Bettis v. Putnam County Correctional Facility et al

Filing 82

OPINION & ORDER re: 69 MOTION for Summary Judgment pursuant to FRCP 56 filed by Raymon St. Auburn, Lotts, M. Vilillani. For the foregoing reasons, Defendants' motion is GRANTED. The Clerk of Court is respectfully directed t o update the docket as set forth in footnote one, terminate the pending motion, (ECF No. 69), enter judgment for Defendants, and close the case. SO ORDERED. Putnam County terminated. (Signed by Judge Cathy Seibel on 9/23/2024) (mml) Transmission to Orders and Judgments Clerk for processing.

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
-------------------------------------------------------------x
ZUBEARU BETTIS,
Plaintiff,
- against SGT. M. VILLANI, C.O. LOTTS, and RAYMOND
ST. AUBURN,

OPINION & ORDER
No. 21-CV-5208 (CS)

Defendants.
-------------------------------------------------------------x
Appearances:
James A. Randazzo
Drew W. Sumner
Portale Randazzo LLP
White Plains, NY
Counsel for Defendants
Seibel, J.
Before the Court is the motion for summary judgment of Defendants Sergeant (“Sgt.”)
M. Villani, Correction Officer (“C.O.”) Lotts, and C.O. Raymond St. Auburn. (ECF No. 69.) 1
For the following reasons, the motion is GRANTED.
I.

BACKGROUND
A. Facts
The following facts are taken from Defendants’ Local Civil Rule (“LR”) 56.1 Statement

and the supporting exhibits, and are undisputed unless otherwise noted.

1

The Clerk of Court is respectfully directed to update the docket to reflect the correct
spelling of Sgt. M. Villani’s and Raymond St. Auburn’s names. The Clerk of Court is also
respectfully directed to terminate Putnam County as a Defendant. The Court dismissed the
claims against Putnam County on May 23, 2022. (See Minute Entry dated May 23, 2022.)

From December 21, 2016 through June 7, 2018, Plaintiff Zubearu Bettis was incarcerated
at the Putnam County Correctional Facility (“PCCF” or “the Facility”) awaiting sentencing for
illegal possession and brandishing of a firearm. (ECF No. 72 (“Ds’ 56.1 Stmt.”) ¶¶ 1-2.) During
his intake, the Facility issued him a rulebook containing the Inmate Rules & Regulations,
including policies and procedures for making complaints against the Facility or its staff, and
filing formal grievances. (Id. ¶¶ 3-4.) The Inmate Rules & Regulations are provided to all
inmates and implement the New York State Minimum Standards and Regulations for
Management of County Jails and Penitentiaries (“the Minimum Standards”), which require an
inmate to file a grievance within five days of the act or occurrence giving rise to the grievance.
(Id. ¶¶ 5-6.) Although the rulebook does not contain the five-day requirement, it states, “See
posted form and time lines throughout the facility.” (ECF No. 71 (“Randazzo Decl.”) Ex. C at
52.) Between March 14, 2018 and June 1, 2018, Plaintiff filed at least seven separate grievances
with the Facility pursuant to the Minimum Standards and the Inmate Rules & Regulations. (Ds’
56.1 Stmt. ¶ 7.) Plaintiff also testified that he was familiar with the grievance procedures and the
Minimum Standards. (See id. ¶¶ 8-9.)
On June 5, 2018, around 4:43 p.m., non-Defendant C.O. Tommarello issued Plaintiff a
misbehavior report for excessive noise and obstruction, and Plaintiff refused to sign it. (Id. ¶¶
10-11.) Officers, including Sgt. Alfred Villani, informed Plaintiff that if he refused to sign the
misbehavior report, he would be removed from his cell and transported to the special housing
unit (“SHU”). (Id. ¶¶ 12-13.) Plaintiff chose not to voluntarily comply with the transfer to the
SHU, understanding that this could result in officers forcibly extracting him from his cell. (Id. ¶¶
15-16.) A few minutes after Plaintiff told Sgt. Alfred Villani that he would not sign the report,
Plaintiff observed officers at his cell wearing protective gear, including one officer with a riot

2

shield. (Id. ¶¶ 17-18; Randazzo Decl. Ex. A (“P’s Depo.”) at 37:4-8.) He knew that the officers
would use force to remove him, but he still chose not to comply. (Ds’ 56.1 Stmt. ¶ 19; P’s Depo.
at 37:9-17.) The officers present were Sgt. Alfred Villani and C.O.s Raymond St. Auburn,
Anthony Colello, John Cassidy, and Tyrone Lotts. (Ds’ 56.1 Stmt. ¶ 20.) Sgt. Michael Villani
was not present and did not participate in the cell extraction. (Id. ¶ 21.) 2 Plaintiff admitted that
he refused to comply with handcuffing and the officers used force to remove him. (Id. ¶¶ 22-24.)
Plaintiff testified that Sgt. Alfred Villani punched him in the face, (P’s Depo. at 44:12-21; 45:2246:8), 3 C.O. Lotts twisted his arm back and damaged his shoulder, (id. at 44:21-22), C.O. Collelo
pressed the bottom of a shield into his shins and stunned him in the left buttock for “a second or
two,” (id. at 45:1; 50:15-51:5; 70:9-72:13), C.O. Cassidy punched him in the gut, (id. 44:22) and
C.O. St. Auburn twisted his ankle and leg and grabbed his crotch, (id. at 44:23-24; 52:22-53:7).
After the officers succeeded in handcuffing Plaintiff, he complained that the handcuffs were too
tight, and the officers removed them within “several minutes.” (D’s 56.1 Stmt. ¶¶ 34-35; P’s
Depo. at 54:15-55:2.) Once Plaintiff was handcuffed, the incident was “over with.” (P’s Depo.
at 61:16-62:3; see Ds’ 56.1 Stmt. ¶¶ 36-37.)
After Plaintiff was transported to the SHU, a PCCF nurse attended to him and asked if he
was hurt, and he showed her bruises, scrape marks and swelling on his face and hands. (See Ds’
56.1 Stmt. ¶ 56; P’s Depo. at 49:14-23.) He remained in the SHU for about two days, until he

2

Sgt. Michael Villani and Sgt. Alfred Villani were both corrections sergeants at PCCF.
(Ds’ 56.1 Stmt. ¶¶ 48-49.) In the initial complaint, Plaintiff listed Sgt. Villani but did not
indicate which Sgt. Villani he intended to sue. (See ECF No. 2.) In the Amended Complaint,
Plaintiff listed Sgt. M. Villani as the defendant. (See ECF No. 12.)
3

