Mc Gee v. Kline et al
Filing
44
OPINION AND ORDER re: 36 MOTION to Dismiss the Amended Complaint [ECF No. 13] filed by Mr. R. K. Smith, Mr. J. P. Maxwell, Mr. T. Pomeroy, Sergeant Bunce. Defendants' motion to dismiss the amended complaint is GRANTED. The Clerk is instructed to terminate the motion (Doc. #36) and close this case. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). (Signed by Judge Vincent L. Briccetti on 10/9/2018) (mml) Per chambers, copies mailed by chambers. Transmission to Orders and Judgments Clerk for processing.
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
--------------------------------------------------------------x
TONY MCGEE,
:
Plaintiff,
:
:
v.
:
:
J.P. MAXWELL, T. POMEROY, SGT.
:
BUNCE, and R.K. SMITH,
:
Defendants.
OPINION AND ORDER
17 CV 2164 (VB)
--------------------------------------------------------------x
Briccetti, J.:
Plaintiff Tony McGee, proceeding pro se and in forma pauperis, brings this action under
42 U.S.C. § 1983, alleging Lieutenant J.P. Maxwell (“Lt. Maxwell”), Sergeant Bunce (“Sgt.
Bunce”), Inmate Records Coordinator T. Pomeroy (“Pomeroy”), and Custodial Maintenance
Teacher R.K. Smith (“Smith”) violated his constitutional rights during his incarceration at
Sullivan Correctional Facility (“Sullivan”).
Before the Court is defendants’ motion to dismiss the amended complaint pursuant to
Rule 12(b)(6). (Doc. #36). Plaintiff failed to oppose the motion, despite the Court’s sua sponte
granting him two extensions of time to do so. (Docs. ##39, 41). Therefore, by Order dated
August 7, 2018, the Court deemed the motion fully submitted and unopposed. (Doc. #43).
For the reasons set forth below, the motion is GRANTED.
The Court has subject matter jurisdiction under 28 U.S.C. § 1331.
BACKGROUND
For the purpose of deciding the motion to dismiss, the Court accepts as true all wellpleaded factual allegations in the amended complaint 1 and draws all reasonable inferences in
1
In addition to the amended complaint, the Court has reviewed and considered plaintiff’s
complaint. (Doc. #2).
1
plaintiff’s favor, as summarized below. At all times relevant to the amended complaint, plaintiff
was an inmate at Sullivan.
I.
Misbehavior Report
Plaintiff alleges on April 3, 2014, at 8:30 a.m., non-party correction officer (“C.O.”)
Kline ordered plaintiff to attend an Alcohol and Substance Abuse Treatment (“ASAT”)
interview. After the interview, the ASAT counselor signed plaintiff’s pass to return to his
housing unit.
During plaintiff’s return to his unit, defendant Smith, a custodial maintenance instructor,
ordered plaintiff to wait in the custodial maintenance room, despite plaintiff’s protests that he
would be late. Plaintiff waited more than thirty minutes for Smith, causing plaintiff to arrive to
his unit “almost an hour” after the counselor signed his pass. (Am. Compl. at 5).
Because of the delay, Sgt. Bunce 2 issued plaintiff a “ticket (Misbehavior Report)”
charging him with (i) being “out of place” in violation of Rule 109.10 and (ii) disobeying orders
in violation of Rule 106.10. (Id. at 6). Plaintiff was placed on thirty days keep lock 3 pending a
disciplinary hearing.
II.
Disciplinary Hearing and Appeal
On April 9, 2014, plaintiff had a Tier II disciplinary hearing before Lt. Maxwell.
Plaintiff pleaded not guilty, explained his delayed return to the housing unit, and asked to call the
2
Plaintiff first alleges Sgt. Bunce issued the misbehavior report (Am. Compl. at 4) but
later alleges non-party C.O. Kline issued the misbehavior report (id. at 5).
3
Keep lock is “a form of administrative segregation in which the inmate is confined to his
cell, deprived of participation in normal prison routine, and denied contact with other inmates.”
Gittens v. LeFevre, 891 F.2d 38, 39 (2d Cir. 1989).
2
ASAT counselor as a witness. Lt. Maxwell determined the counselor’s testimony was not
relevant.
