McCray v. Lee et al
Filing
59
OPINION & ORDER re: 37 MOTION for Preliminary Injunction, MOTION to Expedite filed by Lionel McCray, 47 MOTION to take Judicial Notice filed by Lionel McCray, 49 MOTION for Leave to File a Second Amended Complaint filed b y Lionel McCray, 29 APPLICATION for the Court to Request Counsel filed by Lionel McCray, 44 MOTION to Dismiss the Amended Complaint filed by Superintendent William Lee, Sergeant Kutz, Plimley. For the foregoing reasons, Def endants' Motion To Dismiss is granted. If Plaintiff wishes to file an Amended Complaint alleging additional facts and otherwise addressing the deficiencies identified above, Plaintiff must do so within 30 days of the date of this Opinion & Orde r. The failure to do so may result in the dismissal of Plaintiff's claims with prejudice. The Clerk of Court is respectfully directed to terminate the pending Motions. (See Dkt. Nos. 29, 37, 44, 47, 49.) (Signed by Judge Kenneth M. Karas on 5/23/2017) (mml)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
LIONEL McCRAY,
Plaintiff,
No. 16-CV-1730 (KMK)
v.
SUPERINTENDENT WILLIAM LEE,
WATCH COMMANDER LT. PLIMLEY,
SERGEANT KUTZ,
OPINION & ORDER
Defendants.
Appearances:
Lionel McCray
Auburn, NY
Pro Se Plaintiff
Bradley G. Wilson, Esq.
Office of the Attorney General of the State of New York
New York, NY
Counsel for Defendants
KENNETH M. KARAS, District Judge:
Plaintiff Lionel McCray (“Plaintiff”), currently an inmate at Auburn Correctional Facility
proceeding pro se, brings this Action against Superintendent William Lee (“Lee”), Watch
Commander Lt. Plimley (“Plimley”) and Sergeant Kutz (“Kutz,” and collectively,
“Defendants”), for violation of Plaintiff’s rights under the Eighth Amendment and New York
State law. Before the Court is Defendants’ Motion To Dismiss pursuant to Federal Rules of
Civil Procedure 12(b)(1) and 12(b)(6) (the “Motion”). (See Dkt. No. 44.) For the reasons to
follow, Defendants’ Motion is granted.
I. Background
A. Factual Background
The following facts are drawn from Plaintiff’s Amended Complaint and are taken as true
for the purpose of deciding the instant Motion.
On February 20, 2014, at approximately 10:10 a.m., Plaintiff was in the “G and H block
recreational yard” of Green Haven Correctional Facility (“Green Haven”). (Am. Compl. ¶ 12
(Dkt. No. 20).) Plaintiff was “walk[ing] down the narrow . . . walkway between H block and the
handball court . . . [and] tr[ying] to avoid an about three feet long frozen solid sheet of ice on the
yard walkway floor,” when he “slipped on the frozen icy walkway and fell.” (Id. ¶ 13.) “[I]n an
attempt to save his hands and face from injury,” Plaintiff “folded himself . . . and braced for
impact [of] the walkway floor, thereby landing on his left shoulder.” (Id.) Upon impact,
“Plaintiff heard a pop from his ankle area.” (Id.)
“Plaintiff limped back to E block” where he “remov[ed] his boot and show[ed] [a
correctional] officer his swollen left ankle,” and “requested an emergency sick-call.” (Id. ¶ 15.)
A doctor at Green Haven “took an incident report and issued Plaintiff a bandage and some
painkillers.” (Id. ¶ 16.) “Plaintiff[’s] health care provider ordered an [x]-ray and MRI after
Plaintiff fil[]ed a grievance for lack of adequate medical care.” (Id.)
Plaintiff avers that “[t]here was no storm in progress at the time of [his] slip and fall,” (id.
¶ 14), and that Defendant Kutz, “who[] was charged with supervision of . . . [i]nmates in the G
and H yard on February 20[], 2014, showed complete indifference to [i]nmates[’] safety” by
allowing the walkways to remain “unsanded or de-iced.” (Id. ¶ 11.)
