Rutherford v. Westchester County et al
Filing
86
OPINION AND ORDER: For the reasons stated above, Defendants' Motion To Dismiss is granted. Because this is the first adjudication of Plaintiff's claims, the dismissal is without prejudice. If Plaintiff wishes to file a third amended co mplaint, Plaintiff must do so within 30 days of the date of this Opinion. Plaintiff should include within that amended complaint all changes to correct the deficiencies identified in this Opinion that Plaintiff wishes the Court to consider. Plai ntiff is advised that the third amended complaint will replace, not supplement, the SAC. The amended complaint must contain all of the claims, factual allegations, and exhibits that Plaintiff wishes the Court to consider. If Plaintiff fails to abide by the 30-day deadline, his claims may be dismissed with prejudice. The Clerk is respectfully directed to terminate the pending Motion, (see Dkt. No. 69), and mail a copy of this Order to Plaintiff. SO ORDERED. (Signed by Judge Kenneth M. Karas on 1/28/2020) (jca) Transmission to Docket Assistant Clerk for processing.
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
RAYVON RUTHERFORD,
Plaintiff,
v.
WESTCHESTER COUNTY, ARAMARK
CORRECTIONAL SERVICES, LLC.,
MANUEL MENDOZA, DARNELL FLAX,
PENNY STUART, C.O. BROWN, FRANCIS
DELGROSSO, KARL VOLLMER, DONNA
BLACKMAN, JOSEPH K. SPANO,
SERGEANT HECTOR LOPEZ,
No. 18-CV-4872 (KMK)
OPINION & ORDER
Defendants.
Appearances:
Rayvon Rutherford
Valhalla, NY
Pro se Plaintiff
Thomas J. Bracken, Esq.
Bennett, Bricklin & Saltzburg LLC
New York, NY
Counsel for All Defendants
Loren Zeitler, Esq.
Westchester County Dep’t of Law
White Plains, NY
Counsel for Defendant Eric Middleton
KENNETH M. KARAS, United States District Judge:
Plaintiff Rayvon Rutherford (“Plaintiff”), an inmate at Westchester County Jail (“WCJ”)
proceeding pro se, brings this Action, under 42 U.S.C. § 1983, against Defendants Westchester
County; Aramark Correctional Services, LLC (“Aramark”); Joseph K. Spano (“Spano”),
Commissioner of the Westchester County Department of Correction (“WCDOC”); Eric
Middleton (“Middleton”), Francis Delgrosso (“Delgrosso”), and Karl Vollmer (“Vollmer”), all
Assistant Wardens at WCDOC; Sergeant Hector Lopez (“Lopez”) and C.O. Brown (“Brown”),
officers of WCDOC and guards at WCJ; and Donna Blackman (“Blackman”), Manuel Mendoza
(“Mendoza”), Penny Stuart (“Stuart”), and Darnell Flax (“Flax”), all Aramark employees.1 (See
Second Am. Compl. (“SAC”) at 1–5 (Dkt. No. 34).)2 This Opinion refers to Westchester County
and Aramark as “Municipal Defendants,” the remaining Defendants as “Individual Defendants,”
and all Defendants collectively as “Defendants.”
Plaintiff alleges that Defendants violated his constitutional rights under the First, Eighth
and Fourteenth Amendments while he was incarcerated at WCJ. Before the Court is Defendants’
Motion To Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) (the “Motion”). (See
Not. of Mot. (Dkt. No. 69).) For the following reasons, the Motion is granted.
I. Background
A. Factual Background
The following facts are drawn from Plaintiff’s Second Amended Complaint (“SAC”) and
are taken as true for the purpose of resolving the instant Motion. See Zuckerman v. Metro.
Museum of Art, 928 F.3d 186, 192 (2d Cir. 2019) (accepting as true all factual allegations
contained in the complaint for the purposes of deciding a motion to dismiss).
Although Plaintiff’s initial Complaint named additional Defendants, including New
York Correct Care Solutions Medical Services, P.C. and its medical supervisor, Dr. Raoul Ulloa,
these parties were dismissed from the case at Plaintiff’s request. (See Dkt. No. 42.)
1
2
Citations to the SAC reflect the page numbers identified in the ECF stamp. For ease of
reading, all quotations from the SAC reflect corrections of minor errors in spelling, punctuation,
and capitalization.
2
Plaintiff arrived at WCJ on January 12, 2018. (SAC at 6.) Since his arrival, Plaintiff has
received his meals on moldy trays with “peeling plastic” that “always have leftover food on
them.” (Id.) The meals are “prepared using old foods,” and often contain insects, metal and
plastic objects, bloody and undercooked meat, and human hair because “the inmate workers who
prepare them do not wear gloves, hair-nets or other protective equipment.” (Id.) The juice
containers accompanying the meals are similarly “covered in mold.” (Id. at 7.) The meals are
served during recreational time and, while intended to be hot, are often served cold. (Id. at 6–7)
In general, Plaintiff alleges that the meat “on his religious meal trays” arrives
“undercooked-pink/raw” five to six days a week, that his “hot meals are always cold,” that he is
“constantly told to recook the food in the microwave,” that his meals “seem[] to . . . always”
contain stale, moldy bread, and small portions. (Id. at 8–9.) As a result, Plaintiff has become
sick. (Id. at 9.) Moreover, “whenever” Plaintiff complains to officers that his meals are inedible,
officers such as non-party Martinez provide him with a bologna and cheese sandwich, which
Plaintiff cannot eat “because it is against [his] religion.” (Id. at 10.)
Plaintiff describes several specific incidents that give rise to his claims: On May 20, 2018
and June 1, 2018, he received meals containing gray and blonde hairs. (Id. at 7.) Plaintiff then
attempted to file a grievance with Lopez, but Lopez refused to accept the grievance, explaining,
“we don’t accept Aramark grievances.” (Id.) On June 27, 2018, Plaintiff’s breakfast contained
“ham (pork) inside” despite being labeled “Muslim.” (Id. at 6–7.) Plaintiff, a Muslim,
complained, and he was then given a kosher (rather than a halal) replacement meal. (Id.) On
May 19, 2018, while Plaintiff was attending a Ramadan service, Brown requested that Plaintiff
help with transporting the food-carts to the kitchen. (Id. at 10.) Plaintiff “declined because [he]
was actively engaged in [his] Ramadan service and breaking [his] fast.” (Id.) Brown then
3
“became enraged and irate,” and shouted at Plaintiff and other inmates, “see what time you get
your food tomorrow; it will be after your fast.” (Id.) Brown then “retaliated against [Plaintiff]
and the Muslim community” by “deliberately and maliciously delaying . . . [their] meals until
well after the time [they] were to break [their] fast.” (Id. at 10-11). Brown then “came to
[Plaintiff’s] service and called [him] and the others terrorists who should be waterboarded to
death.” (Id.)
On June 28, 2018, Plaintiff found a “water bug carcass in half” in his meal. (Id. at 8).
Again, Plaintiff attempted to file a grievance with non-party Sergeant Hollis, who refused to
accept the grievance, explaining, “you guys already know we don’t take Aramark grievances no
longer.” (Id.) Similarly, on July 4, July 16, August 5, and August 9, 2018, Plaintiff discovered
dead flies in his “Muslim tray” while eating his meal. Plaintiff attempted to file grievances with
Sergeants Martinez and West (both non-parties), but they too refused for similar reasons. (Id.)
On September 24, 2018, Plaintiff discovered a “piece of hard plastic” in a slice of cake he
was eating. (Id. at 9.) Plaintiff reported the incident to an officer, who informed non-party
Sergeant Rene; Rene then photographed the plastic object. (Id.) The next day, Plaintiff
attempted to file a grievance with Lopez concerning the incident, but Lopez refused. (Id. at 13.)
Lopez “became agitated and very upset” and “began to yell at me and use profanity, stating,
‘why the fuck are you giving me that;’ ‘get away from me,’ and ‘I’m the wrong one to fuck
with.’” (Id.) Lopez then instructed Plaintiff to file a grievance with a different sergeant. (Id.)
