Fiorentino v. UBS Financial Services, Inc.

Filing 9

CLERK'S JUDGMENT re: #8 Order in favor of Vincent John Fiorentino against UBS Financial Services, Inc. It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated May 6, 2022, the Arbitration Award issued in FINRA Dispute Resolution No. 20-03189, dated February 17, 2022, in favor of the Petitioner, made by FIN RA Arbitrator Richard W. Cutler (ECF No. 1-2), is Confirmed. 2. FINRA shall execute the Arbitrator's expungement directive removing all references to Occurrence Number 2064770 from registration records maintained by the Central Registration Depository for Mr. Fiorentino (CRD Number 1557805). (Signed by Clerk of Court Ruby Krajick on 5/9/2022) (Attachments: #1 Right to Appeal) (km)

Case 1:22-cv-02795-SDA Document 9 Filed 05/09/22 Page 1 of 1
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
------------------------------------------------------------X
VINCENT JOHN FIORENTINO,
Petitioner,

22 CIVIL 2795

JUDGMENT

-againstUBS FINANCIAL SERVICES, INC.,
Respondent.

----------------------------------------------------------X

It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons
stated in the Court's Order dated May 6, 2022, the Arbitration Award issued in FINRA Dispute
Resolution No. 20-03189, dated February 17, 2022, in favor of the Petitioner, made by FIN RA
Arbitrator Richard W. Cutler (ECF No. 1-2), is Confirmed. 2. FINRA shall execute the Arbitrator's
expungement directive removing all references to Occurrence Number 2064770 from registration
records maintained by the Central Registration Depository for Mr. Fiorentino (CRD Number
1557805).
Dated: New York, New York
May 9, 2022
RUBY J. KRAJICK
Clerk of Court
BY:
Deputy Clerk