Lt. Maxwell questioned Smith about plaintiff’s version of events. Without describing the
substance of Smith’s testimony, plaintiff alleged Smith lied about what happened on April 3.
According to plaintiff, Smith testified falsely “in [retaliation] for [plaintiff] grieving Mr. T.
Pomeroy and C.O. Sherwood [for] sexual harassment on March 2014.” (Am. Compl. at 8).
When plaintiff began to cross examine Smith, Lt. Maxwell stopped the hearing and “remov[ed]”
plaintiff for acting “not decorous/rude.” (Id. at 7–8).
On April 10, 2014, Lt. Maxwell completed plaintiff’s hearing without him. Lt. Maxwell
imposed a punishment of thirty days keep lock.
Plaintiff appealed the hearing and its outcome to Sullivan’s superintendent, who affirmed
Lt. Maxwell’s findings.
III.
Article 78 Proceeding
During plaintiff’s thirty days keep lock, he sought to file an N.Y. C.P.L.R. Article 78
petition in New York state court. Article 78 proceedings “are used to challenge action (or
inaction) by agencies and officers of state and local government.” See Mitchell v. Fishbein, 377
F.3d 157, 170 (2d Cir. 2004) (internal quotation omitted). Plaintiff alleges during the court’s
review of his petition, state officials “reversed and expunged” the disciplinary decision from
plaintiff’s record. (Am. Compl. at 6). In the process of filing his Article 78 petition, however,
plaintiff alleges Pomeroy denied access to notary service in an “attempt to hinder and sabotage”
plaintiff’s court proceeding. (Id. at 7).
3
DISCUSSION
I.
Standard of Review
In deciding a Rule 12(b)(6) motion, the Court evaluates the sufficiency of the operative
complaint under the “two-pronged approach” articulated by the Supreme Court in Ashcroft v.
Iqbal, 556 U.S. 662, 679 (2009). First, plaintiff’s legal conclusions and “[t]hreadbare recitals of
the elements of a cause of action, supported by mere conclusory statements,” are not entitled to
the assumption of truth and are thus not sufficient to withstand a motion to dismiss. Id. at 678;
Hayden v. Paterson, 594 F.3d 150, 161 (2d Cir. 2010). Second, “[w]hen there are well-pleaded
factual allegations, a court should assume their veracity and then determine whether they
plausibly give rise to an entitlement to relief.” Ashcroft v. Iqbal, 556 U.S. at 679. To survive a
Rule 12(b)(6) motion, the allegations in the complaint must meet a standard of “plausibility.” Id.
at 678; Bell Atl. Corp. v. Twombly, 550 U.S. 544, 564 (2007). A claim is facially plausible
“when the plaintiff pleads factual content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. at 678. “The
plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a sheer
possibility that a defendant has acted unlawfully.” Id.
The Court must liberally construe submissions of pro se litigants, and interpret them “to
raise the strongest arguments that they suggest.” Triestman v. Fed. Bureau of Prisons, 470 F.3d
471, 474 (2d Cir. 2006) (per curiam) (internal quotation and citation omitted). Applying the
pleading rules permissively is particularly appropriate when, as here, a pro se plaintiff alleges
civil rights violations. See Sealed Plaintiff v. Sealed Defendant, 537 F.3d 185, 191 (2d Cir.
2008). “Even in a pro se case, however . . . threadbare recitals of the elements of a cause of
action, supported by mere conclusory statements, do not suffice.” Chavis v. Chappius, 618 F.3d
4
162, 170 (2d Cir. 2010) (internal quotation and citation omitted). Nor may the Court “invent
factual allegations” plaintiff has not pleaded. Id.
Here, the Court liberally construes plaintiff’s allegations regarding the April 3, 2014,
misbehavior report, the April 9 and 10, 2014, disciplinary hearing, and the Article 78 petition to
raise a procedural due process claim under the Fourteenth Amendment against Sgt. Bunce, Lt.
Maxwell, and Smith; a retaliation claim under the First Amendment against Smith; and a denial
of access to the courts claim under the First and Fourteenth Amendments against Pomeroy. Each
claim is addressed in turn.
II.
Due Process Claim
The Court liberally construes plaintiff’s allegations regarding the misbehavior report and
the disciplinary hearing to assert a due process claim based on the following actions: (i) Sgt.