When Plaintiff refused to write an additional statement, this “made Sgt. Lopez mad” and led to
Lopez calling Plaintiff “vulgar names” before leaving Plaintiff’s housing unit. (Id. at 13-14.)
Lopez returned later that day shortly after noon, and approached Plaintiff’s cell “in a threatening
manner” while saying, “why are you playing games? You better write the statement, or I’ll write
4
you up for disobeying a direct order.” (Id. at 14.) Plaintiff alleges that Lopez “continued to use
physical and verbal intimidation,” threatening Plaintiff’s “safety in the jail” and his “good time,”
and stating, “I’m gonna send you back to the old jail.” (Id.) Lopez eventually “forced [Plaintiff]
to write a statement on the back of [his] original grievance,” but then altered the grievance by
erasing some of Plaintiff’s statements. (Id.) Lopez also made additional false statements of his
own. (Id.)
Plaintiff further alleges that “Defendants Vollmer, Delgrasso and Spano created a policy
that states [that] WCDOC does not accept Aramark related grievances.” (Id. at 11.) These
defendants “have been on notice and aware of prison conditions [discussed] herein for an
extended duration, but they refuse to intervene.” (Id.) Moreover, “[s]ometimes, supervising
staff make threatening remarks and use verbal and physical intimidation to deter” Plaintiff and
other inmates from filing grievances. (Id.) Plaintiff also alleges, “on further belief,” that
“Defendants sued herein” were named in previous suits for similar conduct. (Id. at 11-12.)
Plaintiff then lists the apparent titles of six suits: “Perez v. Westchester County,” “Pagan v.
Westchester County,” “Gomez v. Westchester County,” “Quick v. Westchester County,”
“Ackridge v. Aramark Correctional Foods,” and “Alvardo v. Westchester County.” (Id. at 12.)
Plaintiff further alleges that Blackman “hires Aramark employees at WCDOC,” including
Stuart, who “allows inmates to prepare religious meals” unhygienically. (Id.) Stuart “witnesses
most of conduct herein and allows it to proceed without intervention.” (Id.) Plaintiff likewise
alleges that Flax and Mendoza are “responsible for food preparation, food storage, inmate
worker hiring, and the overall supervision of the kitchen,” but that “they have delegated their
responsibility to line supervisors like Penny Stuart who does not enforce proper written policies.”
(Id.)
5
Finally, Plaintiff alleges he is “being treated with deliberate indifference” and is “not
receiving proper or adequate medical care” from medical staff at the WCJ. (Id. at 15.) He has
complained for over five months about “substantial,” “excruciating,” and “chronic” pain in his
hands, wrists, and lower arms. (Id.) But while medical staff is aware that Plaintiff has “severed
tendons in [his] right hand as well as nerve damage,” Plaintiff alleges that “all medical staff has
done is prescribe [him] Tylenol, and on two occasions, Motrin,” rather than addressing the “root
cause” of his condition. (Id.) Although Plaintiff was referred to the “orthopedic hand specialist”
on five occasions and medical supervisor Dr. Raul Ulloa (“Ulloa”) is aware of Plaintiff’s
condition, Ulloa now “refuses and neglects to approve” an additional appointment with the hand
specialist. (Id. at 15–16.) Indeed, Plaintiff was present when Ulloa told another physician that
he would not approve the referral because “they don’t take money out of the budget for
‘preexisting conditions.’” (Id.) This policy is causing Plaintiff “substantial pain and suffering”
and “affects [his] daily activities.” (Id.)
Plaintiff alleges that he has suffered injuries in the form of “stomach pains, stomach
cramps, nausea, vomiting, diarrhea, feeling fatigue, headache, weight loss and stretch marks,”
and violations of his constitutional rights. (Id. at 6.) Accordingly, Plaintiff seeks $20,000,000 in
compensatory damages and $50,000,000 in punitive damages from all Defendants. (Id. at 18.)
Plaintiff also seeks a declaratory judgment finding that his constitutional rights were violated.
(Id.) Plaintiff alleges that he has exhausted all available administrative remedies. (Id. at 17-18.)
B. Procedural Background
Plaintiff filed his initial Complaint and an application to proceed in forma pauperis
(“IFP”) on May 31, 2018. (Dkt. Nos. 1–2.) The Court granted Plaintiff’s IFP application on
June 19, 2018. (Dkt. No. 4.) On September 11, 2018 Plaintiff filed his First Amended
6
Complaint, (Dkt. No. 18,) and on October 26, 2018, he filed his Second Amended Complaint,
(Dkt. No. 34). In a letter dated December 13, 2018, Plaintiff requested that the Court dismiss all
claims against New York Correct Care Solutions Medical Services, P.C. and Ulloa. (Dkt. No.
41.) On December 19, 2018, the Court granted the request. (Dkt. No. 42.) On May 2, 2019,
Defendants filed the instant Motion To Dismiss and accompanying papers. (Not. of Mot.; Mem.
of Law in Supp. of Mot. (“Defs.’ Mem.”) (Dkt. Nos. 69–70).) On June 10, 2019, Plaintiff filed
his Response, (Br. in Opp. to Mot. (“Pl.’s Mem.”) (Dkt. No. 76),) and on July 8, 2019,
Defendants filed their Reply, (Dkt. No. 79).3
II. Discussion
Defendants move to dismiss the Second Amended Complaint pursuant to Federal Rule of
Civil Procedure 12(b)(6) on several grounds: that the PLRA prohibits suits based purely on nonphysical injury; that Plaintiff’s conditions of confinement claims do not rise to the level of a
constitutional violation; that the specific allegations of harassment, retaliation and restrictions of
religious practice do not amount to a constitutional violation; that Plaintiff failed to plausibly
allege personal involvement by Individual Defendants in any constitutional wrongdoings; that
Plaintiff failed to state a Monell claim against Municipal Defendants; and that several Individual
Defendants are shielded by qualified immunity. (See generally Defs.’ Mem.) The Court
concludes that the Eighth Amendment is inapplicable to Plaintiff’s circumstances, that Plaintiff’s
pleadings fail to support a claim under either the Free Exercise Clause or the First Amendment’s
guarantee of access to courts; and that his Due Process claims fail because Plaintiff does not
3
Subsequent to filing his SAC, Plaintiff submitted several communications to the Court
alleging additional instances of retaliation by Brown and Lopez. (See Dkt. Nos. 39, 59, and 60).
Defendants have denied these allegations. (Dkt. Nos. 46 and 62.) The Court does not address
these events here, however, as they are not discussed in the SAC.
7
sufficiently plead the personal involvement of Individual Defendants or Monell liability with
respect to Municipal Defendants. Accordingly, the Court need not, and does not, reach
Defendants’ remaining arguments.
A. Standard of Review
While a complaint “does not need detailed factual allegations” to survive a motion to
dismiss, “a plaintiff’s obligation to provide the grounds of his entitlement to relief requires more
than labels and conclusions, and a formulaic recitation of the elements of a cause of action will
not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations, quotation marks, and
alterations omitted). Rule 8 of the Federal Rules of Civil Procedure “demands more than an
unadorned, the-defendant-unlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 556 U.S. 662,
678 (2009). “Nor does a complaint suffice if it tenders naked assertions devoid of further factual
enhancement.” Id. (quotation marks and alteration omitted). Rather, a complaint’s “[f]actual
allegations must be enough to raise a right to relief above the speculative level.” Twombly, 550
U.S. at 555. Although “once a claim has been stated adequately, it may be supported by showing
any set of facts consistent with the allegations in the complaint,” id. at 563, and a plaintiff need
allege “only enough facts to state a claim to relief that is plausible on its face,” id. at 570, if a
plaintiff has not “nudged [his or her] claim[] across the line from conceivable to plausible, the[]
complaint must be dismissed,” id.; see also Iqbal, 556 U.S. at 679 (“Determining whether a
complaint states a plausible claim for relief will . . . be a context-specific task that requires the
reviewing court to draw on its judicial experience and common sense. But where the wellpleaded facts do not permit the court to infer more than the mere possibility of misconduct, the
complaint has alleged—but it has not ‘show[n]’—‘that the pleader is entitled to relief.’” (citation
omitted) (second alteration in original) (quoting Fed. R. Civ. P. 8(a)(2))); id. at 678–79 (“Rule 8
8
marks a notable and generous departure from the hypertechnical, code-pleading regime of a prior
era, but it does not unlock the doors of discovery for a plaintiff armed with nothing more than
conclusions.”).