Plaintiff further alleges that “Defendants failed to use [o]rdinary care to furnish . . .
Plaintiff and other [i]nmates with a reasonably safe place to observe recreation and to perform
2
. . . exercise,” (id. ¶ 18), and that “[a]s a direct and proximate result of one of more of the . . . acts
of . . . [D]efendants[’] recklessness and deliberate indifference,” Plaintiff suffered permanent and
severe injuries to his left ankle and left shoulder, “which has caused Plaintiff to suffer great
bodily and mental pains,” (id. ¶ 17).
Plaintiff requests declaratory and injunctive relief, as well as compensatory and punitive
damages and attorney’s fees. (See id. at 10.) Plaintiff also requests that this Court “charge . . .
[D]efendant . . . Lee for the [c]riminal offense of [r]eckless [e]ndangerment in the [f]irst degree.”
(Id.)
B. Procedural History
Plaintiff filed his Complaint on March 7, 2016. (See Dkt. No. 2.) On May 23, 2016,
Plaintiff filed an application for the Court to request pro bono counsel, (see Dkt. No. 8), which
the Court denied without prejudice on June 7, 2016, (see Dkt. No. 10). Plaintiff filed the
Amended Complaint on August 4, 2016. (See Dkt. No. 20.)
Since filing the Amended Complaint, Plaintiff has made several motions to the Court,
including a renewed application requesting counsel, (see Dkt. No. 29), a letter informing the
Court that his mail has been ordered intercepted and requesting that the Court “divert[] [his case]
to the Southern District Alternative Dispute Resolution Program,” (see Dkt. No. 30), a motion to
certify Plaintiff’s case as a class action, (see Dkt. No. 33), a motion for a preliminary injunction
and for expedited discovery, (see Dkt. No. 37), a motion requesting the Court to take judicial
notice, (see Dkt. No. 47), and a motion for leave to file a Second Amended Complaint, (Dkt. No.
49).
On January 4, 2017, Defendants filed the instant Motion To Dismiss and accompanying
memorandum of law. (See Dkt. Nos. 44–45.) Plaintiff filed his opposition to Defendants’
3
Motion on February 1, 2017, (see Dkt. No. 52), and Defendants filed their reply on February 16,
2017, (see Dkt. No. 53).
II. Discussion
A. Standard of Review
Defendants move to dismiss Plaintiff’s Amended Complaint pursuant to Federal Rules of
Civil Procedure 12(b)(1) and 12(b)(6). (See Mem. of Law in Supp. of the Defs.’ Mot. To
Dismiss (“Defs.’ Mem.”) 1 (Dkt. No. 45).)
“The standards of review for a motion to dismiss under Rule 12(b)(1) for lack of subject
matter jurisdiction and under 12(b)(6) for failure to state a claim are substantively identical.”
Gonzalez v. Option One Mortg. Corp., No. 12-CV-1470, 2014 WL 2475893, at *2 (D. Conn.
June 3, 2014) (internal quotation marks omitted); see also Neroni v. Coccoma, No. 13-CV-1340,
2014 WL 2532482, at *4 (N.D.N.Y. June 5, 2014) (same), aff’d, 591 F. App’x 28 (2d Cir. 2015).
“In deciding both types of motions, the Court must accept all factual allegations in the complaint
as true, and draw inferences from those allegations in the light most favorable to the plaintiff.”
Gonzalez, 2014 WL 2475893, at *2 (internal quotation marks omitted); see also Seemann v. U.S.
