Walker v. Ponte et al
Filing
47
OPINION AND ORDER re: 37 MOTION to Dismiss filed by Joseph Ponte, Lisa Cooper, City of New York. For the reasons set forth above, Defendants' motion to dismiss is GRANTED in part and DENIED in part. The Court: GRANTS Defendants 9; motion to dismiss Plaintiff's Fourth Amendment claim of illegal search and seizure resulting from the strip searches; GRANTS Defendants' motion to dismiss Plaintiff's Fourteenth Amendment claim of cruel and unusual punishment resul ting from the strip searches; and DENIES Defendants' motion to dismiss Plaintiff's Fourteenth Amendment claim of cruel and unusual punishment resulting from the use of the RadPro x-ray scanning machine. The Clerk of the Court is respectfu lly directed to terminate the motion, Doc. 37, and to dismiss Bantum from this action. The parties are directed to appear for a status conference on August 31, 2016 at 10:00 AM. It is SO ORDERED. (As further set forth in this Order.) Otis Bantum Correction Center terminated. (Status Conference set for 8/31/2016 at 10:00 AM before Judge Edgardo Ramos.) (Signed by Judge Edgardo Ramos on 8/18/2016) (kko)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
MICHAEL WALKER,
Plaintiff,
OPINION AND ORDER
14 Civ. 8507 (ER)
- against COMMISSIONER JOSEPH PONTE, Department of
Corrections, WARDEN OF OBCC LISA COOPER,
Otis Bantum Correction Center, OTIS BANTUM
CORRECTION CENTER, and CITY OF NEW YORK,
Defendants.
Ramos, D.J.:
Michael Walker (“Plaintiff”), appearing pro se, brings this action pursuant to 42 U.S.C.
§ 1983, alleging that his constitutional rights were violated as a pretrial detainee in the Otis
Bantum Correctional Center (“Bantum”). 1 Plaintiff alleges that Commissioner Joseph Ponte
(“Commissioner Ponte”), Warden Lisa Cooper (“Warden Cooper”), Bantum, 2 and the City of
New York (the “City,” and collectively, “Defendants”) violated Plaintiff’s constitutional rights
by subjecting him to strip searches and by forcing him to pass through a radiation-emitting x-ray
screening machine. Plaintiff seeks compensatory damages, punitive damages, injunctive relief,
and a declaratory judgment that Defendants’ acts and omissions violated Plaintiff’s constitutional
rights. Defendants now move to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6).
For the reasons set forth below, Defendants’ motion is GRANTED in part and DENIED in part.
1
Plaintiff’s Amended Complaint, Doc. 29, names Otis Bantum Correction Center as a defendant and as the site of
Plaintiff’s alleged constitutional violations. The Court assumes that Plaintiff is referring to the Otis Bantum
Correctional Center.
2
Bantum is not listed as a defendant on the docket, but is listed as a defendant in Plaintiff’s Amended Complaint,
Doc. 29.
I. BACKGROUND
The following facts are drawn from allegations contained in the Amended Complaint
(“Am. Compl.”) (Doc. 29), Plaintiff’s Opposition to Defendants’ Motion to Dismiss (“Pl. Opp.”)
(Doc. 44), and Plaintiff’s Reply Affirmation (“Pl. Reply”) (Doc. 46), which the Court accepts as
true for purposes of the instant motion. See Koch v. Christie’s Int’l PLC, 699 F.3d 141, 145 (2d
Cir. 2012); Vail v. City of New York, 68 F. Supp. 3d 412, 427 (S.D.N.Y. 2014) (“Where new
allegations in a pro se plaintiff’s opposition memoranda are consistent with the allegations
contained in the Complaint, they may be read as supplements to the pleadings.”) (citation
omitted).
Plaintiff alleges that he was strip searched as a pretrial detainee at Bantum after “all
movement outside of the facility.” Am. Compl. ¶ 1. According to Plaintiff, strip searches upon
entering the facility were conducted in front of three live cameras and in front of a holding cell
“heavily occupied” by other inmates who were able to view the procedure. Id. Plaintiff states
that there were dividers in the strip search area, but that the dividers were “absolutely useless,” in
that they did not prevent exposure to the cameras or other inmates. Id. In addition, strip
searches were conducted in inmates’ housing units during facility “shakedown[s],” though
inmates were not in front of cameras or in the presence of other inmates during these searches.