In considering a motion to dismiss, the Court “must accept as true all of the factual
allegations contained in the complaint.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per
curiam); see also Hernandez v. United States, 939 F.3d 191 (2d Cir. 2019) (“[W]e accept as true
all factual allegations . . .”) (quotation marks omitted)). Further, “[f]or the purpose of resolving
[a] motion to dismiss, the Court . . . draw[s] all reasonable inferences in favor of the plaintiff.”
Daniel v. T & M Prot. Res., Inc., 992 F. Supp. 2d 302, 304 n.1 (S.D.N.Y. 2014) (citing Koch v.
Christie’s Int’l PLC, 699 F.3d 141, 145 (2d Cir. 2012)). Where, as here, a plaintiff proceeds pro
se, the “complaint[] must be construed liberally and interpreted to raise the strongest arguments
that [it] suggest[s].” Sykes v. Bank of Am., 723 F.3d 399, 403 (2d Cir. 2013) (per curiam)
(quotation marks omitted). However, “the liberal treatment afforded to pro se litigants does not
exempt a pro se party from compliance with relevant rules of procedural and substantive law.”
Bell v. Jendell, 980 F. Supp. 2d 555, 559 (S.D.N.Y. 2013) (quotation marks omitted); see also
Caidor v. Onondaga County, 517 F.3d 601, 605 (2d Cir. 2008) (“[P]ro se litigants generally are
required to inform themselves regarding procedural rules and to comply with them.” (italics and
quotation marks omitted)).
B. Analysis
While Plaintiff does not distinguish between the various Defendants or identify the
precise nature of his claims under the First, Eighth and Fourteenth Amendments, the Court
interprets the Plaintiff’s SAC liberally so as “to raise the strongest arguments that [it]
suggest[s].” Sykes, 723 F.3d at 403 (citation and quotation marks omitted). The Court discerns
9
four general species of claims: (1) that Defendants restricted Plaintiff’s access to halal food and
retaliated against him in violation of the Free Exercise Clause; (2) that Defendants’ handling of
Plaintiff’s grievances violated the First Amendment’s guarantee of access to the courts; (3) that
deficiencies in Plaintiff’s prison food and medical care amounted to unconstitutional conditions
of confinement in violation of the Cruel and Unusual Punishments Clause of the Eighth
Amendment; and (4) that the same deficiencies violated the Due Process Clause of the
Fourteenth Amendment. The Court addresses each potential claim in turn.
1. Free Exercise Claims
Defendants argue that Plaintiff has failed to state a claim under the Free Exercise Clause
of the First Amendment.
The Free Exercise clause protects religious freedom in several ways. First, this clause
prohibits the government from deliberately placing restrictions on religious faith and acts. See
Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 533 (1993) (“[A] law
targeting religious beliefs as such is never permissible[.]” (citations omitted)); Emp’t Div., Dep’t
of Human Res. of Oregon v. Smith, 494 U.S. 872, 877 (1990) (explaining that states violate the
First Amendment when they seek to ban “acts or abstentions only when they are engaged in for
religious reasons, or only because of the religious belief that they display”). Second, the Free
Exercise clause prohibits disparate government treatment on the basis of religious status or
belief. See Masterpiece Cakeshop, Ltd. v. Colorado Civil Rights Comm’n, 138 S. Ct. 1719, 1731
(2018) (explaining that state officials are “obliged under the Free Exercise Clause to proceed in a
manner neutral toward and tolerant of [Plaintiff’s] religious beliefs”); Smith, 494 U.S. at 877
(explaining that the Free Exercise clause prohibits states from “impos[ing] special disabilities on
10
the basis of religious views or religious status” (citations omitted)).4 Third, in limited
circumstances, the Free Exercise clause (perhaps in combination with statutory protections)5
guarantees reasonable accommodations to sincere religious practitioners. Redd v. Wright, 597
F.3d 532, 536 (2d Cir. 2010) (“[T]he right at issue here is [Plaintiff’s] right under the First
Amendment and RLUIPA to a religious exemption from [a Department of Corrections medical
test] Policy.”) And fourth, the Free Exercise clause, like the other clauses of the First
Amendment, prohibits governments from retaliating against those who exercise their Free
Exercise rights. See Holland v. Goord, 758 F.3d 215, 225–26 (2d Cir. 2014) (discussing First
Amendment retaliation claims generally); see also Washington v. Chaboty, No. 09-CV-9199,
2015 WL 1439348, at *9 (S.D.N.Y. Mar. 30, 2015) (recognizing a Free Exercise retaliation
claim).
It is well-established that the First Amendment affords inmates constitutional protection
to practice their religion. See O’Lone v. Estate of Shabazz, 482 U.S. 342, 348 (1987) (holding
that “[i]nmates clearly retain protections afforded by the First Amendment, including its
directive that no law shall prohibit the free exercise of religion” (citations omitted)); Ford v.
4
These first two species of Free Exercise prohibitions are categorical, automatically
drawing (at least) strict constitutional scrutiny. See Trinity Lutheran Church of Columbia, Inc. v.
Comer, 137 S. Ct. 2012, 2024 n.4 (2017) (discussing the statement in Church of the Lukumi that
“a law targeting religious beliefs as such is never permissible,” and concluding that the instant
“cannot survive strict scrutiny in any event” (citing 508 U.S. at 533)); id. at 2022, 2025 (holding
that targeted religious discrimination violates the Free Exercise clause despite the apparent
absence of a substantial burden).
5
While it is well-established that inmates possess a qualified right to religious
accommodations, it is unclear whether the First Amendment independently provides such a right,
or whether, in the aftermath of Smith, this right exists only in combination with the Religious
Land Use and Institutionalized Person Act (“RLUIPA”). See Ford v. McGinnis, 352 F.3d 582,
594 n.13 (2d Cir. 2003) (discussing Smith and prisoners’ claims); Levitan v. Ashcroft, 281 F.3d
1313, 1318–19 (D.C. Cir. 2002) (same).
11
McGinnis, 352 F.3d 582, 588 (2d Cir. 2003) (explaining that “[p]risoners have long been
understood to retain some measure of the constitutional protection afforded by the First
Amendment’s Free Exercise Clause” (citation omitted)). However, because of inmates’ unique
circumstances, their Free Exercise rights are necessarily somewhat more constrained than those
of other persons. See Benjamin v. Coughlin, 905 F.2d 571, 574 (2d Cir. 1990) (“Balanced
against the constitutional protections afforded prison inmates, including the right to free exercise
of religion, are the interests of prison officials charged with complex duties arising from
administration of the penal system.” (citing Pell v. Procunier, 417 U.S. 817, 822 (1974))).
Accordingly, “a generally applicable policy will not be held to violate a plaintiff’s right to free
exercise of religion if that policy is reasonably related to legitimate penological interests.” Redd,
597 F.3d at 536 (citation and quotation marks omitted).6
6
There appear to be significant differences in how various forms of Free Exercise clause
protection are applied to incarcerated persons. For instance, the prohibitions against deliberate
restrictions on religious practices and against religious discrimination appear to apply to inmates
just as they do to others. See Cooper v. Pate, 378 U.S. 546, 546 (1964) (per curiam) (holding
that a prisoner who alleged that “solely because of his religious beliefs he was denied permission
to purchase certain religious publications and denied other privileges enjoyed by other prisoners”
stated a claim); see also Phillips v. Girdich, 408 F.3d 124, 130 (2d Cir. 2005) (holding, with
respect to allegations of disparate treatment of certain inmates on account of their race, “we
cannot imagine a legitimate penological reason for the conduct alleged”). By contrast, because
“[r]etaliation claims by prisoners are prone to abuse,” Graham v. Henderson, 89 F.3d 75, 79 (2d
Cir. 1996) (citation and quotation marks omitted), “prisoners may be required to tolerate more
than average citizens, before a retaliatory action taken against them is considered adverse,”
Davis v. Goord, 320 F.3d 346, 353 (2d Cir. 2003) (citation, alterations, and quotation marks
omitted). Moreover, with respect to “reasonable accommodation” claims, prisoners appear to
enjoy greater constitutional protection than non-prisoners; while non-prisoners enjoy no
constitutional right to religious accommodations from generally applicable laws, see Smith, 494
U.S. at 890, prisoners may demand a religious accommodation where “facilitating exercise of the
right . . . . [has] only a de minimis adverse effect on valid penological interests,” Holland, 758
F.3d at 223 (quoting Salahuddin v. Goord, 467 F.3d 263, 274 (2d Cir. 2006)).