Postal Serv., No. 11-CV-206, 2012 WL 1999847, at *1 (D. Vt. June 4, 2012) (same). However,
“[o]n a Rule 12(b)(1) motion, . . . the party who invokes the Court’s jurisdiction bears the burden
of proof to demonstrate that subject matter jurisdiction exists, whereas the movant bears the
burden of proof on a motion to dismiss under Rule 12(b)(6).” Gonzalez, 2014 WL 2475893, at
*2; see also Sobel v. Prudenti, 25 F. Supp. 3d 340, 352 (E.D.N.Y. 2014) (“In contrast to the
standard for a motion to dismiss for failure to state a claim under Rule 12(b)(6), a plaintiff
asserting subject matter jurisdiction has the burden of proving by a preponderance of the
evidence that it exists.” (internal quotation marks omitted)). This allocation of the burden of
4
proof is “[t]he only substantive difference” between the standards of review under these two
rules. Smith v. St. Luke’s Roosevelt Hosp., No. 08-CV-4710, 2009 WL 2447754, at *9 n.10
(S.D.N.Y. Aug. 11, 2009), adopted by 2009 WL 2878093 (S.D.N.Y. Sept. 2, 2009); see also
Fagan v. U.S. Dist. Court for S. Dist. of N.Y., 644 F. Supp. 2d 441, 446–47 & n.7 (S.D.N.Y.
2009) (same).
1. Rule 12(b)(1)
“A federal court has subject matter jurisdiction over a cause of action only when it has
authority to adjudicate the cause pressed in the complaint.” Bryant v. Steele, 25 F. Supp. 3d 233,
241 (E.D.N.Y. 2014) (internal quotation marks omitted). “Determining the existence of subject
matter jurisdiction is a threshold inquiry[,] and a claim is properly dismissed for lack of subject
matter jurisdiction under Rule 12(b)(1) when the district court lacks the statutory or
constitutional power to adjudicate it.” Morrison v. Nat’l Austl. Bank Ltd., 547 F.3d 167, 170 (2d
Cir. 2008) (internal quotation marks omitted), aff’d, 561 U.S. 247 (2010); see also Butler v. Ross,
No. 16-CV-1282, 2016 WL 3264134, at *3 (S.D.N.Y. June 14, 2016) (same). Nevertheless,
“[u]nlike Article III standing, which ordinarily should be determined before reaching the merits,
statutory standing may be assumed for the purposes of deciding whether the plaintiff otherwise
has a viable cause of action.” Coan v. Kaufman, 457 F.3d 250, 256 (2d Cir. 2006) (citation
omitted). While a district court resolving a motion to dismiss under Rule 12(b)(1) “must take all
uncontroverted facts in the complaint . . . as true, and draw all reasonable inferences in favor of
the party asserting jurisdiction,” “where jurisdictional facts are placed in dispute, the court has
the power and obligation to decide issues of fact by reference to evidence outside the pleadings,
such as affidavits,” in which case “the party asserting subject matter jurisdiction has the burden
of proving by a preponderance of the evidence that it exists.” Tandon v. Captain’s Cove Marina
5
of Bridgeport, Inc., 752 F.3d 239, 243 (2d Cir. 2014) (alteration and internal quotation marks
omitted); see also Ray Legal Consulting Grp. v. Gray, 37 F. Supp. 3d 689, 696 (S.D.N.Y. 2014)
(“[W]here subject matter jurisdiction is contested a district court is permitted to consider
evidence outside the pleadings, such as affidavits and exhibits.”).
2. Rule 12(b)(6)
“While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed
factual allegations, a plaintiff’s obligation to provide the grounds of his [or her] entitlement to
relief requires more than labels and conclusions, and a formulaic recitation of the elements of a
cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations,
alteration, and internal quotation marks omitted). Indeed, Rule 8 of the Federal Rules of Civil
Procedure “demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). “Nor does a complaint suffice if it tenders naked
assertions devoid of further factual enhancement.” Id. (alteration and internal quotation marks
omitted). Instead, a complaint’s “[f]actual allegations must be enough to raise a right to relief
above the speculative level.” Twombly, 550 U.S. at 555. Although “once a claim has been stated
adequately, it may be supported by showing any set of facts consistent with the allegations in the
complaint,” id. at 563, and a plaintiff must allege “only enough facts to state a claim to relief that
is plausible on its face,” id. at 570, if a plaintiff has not “nudged [his or her] claim[] across the
line from conceivable to plausible, the[] complaint must be dismissed,” id.; see also Iqbal, 556
U.S. at 679 (“Determining whether a complaint states a plausible claim for relief will . . . be a
context-specific task that requires the reviewing court to draw on its judicial experience and
common sense. But where the well-pleaded facts do not permit the court to infer more than the
mere possibility of misconduct, the complaint has alleged—but it has not ‘show[n]’—‘that the
6
pleader is entitled to relief.’” (citation omitted) (second alteration in original) (quoting Fed. R.