Id.
According to Plaintiff, the strip searches were “extremely humiliating,” and placed him in
a “compromising position for [verbal and/or physical] sexual aggression,” which “violat[ed] [his]
beliefs.” Id. Plaintiff states that if he refused to comply with the strip search, he would be
subjected to physical hostility and/or disciplinary action. Id. Plaintiff has submitted the
2
declarations of several other inmates at Bantum, each attesting to the same strip search
procedures and the resulting humiliation they felt. 3 Pl. Opp. at 14-17.
Plaintiff alleges that he was also subjected to body scans without protective gear by a
RadPro SecurPass x-ray screening machine (“RadPro”). Am. Compl. ¶ 2. Plaintiff alleges that
there was a “continuous request” by Bantum correctional officers that Plaintiff pass through the
RadPro and that there was “constant and frequent [radiation] exposure.” Id.; Pl. Opp. at 4-5, 9.
Plaintiff alleges that the amount of radiation emitted by the RadPro is 50 times more than the
amount emitted by the machines used in airports, and that the radiation causes “threshold
effects” which are immediate as well as “non-threshold” effects, which include cataract damage,
genital sterilization, cancer, sickness, and vomiting. Am. Compl. ¶ 2; Pl. Opp. at 5. Plaintiff
also states that the RadPro causes psychological injuries that “stem from the fear[] of physical
complication[s],” as well as having to be naked in a room with more than five correctional
officers, where female personnel would “walk by, peek in and speak while the searches [were]
going on.” Am. Compl. ¶ 2; Pl. Opp. at 3-4.
In addition, Plaintiff feared that he would be at a greater risk to the harmful effects of
radiation exposure due to open wounds he suffered from having been shot in the past. Pl. Opp.
at 3. Plaintiff thus requested to speak with a supervisor prior to every scan due to this fear, but
Bantum correctional officers refused to comply with those requests. Id. Plaintiff alleges that
refusal to go through the RadPro would result in an infraction or a misbehavior report
accompanied by a $25 fee and a blemish on his institutional record. Am. Compl. ¶ 2; Pl. Opp. at
4.
3
One of the declarations, submitted by Shawn Jones, includes additional allegations that Correctional Officers made
“sexual remarks” during the strip search procedures, which were conducted in front of other individuals. Pl. Opp. at
14.
3
Plaintiff alleges that the scans were conducted by correctional officers with no training in
how to operate the machinery, and that Defendants did not keep a maintenance log of the
RadPro. Am. Compl. ¶ 2; Pl. Opp. at 2. Plaintiff alleges that unspecified “defendants” 4 boasted
that they didn’t need training to use the RadPro, because they were correctional officers, and
“[t]hat in itself is enough.” Pl. Opp. at 3.
Plaintiff recalls a particular incident where the officer using the RadPro believed that
Plaintiff was carrying concealed razors, when in fact, the machine detected bullet fragments in
Plaintiff’s chest from a prior shooting. Pl. Opp. at 3, 6, 11. As a result, Plaintiff alleges that
correctional officers dragged him off of a Department of Corrections bus, pulled his arms back
while he was handcuffed, and grabbed him by the testicle. Pl. Reply at 4. Plaintiff has submitted
a NYC Health Correctional Health Services Injury Report regarding the incident. Id. The Injury
Report shows that Plaintiff had superficial cuts on his right knee, right ankle, and left wrist and
that Plaintiff experienced left wrist discomfort, left elbow discomfort, and left testicle pain and
swelling. 5 Id. According to Plaintiff, the correctional officers’ mistaken belief that he was
carrying razors subsequently led to him being placed in “solitary confinement” and in the “watch
room” as punishment. Pl. Opp. at 6. Plaintiff describes this as a humiliating experience, in part
because other inmates could watch him defecating. Id. at 6, 11-12. Plaintiff states that he sought
treatment at the Mental Health Services Center in Brooklyn House of Detention and sought
4
It is unclear who exactly Plaintiff is referring to, as none of the named defendants are correctional officers.
5
While the Court could construe this as a 42 U.S.C. § 1983 excessive force claim, Plaintiff has failed to claim any
specific allegations against the correctional officer(s) responsible for this incident.