12
In particular, the Second Circuit has held “that prison authorities must accommodate the
right of prisoners to receive diets consistent with their religious scruples.” Kahane v. Carlson,
527 F.2d 492, 495 (2d Cir. 1975) (citations omitted); see also McEachin v. McGuinnis, 357 F.3d
197, 203 (2d Cir. 2004) (explaining that to “deny prison inmates the provision of food that
satisfies the dictates of their faith . . . unconstitutionally burden[s] their free exercise rights”);
Ford, 352 F.3d at 597 (“We . . . have clearly established that a prisoner has a right to a diet
consistent with his or her religious scruples . . . .” (citation omitted)); Crichlow v. Fischer, No.
12-CV-7774, 2015 WL 678725, at *3 (S.D.N.Y. Feb. 17, 2015) (“Generally, an inmate is
entitled to a reasonable accommodation of his religious beliefs, including religious dietary
beliefs.” (citation omitted)).
There is, however, some uncertainty as to the test applied to prisoners’ “failure to
accommodate” claims. In particular, “[i]t has not been decided in [the Second] Circuit whether,
to state a claim under the First Amendment’s Free Exercise Clause, a prisoner must show at the
threshold that the disputed conduct substantially burdens his sincerely held religious beliefs.”
Holland, 758 F.3d at 220 (citations and quotation marks omitted). The Second Circuit and lower
courts therein generally assume (without deciding) that a threshold “substantial burden” applies.
See Brandon v. Kinter, 938 F.3d 21, 32 n.7 (2d Cir. 2019) (“Our Circuit has not yet decided
whether the substantial burden requirement remains good law . . . . [W]e likewise assume,
without deciding, that [Plaintiff’s] free exercise claim is subject to the substantial burden
requirement.”).7 However, even when casting doubt on the “substantial burden test,” courts
Although a “substantial burden” test may apply to claims based on a prison’s failure to
accommodate inmates’ religious practices, there does not appear to be any such requirement for
claims of targeted restrictions on religious practice or deliberate religious discrimination. See
e.g., Baskerville v. Mulvaney, 411 F.3d 45, 49 (2d Cir. 2005) (assuming that even a minor push
or shove “might nevertheless be actionable if motivated by racial discrimination or religious
7
13
generally have held that a de minimis burden on an inmate’s religious practices does not amount
to a constitutional violation. See McEachin, 357 F.3d at 203 n.6 (“[T]his area of the law is no
different from many others in which the time-honored maxim ‘de minimis non curat lex’ applies.
. . . [T]here are some burdens so minor that they do not amount to a violation . . . .”);
Washington v. Afify, 968 F. Supp. 2d 532, 537–38 (W.D.N.Y. 2013) (dismissing Free Exercise
claims because the “allegations here show at most a de minimis burden on plaintiff’s exercise of
his religion” (italics omitted)); see also Rapier v. Harris, 172 F.3d 999, 1006 n.4 (7th Cir. 1999)
(“De minimis burdens on the free exercise of religion are not of constitutional dimension.”
(collecting cases)).
Liberally construed, Plaintiff’s SAC alleges three potential violations of Plaintiff’s Free
Exercise rights. First, Plaintiff alleges that on May 19, 2018, when he declined Brown’s request
for help with transporting the food-carts to the kitchen, Brown “retaliated against [Plaintiff] and
the Muslim community” by “deliberately and maliciously delaying . . . [their] meals until well
after the time [they] were to break [their] fast.” (SAC 10–11.) Second, Plaintiff alleges that on
June 27, 2018, his purportedly halal breakfast contained “ham (pork) inside,” and that even after
he complained, he was given a kosher (rather than halal) meal. (Id. at 7.) Third, Plaintiff alleges
several deficiencies in religious meals he has received (e.g. the presence of human hair,
undercooked meat, mold etc.), and that Stuart, Aramark’s line supervisor for religious meals,
“allows inmates to prepare religious meals” in this deficient manner. (Id. at 6, 7, 12.)8
retaliation”); see also Trinity Lutheran Church, 137 S. Ct. at 2022 (holding that deliberately
targeted religious discrimination violates the Free Exercise clause despite the apparent absence
of a substantial burden); Church of the Lukumi, 508 U.S. at 533 (“[A] law targeting religious
beliefs as such is never permissible[.]” (citations omitted)).
8
These three allegations appear to correspond to three different species of Free Exercise
claims. The allegation concerning the May 19, 2018 incident suggests a Free Exercise retaliation
14
None of these potential violations survives Defendants’ Motion. With respect to the June
27, 2018 incident, courts in the Second Circuit have generally held that missing a single meal is
only a de minimis burden on an inmate’s religious practice. See Torres v. Aramark Food, No.
14-CV-7498, 2015 WL 9077472, at *9 (S.D.N.Y. Dec. 16, 2015) (defining “a de minimis
violation” as “for example, missing one or two meals”); see also Ford, 352 F.3d at 594 n.12 (2d
Cir. 2003) (distinguishing a failure to accommodate observance of the Eid ul Fitr feast from
cases in which “the mere inability to provide a small number of meals commensurate with a
prisoner’s religious dietary restrictions was found to be a de minimis burden” (citation omitted)).
Such de minimis burdens do not generally support a claim under the First Amendment. See
Ward v. Goord, No. 06-CV-1429, 2009 WL 102928, at *9 (N.D.N.Y. Jan. 13, 2009) (holding
that “[t]he failure to provide a single [kosher] meal is insufficient to allege a constitutional
violation” (citation omitted)); Thomas v. Picio, No. 04-CV-3174, 2008 WL 820740, at *6
(S.D.N.Y. Mar. 26, 2008) (concluding that Plaintiff’s allegation of being denied “kosher meals
for eight days in February 2001” did not amount to a Free Exercise claim). As Plaintiff alleges
only a single incident of ham in his halal meal, and as he acknowledges that Defendants
attempted to rectify (or at least ameliorate) the situation immediately, he has not alleged a
constitutional violation.
claim. See e.g., Holland, 758 F.3d at 225–26 (analyzing a Free Exercise retaliation claim). The
allegation concerning the June 27, 2018 incident suggests a failure to accommodate claim. See
e.g., Redd, 597 F.3d at 536 (analyzing a Free Exercise failure to accommodate claim). The
allegations concerning deficiencies in the preparation and quality of religious meals may suggest
a disparate treatment claim. See e.g., St. Juste v. Metro Plus Health Plan, 8 F. Supp. 3d 287, 303
(E.D.N.Y. 2014) (analyzing a “disparate treatment religious discrimination claim” (collecting
cases)); see also Masterpiece Cakeshop, 138 S. Ct. at 1732 (finding that a state commission
violated the Free Exercise clause through “disparate consideration” of the claims of a religious
party.)
15
Similarly, Plaintiff’s allegation of generic (albeit frequent) deficiencies in his religious
meals cannot sustain a Free Exercise claim for disparate treatment. This is so because Plaintiff
does not allege that these deficiencies were particular to halal meals (rather than prison meals
more generally) or other facts that might support an inference that these deficiencies were the
product of anti-religious hostility or discriminatory treatment. See Church of the Lukumi, 508
U.S. at 540 (discussing several means of evaluating religiously discriminatory intent). Indeed,
Plaintiff suggests otherwise; in enumerating the deficiencies in WCJ meals, he only occasionally
mentions that affected meals were halal, and he explicitly alleges that similar problems affected
“the entire WCDOC” population. (SAC 6.) In admitting that halal meals suffer from similar
deficiencies as those of the general inmate population, Plaintiff effectively concedes that, with
respect to these deficiencies, Defendants have treated him “with the neutrality that the Free
Exercise Clause requires.” Masterpiece Cakeshop, 138 S. Ct. at 1731; see also Church of the
Lukumi, 508 U.S. at 540 (“In determining if the object of a law is a neutral one under the Free
Exercise Clause, we can also find guidance in our equal protection cases.”); Am. Atheists, Inc. v.
