Lopez v. The City of New York et al
Filing
16
MEMORANDUM AND ORDER granting 8 Motion to Dismiss. For the foregoing reasons, the defendants' motion to dismiss (Dkt. No. 8) is GRANTED. The Clerk shall enter judgment for the defendants. (Signed by Judge P. Kevin Castel on 10/10/2014) (lmb)
USDSSDNY
DOCUMENT
ELECTRONICALLY FILED
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
-----------------------------------------------------------:x
CHRISTIAN LOPEZ,
Plaintiff,
-against-
DOC#:------DATE FILED: /fJ-/ti'-1'/
,
14-cv-1660 (PKC)
MEMORANDUM
AND ORDER
CITY OF NEW YORK, NEW YORK CITY
POLICE DEPARTMENT, and DETECTIVE
RICARDO BOCACHICA (SHIELD# 919),
Defendants.
-------------------------C---------------------------------:X
CASTEL, U.S.D.J.
Christian Lopez brings this action against the City of New York ("City"), the New
Yark City Police Department ("NYPD"), and its employee, Detective Ricardo Bocachica. He
alleges that Bocachica and another police officer brntally arrested him, without probable cause,
leading to his imprisonment and prosecution on charges that were eventually dismissed. Lopez
asserts four claims under 42 U.S.C. § 1983 and two claims under New York state law.
'
The City now moves to dismiss the complaint pursuant to Rule 12(b)(6), Fed. R.
Civ. P., for failure to state a claim for relief. For the reasons discussed, the motion is granted.
BACKGROUND
The following facts are taken from the complaint, and are accepted as true for the
purposes of this motion. On September 10, 2010, at 4 p.m., as he stood with his brother and
nieces talking on his phone in front of the building where his friend lived, in the Bron:x, Lopez
was approached by Detective Bocachica and another police officer. (Compl.
ifif 10-14.)
The
officers searched him, "viciously" throwing him to the ground, but did not find any contraband.
.
(Compl. ¶¶ 14, 15, 17.) They then arrested him and brought him to the police station, where he
was fingerprinted. (Compl. ¶¶ 17–20.) He was arraigned in Bronx Criminal Court, and charged
with felony level possession of a controlled substance. (Compl. ¶ 20.) He was incarcerated for
seven days and then released on bail. (Compl. ¶ 22.) On or about July 28, 2011, a grand jury
returned an indictment against Lopez in Supreme Court, Bronx County, charging him with
criminal sale of cocaine and criminal possession of cocaine. (Compl. ¶ 24; People v. Salgado
and Lopez, Indictment No. 2317-11, Sup. Ct., Bronx Cnty.) Charges remained pending against
him until his case was finally dismissed on April 10, 2013. (Compl. ¶ 23–25.)
Lopez, represented by counsel, filed his complaint on March 11, 2014. (Dkt. No.
1.) The City moved to dismiss on July 30, 2014. (Dkt. No. 8.) The motion was fully briefed as
of August 29, 2014. (Dkt. Nos. 9, 12, 13.)
DISCUSSION
I.
Standard Governing Motions to Dismiss
“To survive a motion to dismiss, a complaint must contain sufficient factual
matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic v. Twombly, 550 U.S. 544, 570 (2007)).
“A claim has facial plausibility when the plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. “The
plausibility standard . . . asks for more than a sheer possibility that a defendant has acted
unlawfully.” Id. Legal conclusions and “[t]hreadbare recitals of the elements of a cause of
action” are insufficient to state a claim. Id.
-2-
On a motion to dismiss, the Court is limited to facts as stated in the complaint, but
it may consider exhibits or documents incorporated by reference without converting the motion
into one for summary judgment. See Int’l Audiotext Network, Inc. v. AT&T, 62 F.3d 69, 72 (2d
Cir. 1995).
II.
Claims against the NYPD
The NYPD is not a juridical entity separate from the City of New York. It is a
non-suable agency of the City. See N.Y. City Charter § 396 (“All actions and proceedings for
the recovery of penalties for the violation of any law shall be brought in the name of city of New
York and not in that of any agency, except where otherwise provided by law.”). At the outset,
then, Lopez’s claims against the NYPD must be dismissed. See Jenkins v. City of N.Y., 478
F.3d 76, 93 n.19 (2d Cir. 2007) (approving the district court’s conclusion that the NYPD is nonsuable).
III.
Section 1983 Claims
A. Against Bocachica
Lopez has withdrawn his false arrest and false imprisonment claims, conceding
that they are time-barred. (Opp’n 1.) His remaining section 1983 claims are for malicious
prosecution and conspiracy.
A section 1983 claim for malicious prosecution requires a showing of “conduct by
the defendant that is tortious under state law and that results in a constitutionally cognizable
deprivation of liberty.” Kinzer v. Jackson, 316 F.3d 139, 143 (2d Cir. 2003). The elements of
malicious prosecution under New York law are the commencement of a criminal proceeding that
terminates in favor of the accused, brought without probable cause and out of actual malice.