Defendants’ 56.1 Statement indicates that Plaintiff testified that Sgt. Alfred Villani
punched him in the head, (see Ds’ 56.1 Stmt. ¶ 28), but Plaintiff testified that Sgt. Villani
punched him in the face, (P’s Depo. at 44:12-14; 45:22-46:8).
3

was transferred out of PCCF and into the custody of the U.S. Bureau of Prisons (“BOP”) on June
7, 2018. (See Ds’ 56.1 Stmt. ¶¶ 41, 44; P’s Depo. at 68:10-17.) Plaintiff was moved from PCCF
to the Metropolitan Correction Center, New York (“MCC”) and then to the Metropolitan
Detention Center, Brooklyn, where he was placed in the SHU. (P’s Depo. at 49:9-13.)
Plaintiff did not file a grievance concerning the incident on June 5, 2018. (See Ds’ 56.1
Stmt. ¶ 42; P’s Depo. at 68:10-19.) He testified that he filled out the grievance form, but “never
got a chance to turn it in,” (P’s Depo. at 78:10-14; see also id. at 68:10-19), although he had a
copy of it while in BOP custody, (see Ds’ 56.1 Stmt. ¶¶ 43-45; P’s Depo. at 76:14-22, 78:10-14).
Plaintiff testified that after he was transferred back to MCC on July 6 or July 7, he saw a
doctor on July 13 who examined him, documented swelling, bruises, and cuts on his body, tested
his hands for sensation, and ordered a test to further examine the loss of sensation in his hands,
which test never took place. (See P’s Depo. at 52:5-21.) He testified that he received an X-ray
which showed “spurring” in his shoulder. (See id. at 58:13-17.) Plaintiff further testified that he
continues to have pain, “popcorn noises,” and “popping sounds” in his shoulder when he tries to
exercise and that he has loss of sensation in his hands. (See id. at 83:13-84:21.)
B. Procedural History
On June 11, 2021, Plaintiff commenced this lawsuit against the Putnam County
Correctional Facility, Sgt. Villani, C.O. Lotts, three John Doe corrections officers, one John Doe
sheriff, and one Jane or John Doe kitchen staff. (ECF No. 2.) The complaint, brought under 42
U.S.C. § 1983, alleged that Defendants used excessive force against him, confiscated his
religious items, and retaliated against him by serving him pork chops during Ramadan. (See id.)
On July 1, 2021, the Court dismissed the claims against the Facility and directed the Clerk to add
Putnam County as a defendant. (See ECF No. 6 at 2.) On September 17, 2021, and September

4

20, 2021, Plaintiff filed the Amended Complaint in two parts. (See ECF Nos. 12, 14.) 4 In the
Amended Complaint, Plaintiff added Sgt. Richard Bartley and C.O. Raymond St. Auburn, and
identified the previous John/Jane Doe defendants as C.O.s Steven Napolitano, John Cassidy, and
Anthony Colello, Sheriff R. Langley, Jr., and kitchen staffers Aaron Cioppa and Antonios
Loukrezis. (ECF No. 12.) He also requested to add the BOP as a defendant. (Id. at 7.) 5
On October 7, 2021, Defendants filed a letter requesting a pre-motion conference in
anticipation of a motion to dismiss. (ECF No. 23.) On November 12, 2021, the Court held a
pre-motion conference, (see Minute Entry dated Nov. 12, 2021), and Defendants filed the motion
to dismiss on December 17, 2021, (see ECF No. 29). On May 23, 2022, I granted in part and
denied in part Defendants’ motion to dismiss. (See generally Randazzo Decl. Ex. K.) I
dismissed the claims against Defendants Cioppa, Loukrezis, Cassidy, Colello, Langley, Bartley,
Napolitano, and Putnam County, and denied Plaintiff’s request to add BOP as a defendant. (See
id. at 23:7-10; 27:5-6; 28:20-30:9; 30:19-31:3.) Thus, I determined that the case would go
forward against Sgt. Villani, C.O. Lotts, and C.O. St. Auburn for the excessive force and
retaliation claims under § 1983, (see id. at 32:14-17), and granted Plaintiff leave to amend the
complaint by July 8, 2022 to modify claims that were not time-barred, (see id. at 31:19-32:11).
Plaintiff did not amend the complaint.

4

The Court deemed the document filed on September 20, 2021 to be a continuation of
the Amended Complaint filed on September 17, 2021. (See ECF No. 15.)
5

Citations to Plaintiff’s Amended Complaint use the page numbers generated by the
Court’s Electronic Case Filing (“ECF”) system.
5

On July 20, 2022, Defendants answered the Amended Complaint. (See ECF No. 44.) 6
On September 2, 2022, the Court held a scheduling conference during which the Court gave
Plaintiff another opportunity to amend the complaint by November 2, 2022, (see Minute Entry
dated Sept. 2, 2022), which deadline the Court, at Plaintiff’s request, later extended to November
16, 2022, (see ECF Nos. 54, 55). Plaintiff did not amend the complaint.
On July 14, 2023, following discovery, Defendants filed a pre-motion letter in
anticipation of a motion for summary judgment, (ECF No. 60), and Plaintiff responded on July
25, 2023, (ECF No. 66). The instant motion followed. (See ECF No. 69.) Plaintiff has not
opposed the motion, 7 but I have considered the arguments he made in his response to
Defendants’ pre-motion letter.
II.

LEGAL STANDARD
Summary judgment is appropriate when “the movant shows that there is no genuine

dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.
R. Civ. P. 56(a). 8 “[T]he dispute about a material fact is ‘genuine’ . . . if the evidence is such
that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986). A fact is “material” if it “might affect the outcome of the
suit under the governing law . . . . Factual disputes that are irrelevant or unnecessary will not be

6

Sgt. M. Villani is the named Defendant, but the answer erroneously lists the Defendants
as Sgt. Alfred Villani, C.O. Lotts, and C.O. St. Auburn. (See ECF No. 44 at 1.)
7

On June 20, 2024, the Court gave Plaintiff a final opportunity to oppose the motion, and
the Court indicated that failure to do so by the Court’s deadline would result in the motion being
deemed fully submitted. (ECF No. 80.)
8