Port Auth. of NY & NJ, 936 F. Supp. 2d 321, 339 (S.D.N.Y. 2013) (“[A]bsent allegations of
adverse treatment of individuals compared with other similarly situated individuals based on
religion, an Equal Protection claim fails.” (citation and quotation marks omitted)), aff’d 760 F.3d
227 (2d Cir. 2014); Storm v. Town of Woodstock, N.Y., 32 F. Supp. 2d 520, 527 (N.D.N.Y.
1998), aff’d, 165 F.3d 15 (2d Cir. 1998) (“[T]he Free Exercise Clause . . . forbids subtle
departures from neutrality.” (citation and quotation marks omitted)).9
Insofar as Plaintiff’s Free Exercise claims are based on the allegation that “[w]henever I
complain to officers that my meals are not consumable, ‘sometimes’ [officers] like Martinez
provide me with a bologna and cheese sandwich . . . which contains pork in it,” (SAC 10,) such
claims fail as well. Plaintiff does not indicate whether such events are frequent or isolated,
9
16
While a closer question, Plaintiff’s allegations concerning the May 19, 2018 incident also
fail to state a claim under the First Amendment. As alleged, Brown “became enraged and irate”
when Plaintiff refused to assist him in the middle of a Ramadan service, threatened to target the
Muslim inmate population in retaliation, actually carried out that retaliation by delaying their
post-fast meals, and “came to our service and called me and the others terrorists who should be
waterboarded to death.” (Id. at 10–11.) Crucially, Plaintiff does not allege that the delay in meal
service directly restricted Muslim inmates’ religious practice; rather, he claims that Brown
“retaliated against” them for exercising their religious freedom by means of the delay.10 (Id. at
10.) The Second Circuit, however, has held that “[o]nly retaliatory conduct that would deter a
similarly situated individual of ordinary firmness from exercising his or her constitutional rights
constitutes an adverse action for a claim of retaliation.” Davis v. Goord, 320 F.3d 346, 353 (2d
Cir. 2003) (citation and quotation marks omitted). Brown’s verbal expression of anger and his
brief delay of a single meal is unlikely to have a deterrent effect on a person of ordinary
firmness. See id. at 353 (“Insulting or disrespectful comments directed at an inmate generally do
not rise to this level.” (citation omitted)); Edwards v. Horn, No. 10-CV-6194, 2012 WL 760172,
at *14 n.13 (S.D.N.Y. Mar. 8, 2012) (“The denial of meals on two occasions, separated by more
than three months, is de minimis and not actionable.”); Graham v. Knebel, No. 08-CV-4363,
intentional or incidental. Nor does he indicate whether officers eventually provided religiously
acceptable meal options. Moreover, Martinez is not named as a Defendant.
10
Plaintiff does not allege that breaking fast immediately (rather than after a brief delay)
was of any religious significance. Accordingly, Plaintiff’s allegation concerning the delay must
be understood as a retaliation claim rather than as a targeted restriction on religious practice. By
contrast, a direct restriction on religious practice, particularly one that is deliberate and motivated
by animus, may well be analyzed differently. See Lukumi, 508 U.S. at 546 (“A law burdening
religious practice that is not neutral or not of general application must undergo the most rigorous
of scrutiny.”).
17
2009 WL 4334382, at *4 (S.D.N.Y. Dec. 1, 2009) (holding that delayed meals and hostile
comments are de minimis harms and “do not plausibly state a retaliation claim”); Snyder v.
McGinnis, No. 03-CV-0902, 2004 WL 1949472, at *11 (W.D.N.Y. Sept. 2, 2004) (finding that
denial of food on two occasions was “de minimis and not actionable” because “such actions,
even if proven at trial, would not chill a person of ordinary firmness from continuing to engage
in First Amendment activity” (citations omitted)). Accordingly, Plaintiff has alleged no viable
claims under the Free Exercise Clause.
2. Constitutional Right of Access to Courts Claim
Defendants also argue that Plaintiff’s pleading fails to support a claim for the violation of
Plaintiff’s First Amendment right of access to the courts.
The First Amendment protects a right to access to the courts and to petition the
government for the redress of grievances. See Bill Johnson’s Rests., Inc. v. NLRB, 461 U.S. 731,
741 (1983) (noting that “the right of access to the courts is an aspect of the First Amendment
right to petition the Government for redress of grievances.”). However, “[t]o state a claim for
denial of access to the courts, ‘a plaintiff must allege that the defendant took or was responsible
for actions that hindered a plaintiff’s efforts to pursue a legal claim.’” Crispin v. Westchester
County, No. 18-CV-7561, 2019 WL 2419661, at *4 (S.D.N.Y. June 10, 2019) (quoting Davis,
320 F.3d at 351). Accordingly, courts have generally held that where prison officials “ignore a
grievance that raises constitutional claims, the proper avenue to seek relief is . . . directly
petitioning the government for redress of his claims.” Id. (quoting Harris v. Westchester Cty.
Dep’t of Corr., No. 06-CV-2011, 2008 WL 953616, at *5 (S.D.N.Y. Apr. 3, 2008)).
Here, Plaintiff alleges that various prison officials refused to accept his Aramark-related
grievances, and that Spano, Vollmer and Delgrasso “created a policy that states that WCDOC
18
does not accept Aramark related grievances.” (SAC 11.) Plaintiff further alleges that on
September 25, 2018, Lopez not only refused to accept such a grievance, but reacted angrily to
Plaintiff’s attempt to file one, threatened Plaintiff, eventually forced Plaintiff to write an
additional statement on the back of his original grievance, and made unspecified false
statements. (Id. at 13–14.) Plaintiff’s general allegations that Lopez “threatened” him, “used
physical and verbal intimidation” and “made false statements on a Westchester Country
Memorandum,” (SAC 14,) lack the factual detail necessary to state a claim. See Burroughs v.
Petrone, 138 F. Supp. 3d 182, 210 (N.D.N.Y. 2015) (finding a plaintiff’s generic claims that
prison guards “threatened” him, “stopped” him from filing a petition, and interfered with his mail
were conclusory and failed to state a claim); see also Friedl v. City of New York, 210 F.3d 79,
85–86 (2d Cir. 2000) (“claims must be supported by specific and detailed factual allegations, not
stated in wholly conclusory terms” (citation and quotation marks omitted)). In any case, it is
unclear why a demand that Plaintiff write an additional statement on the back of his original
grievance would implicate Plaintiff’s right of access to the courts. Finally, “any claim that
plaintiff was deprived of his right to petition the government for redress is belied by the fact of
his bringing this lawsuit.” Crispin, 2019 WL 2419661, at *4 (citation omitted); see also Harris,
2008 WL 953616, at *5 (“[I]n the event that prison officials ignore a grievance that raises
constitutional claims, the proper avenue to seek relief is the course taken by plaintiff here:
directly petitioning the government for redress of his claims.”).
3. Eighth Amendment Claims
Although Plaintiff asserts (and Defendants purport to analyze) claims under the Eighth
Amendment, (SAC 6, 18; Defs.’ Mem 10–14,) Plaintiff’s allegations concerning his conditions
of confinement are properly analyzed under the Fourteenth Amendment. “A pretrial detainee’s
19
claims of unconstitutional conditions of confinement are governed by the Due Process Clause of
the Fourteenth Amendment, rather than the Cruel and Unusual Punishments Clause of the Eighth
Amendment . . . because[] pretrial detainees have not been convicted of a crime and thus may not
be punished in any manner—neither cruelly and unusually nor otherwise.” Darnell v. Pineiro,
849 F.3d 17, 29 (2d Cir. 2017) (citations, alteration, and quotation marks omitted). Here,
Plaintiff is a pretrial detainee. (See SAC 6.) The Court therefore construes Plaintiff’s allegations
concerning the adequacy of his meals and medical care as raising claims under the (less
restrictive) Due Process Clause and dismisses any putative Eighth Amendment claims.
