Sanders v. Mingo et al
Filing
37
ORDER granting 26 Motion to Dismiss. For the reasons stated above, Defendants' motion to dismiss is granted. The Clerk of Court is directed to terminate the motion (Dkt. No. 26), and close this case. The Clerk is further directed is directed to mail a copy of this order, via certified mail, to pro se Plaintiff Gary Sanders. SO ORDERED. (Signed by Judge Paul G. Gardephe on 6/22/2018) (rj)
USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
DOC #: - - - - . - - - - ~ - DATE FILED:
Gj1-f/,?
GARY SANDERS,
Plaintiff,
ORDER
-against16 Civ. 7426 (PGG)
CITY OF NEW YORK; WARDEN
MAX'SOLAINE MINGO; CAPTAIN LEON;
C.O. LEWIS; KELLY GUY; SUSAN NOAH;
and KATHLEEN LEHEY,
Defendants.
PAUL G. GARDEPHE, U.S.D.J.:
Pro se Plaintiff Gary Sanders - a former pretrial detainee at the Anna M. Kross
Center ("AMKC") on Rikers Island - brings this action under 42 U.S.C. § 1983 against the City
of New York (the "City"), AMKC Warden Max'solaine Mingo, Captain Katia Leon, Correction
Officer Shanika Lewis, physician's assistants Kelly Guy and Susan Noah, and nurse practitioner
Kathleen Lehey (collectively, "Defendants"). Construed liberally, the Second Amended
Complaint ("SAC") alleges that Defendants subjected Plaintiff to unconstitutional conditions of
confinement and did not provide constitutionally adequate medical care, because they did not
provide Plaintiff with an orthopedic mattress to accommodate his back injury. (SAC (Dkt. No.
11) at 6-7) Plaintiff also asserts a Monell claim against the City. (hlJ
Defendants have moved to dismiss the SAC pursuant to Fed. R. Civ. P. 12(b)(6).
(Def. Mot. (Dkt. No. 26)) For the reasons stated below, Defendants' motion to dismiss will be
granted.
BACKGROUND
I.
PLAINTIFF'S ALLEGATIONS
Plaintiff alleges that on May 28, 2016 - after his admission to the AMKC - he
was interviewed by Physician's Assistant Susan Noah. (SAC (Dkt. No. 11) at 6) During the
interview, Plaintiff told Noah that he had a "prior back injury," suffers from sciatica, and treats
the condition with a "tens machine," which "shoots electrical pulses into [his] nerves." (Id.)
Plaintiff claims that Noah "refuse[d] to acknowledge" this information. (Id.)
Plaintiff was later interviewed by Nurse Practitioner Kathleen Lehey. (@
Plaintiff requested "medication" and an orthopedic mattress as a "special accommodation" for
his back condition. (@ According to Plaintiff, Lehey "ignored" both requests. (Id.)
Plaintiff further alleges that, "after constantly going to the clinic complaining
[and] seeing[] physician assistant Kelly Guy," he underwent an X-ray and was prescribed
naproxen, an anti-inflammatory drug. (Id. at 6-7) Plaintiff was later transferred to the Brooklyn
Detention Complex, where he has been prescribed gabapentin for his back pain. (Id. at 7)
Plaintiff complains that he currently suffers from "extreme back pain[]" that runs
from his back to his left leg, as well as alternating numbness and pain "like a million needles ...
sticking ... all over [his] leg [and] feet." (Id.) It is not clear from the SAC whether these
symptoms developed before or after Plaintiff's detention at the AMKC.
On June 23, 2016, Plaintiff filed a grievance -pursuant to the Inmate Grievance
Request Program ("IGRP") at the AMKC - regarding his back pain and his requests for a
mattress that is "suitable for [a] metal foundation frame." (Id. at 12) Plaintiff alleges that there
was no response to his grievance. (Id. at 8) Plaintiff forwarded a copy of his grievance to
Warden Mingo on July 13, 2016, and requested her assistance. (Id. at 8, 13) The SAC is silent
2
as to whether Warden Mingo responded to Plaintiffs letter. The SAC does not allege that
Plaintiff took any other steps to exhaust his administrative remedies. (Id. at 8)
II.
PROCEDURAL HISTORY
Plaintiff commenced this action on September 20, 2016. The Complaint names
Warden Mingo and Bob Barker- a mattress manufacturer- as defendants. (Cmplt. (Dkt. No. 2))
On October 25, 2016, Chief Judge McMahon issued an Order to Amend which identified certain
deficiencies in the Complaint, and granted Plaintiff leave to file an amended complaint within
sixty days. (Oct. 25, 2016 Order (Dkt. No. 6))
The Order to Amend explains that - in order to state an unconstitutional
conditions of confinement claim based on inadequate bedding a plaintiff must allege facts showing that (1) he had a pre-existing medical
condition requiring a special bed to protect against serious damage to his future
health; (2) he made that medical condition known to the prison officials; (3) he
requested a special bed to accommodate such medical condition; and (4) an
official who knew of and disregarded an excessive risk to the plaintiffs health or
safety denied his request. ... [A] [plaintiffs] naked assertions that [he] suffered
extreme pain as a result of [an] inadequate bed[], without more, d[o] not meet the
standard for pleadings in a § 1983 action.