Defendants argue that Plaintiff’s claims about this incident are barred by the Statute of Limitations, because the
event described occurred on April 15, 2008. Defendants’ Reply Memorandum of Law (Doc. 45) at 2-3. However,
Plaintiff provides documentation from the NYC Health Correctional Health Services indicating that the incident
occurred on November 16, 2013. Pl. Reply at 4. In any event, Plaintiff cites this incident merely as an example of
the correctional officers’ lack of training. Pl. Reply at 1-2.
4
medical services on numerous occasions as a result of this incident. Pl. Opp. at 12; see Pl. Reply
at 4.
Plaintiff alleges that Commissioner Ponte and Warden Cooper had the ability to change
the scanning procedure in order to accommodate Plaintiff’s and other inmates’ concerns about
radiation exposure, but chose not to, even though they knew that the RadPro posed a serious
health risk to Plaintiff and other inmates. Pl. Opp. at 9-10. Further, Plaintiff alleges that in spite
of Commissioner Ponte and Warden Cooper’s knowledge of the health risks, they nevertheless
designated untrained personnel to conduct the RadPro scans. Id. at 8-10; Am. Compl. ¶ 2.
Plaintiff commenced this action on October 20, 2014. 6 See Doc. 2. Defendant filed a
Motion to Dismiss on February 24, 2015. Doc. 19. Plaintiff was subsequently granted leave to
file an Amended Complaint, which he filed on October 21, 2015. Doc. 29. Defendants filed
their second Motion to Dismiss on January 11, 2016. Doc. 37; see also Memorandum of Law in
Support of Defendants’ Motion to Dismiss the Amended Complaint (“Defs. Br.”) (Doc. 39).
II. LEGAL STANDARD
On a motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure,
the court must accept as true all of the factual allegations from the complaint, and draw all
reasonable inferences in the plaintiff’s favor. Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir. 2014).
However, this requirement does not apply to legal conclusions, bare assertions, or conclusory
statements. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v. Twombly, 550
U.S. 544, 555 (2007)). The complaint must adhere to Rule 8(a), which has been interpreted to
require that it contain enough factual matter for the claim to be plausible on its face. Iqbal, 556
6
Plaintiff alleges that he exhausted all necessary grievance procedures prior to filling the Complaint. Am. Compl.
at 6.
5
U.S. at 678 (citing Twombly, 550 U.S. at 570). A claim is facially plausible “when the plaintiff
pleads factual content that allows the court to draw the reasonable inference that the defendant is
liable for the misconduct alleged.” Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. at 556).
Rule 8(a) “does not unlock the doors of discovery for a plaintiff armed with nothing more than
conclusions.” Iqbal, 556 U.S. at 678-79. If the plaintiff has not “nudged [his] claims across the
line from conceivable to plausible, [the] Complaint must be dismissed.” Twombly, 550 U.S. at
570.
The same standard applies to motions to dismiss pro se complaints. See Mancuso v.
Hynes, 379 Fed. App’x 60, 61 (2d Cir. 2010). However, the Court is also obligated to construe a
pro se complaint liberally and to interpret a pro se plaintiff’s claims as raising the strongest
arguments that they suggest. Hill v. Curcione, 657 F.3d 116, 122 (2d Cir. 2011); Triestman v.
Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir. 2006) (per curiam). The obligation to be
lenient while reading a pro se plaintiff’s pleadings “applies with particular force when the
plaintiff’s civil rights are at issue.” Jackson v. N.Y.S. Dep’t of Labor, 709 F. Supp. 2d 218, 224
(S.D.N.Y. 2010) (citing McEachin v. McGuinnis, 357 F.3d 197, 200 (2d Cir. 2004)). “However,
even pro se plaintiffs asserting civil right claims cannot withstand a motion to dismiss unless
their pleadings contain factual allegations sufficient to raise a ‘right to relief above the
speculative level.’” Jackson, 709 F. Supp. 2d at 224 (quoting Twombly, 550 U.S. at 555). A
complaint that “tenders ‘naked assertions’ devoid of further factual enhancement” will not
suffice. Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557) (internal quotation marks
and brackets omitted); see also Triestman, 470 F.3d at 477 (“[P]ro se status ‘does not exempt a
party from compliance with relevant rules of procedural and substantive law.’”) (quoting
Traguth v. Zuck, 710 F.2d 90, 95 (2d Cir. 1983)).