Unless otherwise indicated, case quotations omit all internal citations, quotation marks,
footnotes, and alterations. The Court will send Plaintiff copies of all unpublished decisions cited
in this Opinion and Order.
6

counted.” Id. On a motion for summary judgment, “[t]he evidence of the non-movant is to be
believed, and all justifiable inferences are to be drawn in his favor.” Id. at 255; see Jeffreys v.
City of N.Y., 426 F.3d 549, 553 (2d Cir. 2005) (“When considering a motion for summary
judgment, a court must construe the evidence in the light most favorable to the nonmoving party,
drawing all inferences in that party’s favor.”). “In considering a motion for summary judgment,
the Court cannot render credibility assessments, which are reserved for the jury.” Jordan v.
Gifford, No. 19-CV-1628, 2022 WL 3106965, at *21 (D. Conn. Aug. 4, 2022).
The movant bears the initial burden of demonstrating “the absence of a genuine issue of
material fact,” and, if satisfied, the burden then shifts to the non-movant to “present evidence
sufficient to satisfy every element of the claim.” Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d
Cir. 2008) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). “The mere existence of a
scintilla of evidence in support of the [non-movant’s] position will be insufficient; there must be
evidence on which the jury could reasonably find for the [non-movant].” Anderson, 477 U.S. at
252. Moreover, the non-movant “must do more than simply show that there is some
metaphysical doubt as to the material facts,” Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 586 (1986), and he “may not rely on conclusory allegations or unsubstantiated
speculation,” Fujitsu Ltd. v. Fed. Express Corp., 247 F.3d 423, 428 (2d Cir. 2001).
“A party asserting that a fact cannot be or is genuinely disputed must support the
assertion by . . . citing to particular parts of materials in the record, including depositions,
documents, electronically stored information, affidavits or declarations, stipulations . . . ,
admissions, interrogatory answers, or other materials . . . .” Fed. R. Civ. P. 56(c)(1). Where a
declaration is used to support or oppose the motion, it “must be made on personal knowledge, set
out facts that would be admissible in evidence, and show that the . . . declarant is competent to

7

testify on the matters stated.” Id. 56(c)(4); see Major League Baseball Props., Inc. v. Salvino,
Inc., 542 F.3d 290, 310 (2d Cir. 2008). “If a party fails . . . to properly address another party’s
assertion of fact as required by Rule 56(c), the court may . . . consider the fact undisputed for
purposes of the motion” or “grant summary judgment if the motion and supporting materials –
including the facts considered undisputed – show that the movant is entitled to it.” Fed. R. Civ.
P. 56(e).
In addition, pro se litigants must be afforded “special solicitude,” Tracy v. Freshwater,
623 F.3d 90, 101 (2d Cir. 2010), “particularly where motions for summary judgment are
concerned,” Jackson v. Fed. Express, 766 F.3d 189, 195 (2d Cir. 2014). But “[a] pro se party’s
bald assertion, unsupported by evidence, is not sufficient to overcome a motion for summary
judgment.” Walker v. Vaughan, 216 F. Supp. 2d 290, 296-97 (S.D.N.Y. 2002).
“Where, as here, a motion for summary judgment is unopposed by a pro se plaintiff,
courts may not grant the motion without first examining the moving party’s submission to
determine if it has met its burden of demonstrating that no material issue of fact remains for trial,
and in doing so, may not rely solely on the statement of undisputed facts contained in the moving
party’s Rule 56.1 statement.” Murray v. Dabo, No. 22-CV-4026, 2024 WL 1421119, at *4
(S.D.N.Y. Feb. 2, 2024), report and recommendation adopted, 2024 WL 964599 (S.D.N.Y. Mar.
5, 2024). Thus, the Court “may grant an unopposed motion for summary judgment against a pro
se plaintiff if: (1) the pro se plaintiff has received adequate notice that failure to file a proper
opposition may result in dismissal of the case; and (2) the facts as to which there is no genuine
dispute show that the moving party is entitled to a judgment as a matter of law.” Id. “If the
evidence submitted in support of the summary judgment motion does not meet the movant’s
burden of production, then summary judgment must be denied even if no opposing evidentiary

8

matter is presented.” Vermont Teddy Bear Co. v. 1-800 Beargram Co., 373 F.3d 241, 244 (2d
Cir. 2004). Here Defendants served Plaintiff with the required notice, pursuant to Local Civil
Rule 56.2, (see ECF Nos. 73-74, 77, 81), so I turn to whether the facts show no genuine dispute
that Defendants are entitled to judgment.
III.

DISCUSSION
A. Exhaustion Under the Prison Litigation Reform Act
The Prison Litigation Reform Act (“PLRA”) provides that “[n]o action shall be brought

with respect to prison conditions under section 1983 of this title, or any other Federal law, by a
prisoner confined in any jail, prison, or other correctional facility until such administrative
remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). Exhaustion is required for “all
inmate suits about prison life, whether they involve general circumstances or particular episodes,
and whether they allege excessive force or some other wrong.” Porter v. Nussle, 534 U.S. 516,
532 (2002). Exhaustion of available administrative remedies “must be complete prior to
commencement of suit” and “[t]he fact that a grievance is filed, or the process is completed,
subsequent to commencement of suit will not salvage an otherwise premature filing.” Chalif v.
Spitzer, No. 05-CV-1355, 2008 WL 1848650, at *13 (N.D.N.Y. Apr. 23, 2008). “The
administrative review process requiring exhaustion is defined not by the PLRA, but by the prison
grievance process itself – that is, the rules of the particular institution where the inmate is housed
govern any assessment of administrative exhaustion.” Rodriguez v. City of N.Y., No. 21-CV1384, 2023 WL 2368985, at *3 (S.D.N.Y. Mar. 6, 2023).
At PCCF, the grievance procedures are set out in the Inmate Rules & Regulations.
(Randazzo Decl. Ex. C at 52-53.) Gallo-Kappus v. Putnam Cnty., No. 15-CV-6896, 2018 WL
2388535, at *7 (S.D.N.Y. May 5, 2018). To complete the grievance process, Plaintiff was