(Id. at 3 (internal quotation marks omitted) (citing Howard v. City of New York. 12 Civ. 4069
(PAE) (JCF), 2013 WL 504164, at *2, 4 (S.D.N.Y. Feb. 11, 2013)))
The Order to Amend further states that,
[i]n his [C]omplaint, Plaintiff does not allege that his mattress exacerbated any
prior injuries, that he informed anyone at Rikers Island about a pre-existing injury
requiring a special bed, or that any Defendant refused to accommodate any
medical condition. Plaintiff thus fails to allege facts showing that any Defendant
knew of an excessive risk to his health and acted with deliberate indifference in
disregarding that risk. Moreover, Plaintiff also fails "to provide the factual detail
necessary to state a claim that he suffered injuries as a result of the bed."
DelaCruz v. City of New York, No. 15 Civ. 3030 (PAE) (JCF), 2015 WL
2399346, at *2 (S.D.N.Y. May 19, 2015). Plaintiffs allegations thus fail to state
3
a claim on which relief can be granted. For these reasons, Plaintiff is granted
leave to amend his complaint to address the deficiencies detailed above.
(Id.)
The Order to Amend also explains that,
[t]o state a claim under 42 U.S.C. § 1983, a plaintiff must allege facts showing the
defendants' direct and personal involvement in the alleged constitutional
deprivation.... Plaintiff alleges that he wrote to Warden Mingo regarding his
grievance. But he has not identified any specific individuals or stated whether
any of those individuals were aware of an excessive risk of injury to Plaintiff. If
Plaintiff seeks to hold any individuals liable under § 1983, he must name them as
defendants in an amended complaint and provide facts demonstrating that those
individuals were personally involved in the alleged violation of his constitutional
rights.
(Id. at 4-5 (internal citations omitted)) The Order also informs Plaintiff that "the body of
Plaintiff's amended complaint must tell the Court: who violated his federally protected rights;
what facts show that his federally protected rights were violated; when such violation occurred;
where such violation occurred; and why Plaintiff is entitled to relief." (Id. at 6)
Although the City of New York is not named as a defendant in the Complaint, the
Order to Amend also explains that, "to state a§ 1983 claim against a municipality, the plaintiff
must allege facts showing: (1) the existence of a municipal policy, custom, or practice, and (2)
that the policy, custom, or practice caused the violation of the plaintiffs constitutional rights."
(Id. at 4 (citing Bd. ofCnty. Comm'rs of Bryan Cnty. v. Brown, 520 U.S. 397,403 (1997); Jones
v. Town of East Haven, 691 F.3d 72, 80 (2d Cir. 2012)))
On December 5, 2016, Plaintiff filed the First Amended Complaint ("FAC"), in
which he adds the City, Captain Leon, Officer Lewis, Physician's Assistant Guy, and John and
Jane Doe as defendants. (F AC (Dkt. No. 7)) The case was assigned to this Court on December
4
27, 2016. On January 26, 2017, Plaintiff filed the SAC, which removes Bob Barker and the Doe
parties as defendants, and adds Noah and Lehey as defendants. (SAC (Dkt. No. 11))
On October 17, 2017, Defendants moved to dismiss the SAC on the grounds that
Plaintiff has not (1) exhausted his administrative remedies as required by the Prisoner Litigation
Reform Act, 42 U.S.C. § 1997(e) (the "PLRA"); (2) stated a Monell claim against the City; and
(3) pied a violation of his constitutional rights. (Def. Mot. (Dkt. No. 26)) Plaintiff's opposition
was due on November 17, 2017. (Oct. 31, 2017 Order (Dkt. No. 30)) Because Plaintiff has not
filed any opposition to Defendants' motion, the motion will be deemed unopposed.
DISCUSSION
I.
LEGAL STANDARD
"To survive a motion to dismiss, a complaint must contain sufficient factual
matter, accepted as true, to 'state a claim to relief that is plausible on its face."' Ashcroft v.
Iqbal, 556 U.S. 662,678 (2009) (quoting Bell Atlantic v. Twombly. 550 U.S. 544, 570 (2007)).
These factual allegations must be "sufficient to raise a right to relief above the speculative
level.'" Rahman v. Fisher, 607 F. Supp. 2d 580, 584 (S.D.N.Y. 2009) (quoting ATSI
Commc'ns, Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d Cir. 2007)). "In considering a motion
to dismiss ... the court is to accept as true all facts alleged in the complaint," Kassner v. 2nd
Ave. Delicatessen Inc., 496 F.3d 229,237 (2d Cir. 2007) (citing Dougherty v. Town ofN.
Hempstead Bd. of Zoning Appeals, 282 F.3d 83, 87 (2d Cir. 2002)), and must "draw all
reasonable inferences in favor of the plaintiff." Id. (citing Fernandez v. Chertoff, 471 F.3d 45,
51 (2d Cir. 2006)).
A complaint is inadequately pied "if it tenders 'naked assertion[s]' devoid of
'further factual enhancement,"' Iqbal, 556 U.S. at 678 (quoting Twombly. 550 U.S. at 557), and
5
does not provide factual allegations sufficient "to give the defendant fair notice of what the claim
is and the grounds upon which it rests." Port Dock & Stone Corp. v. Oldcastle Northeast, Inc.,
507 F.3d 117, 121 (2d Cir. 2007).
"In considering a motion to dismiss for failure to state a claim pursuant to Rule
12(b)(6), a district court may consider the facts alleged in the complaint, documents attached to
the complaint as exhibits, and documents incorporated by reference in the complaint." DiFolco
v. MSNBC Cable L.L.C., 622 F.3d 104, 111 (2d Cir. 2010) (citations omitted). Additionally,
"[w]here a document is not incorporated by reference, the court may never[the]less consider it
where the complaint 'relies heavily upon its terms and effect,' thereby rendering the document
'integral' to the complaint." Id. (quoting Mangiafico v. Blumenthal, 471 F.3d 391, 398 (2d Cir.