6
When a pro se plaintiff’s opposition memoranda raises new allegations that are
“consistent with the allegations” in the Complaint, these allegations may be read as “supplements
to th[e] pleadings.” Vail, 68 F. Supp. 3d at 427 (citation omitted); see also Boyer v. Channel 13,
Inc., No. 04 Civ. 2137 (JSR) (FM), 2005 WL 2249782, at *3 (S.D.N.Y. Mar. 9, 2005)
(“[A]lthough Rule 12(b)(6) generally restricts a court’s consideration to the four corners of the
complaint, pro se pleadings may be read together to determine whether a plaintiff conceivably
could be entitled to relief.”).
III. DISCUSSION
A. Strip Searches
1. Unreasonable Search and Seizure
Plaintiff alleges that the repeated strip searches he was subjected to violated his
constitutional right against unreasonable search and seizure under the Fourth Amendment. See
Am. Compl. ¶ 4. Visual strip searches of pretrial detainees are permissible provided that the
search is tied to “legitimate security interests,” a determination that is “peculiarly within the
province and professional expertise of correctional officers.” Florence v. Bd. of Chosen
Freeholders, 132 S. Ct. 1510, 1517 (2012). Thus, “in the absence of substantial evidence in the
record to indicate that the officials have exaggerated their response to these considerations courts
should ordinarily defer to their expert judgment in such matters.” Id.
Plaintiff has not made any allegations indicating that Defendants have exaggerated their
response to legitimate security interests. Indeed, the Supreme Court has held that visual strip
searches of all detainees at intake or after contact visits, with or without reasonable suspicion, are
reasonably related to legitimate security concerns. Id. at 1523; Bell v. Wolfish, 441 U.S. 520,
558-560 (1979). Thus, in spite of Plaintiff’s claims to the contrary, suspicionless strip searches
7
may be conducted whenever a detainee enters the confines of a facility, as well as after every
contact visit. See Florence, 132 S. Ct. at 1515, 1523; Bell, 441 U.S. at 560. Additionally,
random strip searches may be conducted even in detainees’ housing units. See Israel v. City of
New York, No. 11 Civ. 7726 (JMF), WL 4762082, at *3 (S.D.N.Y. Oct. 5, 2012); see also
Castro–Sanchez v. N.Y. State Dep’t of Corr. Servs., No. 10 Civ. 8314 (DLC), 2011 WL 6057837,
at *9 (S.D.N.Y. Dec. 6, 2011) (“Routine random strip searches of inmates, including body cavity
inspections, do not violate the Fourth Amendment.”)
Plaintiff here alleges that the strip searches were “extremely humiliating” due to their
very nature as well as the fact that they were conducted in front of cameras and other inmates.
Am. Compl. ¶ 1. However, courts have acknowledged the degree to which strip searches may
humiliate and “invade the personal privacy of inmates,” and have nonetheless upheld the use of
strip searches where they further the legitimate interest of discovering contraband. See Bell, 441
U.S. at 560; Calhoun v. DeTella, 319 F.3d 936, 939 (7th Cir. 2003) (“There is no question
that strip searches may be unpleasant, humiliating and embarrassing to prisoners, but not every
psychological discomfort a prisoner endures amounts to a constitutional violation.”). That the
strip searches were carried out in front of cameras and other inmates does not counter this
legitimate security interest. See Peek v. City of New York, 13 Civ. 4488, 2014 WL 4160229
(AJN), at *2 (S.D.N.Y. Aug. 18, 2014) (upholding the constitutionality of the use of a camera
during a strip search procedure); Smith v. City of New York, No. 14 Civ. 5934 (JCF), 2015 WL
3929621, at *2 (S.D.N.Y. June 17, 2015) (same); Israel, WL 4762082, at *3 (finding that the
presence of other inmates or correctional officers of both genders during strip searches did not
violate plaintiff’s Fourth Amendment rights).
8
Courts have found that the humiliation caused by strip searches may be sufficient to make
out a claim when conducted intentionally to harass or embarrass the plaintiff. See, e.g., Hayes v.
Marriott, 70 F.3d 1144, 1148 n.5 (10th Cir. 1995) (remanding to develop record where plaintiff
alleged that he was strip searched in front of over 100 people, including nonessential female
staff, and that the defendants “allow[ed] unlimited, unmonitored viewing of the tapes”); George
v. City of New York, No. 12 Civ. 6365 (PKC) (JLC), 2013 WL 5943206, at *10 (S.D.N.Y. Nov.