9

required to complete a grievance form obtained from the housing unit officer, which form would
then go to the grievance coordinator who would investigate the grievance and make a decision
that Plaintiff could either accept or appeal to the facility administrator. (See Randazzo Decl. Ex.
C at 52.) Plaintiff testified that he never filed a grievance about the events that occurred on June
5, 2018. (P’s Depo. at 68:10-19.) Thus, Defendants argue that the PLRA bars Plaintiff’s claims
concerning that incident.
Although exhaustion is generally mandatory, the Supreme Court has identified three
circumstances under which administrative remedies may be deemed “unavailable” to an inmate,
such that an inmate is not required to exhaust. See Ross v. Blake, 578 U.S. 632, 642 (2016).
An administrative remedy is de facto unavailable and, thus, exhaustion is not required:
(1) where the process operates as a simple dead end – with officers unable or consistently
unwilling to provide any relief to aggrieved inmates; (2) where the process is so opaque
that it becomes, practically speaking, incapable of use; and (3) when prison
administrators thwart inmates from taking advantage of a grievance process through
machination, misrepresentation, or intimidation.
Rodriguez, 2023 WL 2368985, at *3. “If the defendant has met its burden of establishing the
existence and applicability of the grievance policy, the plaintiff bears the burden of establishing
de facto unavailability.” Saeli v. Chautauqua Cnty., 36 F.4th 445, 453 (2d Cir. 2022) (emphasis
in original).
In Romano v. Ulrich, 49 F.4th 148 (2d Cir. 2022), the Second Circuit considered whether
a prisoner had failed to exhaust his administrative remedies where he was required to file his
grievance within twenty-one days of the relevant incident occurring at a Department of
Corrections and Community Supervision (“DOCCS”) facility, but was first held in an infirmary
for five days after the incident, then held in an observation cell at the prison for eight days, then
transferred to the Central New York Psychiatric Center in the custody of the New York State
Office of Mental Health (“OMH”) where he was held for over 6 months, then transferred to a
10

different DOCCS facility, see id. at 151. The prisoner had attempted to file his grievance while
in the custody of OMH, but the grievance was rejected because it was untimely and not filed at
the facility where he was housed, and he was not allowed to file grievances while in OMH
custody. Id. He also attempted to file the grievance when he was transferred to the new DOCCS
facility, but that filing was also rejected. Id. The Second Circuit held that the prisoner did not
fail to exhaust his administrative remedies because his transfer out of DOCCS custody into OMH
custody “served as a dead end that effectively rendered his administrative remedy unavailable to
him.” Id. at 150.
Similarly, here, while Plaintiff did not make the same efforts as the plaintiff in Romano,
he was transferred from PCCF within two days of the incident such that “his administrative
remedy became incapable of use for its intended purpose in accordance with the applicable
procedural rules.” Id. at 156. Indeed, “an administrative remedy may properly be considered
unavailable if the act or occurrence that gives rise to the claim occurs shortly before the inmate is
transferred.” Hartry v. Cnty. of Suffolk, 755 F. Supp. 2d 422, 433-34 (E.D.N.Y. 2010)
(collecting cases). In Hartry, the court explained that
in cases where an inmate is transferred from one state-run facility to another, the fact that
the inmate may not have had time to file the claim while at the facility where the claim
arose is not relevant because the grievance process is governed by a single set of
regulations applicable to all state correctional facilities and therefore an inmate has the
means to follow the process regardless of which state facility houses him.
Id. at 434. In contrast, county-run facilities each have their own grievance procedure, and where
they contain no requirement that an inmate file from a transferee facility a grievance against a
transferor facility, and do not notify an inmate of any such procedure, exhaustion is excused. Id.
at 434-35.

11

The reasoning of Hartry applies here, as Plaintiff was transferred from a county-run
facility to a federal facility. Defendants point to “no indication, either in the governing law or
the Inmate [Rules & Regulations], that [] Plaintiff was required to file a grievance at the [PCCF]
from [federal prison], and there is certainly nothing in the record to indicate that an uncounseled
prisoner would be aware if this was indeed a requirement.” Id. at 435. While Plaintiff testified
that he still possessed a draft of his grievance after the transfer, Defendants’ submission does not
suggest that Plaintiff could pursue the state prison grievance process while in federal custody.
See Key v. Toussaint, 660 F. Supp. 2d 518, 525 (S.D.N.Y. 2009) (“The defendants do not explain
how Key could have submitted a grievance to a state grievance clerk while he was located in a
federal facility.”). Thus, as Plaintiff argued in his pre-motion letter, (ECF No. 66 at 1), he was
hindered from undergoing the grievance procedure due to his transfer from PCCF to BOP
custody only two days after the incident. Drawing all inferences in Plaintiff’s favor, as the Court
must, Jeffreys, 426 F.3d at 553, the Court concludes that the transfer rendered his administrative
remedies unavailable, such that he was not required to exhaust them. At the very least, the
information in the Inmate Rules & Regulations and the Minimum Standards are “opaque” as to
what procedure the inmate is to follow if transferred out before the five days are up. 9
Accordingly, Plaintiff’s claims are not properly dismissed on the basis that he failed to exhaust
his administrative remedies, and I will address the merits.

9

Defendants argue that despite any failure to file due to the transfer, “Plaintiff could have
belatedly filed his grievance and progressed through the appeal process pursuant to the Minimum
Standards.” (ECF No. 70 (“Ds’ Mem.”) at 4.) But Defendants point to no section of the
Minimum Standards or the Inmate Rules & Regulations that outlines such a process or that
would have authorized Plaintiff to do so.
12

B. Sgt. Michael Villani and Personal Involvement
Defendants argue that the claims against Sgt. Michael Villani must be dismissed because
he was not personally involved in the June 5, 2018 incident. (See Ds’ Mem. at 4-5.)
“[I]n order to establish a defendant’s individual liability in a suit brought under § 1983, a
plaintiff must show, inter alia, the defendant’s personal involvement in the alleged constitutional
deprivation.” J.V. v. Lake, No. 23-CV-3419, 2024 WL 3236823, at *3 (S.D.N.Y. June 28, 2024);
see Swinton v. Livingston Cnty., No. 21-1434, 2023 WL 2317838, at *3 (2d Cir. Mar. 2, 2023)
(summary order) (“We have long held that personal involvement of defendants in alleged
constitutional deprivations is a prerequisite to an award of damages under section 1983.”). “[A]
plaintiff must plead and prove that each Government-official defendant, through the official’s
own individual actions, has violated the Constitution.” Tangreti v. Bachmann, 983 F.3d 609, 618
(2d Cir. 2020).
Plaintiff’s Amended Complaint dated September 14, 2021 lists Sgt. M. Villani as a
Defendant. (See ECF No. 12 at 7.) On February 6, 2023, Defendants provided Plaintiff with
their Rule 26 initial disclosures, identifying Sgt. Alfred Villani as a witness and including his
inter-office memorandum, dated June 5, 2018, which described his personal involvement in the
incident and listed the others present (who did not include Sgt. M. Villani). (Ds’ 56.1 Stmt. ¶ 51;
see Randazzo Decl. Exs. F, I.) At his deposition on July 6, 2023, Plaintiff testified that although
he believed the sergeant involved in the incident was M. Villani, there were two “Sergeant
Villanis” and he was not sure whether he had sued the right one. (P’s Depo. at 79:2-80:10.)

