Securities and Exchange Commission v. Gen-See Capital Corporation et al

Filing 26

ORDER FOR DEPOSIT OF FUNDS INTO COURT'S REGISTRY FUND. Signed by William M. Skretny U.S.D.J. on 6/25/2009. (MEAL)

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK ________________________________________________ : : : Plaintiff, : : -against: : GEN-SEE CAPITAL CORPORATION a/k/a : GEN UNLIMITED and RICHARD S. PICCOLI, : : Defendants. : ________________________________________________: SECURITIES AND EXCHANGE COMMISSION,

09-CV-14S

ORDER FOR DEPOSIT OF FUNDS INTO COURT'S REGISTRY FUND

WHEREAS, on June 9, 2009, the Court entered a Final Judgment as to Defendants GenSee Capital Corporation a/k/a Gen Unlimited and Richard Piccoli (the "Final Judgment"). WHEREAS, the Final Judgment orders that all of Defendants' funds located in banking, financial, and brokerage institutions identified in or currently subject to the provisions of the Preliminary Injunction Order imposing a freeze of the assets of Defendants shall, upon order of the Court, be transferred to and deposited with the Court's Registry Fund. NOW, THEREFORE: I. IT IS ORDERED that, within ten business days of receiving a copy of this Order from Plaintiff Securities and Exchange Commission ("Commission"), the banking, financial, and brokerage institutions identified below shall transfer to and deposit with the Court's Registry Fund all funds being held in the named accounts. Said entities shall take all necessary steps to liquidate those accounts in order to comply with this Order:

Institution M&T Bank M&T Bank M&T Bank M&T Bank M&T Bank M&T Bank M&T Bank Bank of America, N.A. Key Bank Financial Trust Federal Credit Union BNY Mellon Shareholder Services (as transfer agent for listed companies)

Account Number 9845600205 9844786609 8890736443 6496558 000000016979098 000000011475712 120 444 1171869 6001 0094 2264 9166 327330080414 80016210

Name of Account Holder Gen-See Capital Corporation Gen-See Capital Corporation Gen-See Capital Corporation Gen-See Capital Corporation Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli Gen Unlimited Richard S. Piccoli

124809794746 (Rockwell Richard S. Piccoli / Piccoli Automation), 125162499266 Family Trust (ArvinMeritor), 124809794746 (Chevron Corp, Conexant Systems Inc, Mindspread Technologies), 125279627012 (Consolidated Edison) 0094 2264 9166 J26-293873, J 26-308323 150-04747, 150-33595 400318-597-7 J26-293873 327-060847-001 C0000561886 49075 6000033912 6000033911 Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli Richard S. Piccoli / Piccoli Family Trust Richard S. Piccoli / Piccoli Family Trust Richard S. Piccoli / Piccoli Family Trust Richard S. Piccoli Richard S. Piccoli / Piccoli Family Trust

Bank of America Banc of America Investment Services Inc. Citizens Bank Fidelity NFS Morgan Stanley Suntrust Bank c/o Computershare Transfer Agent Skyworks Solutions Inc. c/o American Stock Transfer and Trust Company Rockwell Collins (Shareholder Services direct purchase plan) Wachovia Bank Wells Fargo

402154606, 3809035404 1090013126003 4002154606

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II. IT IS FURTHER ORDERED that each check shall be made to the name of "Clerk, U.S. District Court." The check itself must also contain the following notation: "SEC v. Gen-See Capital Corporation a/k/a Gen Unlimited and Richard S. Piccoli, 09-CV-14S, funds pertaining to [name on the account(s)], [account number(s)], per Final Judgment entered on June 9, 2009, for deposit with the Court's Registry Fund ." All checks shall be sent by overnight mail to: Clerk of the Court U.S. District Court for the Western District of New York U.S. Courthouse 68 Court Street Buffalo, NY 14202 [phone] The banking, financial, and brokerage institutions shall send copies of each check to the Commission counsel forthwith. III. IT IS FURTHER ORDERED that after transfer and deposit of such funds to the Court's Registry Fund, the funds shall be applied in partial satisfaction of Defendants' judgment debt for disgorgement.

SO ORDERED.

Dated: June 25, 2009 Buffalo, NY /s/William M. Skretny WILLIAM M. SKRETNY United States District Judge

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