6, 2013) (plaintiffs alleged that they were strip searched “in order to make a spectacle of [the
inmates] for the new recruits, for the sake of an example, and to humiliate and bring shame to the
inmates.”) (internal quotations omitted). Here, however, Plaintiff makes no such allegations.
Consequently, Defendants’ motion to dismiss the claim that the strip searches violated
Plaintiff’s Fourth Amendment rights is GRANTED.
2. Cruel and Unusual Punishment
Plaintiff also alleges that he feared sexual aggression from inmates who were able to
witness him being strip searched, and that this resulted in a violation of his constitutional right
against “cruel and unusual punishment.” See Am. Compl. ¶ 1, 3-4. Pretrial detainees’ claims for
cruel and unusual punishment fall under the Due Process Clause of the Fourteenth Amendment,
as pretrial detainees “may not be ‘punished’ prior to an adjudication of guilt.” Rahman v.
Schriro, 22 F. Supp. 3d 305, 312 (S.D.N.Y. 2014) (quoting Caiozzo v. Koreman, 581 F.3d 63, 69
(2d Cir. 2009)). However, the standards for showing a constitutional violation under the Due
Process Clause of the Fourteenth Amendment and under the Eighth Amendment are identical.
Id.; see also Wilson v. Seiter, 501 U.S. 294, 296-97 (1991) (“The Eighth Amendment, which
applies to the States through the Due Process Clause of the Fourteenth Amendment, prohibits the
9
infliction of ‘cruel and unusual punishments’ on those convicted of crimes.”) (internal citation
omitted).
In order to show that a defendant acted with deliberate indifference to a plaintiff in
violation of the Eighth Amendment, a plaintiff must satisfy an objective element “that the
deprivation alleged is ‘objectively sufficiently serious’ such that the plaintiff was denied ‘the
minimal civilized measure of life’s necessities,’” as well as a subjective element “that the
defendant official possessed a ‘sufficiently culpable state of mind’ associated with ‘the
unnecessary and wanton infliction of pain.’” See Trammell v. Keane, 338 F.3d 155, 161 (2d Cir.
2003) (citing Farmer v. Brennan, 511 U.S. 825, 834 (1994)).
With regard to the objective element, the “[n]ormal conditions of . . . confinement do not
constitute an Eighth Amendment violation” and “[s]uch confinement is not abnormal unless it is
‘without penological justification, grossly disproportionate, or involving the unnecessary and
wanton infliction of pain.’” Branch v. Goord, No. 05 Civ. 6495 (WHP), 2006 WL 2807168, at
*5 (S.D.N.Y. Sept. 28, 2006) (quoting Smith v. Coughlin, 748 F.2d 783, 787 (2d Cir. 1984)).
Specifically, an Eighth Amendment claim based on strip search procedures will fail to meet the
level of a “sufficiently serious” deprivation in the absence of “elements of sexual harassment,
excessive force, or indeed any physical contact at all.” George, 2013 WL 5943206, at *10.
Although Plaintiff suggests that the searches put him at risk for sexual assault by other
inmates, Am. Compl. ¶ 1, this suggestion amounts to a purely speculative fear of sexual assault.
While a physical injury is not required to show substantial risk of serious harm, “mere fear of an
assault is insufficient to state a claim for an Eight Amendment violation.” Cooper v. City of New
York, 13 Civ. 7590 (PKC), 2014 WL 5315074, at *3 (S.D.N.Y. Oct. 17, 2014) (holding that the
plaintiff’s alleged “pain, suffering, extreme emotional distress, fear, and deprivation” did not
10
amount to any physical harm or specific threat in violation of the Eighth or Fourteenth
Amendment); see also Cruz v. Hillman, No. 01 Civ. 4169 (DAB) (DCF), 2002 WL 31045864, at
*8 (S.D.N.Y. May 16, 2002) (holding that plaintiff’s experience of “much mental anguish and a
great deal of suffering from worry and grief” was not objectively sufficiently serious to make an
Eighth Amendment claim).