13

Had Plaintiff concluded that he should have sued Sgt. Alfred Villani and sought to
substitute him as a defendant in place of Sgt. M. Villani, he might have succeeded under Federal
Rule of Civil Procedure 15, even if the three-year statute of limitations had run. 10
Fed. R. Civ. P. 15(c)(1) provides that
[a]n amendment to a pleading relates back to the date of the original pleading when . . .
(C) the amendment changes the party or the naming of the party against whom a claim is
asserted, if Rule 15(c)(1)(B) is satisfied and if, within the period provided by Rule 4(m)
for serving the summons and complaint, the party to be brought in by amendment: (i)
received such notice of the action that it will not be prejudiced in defending on the merits;
and (ii) knew or should have known that the action would have been brought against it,
but for a mistake concerning the proper party’s identity.
Thus, “a plaintiff who knows that a prospective defendant exists, but, due to a misunderstanding
about that party’s status or role with respect to her claim, mistakenly chooses to sue a different
defendant, may still satisfy the requirements of Fed. R. Civ. P. 15.” Precision Assocs., Inc. v.
Panalpina World Transp. (Holding) Ltd., No. 08-CV-4, 2015 WL 13650032, at *9 (E.D.N.Y.
June 24, 2015). “[T]he focus of the Rule 15 inquiry is a potential defendant’s reasonable beliefs
regarding whether a plaintiff failed to name him because of a mistake.” Abdell v. City of N.Y.,
759 F. Supp. 2d 450, 457 (S.D.N.Y. 2010). Here, Plaintiff failed to name Sgt. Alfred Villani but
named his relative Sgt. M. Villani (referring to Sgt. Michael Villani) who worked in the same
facility. Thus this appears to be a “wrong party case,” Atakhanova v. Home Fam. Care Inc., No.
16-CV-6707, 2019 WL 2435856, at *6 (E.D.N.Y. Feb. 19, 2019), in that Plaintiff made a
10

The statute of limitations for a § 1983 action in New York is three years. Hogan v.
Fischer, 738 F.3d 509, 517 (2d Cir. 2013); Lynch v. Suffolk Cnty. Police Dep’t, Inc., 348 F. App’x
672, 674 (2d Cir. 2009) (summary order). Under federal law, a claim arising under § 1983
“accrues,” meaning the statute of limitations starts to run, when the plaintiff “knows or has
reason to know of the injury which is the basis of his action.” Pearl v. City of Long Beach, 296
F.3d 76, 80 (2d Cir. 2002); see Pinaud v. Cnty. of Suffolk, 52 F.3d 1139, 1157 (2d Cir. 1995)
(“[W]hen a plaintiff knows or ought to know of a wrong, the statute of limitations on that claim
starts to run . . . .”). The relevant incident occurred on June 5, 2018. Therefore, the statute of
limitations ran on June 5, 2021.
14

mistake about the identity of the proper party. Accordingly, Plaintiff could have sought leave to
amend the complaint to name the correct defendant upon receipt of the memorandum or
thereafter, but he has not done so to date. In any event, as the record contains no evidence that
Sgt. Michael Villani was involved in the incident on June 5, 2018, and it is clear that Sgt. Alfred
Villani was the sergeant present at that time, (Randazzo Decl. Ex. F), the claims against Sgt.
Michael Villani must be dismissed.
C. C.O. St. Auburn and Relation Back
Defendants argue that Plaintiff’s claims against C.O. St. Auburn must be dismissed
because they are time-barred. (Ds’ Mem. at 6.)
Plaintiff amended his complaint to name St. Auburn more than three months after the
statute of limitations ran on June 5, 2021. Because the statute of limitations ran before the
Amended Complaint was filed, the claims in the Amended Complaint are only viable if they
relate back to the initial complaint.
Both Federal Rules of Civil Procedure 15(c)(1)(C) and 15(c)(1)(A) are relevant. As
noted, Rule 15(c)(1)(C) allows relation back when the following conditions are met:
(1) the claim must have arisen out of conduct set out in the original pleading; (2) the
party to be brought in must have received such notice that it will not be prejudiced in
maintaining its defense; (3) that party knew or should have known that, but for a
mistake of identity, the original action would have been brought against it; and [4] the
second and third criteria are fulfilled within the period provided by Rule 4(m) for
serving the summons and complaint, and the original complaint [was] filed within the
limitations period.
Ceara v. Deacon, 916 F.3d 208, 211 (2d Cir. 2019). It is well established that “‘John Doe’
pleadings cannot be used to circumvent statutes of limitations because replacing a ‘John Doe’
with a named party in effect constitutes a change in the party sued.” Aslanidis v. U.S. Lines, Inc.,
7 F.3d 1067, 1075 (2d Cir. 1993). “John Doe substitutions . . . may only be accomplished when

15

all of the specifications of [Federal Rule of Civil Procedure] 15(c) are met.” Hogan, 738 F.3d at
517.
The claim against C.O. St. Auburn does not relate back to the initial complaint. An
amendment to replace a John Doe defendant is not to correct a mistake but to correct a lack of
knowledge and therefore does not fall under Rule 15(c)(1)(C). Ceara, 916 F.3d at 213. There is
nothing in the record suggesting a mistake of identity. Plaintiff knew who he wished to sue and
simply did not know his name, and by waiting until the eve of the statute of limitations to file his
initial complaint, Plaintiff did not leave himself sufficient time to obtain the name via a Valentin
order or otherwise. See Columna v. City of N.Y., No. 19-CV-03801, 2020 WL 5018199, at *4
(S.D.N.Y. Aug. 25, 2020) (Second Circuit has made clear that carve-out of Rule 15(c)(1)(C)
does not apply to amendments that replace John Doe with properly-named party and thus, to
extent plaintiff seeks to use litigation to identify other unknown defendants, lawsuit must be
initiated with enough time to discover identities and then amend complaint).
Under Federal Rule of Civil Procedure 15(c)(1)(A), an amendment to a pleading relates
back to the date of the original pleading when “the law that provides the applicable statute of
limitations allows relation back.” Cotto v. City of N.Y., 803 F. App’x 500, 502 (2d Cir. 2020)
(summary order). “[I]n a federal case applying New York law[,] a plaintiff seeking to replace a
‘John Doe’ defendant with the properly-named defendant may avoid a statutory time bar by
satisfying the requirements of [New York] C[ivil] P[ractice] L[aw] [and] R[ules (“CPLR”)]
§ 1024.” Id. That statute permits John Doe substitutions, but the party must meet two
requirements: “First, the party must exercise due diligence, prior to the running of the statute of
limitations, to identify the defendant by name.” Hogan, 738 F.3d at 519. “Second, the party
must describe the John Doe party in such form as will fairly apprise the party that he is the

16

intended defendant.” Id. Because Plaintiff sued only days before the expiration of the statute of
limitations 11 and has not identified any actions he took to learn the Doe defendants’ identities
before the expiration of the limitations period, he fails to satisfy the first prong of CPLR § 1024.
See Jones v. City of N.Y., 571 F. Supp. 3d 118, 130-31 (S.D.N.Y. 2021). The claim against C.O.
St. Auburn is time-barred and therefore must be dismissed.
D. Excessive Force and Retaliation Claims Against C.O. Lotts
The remaining claims are Plaintiff’s excessive force and retaliation claims against C.O.
Lotts. I will address each in turn.
1.