Civ. P. 8(a)(2))); id. at 678–79 (“Rule 8 marks a notable and generous departure from the
hypertechnical, code-pleading regime of a prior era, but it does not unlock the doors of discovery
for a plaintiff armed with nothing more than conclusions.”).
“[W]hen ruling on a defendant’s motion to dismiss, a judge must accept as true all of the
factual allegations contained in the complaint.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per
curiam); see also Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir. 2014) (“In addressing the sufficiency
of a complaint we accept as true all factual allegations . . . . ” (internal quotation marks omitted));
Aegis Ins. Servs., Inc. v. 7 World Trade Co., 737 F.3d 166, 176 (2d Cir. 2013) (“In reviewing a
dismissal pursuant to Rule 12(b)(6), we . . . accept all factual allegations in the complaint as
true . . . .” (alteration and internal quotation marks omitted)). Further, “[f]or the purpose of
resolving [a] motion to dismiss, the Court . . . draw[s] all reasonable inferences in favor of the
plaintiff.” Daniel v. T & M Prot. Res., Inc., 992 F. Supp. 2d 302, 304 n.1 (S.D.N.Y. 2014)
(citing Koch v. Christie’s Int’l PLC, 699 F.3d 141, 145 (2d Cir. 2012)).
Where, as here, a plaintiff proceeds pro se, the Court must “construe[] [his complaint]
liberally and interpret[] [it] to raise the strongest arguments that [it] suggest[s].” Sykes v. Bank of
Am., 723 F.3d 399, 403 (2d Cir. 2013) (per curiam) (internal quotation marks omitted); see also
Farzan v. Wells Fargo Bank, N.A., No. 12-CV-1217, 2013 WL 6231615, at *12 (S.D.N.Y. Dec.
2, 2013) (same), aff’d sub nom. Farzan v. Genesis 10, 619 F. App’x 15 (2d Cir. 2015). In
deciding a motion to dismiss a pro se complaint, it is appropriate to consider “materials outside
the complaint to the extent that they are consistent with the allegations in the complaint,”
Alsaifullah v. Furco, No. 12-CV-2907, 2013 WL 3972514, at *4 n.3 (S.D.N.Y. Aug. 2, 2013)
(internal quotation marks omitted), including “documents that a pro se litigant attaches to his
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opposition papers,” Agu v. Rhea, No. 09-CV-4732, 2010 WL 5186839, at *4 n.6 (E.D.N.Y. Dec.
15, 2010) (italics omitted); see also Walker v. Schult, 717 F.3d 119, 122 n.1 (2d Cir. 2013)
(noting that a court may consider “factual allegations made by a pro se party in his papers
opposing the motion” (italics omitted)). However, “the liberal treatment afforded to pro se
litigants does not exempt a pro se party from compliance with relevant rules of procedural and
substantive law.” Bell v. Jendell, 980 F. Supp. 2d 555, 559 (S.D.N.Y. 2013) (internal quotation
marks omitted); see also Caidor v. Onondaga County, 517 F.3d 601, 605 (2d Cir. 2008) (“[P]ro
se litigants generally are required to inform themselves regarding procedural rules and to comply
with them.” (italics and internal quotation marks omitted)).
B. Analysis
It is axiomatic that “[t]he conditions of a prisoner’s confinement can give rise to an
Eighth Amendment violation.” Phelps v. Kapnolas, 308 F.3d 180, 185 (2d Cir. 2002) (per
curiam) (citing Farmer v. Brennan, 511 U.S. 825, 828 (1994)). “In such cases, a prisoner may
prevail only where he proves both an objective element—that the prison officials’ transgression
was ‘sufficiently serious’—and a subjective element—that the officials acted, or omitted to act,
with a ‘sufficiently culpable state of mind,’ i.e., with ‘deliberate indifference to inmate health or
safety.’” Id. (quoting Farmer, 511 U.S. at 834 (italics omitted)); see also Garcia v. Fischer, No.
