Fiorentino v. UBS Financial Services, Inc.

Filing 9

CLERK'S JUDGMENT re: 8 Order in favor of Vincent John Fiorentino against UBS Financial Services, Inc. It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated May 6, 2022, the Arbitration A ward issued in FINRA Dispute Resolution No. 20-03189, dated February 17, 2022, in favor of the Petitioner, made by FIN RA Arbitrator Richard W. Cutler (ECF No. 1-2), is Confirmed. 2. FINRA shall execute the Arbitrator's expungement directive removing all references to Occurrence Number 2064770 from registration records maintained by the Central Registration Depository for Mr. Fiorentino (CRD Number 1557805). (Signed by Clerk of Court Ruby Krajick on 5/9/2022) (Attachments: # 1 Right to Appeal) (km)

Download PDF
Case 1:22-cv-02795-SDA Document 9 Filed 05/09/22 Page 1 of 1 ! •. • ~ ·,. . ' . I - UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------X VINCENT JOHN FIORENTINO, Petitioner, 22 CIVIL 2795 JUDGMENT -againstUBS FINANCIAL SERVICES, INC., Respondent. ----------------------------------------------------------X It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated May 6, 2022, the Arbitration Award issued in FINRA Dispute Resolution No. 20-03189, dated February 17, 2022, in favor of the Petitioner, made by FIN RA Arbitrator Richard W. Cutler (ECF No. 1-2), is Confirmed. 2. FINRA shall execute the Arbitrator's expungement directive removing all references to Occurrence Number 2064770 from registration records maintained by the Central Registration Depository for Mr. Fiorentino (CRD Number 1557805). Dated: New York, New York May 9, 2022 RUBY J. KRAJICK Clerk of Court BY: Deputy Clerk

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?