Excessive Force Claim

Courts in this District hold that claims of excessive force by inmates who have been
convicted but not yet sentenced are governed by the Eighth Amendment. See, e.g., Mays v. Falu,
No. 18-CV-6145, 2019 WL 6619330, at *6 (S.D.N.Y. Dec. 5, 2019); Morrison v. United States,
No. 17-CV-6779, 2019 WL 5295119, at *4 (S.D.N.Y. Oct. 18, 2019); Jeanty v. Cnty. of Orange,
379 F. Supp. 2d 533, 539 (S.D.N.Y. 2005).
“The Eighth Amendment prohibits the infliction of cruel and unusual punishments,
including the unnecessary and wanton infliction of pain.” Mustafa v. Pelletier, No. 22-2187,
2023 WL 7537625, at *1 (2d. Cir. Nov. 14, 2023) (summary order). “The infliction of pain is

11

Plaintiff’s initial complaint was received by the Clerk of Court on June 11, 2021, but it
is dated June 3, 2021. (See ECF No. 2.) “Under the prison mailbox rule, a [document] is
considered filed at the time petitioner delivered it to the prison authorities for forwarding to the
court clerk.” Davis v. United States, No. 21-2471, 2024 WL 980637, at *1 n.3 (2d Cir. Mar. 7,
2024) (summary order). Although the record does not reflect when Plaintiff’s initial complaint
was given to prison authorities, I presume it was June 3, 2021, the date it was signed. See
Graham v. Piccolo, No. 20-CV-1684, 2024 WL 3552787, at *5 (W.D.N.Y. July 26, 2024)
(“When there is no indication when a pro se petitioner handed his petition over to prison officials
for mailing, courts in this Circuit have assumed that it was filed on the date it was signed.”).
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unnecessary and wanton, for instance, when it is totally without penological justification.”
Phelps v. Kapnolas, 308 F.3d 180, 185 (2d Cir. 2002). Because prison officials must quickly and
decisively balance the need to maintain order against the risk of injury to inmates, “prison
administrators should be accorded wide-ranging deference in the adoption and execution of
policies and practices that in their judgment are needed to preserve internal order and discipline
and to maintain institutional security.” Hudson v. McMillian, 503 U.S. 1, 6 (1992).
To succeed on an Eighth Amendment cruel and unusual punishment claim, Plaintiff must
establish both an objective and subjective component. The objective component focuses on
whether “the alleged wrongdoing was objectively harmful enough to establish a constitutional
violation.” Wright v. Goord, 554 F.3d 255, 268 (2d Cir. 2009). “Not every push or shove, even
if it may later seem unnecessary in the peace of a judge’s chambers, violates a prisoner’s
constitutional rights.” Johnson v. Glick, 481 F. 2d 1028, 1033 (2d Cir. 1973). De minimis
applications of physical force which are not “repugnant to the conscience of mankind” do not
rise to the level of a constitutional violation. Hudson, 503 U.S. at 9-10. But “when prison
officials maliciously and sadistically use force to cause harm,” contemporary standards of
decency are always violated regardless of “whether or not significant injury is evident.” Id. at 9.
“The subjective component of the claim requires a showing that the defendant had the
necessary level of culpability, shown by actions characterized by wantonness in light of the
particular circumstances surrounding the challenged conduct.” Harris v. Miller, 818 F.3d 49, 63
(2d Cir. 2016). The Second Circuit has instructed that
[t]o determine whether defendants acted maliciously or wantonly, a court must examine
several factors including: the extent of the injury and the mental state of the defendant, as
well as the need for the application of force; the correlation between that need and the
amount of force used; the threat reasonably perceived by the defendants; and any efforts
made by the defendants to temper the severity of a forceful response.

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Harris, 818 F.3d at 63 (quoting Scott v. Coughlin, 344 F.3d 282, 291 (2d Cir. 2003)).
Even if a Plaintiff’s claim of excessive force is thin, factual disputes must be left to the
jury. Wright, 554 F.3d at 269 (“[W]here a prisoner’s allegations and evidentiary proffers could
reasonably, if credited, allow a rational factfinder to find that corrections officers used force
maliciously and sadistically, our Court has reversed summary dismissals of Eighth Amendment
claims of excessive force even where the plaintiff’s evidence of injury was slight and the proof
of excessive force was weak.”) (collecting cases); Fischl v. Armitage, 128 F.3d 50, 55 (2d Cir.
1997) (“Credibility assessments, choices between conflicting versions of the events, and the
weighing of evidence are matters for the jury, not for the court on a motion for summary
judgment.”).
Defendants argue that C.O. Lotts’s use of force did not violate Plaintiff’s Eighth
Amendment Rights because C.O. Lotts’s twisting Plaintiff’s arm “was made in a good-faith
effort to restore discipline, rather than to maliciously and sadistically inflict harm.” (Ds’ Mem.
at 8.) According to Plaintiff’s deposition testimony, C.O. Lotts entered his cell along with the
other officers, the officers “told [him] to submit to the handcuffs,” he refused to comply with
their orders and stood with his arms folded across his chest, the officers tried to pull his arms to
cuff him, and after Sgt. Villani punched him in the face, C.O. Lotts twisted his arm back. (See
P’s Depo. at 39:23-41:11, 43:8-44:22.) He further testified that while he was still resisting being
cuffed, “[t]hey stopped trying to cuff [him and] just started beating [him] up.” (Id. at 45:17-21.)
He stated that when C.O. Lotts twisted his arm, “it kind of put [him] in a position where [he was]
not resisting anymore, because [he was] feeling [his] arm, like, twist out of the socket.” (Id. at
47:19-48:2.) He stated that C.O. Lotts did not use any force other than twisting his arm, but that
he sustained an injury to his shoulder. (Id. at 48:16-23.)