2006)).
Because Plaintiff is proceeding pro se, this Court must construe his pleading
liberally. See Erickson v. Pardus, 551 U.S. 89, 94 (2007) ("A document filed prose is 'to be
liberally construed."') (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)). Accordingly, the
Court reads the SAC "to raise the strongest arguments [it] suggest[s]." Fulton v. Goord, 591
F.3d 37, 43 (2d Cir. 2009) (quoting Green v. United States, 260 F.3d 78, 83 (2d Cir. 2001)). "As
in any other case, however, the Court accepts as true only factual allegations, and does not accept
as true allegations stating only legal conclusions." Braxton v. Nichols, No. 08 Civ. 08568
(PGG), 2010 WL 1010001, at *1 (S.D.N.Y. Mar. 18, 2010) (citing Harris v. Mills, 572 F.3d 66,
72 (2d Cir. 2009) ("[T]hreadbare recitals of a cause of action, supported by mere conclusory
statements, do not suffice [to establish entitlement to relief].")).
II.
EXHAUSTION OF ADMINISTRATIVE REMEDIES
Defendants argue that Plaintiffs claims should be dismissed because he has not
exhausted his administrative remedies. (Def. Br. (Dkt. No. 27) at 10-12)
A.
Applicable Law
Under the PLRA, "[n]o action shall be brought with respect to prison conditions
under [42 U.S.C. § 1983] ... by a prisoner confined in any jail, prison, or other correctional
facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a).
"Exhaustion is 'mandatory' and 'applies to all inmate suits about prison life, whether they
involve general circumstances or particular episodes."' Hernandez v. Coffey, 582 F.3d 303,305
(2d Cir. 2009) (quoting Porter v. Nussle, 534 U.S. 516, 524 (2002)).
The Supreme Court has held that the PLRA requires "'proper exhaustion,'"
Johnson v. Killian, 680 F.3d 234,238 (2d Cir. 2012) (quoting Woodford v. Ngo, 548 U.S. 81, 93
(2006)), which means that "'prisoners must complete the administrative review process in
accordance with the applicable procedural rules - rules that are defined not by the PLRA, but by
the prison grievance process itself."' Id. (quoting Jones v. Bock, 549 U.S. 199,218 (2007)).
Accordingly, the exhaustion inquiry requires courts to "look at the state prison procedures and
the prisoner's grievance to determine whether the prisoner has complied with those procedures."
Espinal v. Goord, 558 F.3d 119, 124 (2d Cir. 2009).
Here, Plaintiffs grievance is governed by the Inmate Grievance and Request
Program ("IGRP"), "a four-step administrative review and appeals system for prisoner
grievances within the New York City Department of Correction." Groenow v. Williams, No. 13
Civ. 3961 (PAC) (JLC), 2014 WL 941276, at *2 (S.D.N.Y. Mar. 11, 2014). The IGRP requires
an inmate to
7
(I) file a complaint with the IGRP for informal resolution ... ; (2) if unsatisfied with the
disposition or a disposition has not been reached in a timely manner, request a hearing
with the Inmate Grievance Resolution Committee ("IGRC") within five days of the
disposition; (3) appeal to the commanding officer of the facility, who must render a
decision within five working days; and (4) if the inmate is still unsatisfied with the
disposition, appeal to the DOC Central Office Review Committee ("CORC"), which
must issue a recommendation within 15 working days.
Id. at *2 n.l (citing N.Y.C. Dep't of Corr., Directive 3376 (effective Sept. 12, 2012)). 1 "The
inmate must take each of the four steps to exhaust the administrative grievance process." 2
Perez v. City ofNew York, No. 14 CIV. 07502 (LGS), 2015 WL 3652511, at *3 (S.D.N.Y. June
11, 2015).
Because a "[f]ailure to exhaust administrative remedies is an affirmative defense
under the PLRA, not a pleading requirement, ... 'inmates are not required to specially plead or
demonstrate exhaustion in their complaints."' Williams v. Correction Officer Priatno, 829 F.3d
118, 122 (2d Cir. 2016) (quoting Jones, 549 U.S. at 216). Nonetheless, "a district court still may
dismiss a complaint for failure to exhaust administrative remedies if it is clear on the face of the
complaint that the plaintiff did not satisfy the PLRA exhaustion requirement." Id.
1
It is a "common practice in this District" to take "judicial notice of the version of the IGRP in
effect at the time of the events giving rise to [a prisoner's] claim." Leneau v. City of New York,
No. 16-CV-0893 (RA), 2018 WL 583120, at *2 n.3 (S.D.N.Y. Jan. 26, 2018).
2
"[W]here administrative remedies are not 'available' [to an inmate,] failure to comply with the
PLRA exhaustion requirement may be excused." Barker v. Smith, No. 16 Civ. 76 (NSR), 2017
WL 3701495, at *4 n.3 (S.D.N.Y. Aug. 25, 2017) (citation omitted). Here, Plaintiff does not
contend that the IGRP was unavailable to him. As a pre-trial detainee at the AMKC, Plaintiff
had access to the IGRP, which is not so opaque that it is incapable of use. Furthermore, Plaintiff
has not alleged that officers were unable or consistently unwilling to provide any relief to
aggrieved inmates, or that prison administrators prevent inmates from utilizing the grievance
process, whether by misrepresentation, intimidation, or otherwise.