4. Fourteenth Amendment Claims
Defendants advance several arguments why Plaintiff’s allegations fail to state a claim for
unconstitutional conditions of confinement. The Court agrees with some of those arguments,
concluding that Plaintiff has failed to (1) sufficiently plead Individual Defendants’ personal
involvement in the alleged constitutional deprivations, and (2) state a Monell claim against
Westchester County and Aramark.
The Supreme Court has explained that a detainee’s rights under the Due Process Clause
are “at least as great as the Eighth Amendment protections available to a convicted prisoner.”
City of Revere v. Mass. Gen. Hosp., 463 U.S. 239, 244 (1983) (citation omitted). As with Eighth
Amendment claims, however, a pretrial detainee alleging unconstitutional conditions of his
confinement “must satisfy two prongs to prove a claim, an ‘objective prong’ showing that the
challenged conditions were sufficiently serious to constitute objective deprivations of the right to
due process, and a ‘subjective prong’ . . . showing that the officer acted with at least deliberate
indifference to the challenged conditions.” Darnell, 849 F.3d at 29. To satisfy the first,
“objective prong,” a plaintiff must sufficiently allege “that the conditions, either alone or in
20
combination, pose an unreasonable risk of serious damage to his health.” Id. at 30 (citation
omitted). In particular, the Second Circuit has held that the Constitution “require[s] that
prisoners be served nutritionally adequate food that is prepared and served under conditions
which do not present an immediate danger to the health and well-being of the inmates who
consume it.” Robles v. Coughlin, 725 F.2d 12, 15 (2d Cir. 1983) (citation and quotation marks
omitted); see also Hathaway v. Coughlin, 99 F.3d 550, 553 (2d Cir. 1996) (explaining that “the
alleged deprivation must be sufficiently serious, in the sense that a condition of urgency, one that
may produce death, degeneration, or extreme pain exists.” (citation and quotation marks
omitted)).
To satisfy the “subjective prong,” the plaintiff must sufficiently allege that a defendant’s
mens rea in violating the plaintiff’s Due Process rights amounts at least to recklessness. See
Darnell, 849 F.3d at 32 (citing Farmer v. Brennan, 511 U.S. 825, 836 (1994)). In contrast to
Eighth Amendment claims, however, the “recklessness” necessary to sustain Fourteenth
Amendment claims is comparable to civil law recklessness rather than criminal law recklessness.
Id. at 35 (“[T]o establish a claim for deliberate indifference to conditions of confinement under
the Due Process Clause of the Fourteenth Amendment, the pretrial detainee must prove that the
defendant-official acted intentionally to impose the alleged condition, or recklessly failed to act
with reasonable care to mitigate the risk that the condition posed to the pretrial detainee even
though the defendant-official knew, or should have known, that the condition posed an excessive
risk to health or safety.”).
Here, Plaintiff asserts numerous deficiencies in his meals and medical care, and alleges
that these deficiencies have resulted in serious health consequences. The Court need not,
however, decide whether the specific deprivations Plaintiff identifies reach constitutional
21
dimensions, because Plaintiff has failed to sufficiently allege Individual Defendants’ personal
involvement or Municipal Defendants’ Monell liability for any such claims.
a. Personal Involvement of Individual Defendants
“It is well settled that, in order to establish a defendant’s individual liability in a suit
brought under § 1983, a plaintiff must show . . . the defendant’s personal involvement in the
alleged constitutional deprivation.” Grullon v. City of New Haven, 720 F.3d 133, 138 (2d Cir.
2013). To establish personal involvement, a plaintiff must show that:
(1) the defendant participated directly in the alleged constitutional violation, (2) the
defendant, after being informed of the violation through a report or appeal, failed
to remedy the wrong, (3) the defendant created a policy or custom under which
unconstitutional practices occurred, or allowed the continuance of such a policy or
custom, (4) the defendant was grossly negligent in supervising subordinates who
committed the wrongful acts, or (5) the defendant exhibited deliberate indifference
to the rights of inmates by failing to act on information indicating that
unconstitutional acts were occurring.
Id. at 139 (citation, italics, and quotation marks omitted). In other words, “[b]ecause vicarious
liability is inapplicable to . . . § 1983 suits, a plaintiff must plead that each Government-official
defendant, through the official’s own individual actions, has violated the Constitution.” Iqbal,
556 U.S. at 676. Therefore, Plaintiff must plausibly allege that Defendants’ actions fall into one
of the five categories identified above. See Lebron v. Mrzyglod, No. 14-CV-10290, 2017 WL
365493, at *4 (S.D.N.Y. Jan. 24, 2017) (holding that the five categories “still control[] with
respect to claims that do not require a showing of discriminatory intent” post-Iqbal).
Here, Plaintiff’s allegations with respect to Individual Defendants fail to sufficiently
allege their personal involvement in the allegedly unconstitutional conduct. For example,
Plaintiff fails even to mention Middleton in the body of his SAC. Relatedly, Plaintiff’s only
allegations regarding Blackman, Flax and Mendoza are that (1) “Blackman hires Aramark
employees at WCDOC,” and (2) “Flax and Mendoza are responsible for food preparation . . . ,
22
but they have delegated their responsibility to line supervisors.” (SAC 12). Such allegations
offer paradigmatic examples of supervisory roles, not direct involvement. They cannot,
therefore, sustain claims under § 1983. See Rivera v. Westchester County, No. 18-CV-8354,
2019 WL 3958425, at *3 (S.D.N.Y. Aug. 22, 2019) (“Where a defendant is a supervisory
official, a mere ‘linkage’ to the unlawful conduct through the ‘chain of command’ (i.e., under the
doctrine of respondeat superior) is insufficient to show his or her personal involvement in that
unlawful conduct.” (citation and quotation marks omitted)).
Plaintiff’s allegations concerning Stuart are similarly deficient. Plaintiff alleges only that
she “allows inmates to prepare religious meals” improperly and unsafely, that she “does not
enforce proper written policies,” and that “while acting as a line supervisor, she witnesses most
of the conduct herein and allows it to proceed without intervention.” (SAC 12). Insofar as
Plaintiff seeks to attribute to Stuart the conduct of inmates under her supervision simply by
virtue of her position, “vicarious liability is inapplicable to . . . § 1983 suits.” Iqbal, 556 U.S. at
676. Insofar as Plaintiff intends to allege Stuart’s personal involvement, Plaintiff’s allegations
are conclusory and generic: Plaintiff does not tie Stuart to any of the specific incidents in which
he received inadequate food and does not describe any specific actions or events in which Stuart
was involved. There is, therefore, insufficient factual matter from which the Court could infer
Stuart’s direct involvement in Plaintiff’s alleged constitutional deprivations. See Vann v.
Fischer, No. 11–CV–1958, 2012 WL 2384428, at *6 (S.D.N.Y. June 21, 2012) (rejecting claims
where the plaintiff summarily alleged that the defendant “had knowledge of actions taken”
(alteration and quotation marks omitted)); Lindsey v. Butler, 43 F. Supp. 3d 317, 329 (S.D.N.Y.
2014) (“Conclusory accusations regarding a defendant's personal involvement in the alleged
violation, standing alone, are not sufficient[.]” (citation and quotation marks omitted)).
23
With respect to Spano, Vollmer and Delgrasso, Plaintiff’s only allegations are that (1)
they “created a policy that states that WCDOC does not accept Aramark related grievances,” and
(2) they “have been on notice and aware of prison conditions [discussed] herein for an extended
duration, but they refuse to intervene.” (SAC 11.) The first allegation fails to state a claim
altogether. Insofar as Plaintiff claims that WCDOC’s grievance policy violates an independent
substantive right, this Court had explained “inmate grievance programs created by state law are
not required by the Constitution and consequently allegations that prison officials violated those
procedures [do] not give rise to a cognizable § 1983 claim.” Harris, 2008 WL 953616, at *5
(citation and quotation marks omitted). Insofar as Plaintiff claims that the policy violates his
constitutional right of access to the courts, the Court has already rejected any such claim for the
reasons stated above. Nor does such a grievance policy suggest that Defendants were
“deliberately indifferent” to serving constitutionally inadequate food at WCJ. On the contrary,
Defendants’ policy may well reflect their belief that WCJ food was adequate and that inmate
complaints were therefore frivolous.