Alternatively, if an inmate faces threats from other inmates accompanied by
“indication[s] that the threat will be carried out,” the absence of an affirmative action by prison
officials may permit a deliberate indifference claim and thus an Eighth or Fourteenth
Amendment violation. See Walker v. Shaw, No. 08 Civ. 10043 (CM), 2010 WL 2541711, at *9
(S.D.N.Y. June 23, 2010) (quoting Green v. City of N.Y. Dep’t of Corr., No. 06 Civ. 4978, 2008
WL 2485402, at *6-7 (S.D.N.Y. June 19, 2008)). However, Plaintiff has not alleged that he
reported any threats or indeed that he was ever threatened. For these reasons, Defendants’
motion to dismiss Plaintiff’s claim of cruel and unusual punishment stemming from the strip
searches at Bantum is GRANTED.
B. RadPro Screenings
Plaintiff alleges that the use of RadPro caused a risk of future physical injury due to
radiation exposure. Plaintiff argues that this risk of future injury constitutes cruel and unusual
punishment in violation of the Fourteenth Amendment. Am. Compl. ¶ 2. Defendants argue that
the minimal amount of radiation emitted by the RadPro could not possibly cause harm to
Plaintiff unless Plaintiff was exposed to a minimum of 400 scans annually, which Plaintiff has
not alleged. Defs. Br. at 16.
Although Plaintiff does not allege a current physical injury, a claim based on the
possibility of risk to his future health may satisfy a deliberate indifference claim. See Helling v.
11
McKinney, 509 U.S. 25, 25 (1993) (“An injunction cannot be denied to inmates who plainly
prove an unsafe, life-threatening condition on the ground that nothing yet has happened to
them.”); see also Middleton v. City of New York (In re RadPro SecurPass Scanner Cases), No.
13 Civ. 6095 (CS), 2014 WL 4054310, at *7 (S.D.N.Y. Aug. 13, 2014) (“Where a plaintiff
plausibly alleges that prison officials acted with deliberate indifference to a substantial risk of
serious harm posed by involuntary exposure to an unsafe condition, the inmate need not have
suffered actual injury to state a constitutional violation.”).
This case is the latest to be brought in the past several years alleging that the use of the
RadPro subjects inmates to constitutionally prohibited punishment. Rahman v. Schriro, is
instructive here. In Rahman, the district court evaluated a deliberate indifference claim based on
radiation from a RadPro. See 22 F. Supp. 3d at 314. The court found that the plaintiff’s
allegation that he was exposed to radiation from a RadPro twice a day was sufficient to satisfy
the objectively serious and unsafe prong on a motion to dismiss. See id.
However, the frequency of screenings is material to a claim of future injury as a result of
radiation exposure from RadPro screenings. See id. (holding that the plaintiff’s allegations of
being scanned at least twice daily could amount to serious future injury to be determined through
discovery); see also Middleton, 2014 WL 4054310, at *7 (holding that 5-10 RadPro screenings
did not put plaintiff at risk). Thus, courts have held that the number of screenings that a pretrial
detainee undergoes is a material element of a claim for future injury, and in turn a claim for
deliberate indifference. Here, Plaintiff alleges that his exposure to radiation from the RadPro
was “constant and frequent,” and that the request to pass through the machines was
“continuous.” Pl. Opp. at 5, 9. The Court finds that these allegations lead to the plausible
12
inference that Plaintiff was subjected to a high number of screenings which could lead to future
injury. Thus, Plaintiff’s allegations satisfy the objective prong of the analysis. Pl. Opp. at 9.
Plaintiff must show that Commissioner Ponte and Warden Cooper were aware of and
disregarded “an excessive risk to [Plaintiff’s] health or safety.” Farmer, 511 U.S. at 834 (“[T]he
official must both be aware of facts from which the inference could be drawn that a substantial
risk of serious harm exists, and he must also draw the inference.”). Here, Plaintiff alleges that
Commissioner Ponte and Warden Cooper were aware of the health risks associated with
radiation exposure. Pl. Opp. at 8-9. Plaintiff also alleges that Commissioner Ponte and Warden
Cooper were responsible for the use of the RadPro, as both had the ability to authorize
alternative screening procedures, and that they both designated untrained correctional officers to
operate the machines. Pl. Opp. at 8-9.
Commissioner Ponte and Warden Cooper’s alleged awareness of the harmful effects of
radiation exposure, their appointment of untrained correctional officials to operate the machines,
and their decision not to change the scanning policy despite Plaintiff’s complaints are sufficient
to show that Commissioner Ponte and Warden Cooper drew the inference that Plaintiff’s safety
was at risk. Pl. Opp. at 9. Accordingly, Plaintiff satisfies the subjective prong of his deliberate
indifference claim.