Bunce filed a false or unjustified misbehavior report against plaintiff; (ii) Lt. Maxwell denied
plaintiff the opportunity to call a witness at his disciplinary hearing; (iii) Smith gave false
testimony against plaintiff; (iv) Lt. Maxwell ejected plaintiff from the disciplinary hearing; and
(v) Lt. Maxwell “was not fair and was partial” as the hearing officer. (Am. Compl. at 4, 7–8).
Defendants argue plaintiff’s thirty day keep lock does not implicate a liberty interest
sufficient to state a due process claim.
The Court agrees.
To establish a violation of due process rights, a plaintiff must show “(1) that he possessed
a liberty interest and (2) that the defendant(s) deprived him of that interest as a result of
insufficient process.” Giano v. Selsky, 238 F.3d 223, 225 (2d Cir. 2001). “A prisoner’s liberty
interest is implicated by prison discipline, such as SHU confinement, only if the discipline
imposes [an] atypical and significant hardship on the inmate in relation to the ordinary incidents
5
of prison life.” Palmer v. Richards, 364 F.3d 60, 64 (2d Cir. 2004) (internal quotation omitted).
Although there is no bright-line rule for establishing when keep lock confinement rises to the
level of a constitutional violation, courts consider both the duration and conditions of
confinement. See Palmer v. Richards, 364 F.3d at 64 (considering conditions and duration
because “especially harsh conditions endured for a brief interval and somewhat harsh conditions
endured for a prolonged interval might both be atypical.”) (internal quotation omitted). In
assessing the duration prong of the analysis, “restrictive confinements of less than 101 days do
not generally raise a liberty interest warranting due process protection, and thus require proof of
conditions more onerous than usual.” Davis v. Barrett, 576 F.3d 129, 133 (2d Cir. 2009).
Plaintiff alleges only that his disciplinary hearing resulted “in an illegal 30 day
confinement” (Am. Compl. at 8), and does not state the conditions of his cell were more onerous
or severe than usual during his confinement. Plaintiff’s allegations thus are insufficient to state a
due process claim. See, e.g., Zappulla v. Fischer, 2013 WL 1387033, at *7–8 (S.D.N.Y. Apr. 5,
2013) (finding plaintiff’s allegations of a thirty-one day confinement, with atypically harsh
conditions, insufficient to state a due process claim). 4
Accordingly, plaintiff’s procedural due process claim must be dismissed.
III.
Retaliation Claim
Plaintiff next alleges Smith gave false testimony at plaintiff’s disciplinary hearing in
retaliation for plaintiff filing a past grievance against other prison officials.
Defendants argue plaintiff fails to state a retaliation claim.
The Court agrees.
4
Because plaintiff is proceeding pro se, he will be provided with copies of all unpublished
opinions cited in this decision. See Lebron v. Sanders, 557 F.3d 76, 79 (2d Cir. 2009).
6
To “sustain a First Amendment retaliation claim, a prisoner must demonstrate the
following: (1) that the speech or conduct at issue was protected, (2) that the defendant took
adverse action against the plaintiff, and (3) that there was a causal connection between the
protected speech and the adverse action.” Gill v. Pidlypchak, 389 F.3d 379, 380 (2d Cir. 2004)
(internal quotation omitted). In view of “the ease with which claims of retaliation may be
fabricated,” courts “examine prisoners’ claims of retaliation with skepticism and particular care.”
Johnson v. Eggersdorf, 8 F. App’x 140, 144 (2d Cir. 2001) (summary order). Thus, “a prisoner’s
claim for retaliation must be supported by specific and detailed factual allegations.” Friedl v.
City of N.Y., 210 F.3d 79, 85–86 (2d Cir. 2000).
Here, plaintiff’s allegations fail to suggest that Smith’s false testimony was connected
with plaintiff’s prior grievance. Plaintiff only alleges Smith acted “in [retaliation] for me
grieving Mr. T. Pomeroy and C.O. Sherwood [for] sexual harassment on March 2014.” (Am.