8
B.
Application
Here, the SAC indicates that Plaintiff filed an initial grievance on June 23, 2016,
and then forwarded his grievance to Warden Mingo. (See SAC (Dkt. No. 11) at 8, 12-13) The
SAC does not address whether Plaintiff requested a hearing before the IGRC or appealed to the
CORC.
Where, as here, "a prisoner indicates that he has taken some steps toward
exhaustion, district courts will not normally infer from his silence as to any remaining steps that
he has not fully exhausted." Groenow, 2014 WL 941276, at *2 (emphasis in original); see also
James v. Orange Cnty. Corr. Fae., No. 09 Civ. 9226 (CM), 2011 WL 5834855, at *3 (S.D.N.Y.
Nov. 18, 2011) (denying motion to dismiss for failure to exhaust administrative remedies where
plaintiff supplied a "partial history of his exhaustion of the grievance process"). " [A ]lthough
dismissal on the basis of exhaustion ... might be obtained if the allegations of the complaint
clearly demonstrated that the defense was merited, a pro se plaintiffs pleading references to
various efforts that he had made to bring alleged prison violations to the attention of the prison
authorities cannot be treated as tantamount to an admission that he had not exhausted his
remedies." Wesley v. Muhammad, No. 05 CIV. 5833 (GEL) (MHD), 2008 WL 123812, at *3
(S.D.N.Y. Jan. 10, 2008), report and recommendation adopted, 2008 WL 236974 (S.D.N.Y. Jan.
28, 2008); see also Randolph v. N.Y.C. Dep't of Corr., No. 05 Civ. 8820 (GEL) (MHD), 2007
WL 2660282, at *7-8 (S.p.N.Y. Sept. 7, 2007) (denying motion to dismiss complaint where
plaintiff alleged that he filed grievance and received no response, because "at no point d[id] [the
plaintiff] state that he failed to follow all the required grievance procedures"; "[plaintiffs] failure
to mention some of the required steps cannot be deemed to establish a failure to exhaust,"
because "it simply leaves ambiguity as to the extent of his exhaustion efforts").
9
The cases cited by Defendants (Def. Br. (Dkt. No. 27) at 11-12) are not to the
contrary, because plaintiffs failure to exhaust was clear from the face of the complaint. See
Tyler v. Argo, No. 14-CV-2049 (CM) (DCF), 2014 WL 5374248, at *4 (S.D.N.Y. Oct. 10, 2014)
(granting motion to dismiss based on failure to exhaust where prisoner "specifically allege[ d]
that he did not proceed with any additional steps in the grievance process"); Perez v. City of New
York, No. 14 CIV. 07502 (LGS), 2015 WL 3652511, at *3 (S.D.N.Y. June 11, 2015) (granting
motion to dismiss based on failure to exhaust where "[t]he timing of the [c]omplaint [] show[ed]
that the grievance process could not have been completed when [p]laintiff commenced [the]
action").
Here, it is not clear from the face of the SAC that Plaintiff failed to exhaust his
administrative remedies. Accordingly, the SAC will not be dismissed based on a failure to
exhaust administrative remedies.
III.
DEPRIVATION OF A CONSTITUTIONAL RIGHT
Defendants also contend that Plaintiff's claims should be dismissed because he
has not alleged the deprivation of a constitutional right. (Def. Br. (Dkt. No. 27) at 12-18)
A.
Section 1983 Claims Generally
"Section 1983 provides a civil claim for damages against any person who, acting
under color of state law, deprives another of a right ... secured by the Constitution or the laws of
the United States." Sykes v. James, 13 F.3d 515, 519 (2d Cir. 1993) (citations omitted). "To
state a claim under Section 1983, a plaintiff must show: '(1) actions taken under color oflaw; (2)
deprivation of a constitutional or statutory right; (3) causation; [and] (4) damages."' Rahman v.
Fisher, 607 F. Supp. 2d 580,584 (S.D.N.Y. 2009) (quoting Roe v. City of Waterbury, 542 F.3d
31, 36 (2d Cir. 2008)).
10
"Section 1983 itself creates no substantive rights; it provides only a procedure for
redress for the deprivation of rights established elsewhere." Sykes, 13 F.3d at 519 (citing City of
Oklahoma City v. Tuttle, 471 U.S. 808, 816 (1985)). "In order to prevail on a [S]ection 1983
claim, the plaintiff must show that the defendant's conduct deprived him of a federal right." Id.
(citations omitted). Furthermore, "[a] civil rights complaint 'must contain specific allegations of
fact which indicate a deprivation of constitutional rights; allegations which are nothing more
than broad, simple and conclusory statements are insufficient to state a claim under [Section]
1983."' Williams v. City ofNew York, No. 03 Civ. 5342 (RWS), 2005 WL 2862007, at *3
(S.D.N.Y. Nov. 1, 2005) (quoting Vishevnik v. Supreme Court of the State of New York, No. 99
Civ.3611 (RWS), 1999 WL 796180, at *2 (S.D.N.Y. Oct. 6, 1999) (quoting Alfaro Motors Inc.
v. Ward, 814 F.3d 883, 857 (2d Cir. 1987))).
Construed liberally, the SAC alleges that Defendants subjected Plaintiff to
unconstitutional conditions of confinement, or failed to provide him constitutionally adequate
medical care, in violation of the Fourteenth Amendment. (See SAC (Dkt. No. 11))
B.
Unconstitutional Conditions of Confinement
1.