C. Qualified Immunity
Defendants argue that even if Plaintiff’s rights were violated, Commissioner Ponte and
Warden Cooper are nevertheless entitled to qualified immunity. See Defs. Br. at 19-20. A
government official sued in his individual capacity is entitled to qualified immunity:
(1) if the conduct attributed to him was not prohibited by federal
law; or (2) where that conduct was so prohibited, if the plaintiffs
right not to be subjected to such conduct by the defendant was not
clearly established at the time it occurred; or (3) if the defendant’s
13
action was “objective[ly] legal[ly] reasonable[ ] . . . in light of the
legal rules that were clearly established at the time it was taken.”
Munafo v. Metro. Transp. Auth., 285 F.3d 201, 210 (2d Cir. 2002) (alterations in original)
(citations omitted) (quoting Anderson v. Creighton, 483 U.S. 635, 639 (1987)).
The Supreme Court has explained that, “[t]o be clearly established, a right must be
sufficiently clear ‘that every reasonable official would [have understood] that what he is doing
violates that right.’” Reichle v. Howards, 132 S. Ct. 2088, 2093 (2012) (second alteration in
original) (quoting Anderson, 483 U.S. at 640). Although a case directly on point is not required,
“existing precedent must have placed the statutory or constitutional question beyond debate.”
Fabrikant v. French, 691 F.3d 193, 213 (2d Cir. 2012) (internal citation omitted). Further,
“[e]ven if the right at issue was clearly established in certain respects . . . an officer is still
entitled to qualified immunity if ‘officers of reasonable competence could disagree’ on the
legality of the action at issue in its particular factual context.” Walczyk v. Rio, 496 F.3d 139, 154
(2d Cir. 2007) (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)).
Plaintiff alleges that Commissioner Ponte and Warden Cooper were responsible for
implementing Bantum’s body scanning procedures and were aware of the health risks due to
radiation exposure. Personal-capacity suits “seek to impose individual liability upon a
government officer for actions taken under color of state law.” Hafer v. Melo, 502 U.S. 21, 25
(1991). Such suits must be premised on a certain level of personal involvement. See Wright v.
Smith, 21 F.3d 496, 501 (2d Cir.1994) (“It is well settled in this Circuit that ‘personal
involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of
damages under § 1983.’”) (quoting Moffitt v. Town of Brookfield, 950 F.2d 880, 885 (2d Cir.
1991)). “An individual cannot be held liable for damages under § 1983 ‘merely because he held
a high position of authority,’ but can be held liable if he was personally involved in the alleged
14
deprivation.” Back v. Hastings on Hudson Union Free Sch. Dist., 365 F.3d 107, 127 (2d Cir.
2004) (quoting Black v. Coughlin, 76 F.3d 72, 74 (2d Cir. 1996)).
A plaintiff can prove personal involvement with evidence that:
(1) the defendant participated directly in the alleged constitutional
violation, (2) the defendant, after being informed of the violation
through a report or appeal, failed to remedy the wrong, (3) the
defendant created a policy or custom under which unconstitutional
practices occurred, or allowed the continuance of such a policy or
custom, (4) the defendant was grossly negligent in supervising
subordinates who committed the wrongful acts, or (5) the
defendant exhibited deliberate indifference . . . by failing to act on
information indicating that unconstitutional acts were occurring.
Id. (citation omitted); see also Grullon v. City of New Haven, 720 F.3d 133, 139 (2d Cir. 2013).
Additionally, “[w]hile the plaintiff in a personal-capacity suit need not establish a connection to
governmental ‘policy or custom,’ officials sued in their personal capacities, unlike those sued in
their official capacities, may assert personal immunity defenses . . . .” Hafer, 502 U.S. at 25.
Here, it is clear that Plaintiff has sufficiently alleged Commissioner Ponte and Warden
Cooper’s personal involvement, in that Commissioner Ponte and Warden Cooper “allowed the
continuance” of a “policy or custom under which unconstitutional practices occurred.” Back,
365 F.3d at 127; Pl. Opp. at 8-9. To that end, neither Commissioner Ponte nor Warden Cooper
are entitled to qualified immunity at this juncture, and are thus properly named by Plaintiff.
D. Municipal Liability and Bantum
Plaintiff names the City of New York as a municipality liable for the alleged
constitutional violations. However, a municipality cannot be held liable under Section 1983 for
the acts of its employees solely on a theory of respondent superior. Monell v. Dep’t of Soc.