Martinez v. City of Schenectady, 761 N.E.2d 560, 564 (N.Y. 2001).
-3-
A grand jury indictment, however, creates a presumption of probable cause.
Colon v. New York, 455 N.E.2d 1248, 1250 (N.Y. 1983). That presumption holds even if the
indictment was subsequently dismissed, Eisenkraft v. Armstrong, 567 N.Y.S.2d 840, 841 (2d
Dep’t 1991), and may only be rebutted by evidence “that the indictment was procured by fraud,
perjury, the suppression of evidence or other police conduct undertaken in bad faith.” Colon,
455 N.E.2d at 1251.
The complaint alleges that an indictment was returned by the grand jury but was
eventually dismissed. (Compl. ¶ 24.) The indictment creates a presumption of probable cause
that no allegation in the complaint adequately rebuts. While Lopez does claim that he was
brutalized, he does not contend, for instance, that Bocachica lied to the grand jury or otherwise
acted in bad faith to procure his indictment. Since lack of probable cause is an essential element
of malicious prosecution, that claim must be dismissed.
The conspiracy claim fares no better. A section 1983 conspiracy claim must
allege “(1) an agreement between two or more state actors . . . ; (2) to act in concert to inflict an
unconstitutional injury; and (3) an overt act done in furtherance of that goal causing damages.”
Pangburn v. Culbertson, 200 F.3d 65, 72 (2d Cir. 1999). “[C]omplaints containing only
conclusory, vague, or general allegations that the defendants have engaged in a conspiracy to
deprive the plaintiff of his constitutional rights are properly dismissed; diffuse and expansive
allegations are insufficient, unless amplified by specific instances of misconduct.” Ciambriello
v. Cnty. of Nassau, 292 F.3d 307, 325 (2d Cir. 2002) (quoting Dwares v. City of N.Y., 985 F.2d
94, 100 (2d Cir. 1993)). Specifically, a complaint “must provide some factual basis supporting a
meeting of the minds, such that defendants entered into an agreement, express or tacit, to achieve
-4-
the unlawful end.” Webb v. Gourd, 340 F.3d 105, 110 (2d Cir. 2003) (discussing conspiracies
under 42 U.S.C. § 1985).
By this standard, Lopez’s conspiracy allegations are inadequate. Besides simply
asserting that “the Defendants engaged in a conspiracy in furtherance of illegal behavior in
allowing the false arrest and malicious prosecution of Lopez,” (Compl. ¶ 41), the complaint
alleges amorphously that defendants should have had knowledge of the wrongs about to be
committed, and failed to prevent or ratified those wrongs. (Compl. ¶¶ 42–44.) Beyond their
complete lack of supporting factual detail, these allegations fail because they appear to claim that
the City acquiesced in Bocachica’s conduct, rather than that there was any meeting of the minds
between the City, Bocachica, or any other coconspirators. Thus, Lopez’s conspiracy claim must
also be dismissed.
B. Against the City
A municipality may be held liable under section 1983 only if the plaintiff’s injury
is the result of municipal policy, custom, or practice. Monell v. N.Y. City Dep’t of Soc. Servs.,
436 U.S. 658, 694 (1978). It may not be held liable solely “by application of the doctrine of
respondeat superior.” Pembaur v. City of Cincinnati, 475 U.S. 469, 478 (1986). Generally, “a
single incident alleged in a complaint, especially if it involved only actors below the policymaking level, does not suffice to show a municipal policy.” DeCarlo v. Fry, 141 F.3d 56, 61 (2d
Cir. 1998). Municipal inaction, however, can be the basis for section 1983 liability, if a plaintiff
demonstrates that the failure to act amounts to “deliberate indifference” to the constitutional
rights of others. City of Canton v. Harris, 489 U.S. 378, 392 (1989). “Deliberate indifference is
a stringent standard of fault, requiring proof that a municipal actor disregarded a known or
obvious consequence of his action.” Connick v. Thompson, __ U.S. __, 131 S. Ct. 1350, 1360
-5-
(2011) (quoting Bd. of Comm’rs of Bryan Cnty. v. Brown, 520 U.S. 397, 403 (1997)). To
prevail on a section 1983 claim premised on municipal inaction, a plaintiff must show “that a
policymaking official had notice of a potentially serious problem of unconstitutional conduct,
such that the need for corrective actions or supervision was obvious, and the policymaker’s
failure to investigate or rectify the situation evidences deliberate indifference, rather than mere
negligence or bureaucratic inaction.” Amnesty America v. Town of W. Hartford, 361 F.3d 113,
128 (2d Cir. 2004).