13-CV-8196, 2016 WL 297729, at *4 (S.D.N.Y. Jan. 22, 2016). 1
1
The status of a plaintiff as either a convicted prisoner or pretrial detainee dictates
whether his conditions of confinement are analyzed under the Eighth or Fourteenth Amendment.
Until recently, “[c]laims for deliberate indifference to a . . . serious threat to the health or safety
of a person in custody [were] analyzed under the same standard irrespective of whether they
[we]re brought under the Eighth or Fourteenth Amendment.” Caiozzo v. Koreman, 581 F.3d 63,
72 (2d Cir. 2009). However, the Second Circuit’s recent decision in Darnell v. Pineiro, 849 F.3d
17 (2d Cir. 2017) overruled Caiozzo “to the extent that it determined that the standard for
deliberate indifference is the same under the Fourteenth Amendment as it is under the Eighth
8
To satisfy the “objective” prong, “a plaintiff must show that ‘the conditions, either alone
or in combination, pose an unreasonable risk of serious damage to [an inmate’s] health,’ which
can be satisfied if an inmate is deprived of ‘basic human needs such as food, clothing, medical
care, and safe and sanitary living conditions.’” Aikens v. Royce, No. 14-CV-663, 2016 WL
5720792, at *6 n.10 (S.D.N.Y. Sept. 30, 2016) (quoting Walker, 717 F.3d at 125). “Ultimately,
to establish the objective element of an Eighth Amendment claim, a prisoner must prove that the
conditions of his confinement violate contemporary standards of decency.” Phelps, 308 F.3d at
185. “[O]nly those deprivations denying ‘the minimal civilized measure of life’s necessities,’
are sufficiently grave to form the basis of an Eighth Amendment violation.” Wilson v. Seiter,
501 U.S. 294, 298 (1991) (citation omitted) (quoting Rhodes v. Chapman, 452 U.S. 337, 347
(1981)); see also Blyden v. Mancusi, 186 F.3d 252, 263 (2d Cir. 1999) (“Because society does
not expect or intend prison conditions to be comfortable, only extreme deprivations are sufficient
to sustain a ‘conditions-of-confinement’ claim.).”
Under the “subjective” element, “a defendant ‘cannot be found liable under the Eighth
Amendment for denying an inmate humane conditions of confinement unless the official knows
of and disregards an excessive risk to inmate health or safety; the official must both be aware of
facts from which the inference could be drawn that a substantial risk of serious harm exists, and
he must also draw the inference.’” Aikens, 2016 WL 5720792, at *6 n.10 (quoting Phelps, 308
Amendment.” Id. at 35. While the decision in Darnell set forth a new analysis for claims
brought by pretrial detainees, see id., the analysis under the Eighth Amendment remains intact.
Plaintiff’s Amended Complaint and the briefing on the instant Motion did not indicate
whether Plaintiff was a convicted prisoner or a pretrial detainee at the time of the alleged
violations. Accordingly, in an abundance of caution, in an Order dated April 5, 2017, the Court
instructed the Parties to inform the Court of Plaintiff’s status. (See Order (Dkt. No. 56).)
Pursuant to these instructions, both Plaintiff and Defendants confirmed that Plaintiff was a
convicted prisoner on February 20, 2014. (See Dkt. Nos. 57–58.) Accordingly, the Court
analyzes Plaintiff’s claims under the Eighth Amendment standard.