Applicable Law
"A pretrial detainee's claims of unconstitutional conditions of confinement are
governed by the Due Process Clause of the Fourteenth Amendment," which requires "a showing
that the officers acted with deliberate indifference to the challenged conditions." Darnell v.
Pineiro, 849 F.3d 17, 29 (2d Cir. 2017). To state a deliberate indifference claim under Section
1983, a plaintiff must plead both objective and subjective elements. Id.
The objective element requires an inmate to allege conditions that, "either alone
or in combination, pose an unreasonable risk of serious damage to his health, which includes the
11
risk of serious damage to physical and mental soundness." Id. at 30 (internal quotation marks
and citations omitted). In determining whether a deprivation is "sufficiently serious," the court
should not apply a "static test," but rather evaluate "the conditions themselves ... in light of
contemporary standards of decency." Id. (internal quotation marks ~d citations omitted).
The subjective element requires an inmate to allege that "the defendant-official
acted intentionally to impose the alleged condition, or recklessly failed to act with reasonable
care to mitigate the risk that the condition posed to the pretrial detainee[,] even.though the
defendant-official knew, or should have known, that the condition posed an excessive risk to
health or safety." Id. at 35. Allegations of "mere negligence" do not suffice, id. at 36, and an
alleged "reckless or intentional action (or inaction)" is only sufficient if it is "the product of a
voluntary act (or omission) by the official." Id. at 36 n.16.
With respect to the objective prong, "[i]t is well-settled that the mattresses in
current use at Rikers Island do not in and of themselves offend the Constitution." Rivera v. Doe,
No. 16 CV 8809 (PAE) (BCM), 2018 WL 1449538, at *9 (S.D.N.Y. Feb. 26, 2018), report and
recommendation adopted, 2018 WL 1441386 (S.D.N.Y. Mar. 22, 2018); see also White v.
Schriro, No. 16 CIV 6769 (PAE) (JCF), 2017 WL 3268202, at *3 (S.D.N.Y. July 31, 2017) ("To
the extent that the plaintiff argues ... that the Bob Barker mattress is uncomfortable and is not to
be used with a foundation, these claims [] fail to establish the objective prong."), report and
recommendation adopted, 2018 WL 1384506 (S.D.N.Y. Mar. 16, 2018); Youmans v. Schriro,
No. 12 CIV. 3690 (PAE) (JCF), 2013 WL 6284422, at *2 (S.D.N.Y. Dec. 3, 2013) ("[T]he
warning on the mattress - to the effect that the mattress is to be used without a foundation relates to fire safety, not to chiropractic health.").
12
Prior to the Second Circuit's decision in Darnell, 849 F.3d 17, it was also "wellestablished in this District that a plaintiff complaining about an inadequate standard-issue prison
mattress 'must allege facts showing that (1) he had a preexisting medical condition requiring a
special bed to protect against serious damage to his future health; (2) he made that medical
condition known to prison officials; (3) he requested a special bed to accommodate such medical
condition; and (4) his request was denied by an official who knew _of and disregarded an
excessive risk to the plaintiffs health or safety."' Rivera, 2018 WL 144953 8, at *8 (quoting
Howard, 2012 WL 7050623, at *9); see also,~. Youmans, 2013 WL 6284422, at *5.
"Alternatively, a prisoner could also show that the medical condition was itself created by an
inadequate bed or mattress and that an official who became aware of the situation failed to
remedy it." Youmans, 2013 WL 6284422, at *5. In light of Darnell, however, "rather than ask
whether the charged official knew of and disregarded an excessive risk to inmate health or
safety, courts [must] instead determine whether the official knew, or should have known that his
or her conduct posed an excessive risk to health or safety." Rivera, 2018 WL 1449538, at *8
(internal. quotation marks and citations omitted).
2.
Application
Here, Plaintiff has not pled facts sufficient to satisfy the objective prong of a
conditions of confinement claim, because he has "failed to allege either that he had a medical
condition requiring a non-standard bed to protect against serious damage to his future health, or
that [his] medical condition was itself created by an inadequate bed or mattress." Id. at *9
(internal quotation marks and citations omitted).
Plaintiff alleges that he suffers from sciatica; that he uses a "tens machine" which "shoots electrical pulses into [his] nerves" - to treat this condition; and that his request for
13
an orthopedic mattress as a "special accommodation" was "ignored." (SAC (Dkt. No. 11) at 6)
These allegations are not sufficient to demonstrate that Plaintiffs back condition necessitated an
orthopedic mattress, however. Rivera, 2018 WL 1449538, at *9 (recommending dismissal of
conditions of confinement claim where plaintiff "offer[ ed] no facts suggest[ing] that the []
mattress was the reason for his [] discomfort," "plaintiffs doctors did not prescribe any
particular kind of bedding," and plaintiff did not "allege that any other medical provider, in or
out of prison, recommended a special or different mattress"). Nor has Plaintiff pled facts
demonstrating that his condition worsened as a result of the mattress that was provided. See
Turner v. City ofNew York, No. 16 CIV 8864 (PAE) (RWL), 2017 WL 6942760, at *3
(S.D.N.Y. Dec. 12, 2017) (recommending dismissal where plaintiff "ha[d] not plausibly alleged
that his current mattress or the absence of a mattress either exacerbated or caused his ailments"),
report and recommendation adopted, 2018 WL 401513 (S.D.N.Y. Jan. 12, 2018). Accordingly,
Plaintiff has not pled facts sufficient to satisfy the objective prong of a conditions of confinement
claim.
