the Second Circuit’s requirement of specificity,’ because such entries are
consistent with the Carey dictate that entries ‘specify the date, hours
expended, and nature of the work done.’” Meriwether v. Coughlin, 727 F. Supp.
823, 827 & n.5 (S.D.N.Y. 1989) (citing Carey, 711 F.2d at 1148); cf. G.B. ex rel.
N.B., 894 F. Supp. 2d at 441 (“Defendant has identified no entries where the
hours billed are unreasonable, or where block billing has combined activities
compensable at different rates. Therefore, the Court does not find any
reduction warranted.”).
The Second Circuit has also recognized the authority of district courts “to
make across-the-board percentage cuts in hours ‘as a practical means of
trimming fat from a fee application.’” In re Agent Orange Prod. Liab. Litig., 818
F.2d 226, 237 (2d Cir. 1987) (quoting Carey, 711 F.2d at 1146). Having
reviewed the fee submission at length, the Court finds little fat that can be
trimmed. The Court has identified no duplicative billing by the three attorneys;
Rose, true to his affirmation, “worked primarily without assistance and
performed [the] vast majority of the legal work in the case.” (Rose Decl. ¶ 13).
14
There is as well no evidence of “churning” of the case to enhance Rose’s fee; to
the contrary, the Court finds that Rose used his hours efficiently, and that
much was accomplished in approximately 200 hours of work. The Court is
further advised that Plaintiff’s counsel did not charge for any paralegal services
provided (Pl. Fee Br. 12), and that “much” of the work of scheduling and
information-gathering was performed by non-attorneys and “not submitted as
billable time” (Pl. Fee Reply 5). The Court has reviewed the time records; it
agrees with Plaintiff’s counsel that work that could most efficiently be
performed by non-attorneys was so performed, and was not submitted for
reimbursement here.
Defendants next mount challenges to specific entries. First, they contest
entries reflecting the sending and reviewing of emails; Defendants claim that
these emails are either non-substantive or unrelated to the merits of the case.
(Def. Fee Opp. 9). The Court has reviewed the challenged entries, which
primarily involve communications with defense counsel; to the extent the
subject matter of the communications was not substantive, the Court largely
agrees with Plaintiff that emails were more efficient (and thus less expensive)
than the preparation and mailing of letters. (Pl. Fee Reply 5). In an abundance
of caution, and because of the Court’s desire for additional substantiation of
the entries for November 5, 2013, November 18, 2013, December 3, 2013, and
June 16, 2014, the Court will reduce Rose’s hours billed for sending and
receiving emails by one-half of an hour.
15
The Court disagrees with Defendants’ contention that certain entries
reflect duplicative or excessive work by Rose. (Def. Fee Opp. 10-11). Rather,
they reflect the amount of time that it took to prepare quality work product —
be that pleadings, outlines for questioning of witnesses, effective addresses to
the jury, or appropriately detailed written submissions to the Court. After all,
in just over 200 hours, Plaintiff’s counsel took in the case, prepared the
pleadings, participated in a mediation session, conducted discovery (including
obtaining sanctions for discovery violations), prepared and responded to
numerous pre-trial and post-trial motions, and conducted a trial. To repeat,
there is little fat to be trimmed here.
Plaintiff responds by comparing the (greater) number of hours billed by
adversary counsel for trial. (Pl. Fee Reply 6-7). That is one metric of
comparison, but the Court offers another: The Court spent considerably more
time preparing for trial, and resolving the post-trial motions, than either side
has claimed. It cannot therefore find that Plaintiff’s counsel’s submitted time
charges for the trial or the post-trial proceedings are excessive.
Finally, Defendants contest certain time entries dealing with research on
retaliation, which entries they claim are “not only improper but frivolous” (Def.
Fee Opp. 11), because they purportedly relate to “third party claims for
retaliation” (id.). While including an exhibit of a medical bill received by a third
party, Defendants fail to note that the third party was in fact Plaintiff’s son.
The Court accepts Plaintiff’s explanation that research and communications
were necessitated by Defendants’ conduct in causing collection agencies to
16
send direct mailings to Plaintiff to obtain reimbursement of her son’s medical
expenses. (Pl. Fee Reply 6). While Plaintiff’s description of events suggests an
attenuated connection to the conduct that precipitated this litigation, the fact
that the Complaint was almost amended to include these acts as retaliatory
conduct confirms to the Court’s satisfaction that the fees are properly
reimbursed.
In sum, Plaintiff’s attorneys were judicious in the time they expended;
the gratis assistance provided by non-lawyers, as well as the strict division of
labor among counsel, bear out this fact. The Court also notes that the
submissions and presentations of Plaintiff’s counsel were of a consistently high
quality; Plaintiff’s counsel was on the winning side of the majority of motions
decided by the Court; and Plaintiff achieved success (though not complete
success) at trial. On this basis, the Court finds that the hours expended
Plaintiff’s counsel in connection with this matter were reasonable, with the
minimal reductions outlined in this section. 12
C.
Calculating Reimbursable Costs
Plaintiff claims reimbursable costs in the amount of $1,845.04. (Pl. Fee
Br. 13; Pl. Fee Reply 8). Defendants seek substantiation of the costs claimed
by Plaintiff. (Def. Fee Opp. 12). Rose provided a list of the expenses in Exhibit
12
Although the lodestar approach results in a “presumptively reasonable” fee, “it is not
‘conclusive in all circumstances.’” Millea, 658 F.3d at 166-67 (quoting Perdue, 559 U.S.
at 553). In “rare circumstances,” a court may adjust the lodestar “when [the lodestar
method] ‘does not adequately take into account a factor that may properly be
considered in determining a reasonable fee.’” Id. at 167 (quoting Perdue, 559 U.S. at
5541). The Court sees no basis for further adjustment here.
17
B to his declaration, and Plaintiff provided backup for those expenses in
Exhibit D to her Reply Brief. While it might have been preferable to submit the
backup documentation earlier, the Court finds that the costs of $1,845.04 have
been adequately supported.
D.
Imposition of Attorneys’ Fees and Costs
Plaintiff is entitled to attorneys’ fees and costs in the amount of
$82,970.04. In reaching this figure, the Court applied the lodestar method as
follows:
Timekeeper
Rate
Hours
Reasonable Fee
Jesse Rose
$375
208.5
$ 78,187.50
Edward Kennedy
$250
7.75
$1,937.50
Thomas Kocian
$250
4
$1,000.00
Lodestar Total: $81,125.00
Costs: $1,845.04
TOTAL AMOUNT: $82,970.04
CONCLUSION
For the reasons set forth herein, it is hereby ORDERED that Plaintiff is
awarded attorneys’ fees and costs in the amount of $82,970.04.
SO ORDERED.
Dated: April 29, 2015
New York, New York
__________________________________
KATHERINE POLK FAILLA
United States District Judge
18
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