Securities and Exchange Commisison v. Moneyline Brokers et al

Filing 469

FINAL JUDGMENT AS TO DEFENDANT CORE BUSINESS ONE, INC.: IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 5 of the Securities Act (15 U.S.C. § 77e] by, dire ctly or indirectly, in the absence of any applicable exemption: Unless a registration statement is in effect as to a security, making use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; As further set forth in this order. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $480,000, jointly and severally w ith Defendant Robert S. Oppenheimer, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $300,858.59, and a civil penalty in the amount of $725,0 00 pursuant to pursuant to 15 U.S.C. § 77t(d) and 15 U.S.C. § 78u(d) (3). Defendant shall satisfy this obligation by paying $1,505,858.59 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (Signed by Judge George B. Daniels on 7/9/2024) (ks) Transmission to Finance Unit (Cashiers) for processing. (Main Document 469 replaced on 7/9/2024) (ks). Modified on 7/9/2024 (ks). (Main Document 469 replaced on 7/9/2024) (ks).

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