Plaintiff has likewise not pied facts demonstrating that he was denied adequate
bedding by an official who acted with deliberate indifference. Plaintiff alleges that Physician's
Assistant Noah did not "acknowledge" his condition; that Nurse Practitioner Lehey "ignored" his
request for a special mattress; and that Plaintiff complained to Physician's Assistant Guy about
his back pain (SAC (Dkt. No. 11) at 6-7), but none of these allegations demonstrates that these
individuals "knew, or should have known" that depriving Plaintiff of an orthopedic mattress
posed an "excessive risk" to his "health or safety." Darnell, 849 F.3d at 35; cf. Harris v. Moore,
No. 15 CIV 1608 (PAE) (JCF), 2015 WL 10427865, at *1, 4 (S.D.N.Y. Dec. 3, 2015) (plaintiff
sufficiently pled deliberate indifference where prison officials ignored a doctor's note that
14
"indicated that the plaintiff [had] chronic lumbar pain ... , and requested that [plaintiff] be
allowed a double mattress due to chronic lumbago") (internal quotation marks and citations
omitted), report and recommendation adopted, 2016 WL 908146 (S.D.N.Y. Mar. 2, 2016).
Plaintiffs conditions of confinement claim will be dismissed.
C.
Deliberate Indifference to Serious Medical Needs
1.
Applicable Law
"Claims by pretrial detainees for inadequate medical care are also analyzed under
the Fourteenth Amendment," and require "the detainee [to] make two showings." Rivera, 2018
WL 1449538, at *8 (citing Lloyd v. City of New York, 246 F. Supp. 3d 704, 717 (S.D.N.Y.
2017)). The first requirement is objective: "the alleged deprivation of adequate medical care
must be sufficiently serious." Id. (internal quotation marks and citations omitted). The second
requirement is subjective: "the defendant must act with a sufficiently culpable state of mind."
Id. (internal quotation marks and citations omitted).
"Determining whether a deprivation is an objectively serious deprivation entails
two inquiries." Salahuddin v. Goord, 467 F.3d 263, 279 (2d Cir. 2006). "The first inquiry is
whether the prisoner was actually deprived of adequate medical care." Id. Because "the prison
official's duty is only to provide reasonable care," prison officials can only be found liable if
they fail '"to take reasonable measures' in response to a medical condition." Id. (quoting Farmer
v. Brennan, 511 U.S. 825, 827 (1994)).
Second, a court must determine "whether the inadequacy in medical care is
sufficiently serious." Id. at 280. "This inquiry requires the court to examine how the offending
conduct is inadequate and what harm, if any, the inadequacy has caused or will likely cause the
prisoner." Id. (citations omitted). "[I]f the unreasonable medical care is a failure to provide any
15
treatment for an inmate's medical condition, courts examine whether the inmate's medical
condition is sufficiently serious." Id. "In cases where the inadequacy is in the medical treatment
given," however, "the seriousness inquiry is narrower," id., "and the focus is on the alleged
inadequate treatment, not the underlying condition alone." Abreu v. Schriro, No. 1: 14-CV-6418GHW, 2016 WL 3647958, at *3 (S.D.N.Y. July 1, 2016) (internal quotation marks and citations
omitted). Specifically, the court must consider "the effectiveness of the treatment the prisoner
received, and the harm that resulted from the alleged shortfalls." Gonzalez v. Jones, 2010 WL
533856, at *17 (S.D.N.Y. Feb. 11, 2010), aff'd sub nom. Gonzales v. Nowak, 443 F. App'x 615
(2d Cir. 2011).
"The mental element [] of the test, for pretrial detainees, is judged by the same
'deliberate indifference' standard articulated in Darnell." Rivera, 2018 WL 1449538, at *8; see
also Lloyd, 246 F. Supp. 3d at 718 ("The reasoning of Darnell applies equally to claims of
deliberate indifference to serious medical needs under the Fourteenth Amendment.").
Accordingly, the question is whether the official knew, or should have known, that his or her
conduct posed an excessive risk to Plaintiffs health or safety. Darnell, 849 F.3d at 35. Again,
negligence is not sufficient. Id. at 36.
2.
Analysis
Here, the SAC does not satisfy the objective prong of an inadequate medical
treatment claim, because Plaintiff has not alleged facts demonstrating that he suffered a
sufficiently serious deprivation of medical care. As an initial matter, Plaintiff does not allege
that he was denied treatment. To the contrary, Plaintiff alleges that, after he was seen by
Physician's Assistant Guy, he received an X-ray and was prescribed naproxen, an antiinflammatory drug. (SAC (Dkt. No. 11) at 6-7) With respect to the adequacy of the treatment
16
he received, Plaintiff does not allege that the treatment caused him harm or was otherwise
inappropriate, except to the extent that his request for an "orthopedic" mattress was ignored.
"[A] prisoner's belief that he should have received more or different treatment ... is not, without
more, sufficient to state a constitutional claim," however. Rivera, 2018 WL 144953 8, at * 11; see
also Campanello v. Ponte, No. 16 CIV 7432 (PAE) (JCF), 2017 WL 4122705, at *1, 4 (S.D.N.Y.