The second allegation against Spano, Vollmer and Delgrasso is similarly deficient.
Plaintiff simply claims that that these Defendants “have been on notice and aware of prison
conditions [discussed] herein for an extended duration, but they refuse to intervene.” (SAC 11).
These allegations are “conclusory” and therefore do not suffice. Rivera, 2019 WL 3958425, at
*3 (holding than an allegation that Defendants “had sufficient prior knowledge that the food
being served to inmates at WCDOC was substandard” was “conclusory . . . [and] insufficient”).
While Plaintiff also alleges, “on further belief,” that “Defendants sued herein” were sued in
previous suits for similar conduct and have answered “over 100 food-related grievances,” (SAC
11–12,) Plaintiff does not specifically allege that Individual Defendants were named in the
24
lawsuits to which Plaintiff refers, nor does Plaintiff describe the specific conduct that was at
issue in those suits or complaints.11 This allegation cannot, therefore, establish Individual
Defendant’s personal involvement through deliberate indifference. See Rivera, 2019 WL
3958425, at *5 (“Although Plaintiff alleges that numerous similar lawsuits, grievances, and
complaints against Aramark have been filed, he fails to provide any factual details regarding
these other lawsuits and grievances. The absence of such detail dooms Plaintiff’s Complaint.”
(collecting cases)).
Because Plaintiff does not plead sufficient facts to establish any Individual Defendant’s
personal involvement in his alleged Due Process deprivations, all such claims against Individual
Defendants must be dismissed.
b. Monell Liability
“Congress did not intend municipalities to be held liable [under § 1983] unless action
pursuant to official municipal policy of some nature caused a constitutional tort.” Monell v.
Dep’t of Soc. Servs. of City of New York, 436 U.S. 658, 691 (1978); see also Pembaur v. City of
Cincinnati, 475 U.S. 469, 478 (1986) (holding that a municipality may not be liable under § 1983
“by application of the doctrine of respondeat superior” (italics omitted)). Accordingly,
“municipalities may only be held liable when the municipality itself deprives an individual of a
11
Plaintiff lists the titles of six prior lawsuits, but omits docket numbers, dates, or other
identifying information: “Perez v. Westchester County, Pagan v. Westchester County, Gomez v.
Westchester County, Quick v. Westchester County, Ackridge v. Aramark Correctional Food
Services, [and] Alvardo v. Westchester County.” (Id. at 12.) Multiple prisoner suits bearing
these titles do not, in fact, name Spano, Vollmer or Delgrasso as defendants at all. See e.g.,
Perez v. Westchester Cty. Dep’t of Corr., 587 F.3d 143 (2d Cir. 2009); Ackridge v. Aramark
Corr. Food Servs., No. 16-CV-6301, 2018 WL 1626175 (S.D.N.Y. Mar. 30, 2018); Gomez v.
Westchester County, No. 12-CV-6869, 2015 WL 1054902 (S.D.N.Y. Mar. 10, 2015); Gomez v.
Westchester County, No. 13-CV-7015, 2014 WL 8841310 (S.D.N.Y. May 14, 2014); Pagan v.
Westchester County, No. 12-CV-7669, 2014 WL 982876 (S.D.N.Y. Mar. 12, 2014).
25
constitutional right.” Newton v. City of New York, 566 F. Supp. 2d 256, 270 (S.D.N.Y. 2008).
Therefore, “to prevail on a claim against a municipality under [§] 1983 based on acts of a public
official, a plaintiff is required to prove: (1) actions taken under color of law; (2) deprivation of a
constitutional or statutory right; (3) causation; (4) damages; and (5) that an official policy of the
municipality caused the constitutional injury.” Roe v. City of Waterbury, 542 F.3d 31, 36 (2d
Cir. 2008) (citation omitted). The fifth element reflects the notion that a Monell defendant “may
not be held liable under § 1983 solely because it employs a tortfeasor.” Bd. of Cty. Comm’rs v.
Brown, 520 U.S. 397, 403 (1997). A plaintiff may satisfy the fifth element by alleging one of the
following:
(1) a formal policy officially endorsed by the municipality; (2) actions taken by
government officials responsible for establishing the municipal policies that caused
the particular deprivation in question; (3) a practice so consistent and widespread
that, although not expressly authorized, constitutes a custom or usage of which a
supervising policy-maker must have been aware; or (4) a failure by policymakers
to provide adequate training or supervision to subordinates to such an extent that it
amounts to deliberate indifference to the rights of those who come into contact with
the municipal employees.
Brandon v. City of New York, 705 F. Supp. 2d 261, 276–77 (S.D.N.Y. 2010) (citations omitted).
Liberally construed, Plaintiff seeks to establish Monell liability based on the third and
fourth prongs enumerated in Brandon. Indeed, Plaintiff’s SAC includes several sentences that
purport to allege widespread practices and supervisory failures. For example, Plaintiff alleges
that his claims “stem from my meal trays arriving to me and the entire WCDOC as follows . . .,”
(SAC 6 (emphasis added)); that senior officials “have been on notice and aware of prison
conditions herein for an extended duration, but they refuse to intervene as supervisory
defendants,” (id. at 11); that “Defendants sued herein are named in . . . actions for similar
conduct[] and prior to their [policy of refusing to accept Aramark-related grievances] they
answered over 100 food-related grievances,” (id. at 11–12); and that senior officials responsible
26
for food preparation, storage and kitchen supervision have “delegated their responsibility to line
supervisors . . . who do[] not enforce proper written policies,” (id. at 12).
These allegations cannot sustain a Monell claim under either of the above-identified
prongs. First, Plaintiff cannot sustain a claim based on a consistent and widespread practice
because his allegation concerning the meals of “the entire WCDOC” is patently generic and
conclusory. An inmate cannot state a “consistent and widespread practice” simply by alleging
his own experiences and then extrapolating to the entire jail population. See Aragon v. New
York, No. 14-CV-9797, 2017 WL 2703562, at *6 (S.D.N.Y. June 22, 2017) (dismissing claims
where “Plaintiff seems to allege the existence of a practice adopted by the [County] solely based
on Plaintiff’s alleged experience”). Plaintiff’s claims that Defendants were previously sued for
similar conduct is similarly general; Plaintiff does not describe the conduct alleged in these suits
in any detail, nor explain whether and how the conduct alleged in those suits was widespread and
consistent. “The absence of such detail dooms Plaintiff’s Complaint.” Rivera, 2019 WL
3958425 at *5 (collecting cases); see also Mercedes v. Westchester County, No. 18-CV-4087,
2019 WL 1429566, at *5 (S.D.N.Y. Mar. 29, 2019) (dismissing Monell claim against Aramark
and county alleging that the plaintiff was served unhygienic and inedible food where the plaintiff
did not allege “the existence of any policy, any actions taken or decisions made by
. . . policymaking officials, any systemic failures to train or supervise,” or any “factual indicia
from which this Court could infer the existence of a policy or custom”); Hoffstead v. Aramark
Corr. Servs., LLC, No. 18-CV-2381, 2019 WL 1331634, at *4–5 (S.D.N.Y. Mar. 25, 2019)
(same); McKenzie v. City of Mount Vernon, No. 18-CV-603, 2018 WL 6831157, at *7 (S.D.N.Y.
Dec. 28, 2018) (dismissing Monell claim where the plaintiff did “not allege any facts suggesting
a policy or custom that led to [the] alleged” constitutional deprivation); Ackridge v. Aramark
27
Corr. Food Servs., No. 16-CV-6301, 2018 WL 1626175, at *13 (S.D.N.Y. Mar. 30, 2018)
(dismissing Monell claim against county alleging the plaintiff was not served kosher food
because the plaintiff failed to allege any specific facts about a custom or policy aside from the
facts of his own case); Gordon v. City of New York, No. 10-CV-5148, 2012 WL 1068023, at *4
(E.D.N.Y. Mar. 29, 2012) (dismissing Monell claim where the plaintiff’s “allegation [was]
unsupported by anything other than the facts of what occurred in his particular case” (citations
omitted)).