19

I will assume that the ongoing popping, tingling, loss of sensation and pain from pushups
Plaintiff says he experiences in his shoulder, (id. at 83:10-85:8), amounts to an injury that is
sufficiently serious to satisfy the objective prong. But Plaintiff fails on the subjective prong
because his only allegation against C.O. Lotts cannot reasonably be regarded as excessive force,
and thus a rational jury could not conclude that C.O. Lotts personally violated his rights.
Plaintiff testified that after Plaintiff folded his arms across his chest and refused to be
cuffed, (id. at 43:19-22), and after the officers were trying without success to pull his arms to
cuff him, (id. at 44:8-9), the sergeant punched him and the altercation began, (id. at 44:12-15).
Plaintiff testified that during the altercation there was a lot of twisting and grabbing in an effort
to find pressure points “to make [him] relax and just let [the officers] cuff [him],” (id. at 45:1316), and that once he was cuffed, “it was over with,” (id. at 61:18-19). According to Plaintiff,
officers punched him and grabbed his crotch, but C.O. Lotts only twisted Plaintiff’s arm back.
(Id. at 44:9-45:7, 48:16-19.) Plaintiff then testified: “I was getting beat up at that point. They
stopped trying to cuff me. They just started beating me up.” (Id. at 45:19-21.) Aside from the
fact that Plaintiff cannot testify as to what the officers’ intentions were, Plaintiff does not
attribute any of the beating to C.O. Lotts, and indeed testified specifically that C.O. Lotts did not
do anything aside from twisting his arm. (Id. at 47:19-48:19.) 12
It is plain that C.O. Lotts’s action of twisting Plaintiff’s arm back, at a time he would not
let the officers cuff him, was an effort to cuff Plaintiff and wholly justified in the circumstances.
Even if other officers were using excessive force, a subject on which I express no opinion, no
reasonable jury could conclude that what Lotts did – twisting Plaintiff’s arm behind him in an

12

Like Plaintiff’s deposition testimony, Plaintiff’s AC does not allege anything against
C.O. Lotts other than his twisting Plaintiff’s arm. (See ECF No. 12 at 5.)
20

effort to handcuff him – was excessive, given that Plaintiff refused to cooperate with being
handcuffed. See Kalfus v. New York & Presbyterian Hosp., 706 F. Supp. 2d 458, 472 (S.D.N.Y.
2010) (when plaintiff refused to be handcuffed, force used to cuff him reasonable, despite injury
to rotator cuff, plaintiff not posing a physical threat, and offense not being severe), aff’d, 476 F.
App’x 877 (2d Cir. 2012) (summary order); Bauer v. City of Hartford, No. 07-CV-1375, 2010
WL 4429697, at *11 (D. Conn. Oct. 29, 2010) (officer grabbing plaintiff’s arms “so forcefully
that she sustained black and blue bruises on her arms” was objectively reasonable because the
plaintiff “had repeatedly resisted or ignored police requests prior to her arrest,” leading officer to
reasonably believe that she would resist arrest and “a minimal amount of force was necessary to
gain control of her to effectuate the arrest”). Indeed, it is hard to imagine how to cuff an
uncooperative subject other than by twisting his arm back. Even using a taser or pepper spray
where a plaintiff refuses to comply with cuffing is not excessive. See McKnight v. Vasile, No.
11-CV-6328P, 2017 WL 1176051, at *28 (W.D.N.Y. Mar. 30, 2017) (pepper spray); Lee v. City
of Utica, New York, No. 10-CV-1446, 2013 WL 12140336, at *4 (N.D.N.Y. Mar. 5, 2013)
(taser). Given that by Plaintiff’s own account, he refused to cooperate with cuffing such that
force was required, and C.O. Lotts did no more than manipulate Plaintiff’s arm in an effort to
achieve that cuffing, a reasonable jury would have to find C.O. Lotts’s use of force reasonable.
See generally Sanchez v. Chapman, No. 19-CV-1314, 2022 WL 657621, at *8 (D. Conn. Mar. 4,
2022) (“suspect’s attempt to resist arrest or threaten a police officer justifies the officer’s use of a
limited degree of force”) (collecting cases).
The motion is therefore granted as to C.O. Lotts’s use of force.

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2.

First Amendment Retaliation

Plaintiff alleges that the June 5, 2018 incident occurred in retaliation against him for
previous grievances he filed at the Facility. (See ECF No. 14 at 2.)
To prevail on a First Amendment retaliation claim under 42 U.S.C. § 1983, a prisoner
must demonstrate: “(1) that the speech or conduct at issue was protected, (2) that the defendant
took adverse action against the plaintiff, and (3) that there was a causal connection between the
protected conduct and the adverse action.” Washington v. Gonyea, 538 F. App’x 23, 26 (2d Cir.
2013) (summary order). Once a plaintiff has “carrie[d] that burden, the defendants must show by
a preponderance of the evidence that they would have [taken the allegedly retaliatory action]
even in the absence of the protected conduct.” Graham v. Henderson, 89 F.3d 75, 79 (2d Cir.
1996). If the defendant meets this burden, summary judgment is appropriate. See Davidson v.
Chestnut, 193 F.3d 144, 149 (2d Cir. 1999). In other words, “[r]egardless of the presence of
retaliatory motive, . . . a defendant may be entitled to summary judgment if he can show dual
motivation, i.e., that even without the improper motivation the alleged retaliatory action would
have occurred.” Scott, 344 F.3d at 287-88 (citing Mt. Healthy City Sch. Dist. Bd. of Educ. v.
Doyle, 429 U.S. 274, 287 (1977)); see Lowrance v. Achtyl, 20 F.3d 529, 535 (2d Cir. 1994)
(affirming dismissal on summary judgment because correction officer issuing misbehavior report
had mixed motives and report “would have been issued on proper grounds alone” because
plaintiff “had in fact committed the prohibited conduct”); see also Sher v. Coughlin, 739 F.2d 77,
81-82 (2d Cir. 1984) (affirming summary judgment dismissal of prisoner’s retaliation claim
where dual motivation existed for prisoner’s transfer to another facility).
“Normally, determination of that issue of hypothetical causation requires fact-finding.”
Sher, 739 F.2d at 82. “But in some cases the undisputed facts may demonstrate that the