Aug. 22, 2017) (concluding that plaintiff who allegedly suffered "from a variety of back
ailments[,] including scoliosis, bulging discs, and foraminal stenosis," had not pled an inadequate
medical treatment claim where he underwent an MRI and was prescribed pain medication and a
back brace; reasoning that, "[a]lthough the plaintiff would rather have received an additional
mattress and pillow, this preference does not rise to a constitutional entitlement"), report and
recommendation adopted, 2017 WL 4124337 (S.D.N.Y. Sept. 13, 2017); Gonzalez v. Wright,
665 F. Supp. 2d 334, 347 (S.D.N.Y. 2009) ("'The prisoner's right is to medical care - not the
type or scope of medical care which he personally desires.'") (quoting United States ex rel. Hyde
v. McGinnis, 429 F. 2d 864, 867-68 (2d Cir. 1970)). Accordingly, Plaintiffs inadequate
treatment claim must be dismissed.
Plaintiff has likewise not adequately pied the subjective component of an
inadequate treatment claim. Although Plaintiff alleges that prison officials ignored his request
for an orthopedic mattress, because he received other treatment, Plaintiffs mattress allegation standing alone - is insufficient to establish deliberate indifference. It is well-settled that
"disagreements over medications, diagnostic techniques(~, the need for X-rays), forms of
treatment, or the need for specialists or the timing of their intervention, are not adequate grounds
for a Section 1983 claim," because "these issues implicate medical judgments and, at worst,
negligence amounting to medical malpractice." Sonds v. St. Barnabas Hosp. Corr. Health Servs.,
17
151 F. Supp. 2d 303,312 (S.D.N.Y. 2001); see also Little v. City ofNew York, No. 16 CIV
0780 (PAE) (JCF), 2017 WL 713895, at *4 (S.D.N.Y. Feb. 3, 2017) (concluding that plaintiff
had not satisfied the subjective prong of an inadequate treatment claim where "the medical staff
treated [the plaintiff] with painkillers and muscle relaxers," notwithstanding "plaintiffs
contention that what he really required was a different mattress"), report and recommendation
adopted, 2017 WL 698386 (S.D.N.Y. Feb. 21, 2017). Accordingly, Plaintiffs inadequate
treatment claim must also be dismissed for failure to plead facts demonstrating deliberate
indifference.
IV.
PERSONAL INVOLVEMENT
Defendants argue that Plaintiffs claims against Warden Mingo, Captain Leon,
and Officer Lewis should be dismissed because Plaintiff has not pled facts demonstrating their
personal involvement in the alleged constitutional violations. (Def. Br. (Dkt. No. 27) at 18)
A.
Applicable Law
It is "well settled that, in order to establish a defendant's individual liability in a
suit brought under§ 1983, a plaintiff must show ... the defendant's personal involvement in the
alleged constitutional deprivation." Grullon v. City of New Haven, 720 F.3d 133, 138 (2d Cir.
2013). "Because vicarious liability is inapplicable to ... § 1983 suits, a plaintiff must plead that
each Government-official defendant, through the official's own individual actions, has violated
the Constitution." Iqbal, 556 U.S. at 676. "Conclusory accusations regarding a defendant's
personal involvement in the alleged violation, standing alone, are not sufficient." Vasquez v.
Reilly, No. 15-CV-9528 (KMK), 2017 WL 946306, at *11 (S.D.N.Y. Mar. 9, 2017).
18
Although "supervisors cannot be held liable based solely on the alleged
misconduct of their subordinates," id., the personal involvement of a supervisor may be
established by showing that
(1) the defendant participated directly in the alleged constitutional violation, (2)
the defendant, after being informed of the violation through a report or appeal,
failed to remedy the wrong, (3) the defendant created a policy or custom under
which unconstitutional practices occurred, or allowed the continuance of such a
policy or custom, (4) the defendant was grossly negligent in supervising
subordinates who committed the wrongful acts, or (5) the defendant exhibited
deliberate indifference to the rights of inmates by failing to act on information
indicating that unconstitutional acts were occurring.
Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir. 1995).
B.
Application
The SAC does not plead any facts concerning Captain Leon and Officer Lewis.
Because Plaintiff has not alleged any facts connecting these defendants to the alleged
constitutional deprivations, he has not sufficiently pied their personal involvement. As to
Warden Mingo, Plaintiff alleges only that he forwarded his grievance to her. (SAC (Dkt. No. 11)
at 8, 13) That allegation is insufficient, as a matter of law, to establish her personal involvement.
See,~, Alvarado v. Westchester Cty., 22 F. Supp. 3d 208,215 (S.D.N.Y. 2014) ("[B]ecause
Section 1983 liability cannot be predicated on a theory ofrespondeat superior, . . . a
[supervisory] defendant's mere receipt of a letter or grievance, without personally investigating
or acting thereon, is insufficient to establish personal involvement.") (internal quotation marks
and citations omitted); see also Watson v. McGinnis, 964 F.Supp. 127, 130 (S.D.N.Y. 1997)
("[A]llegations that an official ignored a prisoner's letter are insufficient to establish liability.").
Accordingly, Plaintiff's claims against these three defendants will also be dismissed for failure to
plead their personal involvement.
19
V.
MUNICIPAL LIABILITY
Defendants argue that Plaintiff's claim against the City should be dismissed
because he has not stated a claim for Monell liability. (Def. Br. (Dkt. No. 27) at 19)
A.
Applicable Law
"[A] municipality cannot be held liable [under Section 1983] solely because it
employs a tortfeasor- or, in other words, a municipality cannot be held liable under§ 1983 on a
respondeat superior theory." Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691 (1978)
(emphasis in original). "Instead, it is when execution of a government's policy or custom,
whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent
official policy, inflicts the injury that the government as an entity is responsible under§ 1983."
Id. at 694.