9
F.3d at 185–86). “A prison official may be found to have had a sufficiently culpable state of
mind if he participated directly in the alleged event, or learned of the inmate’s complaint and
failed to remedy it, or created or permitted a policy that harmed the inmate, or acted with gross
negligence in managing subordinates.” Id. (internal quotation marks omitted). Allegations of
mere negligence by prison officials will not support a claim under the Eighth Amendment. See
Edwards v. City of New York, No. 08-CV-5787, 2009 WL 2596595, at *2 (S.D.N.Y. Aug. 24,
2009) (citing County of Sacramento v. Lewis, 523 U.S. 833, 849 (1998); Farmer, 511 U.S. at
836; Daniels v. Williams, 474 U.S. 327, 328 (1986)).
Here, Plaintiff’s claims do not rise to the level of a constitutional violation. “[I]n
prisons—where the conditions of confinement are not voluntary or recreational . . . —courts
have found that ‘slip-and-fall plaintiffs’ do not state a cognizable claim under the Eighth
Amendment.” Korotkova v. United States, 990 F. Supp. 2d 324, 330 (E.D.N.Y. 2014); see also
Clayton v. Morgan, 501 F. App’x 174, 176 (3d Cir. 2012) (per curiam) (“Although black ice in
the prison yard is less than desirable, [the defendant’s] decision to permit inmates to use the yard
in spite of the presence of black ice falls short of the type of conduct that would constitute an
Eighth Amendment violation.”); Martinez v. Schriro, No. 14-CV-3965, 2017 WL 87049, at *5
(S.D.N.Y. Jan. 9, 2017) (“As courts in this circuit have regularly found, wet floor conditions that
cause a prisoner to slip and fall do not constitute an Eighth Amendment violation.”); Cherry v.
Spoato, No. 15-CV-1832, 2015 WL 2089588, at *4 (E.D.N.Y. May 5, 2015) (finding that
allegations by a prisoner that there was “no salt on the ground and ice was present . . . do not
constitute a constitutional deprivation” (internal quotation marks omitted)); Martin v. City of
New York, No. 11-CV-600, 2012 WL 1392648, at *9 (S.D.N.Y. Apr. 20, 2012) (dismissing
complaint that alleged that the plaintiff slipped and fell on a wet floor while wearing ill-fitting
10
shoes); Rümmer v. North Dakota, No. 12-CV-20, 2012 WL 6044713, at *6 (D.N.D. Mar. 27,
2012) (holding that “occasional slippery conditions resulting from winter snow and ice” are “a
hazard shared by inmates and staff alike” and that “[a]t most, [the plaintiff’s] complaint allege[d]
that [the] defendants were negligent” and “[s]uch allegations are insufficient to state claim under
the Eighth Amendment”), adopted by 2012 WL 6044720 (D.N.D. Dec. 5, 2012); Carr v. Canty,
No. 10-CV-3829, 2011 WL 309667, *2 (S.D.N.Y. Jan. 19, 2011) (report & recommendation)
(“[C]ourts have held that allegations of wet conditions leading to a slip-and-fall will not support
a [§] 1983 claim even where . . . the plaintiff . . . alleges that the individual defendants had notice
of the wet condition but failed to address it.” (internal quotation marks omitted)); Hawkins v.
Nassau Cnty. Corr. Facility, 781 F. Supp. 2d 107, 113 (E.D.N.Y. 2011) (“[T]he alleged water in
the shower area [did] not deprive [the] plaintiff of a basic human need and, thus, cannot as a
matter of law give rise to a constitutional violation that can be brought under [§] 1983.”);
Flowers v. City of New York, 668 F. Supp. 2d 574, 578 (S.D.N.Y. 2009) (“Any claim against the
[c]ity for the slip and fall that resulted in [the] plaintiff’s ankle injury—a garden variety tort—is
not cognizable under [§] 1983 . . . .”); Edwards, 2009 WL 2596595, at *2–3 (granting a motion
to dismiss where the plaintiff slipped and fell on a wet hallway floor) (collecting cases); Heredia
v. Doe, 473 F. Supp. 2d 462, 463 (S.D.N.Y. 2007) (dismissing a § 1983 claim based on an
allegation that the plaintiff “slipped and fell while walking to his cell” because “the pleadings
fail to state facts which constitute anything more than a claim for negligence, for which there is
no cause of action under . . . § 1983”); Sylla v. City of New York, No. 04-CV-5692, 2005 WL
3336460, at *3–5 (E.D.N.Y. Dec. 8, 2005) (allegations that the plaintiff slipped after being
11
directed to use a bathroom with a wet floor failed to state a claim under the Eighth
Amendment). 2
Because Plaintiff’s complaint fails to allege a “sufficiently serious” deprivation, Wilson,
501 U.S. at 298, the Court need not address whether Defendants acted (or failed to act) with a
“sufficiently culpable state of mind” as to constitute “deliberate indifference to inmate health or
safety.” Farmer, 511 U.S. at 834 (internal quotation marks omitted). 3 Accordingly, Plaintiff’s
Eighth Amendment claim is dismissed. 4
2
In those cases where a claim of this nature has survived a motion to dismiss, exceptional
circumstances have warranted deviation from “the general rule barring Eighth Amendment
liability in prison slip and fall cases.” Reynolds v. Powell, 370 F.3d 1028, 1032 (10th Cir. 2004).