Similarly, Plaintiff cannot sustain a claim based on failure to train. Although “[a]
municipality’s failure to properly train its employees can under certain circumstances give rise to
Monell liability, . . . a claim based on this theory still must be properly pled under Iqbal.” Simms
v. City of New York, No. 10-CV-3420, 2011 WL 4543051, at *2 (E.D.N.Y. Sept. 28, 2011)
(citation and footnote omitted), aff’d, 480 F. App’x 627 (2d Cir. 2012). To state a claim for
municipal liability based on a failure to train, Plaintiff must allege facts that support an inference
that Municipal Defendants failed to train their employees, that they did so with deliberate
indifference, and that the failure to train caused his constitutional injuries. See Treadwell v.
County of Putnam, No. 14-CV-10137, 2016 WL 1268279, at *4 (S.D.N.Y. Mar. 30, 2016) (“To
establish Monell liability premised on a failure to supervise, a plaintiff must plead that (1) there
was a pattern of allegations of or complaints about, or a pattern of actual, similar unconstitutional
activity, and (2) the municipality consistently failed to investigate those allegations.” (citation
omitted)). In particular, “a plaintiff must plausibly allege a specific deficiency in the
municipality’s training.” Tieman v. City of Newburgh, No. 13-CV-4178, 2015 WL 1379652, at
*22 (S.D.N.Y. Mar. 26, 2015). Furthermore, a failure to train constitutes a policy or custom that
is actionable under § 1983 only where “in light of the duties assigned to specific officers or
28
employees the need for more or different training is so obvious, and the inadequacy so likely to
result in the violation of constitutional rights, that the policymakers . . . can reasonably be said to
have been deliberately indifferent to the need.” City of Canton v. Harris, 489 U.S. 378, 390
(1989) (footnote omitted).
Here, Plaintiff has alleged no specific facts suggesting deficiencies in Westchester
County’s and Aramark’s training or supervision protocols claims. Rather, Plaintiff’s bare
statements that Westchester County failed to supervise inmates or “enforce proper written
policies,” (SAC 12) are simply “boilerplate assertions” and are therefore insufficient, without
more, to state a Monell claim. Araujo v. City of New York, No. 08-CV-3715, 2010 WL 1049583,
at *9 (E.D.N.Y. Mar. 19, 2010) (dismissing failure to train claim where a plaintiff alleged “no
facts to indicate any deliberate choice by municipal policymakers to engage in unconstitutional
conduct”); see also Quick v. Westchester County, No. 18-CV-243, 2019 WL 1083784, at *5
(S.D.N.Y. Mar. 7, 2019) (dismissing Monell claim where the plaintiff alleged failure to supervise
kitchen workers who did not wear hair nets, among other shortcomings, because the complaint
was “devoid of any detailed factual allegations” that WCDOC lacked “a relevant training or
supervisory program” or that WCDOC “was otherwise deliberately indifferent to food
preparation problems”); Triano v. Town of Harrison, N.Y., 895 F. Supp. 2d 526, 539–40
(S.D.N.Y. 2012) (dismissing Monell claim where the plaintiff “merely alleged that the [t]own
failed to train its employees, without providing any supporting factual detail about alleged
deficiencies in the training program”).
Under some circumstances, a plaintiff may also establish a municipal defendant’s
deliberately indifferent failure to supervise by showing “that the need for more or better
supervision to protect against constitutional violations was obvious” from the fact that there
29
“were repeated complaints of civil rights violations,” and that “the complaints [were] followed
by no meaningful attempt on the part of the municipality to investigate or to forestall further
incidents.” Shepherd v. Powers, No. 11-CV-6860, 2012 WL 4477241, at *9 (S.D.N.Y. Sept. 27,
2012) (citation and quotation marks omitted); see also Lawrence v. City of Rochester, No. 09CV-6078, 2015 WL 510048, at *7 (W.D.N.Y. Feb. 6, 2015) (“Deliberate indifference may be
inferred from the failure to train or supervise based on proof of repeated complaints of civil
rights violations that are followed by no meaningful attempt on the part of the municipality to
investigate or to forestall.” (citation and quotation marks omitted)); Aretakis v. Durivage, No.
07-CV-1273, 2009 WL 249781, at *29 (N.D.N.Y. Feb. 3, 2009) (same).
Plaintiff cannot, however, sustain such a claim here. Plaintiff’s allegation that
“Defendants sued herein are named in . . . actions for similar conduct[]” and that “prior to their
[policy of refusing Aramark-related grievances] they answered over 100 food-related
grievances,” (SAC 11–12) bears little resemblance to those precedents where plaintiffs
successfully established deliberate indifference by pointing to previous grievances and lawsuits.
Crucially, in those precedents, Plaintiff identified prior suits with specificity and pled details of
the previous suits. See Tieman, 2015 WL 1379652, at *19–21 (holding that the plaintiff
sufficiently alleged the need for better training or supervision where the plaintiff listed and
detailed nine other complaints raising similar allegations against same defendants); McCants v.
City of Newburgh, No. 14-CV-556, 2014 WL 6645987, at *4–5 (S.D.N.Y. Nov. 21, 2014)
(holding that plaintiff sufficiently alleged a need for better training or supervision where plaintiff
listed and detailed seventeen other complaints over a seven-year period raising similar
allegations against the same defendants); Farrow v. City of Syracuse, No. 12-CV-1401, 2014
WL 1311903, at *8 n.7 (N.D.N.Y. Mar. 31, 2014) (stating that the fact that “at least 15 excessive
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force complaints ha[d] been filed against the [c]ity in the past 5 years” would be sufficient to
state a plausible failure to train case). Here, Plaintiff’s allegation of prior suits and complaints is
comparatively sparse; although Plaintiff provides the (partial) title of six purportedly related
cases, (SAC 12,) he offers no details about the nature of the complaints, the extent of the
violations they purport to identify, or their similarity to the violations alleged here. Moreover,
the Court cannot, with any degree of confidence, identify precisely to which prior cases Plaintiff
intends to refer. Similarly, Plaintiff has provided no information about the nature, extent, or
content of these previous food-related grievances. Such bare allegations are insufficient to
support a claim of deliberate indifference. See Smith v. Westchester County, No. 19-CV-1283,
2019 WL 5816120, at *6 (S.D.N.Y. Nov. 7, 2019) (explaining that because the plaintiff
“provided no information about the nature, extent, or content of past [alleged] grievances,” these
allegations were “generic” and “insufficient to support a claim of deliberate indifference.”); Cruz
v. City of New York, No. 15-CV-2265, 2016 WL 234853, at *4 (S.D.N.Y. Jan. 19, 2016)
(rejecting a claim of municipal practice predicated on the existence of prior suits where “the
Complaint provides no information about the cases it cites, no description of evidence adduced
in those cases, and no explanation of how the cases, individually or taken together, demonstrate a
consistent and widespread practice sufficient to constitute an unlawful policy or custom”).
Because Plaintiff’s allegations do not support claims under Monell, all claims against
Westchester County and Aramark must be dismissed.
III. Conclusion
For the reasons stated above, Defendants’ Motion To Dismiss is granted. Because this is
the first adjudication of Plaintiff’s claims, the dismissal is without prejudice. If Plaintiff wishes
to file a third amended complaint, Plaintiff must do so within 30 days of the date of this Opinion.
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Plaintiff should include within that amended complaint all changes to correct the deficiencies
identified in this Opinion that Plaintiff wishes the Court to consider. Plaintiff is advised that the
third amended complaint will replace, not supplement, the SAC. The amended complaint must
contain all of the claims, factual allegations, and exhibits that Plaintiff wishes the Court to
consider. If Plaintiff fails to abide by the 30-day deadline, his claims may be dismissed with
prejudice.
The Clerk is respectfully directed to terminate the pending Motion, (see Dkt. No. 69), and
mail a copy of this Order to Plaintiff.
SO ORDERED.
Dated:
January '1$_, 2020
White Plains, New York
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