Courts in this Circuit apply a two-prong test to Monell claims. A plaintiff "must
first prove the existence of a municipal policy or custom in order to show that the municipality
took some action that caused his injuries beyond merely employing the misbehaving officer."
Vippolis v. Village of Haverstraw, 768 F.2d 40, 44 (2d Cir. 1985). A plaintiff may satisfy this
requirement by alleging the existence of
(1) a formal policy officially endorsed by the municipality; (2) actions taken by
government officials responsible for establishing the municipal policies that
caused the particular deprivation in question; (3) a practice so consistent and
widespread that, although not expressly authorized, constitutes a custom; or (4) a
failure by policymakers to provide adequate training or supervision to
subordinates to such an extent that it amounts to deliberate indifference to the
rights of those who come into contact with the municipal employees.
Brandon v. City ofNew York, 705 F. Supp. 2d 261, 276-77 (S.D.N.Y. 2010) (internal citations
omitted). Second, "the plaintiff must establish a causal connection - an 'affirmative link' between the policy and the deprivation of his constitutional rights." Vippolis, 768 F.2d at 44.
20
"[M]ere allegations of a municipal [policy,] custom[,] or practice ... are
insufficient to demonstrate [its] existence ... unless supported by factual details." Triano v.
Town of Harrison, 895 F. Supp. 2d 526, 535 (S.D.N.Y. 2012) (citing Moore v. City of New
York, No. 08 Civ. 8879 (PGG), 2010 WL 742981, at *6 (S.D.N.Y. Mar. 2, 2010)). "[A] plaintiff
must allege facts tending to support, at least circumstantially, an inference that such a municipal
policy or custom exists." Santos v. New York City, 847 F. Supp. 2d 573,576 (S.D.N.Y. 2012).
B.
Application
Because Plaintiff has not alleged an underlying constitutional violation, the City
cannot be found liable under Monell. See Seymore v. Dep't of Corr Servs., No. 11 Civ. 2254
(JGK), 2014 WL 641428, at *8 (S.D.N.Y. Feb. 18, 2014) ("Monell only 'extends liability to a
municipal organization where that organization's failure to train, or the policies or customs that it
has sanctioned, led to an independent constitutional violation."') (quoting Segal v. City of New
York, 459 F.3d 207,219 (2d Cir. 2006)).
Even if the SAC alleged an underlying constitutional violation, Plaintiff has not
alleged that his injuries resulted from a municipal policy or custom. The gravamen of Plaintiffs
Section 1983 claim is that his requests for an orthopedic mattress were not granted. (SAC (Dkt.
No. 11) at 6-7) To predicate Monell liability on such allegations, Plaintiff would need to plead
facts demonstrating that the individuals who denied him the mattress worked at the policymaking
level, or that the City has a policy or practice of ignoring requests for orthopedic mattresses. See
Wheeler v. Wallkill, No. 16-CV-7441 (KMK), 2017 WL 2999503, at *5 (S.D.N.Y. July 13,
2017) ("[A] custom or policy cannot be shown by pointing to a single instance of
unconstitutional conduct by a mere employee of the municipality," unless (1) it was caused by an
"officially promulgated policy as that term is generally understood," or (2) "where a single act is
21
taken by a municipal employee who, as a matter of state law, has final policymaking authority in
the area in which the action was taken.") (internal quotation marks and citations omitted).
Plaintiff has pled no such facts. Nor has Plaintiff alleged that a specific deficiency in the
municipality's training caused his irtjuries. See Calderon v. City of New York, 138 F. Supp. 3d
593, 613 (S.D.N.Y. 2015) (to state a Monell claim based on a failure to train, "a plaintiff must
plausibly allege a specific deficiency in the municipality's training"). Accordingly, Plaintiff's
Monell claim must be dismissed for failure to allege a policy, practice, or custom that caused him
lilJUry.
VI.
LEAVE TO AMEND
The Second Circuit has instructed that a pro se litigant should be given at least
one opportunity to "amend his complaint prior to its dismissal for failure to state a claim, unless
the court can rule out any possibility, however unlikely it might be, that an amended complaint
would succeed in stating a claim." Gomez v. USAA Federal Savings Bank, 171 F.3d 794, 796
(2d Cir. 1999). Here, Plaintiff has filed three separate complaints, but has not succeeded in
pleading a Section 1983 claim.
In the October 25, 2016 Order to Amend, Chief Judge McMahon granted Plaintiff
leave to file an amended complaint and explained in detail the standards governing Plaintiff's
claims. (Oct. 25, 2016 Order (Dkt. No. 6)) Since then, Plaintiff has filed two amended
complaints, neither of which satisfies the standards set forth in the Order to Amend. Under these
circumstances, there is no reason to believe that granting Plaintiff another opportunity to amend
would yield a different result. Accordingly, dismissal of the SAC will be without leave to
amend. See Ruotolo v. City ofNew York, 514 F.3d 184, 191 (2d Cir. 2008) (leave to amend
22
may be denied where the plaintiff has failed "to cure deficiencies by amendments previously
allowed") (internal quotation marks and citations omitted).
CONCLUSION
For the reasons stated above, Defendants' motion to dismiss is granted. The
Clerk of Court is directed to terminate the motion (Dkt. No. 26), and close this case. The Clerk
is further directed is directed to mail a copy of this order, via certified mail, to pro se Plaintiff
Gary Sanders.
Dated: New York, New York
June 22, 2018
SO ORDERED.
Paul G. Gardephe
United States District Judge
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