For example, courts have let survive claims that the plaintiff was forced by prison officials to
walk on icy areas. See Akers v. Wexford Health Sources, Inc., No. 14-CV-997, 2014 WL
5023361, at *5 (S.D. Ill. Oct. 7, 2014) (denying the defendants’ motion to dismiss where,
according to the plaintiff’s complaint, “one or more of the defendants . . . ‘ordered’ him and the
rest of the prisoners to walk over the ice in order to get to the dining hall, despite their
knowledge of the ‘obvious environmental hazard’”). Such circumstances are not present in the
instant Action.
3
It bears noting that Plaintiff’s claim that “Defendants failed to use [o]rdinary care to
furnish . . . Plaintiff and other [i]nmates with a reasonably safe place to observe recreation and to
perform . . . exercise . . . [or] provide a safe alternative” is insufficient to state a claim. (Am.
Compl. ¶ 18.) “[T]emporary limitations on access to exercise, without full denial of
opportunities, does not violate the Eighth Amendment.” Burns v. Martuscello, No. 13-CV-486,
2015 WL 541293, at *12 (N.D.N.Y. Feb. 10, 2015). Had Defendants chosen to temporarily
restrict access to the recreation yard due to the presence of ice, such a restriction would not be
“based on a culpable state of mind or deliberate indifference to [Plaintiff’s] health or safety, but
the legitimate penological interest of waiting until the yard was cleared of ice and snow so that it
would be safe for inmates to use.” Id.
4
Defendants contend that even were the Court to find that Plaintiff has sufficiently
pleaded a claim for violation of his Eighth Amendment rights, Plaintiff’s case should be
dismissed on qualified immunity grounds. (See Defs.’ Mem. 8–9.) The doctrine of qualified
immunity generally shields “government officials from liability for civil damages insofar as their
conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (internal
quotation marks omitted). This protection attaches “only if (a) the defendant[s’] action[s] did not
violate clearly established law, or (b) it was objectively reasonable for the defendant[s] to believe
that [their] action[s] did not violate such law.” Coggins v. Buonora, 776 F.3d 108, 114 (2d Cir.
2015) (internal quotation marks omitted). In this context, a court “is guided by two questions:
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C. State Law Claims
Plaintiff further alleges that Defendant Lee “violated New York State [l]aw of [c]riminal
[r]eckless [e]ndangerment in the first degree and [New York] Corrections Law [§] 70” and that
Defendants Plimley and Kutz “violated [New York] State [l]aw of negligence and [New York]
Corrections Law [§] 70.” (Am. Compl. ¶¶ 22, 25.) The Court declines to exercise supplemental
jurisdiction over any such claims because the Court has dismissed Plaintiff’s federal claims. See
United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 726 (1996) (“Certainly, if the federal
claims are dismissed before trial, . . . the state claims should be dismissed as well.”); McGugan v.