22

challenged action would have been taken on the valid basis alone, and such a conclusion will
frequently be readily drawn in the context of prison administration where we have been
cautioned to recognize that prison officials have broad administrative and discretionary authority
over the institutions they manage.” Id. Indeed, when evaluating retaliation claims brought by
inmates, the Second Circuit instructs that courts employ “skepticism and particular care, because
virtually any adverse action taken against a prisoner by a prison official – even those otherwise
not rising to the level of a constitutional violation – can be characterized as a constitutionally
proscribed retaliatory act.” Dolan v. Connolly, 794 F.3d 290, 295 (2d Cir. 2015). “Accordingly,
a First Amendment retaliation claim must be supported by specific and detailed factual
allegations and not stated in wholly conclusory terms.” Bonie v. Annucci, No. 20-CV-640, 2023
WL 2711349, at *12 (S.D.N.Y. Mar. 30, 2023).
As to the first prong, it is undisputed that the filing of a grievance is protected activity.
See Davis v. Goord, 320 F.3d 346, 352-53 (2d Cir. 2003) (“[T]he filing of prison grievances is a
constitutionally protected activity.”); Gill v. Pidlypchak, 389 F.3d 379, 384 (2d Cir. 2004)
(“[Plaintiff] has sufficiently alleged . . . participation in protected activity: the use of the prison
grievance system . . . .”); Morgan v. Dzurenda, No. 14-CV-966, 2017 WL 1217092, at *12 (D.
Conn. Mar. 31, 2017) (“The filing of grievances is a constitutionally protected activity . . . .”).
As to the second prong, a physical assault can be considered an adverse action, and “need
not rise to the level of an Eighth Amendment excessive force violation in order to be considered”
as such for purposes of a First Amendment retaliation claim. Hodgson v. Wood, No. 22-CV-275,
2023 WL 9375373, at *4 (N.D.N.Y. Nov. 21, 2023), report and recommendation adopted sub
nom. Hodgson v. Giardino, 2024 WL 248730 (N.D.N.Y. Jan. 23, 2024). Thus, the incident here
could constitute an adverse action.

23

As to the third prong, Defendants argue that there is no evidence that officers used force
to retaliate again Plaintiff for filing grievances and that the record shows only that the officers’
use of force on June 5, 2018, “was a product of Plaintiff’s continued refusals to obey commands
to exit his cell and to submit to handcuffing.” (Ds’ Mem. at 9.) On a motion for summary
judgment, the moving party may satisfy its initial burden of demonstrating that there is no
genuine issue of material fact for trial by pointing out the absence of evidence to support the
non-movant’s claims. Citizens Bank of Clearwater v. Hunt, 927 F.2d 707, 710 (2d Cir. 1991).
Once the moving party does so, “the nonmoving party must provide more than conclusory
allegations, conjecture, and speculation to refute this showing.” Garcon v. Starwood Hotel &
Resorts Worldwide, Inc., No. 10-CV-5720, 2013 WL 592661, at *2 (S.D.N.Y. Feb. 13, 2013).
“Rather, to survive a summary judgment motion, the nonmoving party must present specific
admissible evidence in support of its contention that there is a genuine dispute as to material
facts.” Id.
Defendants have pointed to the absence of evidence of retaliatory motive, and I have
searched the record for evidence in support of Plaintiff’s position that the use of force was
retaliation for grievances he had filed in the past. I find none. Plaintiff’s statements to that effect
in his deposition are wholly conclusory, (P’s Depo. at 64:9-11; 74:8-75:8), and do not suffice to
defeat summary judgment, see, e.g., Bennett v. Goord, 343 F.3d 133, 137 (2d Cir. 2003)
(“[B]ecause prisoner retaliation claims are easily fabricated, and accordingly pose a substantial
risk of unwarranted judicial intrusion into matters of general prison administration, we are
careful to require non-conclusory allegations.”); Woodward v. Afify, No. 14-CV-856, 2018 WL
9875253, at *10 (W.D.N.Y. Sept. 28, 2018) (“a plaintiff must set forth non-conclusory
allegations to avoid summary judgment”), report and recommendation adopted, 2019 WL

24

5394217 (W.D.N.Y. Oct. 22, 2019); Herbert v. Raczkowski, No. 24-CV-485, 2024 WL 3694215,
at *8 (W.D.N.Y. Aug. 5, 2024) (“Without any non-conclusory allegations that the grievances and
the wrongful conduct alleged are causally connected, his retaliation claims are little more than
unadorned, the-defendant-unlawfully-harmed-me accusations.”); Crenshaw v. Dep’t. of Corr.,
No. 24-CV-439, 2024 WL 3638242, at *9 (D. Conn. Aug. 1, 2024) (“Plaintiff has not alleged
specific and detailed factual allegations to support a claim that he sustained adverse action due to
his protected activity. . . . Plaintiff’s statement that all Defendants took some form of retaliation
against him for writing grievances and complaints is wholly conclusory. Consistent with the
Second Circuit’s instruction to approach retaliation claims with some measure of skepticism, the
court cannot permit Plaintiff to proceed on First Amendment retaliation claims absent specific
facts to support a causal connection between his protected conduct and an adverse action.”);
Young v. McGill, No. 09-CV-1205, 2011 WL 6223042, at *6 (D. Conn. Dec. 8, 2011) (“The
plaintiff concludes that the defendants denied him dental treatment because he filed many inmate
requests and grievances. He cites no evidence to support his assumption. Absent any specific
fact demonstrating a retaliatory motive for the defendants’ conduct, the retaliation claim is
insufficient.”), modified on other grounds on reconsideration, 2012 WL 401022 (D. Conn. Feb.
8, 2012).
Moreover, even if the misbehavior report issued by C.O. Tommarello was motivated by
retaliation – a subject on which I express no opinion – Plaintiff has provided no specific facts
from which a reasonable jury could find that C.O. Lotts, in pulling back Plaintiff’s arm, was
motivated by retaliation, as opposed to a desire to cuff an inmate who had refused to comply.
And even if Lotts had mixed motives, it is undisputed that Plaintiff refused to cooperate with

25

being cuffed, and thus using force to cuff him “would have [occurred] on proper grounds alone”
because Plaintiff “in fact committed the prohibited conduct.” Lowrance, 20 F.3d at 535.
Accordingly, the motion is granted as to the retaliation claim against C.O. Lotts.
IV.

CONCLUSION
For the foregoing reasons, Defendants’ motion is GRANTED. The Clerk of Court is

respectfully directed to update the docket as set forth in footnote one, terminate the pending
motion, (ECF No. 69), enter judgment for Defendants, and close the case.
SO ORDERED.
Dated: September 23, 2024
White Plains, New York
_____________________________
CATHY SEIBEL, U.S.D.J.

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