Lopez does not allege that his arrest and prosecution were the result of an official
policy or part of a widespread pattern of unconstitutional conduct that would constitute a
municipal custom. He does allege, however, that “[d]efendants had power to prevent or aid in
preventing the commission of said wrongs . . . and failed to do so,” and that “[d]efendants . . .
approved or ratified the unlawful . . . conduct heretofore described.” (Compl. ¶¶ 42, 43). This
can fairly be read as an allegation that the City deliberately failed to supervise and discipline the
primary wrongdoers. See Amnesty America, 361 F.3d at 127–29 (reversing the district court’s
grant of summary judgment to municipal defendants on a section 1983 claim based on failure to
supervise). But a complaint does not “suffice if it tenders ‘naked assertion[s]’ devoid of ‘further
factual enhancement.’” Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557) (alteration in
original). Lopez has not provided any factual detail supporting an inference that a City
policymaker knew of Bocachica’s conduct or of similar conduct by other City employees, and
failed to act in the face of that knowledge. Conclusory, boilerplate allegations such as these are
not entitled to the presumption of truth afforded factual allegations on a motion to dismiss. See
Iqbal, 556 U.S. at 662 (“The tenet that a court must accept as true all of the allegations contained
-6-
in a complaint is inapplicable to legal conclusions.”). Accordingly, Lopez’s section 1983 claims
against the City must be dismissed.
IV.
State Law Claims
The complaint also contains claims of intentional infliction of emotional distress
(“IIED”) and negligence against Bocachica and the City. These fail, however, because Lopez
did not comply with New York’s notice of claim requirements.
“[I]n a federal court, state notice-of-claim statutes apply to state-law claims.”
Hardy v. N.Y. City Health & Hosp. Corp., 164 F.3d 789, 793 (2d Cir. 1999) (citing Felder v.
Casey, 487 U.S. 131, 151 (1988)) (emphasis in original). New York law requires that plaintiffs
asserting a tort claim against a municipality file a notice of claim within ninety days after the
claim arises. N.Y. Gen. Mun. Law §§ 50-e(1)(a), 50-i(1); see also Rapoli v. Village of Red
Hook, 836 N.Y.S.2d 700, 700–01 (2d Dep’t 2007) (applying the notice of claim requirement to a
claim for IIED). The requirement also applies to claims against New York City employees.
N.Y. Gen. Mun. Law § 50-k(6). Failure to file a notice of claim ordinarily requires dismissal of
the cause of action. Davidson v. Bronx Mun. Hosp., 473 N.E.2d 761, 763 (N.Y. 1984); Hardy,
164 F.3d at 794. Lopez has not alleged that he filed a notice of claim, nor has he responded to
the City’s argument that he failed to file one. This requires dismissal of Lopez’s state law claims
as procedurally barred.
Even were that not the case, though, they would fail on the merits. Lopez’s
negligence claim is couched in terms of a breach of defendants’ duty to arrest and prosecute
suspects only on probable cause. (Compl. ¶¶ 46–47.) But New York does not recognize
negligence claims premised on wrongful arrest, imprisonment or prosecution. See Greer v. Nat’l
-7-
Grid, 934 N.Y.S.2d 427, 428 (2d Dep’t 2011) (“[A]s a matter of public policy, New York does
not recognize a cause of action to recover damages for negligent prosecution.”); Higgins v. City
of Oneonta, 617 N.Y.S.2d 566, 568 (3d Dep’t 1994) (barring plaintiff’s negligence action and
stating that “a party seeking damages for an injury resulting from a wrongful arrest and detention
is relegated to the traditional remedies of false arrest and imprisonment”). Construing Lopez’s
negligence claim liberally to include his allegation that NYPD officers threw him to the ground
does not save it, because New York law bars negligence claims based on allegations of excessive
force. See Smiley v. N. Gen. Hosp., 872 N.Y.S.2d 456, 457 (1st Dep’t 2009) (“It is well settled
that once intentional offensive contact has been established, the actor is liable for assault and not
negligence inasmuch as there is no such thing as a negligent assault.” (internal quotation marks
omitted)).
Similarly, New York law considers IIED “a theory of recovery that is to be
invoked only as a last resort,” McIntyre v. Manhattan Ford, Lincoln-Mercury, Inc., 682 N.Y.S.2d
167, 169 (1st Dep’t 1998), and requires dismissal of an IIED claim based on conduct that “falls
within the ambit of other traditional tort liability.” Herlihy v. Metro. Museum of Art, 633
N.Y.S.2d 106, 114 (1st Dep’t 1995) (citing Fischer v. Maloney, 373 N.E.2d 1215, 1217 (N.Y.
1978)); see also Rodgers v. City of N.Y., 966 N.Y.S.2d 466, 469 (2d Dep’t 2013) (dismissing an
IIED claim as duplicative of the plaintiff’s false arrest, false imprisonment, and malicious
prosecution claims). The conduct underlying Lopez’s IIED claim is entirely embraced by the
traditional tort claims of false arrest, false imprisonment, malicious prosecution, and battery.
Consequently, the claim must be dismissed.
-8-
CONCLUSION
For the foregoing reasons, the defendants' motion to dismiss (Dkt. No. 8) is
GRANTED. The Clerk shall enter judgment for the defendants. SO ORDERED.
United States District Judge
Dated: New York, New York
October 10, 2014
-9-
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?