Aldana-Bernier, No. 11-CV-342, 2012 WL 1514777, at *8 (E.D.N.Y. Apr. 30, 2012) (“[W]hen
all federal claims are eliminated in the early stages of litigation, the balance of factors generally
favors declining to exercise pendent jurisdiction over remaining state law claims and dismissing
them without prejudice.”), aff’d, 752 F.3d 224 (2d Cir. 2014). If Plaintiff can resuscitate his
federal claims, the Court may reconsider the fate of Plaintiff’s state law claims.
Moreover, under criminal statutes, no private right of action exists unless there is a clear
statutory basis for such an inference. See Cort v. Ash, 422 U.S. 66, 79–80 (1975). The text of
New York Penal Law § 120.25, reckless endangerment in the first degree, makes no reference to
a civil cause of action. See generally N.Y. Penal Law § 120.25; see also Smith v. N.Y.C. Police
Dep’t, No. 06-CV-15436, 2010 WL 2008839, at *1 (S.D.N.Y. May 17, 2010) (holding that
first, whether the facts show that the defendants’ conduct violated [the] plaintiffs’ constitutional
rights, and second, whether the right was clearly established at the time of the defendants’
actions.” Golodner v. Berliner, 770 F.3d 196, 201 (2d Cir. 2014) (alterations and internal
quotation marks omitted). Here, the Court need not determine whether qualified immunity
attaches because, as discussed supra, Plaintiff has not plausibly pled that Defendants violated his
constitutional rights. See Posr v. City of New York, No. 10-CV-2551, 2013 WL 2419142, at *10
n.8 (S.D.N.Y. June 4, 2013) (“Because [the defendant] did not violate [the] [p]laintiff’s Fourth
Amendment rights, there is no need to consider if [the defendant] is entitled to qualified
immunity.”), aff’d sub nom. Posr v. Ueberbacher, 569 F. App’x 32 (2d Cir. 2014).
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reckless endangerment is a “criminal offense[] for which an individual lacks a private right of
action”). Because “there [i]s nothing more than a bare criminal statute, with absolutely no
indication that civil enforcement of any kind was available to anyone,” Cort, 422 U.S. at 79–80,
Plaintiff’s claims against Defendant Lee for reckless endangerment are dismissed for failure to
state a claim. 5
D. Additional Motions
In addition to the instant Motion, pending before this Court are several motions filed by
Plaintiff, including a renewed application for the Court to request pro bono counsel, (see Dkt.
No. 29), a motion for preliminary injunction and expedited discovery, (see Dkt. No. 37), a
motion to take judicial notice, (see Dkt. No. 47), and a motion for leave to file a Second
Amended Complaint, (see Dkt. No. 49).
Plaintiff’s application for the Court to request pro bono counsel is denied without
prejudice for the reasons stated in the Court’s previous Order. (See Dkt. No. 10.)
The motion for preliminary injunction and expedited discovery and the motion to take
judicial notice are denied without prejudice as moot, pursuant to this Opinion & Order.
As to Plaintiff’s motion for leave to file a Second Amended Complaint, that motion is
denied without prejudice, but in light of Plaintiff’s pro se status, and because this is the first
adjudication of Plaintiff’s claims on the merits, Plaintiff will be permitted to file a Second
Amended Complaint.
5
Additionally, the Court denies Plaintiff’s request for attorney’s fees, (see Am. Compl.
10), because “a pro se litigant who is not a lawyer is not entitled to attorney’s fees,” Kay v.
Ehrler, 499 U.S. 432, 435 (1991) (italics omitted).
14
III. Conclusion
For the foregoing reasons, Defendants ' Motion To Dismiss is granted. If Plaintiff wishes
to file an Amended Complaint alleging additional facts and otherwise addressing the deficiencies
identified above, Plaintiff must do so within 30 days of the date of this Opinion & Order. The
failure to do so may result in the dismissal of Plaintiffs claims with prejudice.
The Clerk of Court is respectfully directed to terminate the pending Motions. (See Dkt.
Nos. 29, 37, 44, 47, 49 .)
SO ORDERED.
DATED:
May ~ , 2017
White Plains, New York
15
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