Servs. of City of New York, 436 U.S. 658, 691 (1978). A Section 1983 claim against a
municipality can only be sustained if the alleged unconstitutional action was the result of an
15
official policy or custom. Id. at 694. However, “Monell does not provide a separate cause of
action for the failure by the government to train its employees; it extends liability to a municipal
organization where that organization’s failure to train, or the policies or customs that it has
sanctioned, led to an independent constitutional violation.” Segal v. City of New York, 459 F.3d
207, 219 (2d Cir. 2006). Accordingly, under Second Circuit case law, a prerequisite to
municipal liability under Monell is an underlying constitutional violation by a state actor. Id.
Thus, if a “district court properly [finds] no underlying constitutional violation, its decision not
to address the municipal defendants’ liability under Monell [is] entirely correct.” Id.
For the reasons set forth supra, the Court finds that Plaintiff has alleged an underlying
constitutional violation by state actors – Commissioner Ponte and Warden Cooper – who were
carrying out a policy sanctioned by the City. Defendants’ motion to dismiss Plaintiff’s surviving
§ 1983 claim against the City is therefore DENIED.
The Court also notes that because Bantum is merely an administrative arm of the City, it
lacks the capacity to be sued in this action, and shall be dismissed from this case. See, e.g., S.W.
by J.W. v. Warren, 528 F. Supp. 2d 282, 302 (S.D.N.Y. 2007); Manning v. Cty. of Westchester,
No. 93 Civ. 3366 (VLB), 1995 WL 12579, at *2 (S.D.N.Y. Jan. 5, 1995).
E. Prison Litigation Reform Act Bar against Mental and Emotional Damages
Plaintiff alleges emotional injuries, as well as possible future physical injuries. Pl. Opp.
at 8. Defendant argues that because Plaintiff suffers no current physical injury, the Prison
Litigation and Reform Act (“PLRA”) bars any recovery in this case. See Defs. Br. at 17. The
Prison Litigation Reform Act (“PLRA”) provides that “[n]o federal civil action may be brought
by a prisoner confined in a jail, prison, or other correctional facility, for mental or emotional
injury suffered while in custody without a prior showing of physical injury.” 42 U.S.C. §
16
1997e(e); Thompson v. Carter, 284 F.3d 411, 417 (2d Cir. 2002) (“[A] plaintiff cannot recover
damages for mental or emotional injury for a constitutional violation in the absence of a showing
of actual physical injury.”). Therefore, a court may dismiss a complaint that seeks compensatory
damages “solely for an emotional injury without any claim of physical injury.” See id. at 419.
However, if a prisoner alleges an increased risk of future health problems caused by radiation
exposure, then the prisoner is essentially alleging a future physical injury and is not barred by the
PLRA from seeking damages for mental or emotional injuries resulting therefrom. See Rahman,
22 F. Supp. 3d. at 318 (“Section 1997e(e) . . . does not limit [a] [p]laintiff’s ability to recover
compensatory damages for a serious risk of future physical harm.”).
Plaintiff here has made a sufficient showing of possible future injury based on his
allegations of “constant and frequent” exposure to radiation. See Frieson v. City of New York,
No. 11 Civ. 4611 (JGK), 2012 WL 1948782, at *2 (S.D.N.Y. May 30, 2012) (“[A]t the motion to
dismiss stage, the Court cannot, and need not, conclusively resolve the factual question of
whether or not the plaintiff suffered physical injury in addition to his claimed mental and
emotional injury.”); see also Rahman, 22 F. Supp. 3d. at 318 (same); Pl. Opp. at 9. Therefore,
Plaintiff’s claim is not barred under the PLRA at this stage.
IV. CONCLUSION
For the reasons set forth above, Defendants’ motion to dismiss is GRANTED in part and
DENIED in part. The Court:
•
GRANTS Defendants’ motion to dismiss Plaintiff’s Fourth Amendment claim of illegal
search and seizure resulting from the strip searches;
•
GRANTS Defendants’ motion to dismiss Plaintiff’s Fourteenth Amendment claim of
cruel and unusual punishment resulting from the strip searches; and
•
DENIES Defendants’ motion to dismiss Plaintiff’s Fourteenth Amendment claim of cruel
and unusual punishment resulting from the use of the RadPro x-ray scanning machine.
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