Securities and Exchange Commisison v. Moneyline Brokers et al

Filing 470

FINAL JUDGMENT AS TO DEFENDANT ROBERT S. OPPENHEIMER: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(6) of the Securities Exchange Act of 1 934 (the "Exchange Act") [15 U.S.C. § 78j(b)] and Rule 106-5 promulgated thereunder [17 C.F.R. § 240.106-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securit ies exchange, in connection with the purchase or sale of any security: to employ any device, scheme, or artifice to defraud; As further set forth in this Order. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for d isgorgement of $480,000, jointly and severally with Defendant Core Business One, Inc., representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $3 00,858.59, and a civil penalty in the amount of $150,000 pursuant to pursuant to 15 U.S.C. § 77t(d) and 15 U.S.C. § 78u(d)(3). Defendant shall satisfy this obligation by paying $930,858.59 to the Securities and Exchange Commiss ion within 30 days after entry of this Final Judgment. As further set forth in this Order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (Signed by Judge George B. Daniels on 7/9/2024) (ks) Transmission to Finance Unit (Cashiers) for processing.

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