Compl. at 8). Plaintiff provides no facts regarding the prior grievance or why Smith would
retaliate against him for an incident to which Smith had no apparent connection. “Even at the
motion to dismiss stage, the inmate must allege more than his personal belief that he is the victim
of retaliation. Conclusory allegations of retaliation are not sufficient; the plaintiff must [allege
facts] from which retaliation may plausibly be inferred.” Walker v. Schriro, 2013 WL 1234930,
at *8 (S.D.N.Y. Mar. 16, 2013) (internal quotation omitted).
Because plaintiff’s allegations are conclusory and do not plausibly give rise to an
inference of retaliation, plaintiff’s claim must be dismissed.
IV.
Access to Courts
Plaintiff alleges Pomeroy refused to provide plaintiff with access to notary services to file
his Article 78 petition while he was on keep lock. Plaintiff’s allegation implicates his
7
fundamental right of access to the courts arising under the First and Fourteenth Amendments.
See Monsky v. Moraghan, 127 F.3d 243, 246 (2d Cir. 1997).
Defendants argue plaintiff fails to allege any injury resulted from Pomeroy’s alleged
refusal to send a notary, and therefore, plaintiff’s claim does not rise to a constitutional violation.
The Court agrees.
To allege a denial of access to the courts, plaintiff must allege not only that defendants
deliberately or maliciously “took or w[ere] responsible for actions that hindered plaintiff’s efforts
to pursue a legal claim,” but “that the defendant[s’] actions resulted in actual injury to the
plaintiff such as the dismissal of an otherwise meritorious legal claim.” Davis v. Goord, 320
F.3d 346, 351 (2d Cir. 2003) (internal quotation omitted).
Plaintiff does not allege Pomeroy’s refusal to provide a notary service resulted in any
“actual injury.” In fact, plaintiff concedes he successfully filed his Article 78 petition and
alleges the April 2014 disciplinary decision was eventually removed from his record.
Accordingly, plaintiff’s access to courts claim must be dismissed.
V.
Leave to Amend
Rule 15(a)(2) instructs that courts “should freely give leave” to amend a complaint “when
justice so requires.” Liberal application of Rule 15(a) is warranted with respect to pro se
litigants who “should be afforded every reasonable opportunity to demonstrate that [they have] a
valid claim.” Matima v. Celli, 228 F.3d 68, 81 (2d Cir. 2000). District courts “should not
dismiss [pro se complaints] without granting leave to amend at least once when a liberal reading
of the complaint gives any indication that a valid claim might be stated.” Cuoco v. Moritsugu,
222 F.3d 99, 112 (2d Cir. 2000) (internal quotation omitted).
8
Here, plaintiff has been given ample opportunity to show he has a valid claim and defend
his complaint. On July 31, 2017, plaintiff was granted leave to file an amended complaint and
given explicit instructions as to what the amended complaint needed to contain in order to
survive a motion to dismiss. (Doc. #12). Plaintiff filed his amended complaint on September 21,
2017. (Doc. #13). The Court also granted liberal extensions. After defendants filed this motion
to dismiss on March 26, 2018 (Doc. #36), the Court sua sponte extended plaintiff’s time to file
an opposition by Order dated May 9, 2018. (Doc. #39). After the plaintiff requested an
additional copy of defendants’ motion on May 29, 2018 (Doc. #40), the Court again sua sponte
extended plaintiff’s time to oppose the motion by Order dated June 22, 2018. (Doc. #41).
Plaintiff never did so.
Moreover, reading the amended complaint liberally, the Court does not find any
allegations that suggest plaintiff has a valid claim he has merely “inadequately or inartfully
pleaded” and therefore should be “given a chance to reframe.” Cuoco v. Moritsugu, 222 F.3d at
112. On the contrary, the Court finds that repleading would be futile, because the problems with
plaintiff’s amended complaint are substantive, and supplementary and/or improved pleading will
not cure its deficiencies. See id.
Accordingly, the Court declines to grant plaintiff further leave to amend.
CONCLUSION
Defendants’ motion to dismiss the amended complaint is GRANTED.
The Clerk is instructed to terminate the motion (Doc. #36) and close this case.
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order
9
would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose
of an appeal. See Coppedge v. United States, 369 U.S. 438, 444–45 (1962).
Dated: October 9, 2017
White Plains, NY
SO ORDERED:
____________________________
Vincent L. Briccetti
United States District Judge
10
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?