D'Amato v. ECHL, Inc. et al
-CLERK TO FOLLOW UP-ORDER OF MAGISTRATE JUDGE HUGH B. SCOTTORDER granting in part and denying in part 34 Motion to Change VenueThis Court is deciding this Motion to Change Venue by Order. Defendants' Motion (Docket No. 34) is granted, but transfer of this action is stayed 14 days to allow any appeal. Absent an appeal (or affirmance of this Order on appeal), the Court Clerk is instructed to transfer this action to the Middle District of Florida.Copy of Order mailed to plaintiff David D'Amato at the address on record on the docket.So Ordered. Signed by Hon. Hugh B. Scott on 5/7/2015. (DRH)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
DAVID D’AMATO, an individual residing in
New York and successor in interest to
CHAMPION GRAPHICS, INC.,
Hon. Hugh B. Scott
ECHL, INC., et al.,
Before the Court is defendants’ motion to change venue to the Middle District of Florida,
Orlando Division (Docket No. 34). After initially referring only non-dispositive matters to the
undersigned (Docket No. 18), Judge William Skretny referred dispositive matters to the
undersigned on November 17, 2014 (Docket No. 37). Responses to defendants’ motion initially
were due December 3, 2014, any reply by December 10, 2014, and the motion was deemed
submitted (without oral argument) on December 10, 2014 (Docket No. 35). Upon stipulation
(Docket No. 38), responses to this motion were due by December 10, 2014, with the reply due
December 17, 2014 (Docket No. 39).
Plaintiff’s counsel then moved to withdraw from this case and asked for an extension of
the response deadline for their erstwhile client to allow plaintiff time to locate new counsel and
to respond to this motion (Docket No. 40); that motion was granted (Docket No. 41). Under the
new, extended schedule, plaintiff’s response was due by January 26, 2015, and any reply by
February 2, 2015, with the matter to be submitted on February 2, 2015 (Docket No. 42). On
January 23, 2015, plaintiff, now proceeding pro se, e-mailed the Chambers of the undersigned
requesting a 120-day extension of the response deadline “due to the difficult matter of my case
and to explore my options of having this case set aside and continue in the Trademark Office
which may offer this court a better foundation” (Docket No. 43). This request was denied
without prejudice to plaintiff renewing it in a properly filed and served motion (Docket No. 44);
no such motion to extend was filed. Plaintiff alternatively sought 90 days to find new counsel
(Docket No. 43).
No response or reply was filed for the motion to change venue. Plaintiff was given until
April 24, 2015, either to retain new counsel or to file a response (through counsel or pro se) to
defendants’ pending motion (Docket No. 45). Plaintiff has not appeared with new counsel and is
thus proceeding pro se. This motion was deemed submitted, without oral argument on May 4,
This motion for change of venue under 28 U.S.C. § 1404 presents an initial jurisdictional
issue whether this motion can be decided by this Court on an Order or must this Court first
render to Judge Skretny a Report and Recommendation. District courts have been divided on
this issue, including this Court. This Order adopts what is now believed to be the better practice.
A motion for change of venue is not listed among the relief in 28 U.S.C. § 636(b) that is
expressly dispositive (that is, requiring a Report and Recommendation). District courts
nationally (including this Court) have split on whether a motion to change venue is dispositive or
non-dispositive, see Skolnick v. Wainer, No. CV 2013-4694, 2013 U.S. Dist. LEXIS 135139, at
*2 n.1 (E.D.N.Y. Sept. 20, 2013) (Go, Mag. J.)(Order citing cases). Some district courts have
held that it is a non-dispositive pretrial matter which the Magistrate Judge may decide by Order
pursuant to 28 U.S.C. § 636(b)(1)(A), e.g., Skolnick, supra, 2013 U.S. Dist. LEXIS 135139, at
*2 n.1 (agreeing to adopt the majority view within the Second Circuit that transfer of venue
motions are non-dispositive); American Ctr. for Civil Justice v. Ambush, 794 F. Supp. 2d 123,
129 (D.D.C. 2011); see also George K. Walker, 17 Moore’s Federal Practice—Civil § 72.02,
at n.15.3 (2014). That is, this motion is deemed to be within the “‘jurisdiction and sound
discretion of a United States Magistrate Judge under 28 U.S.C. § 636(b)(1)(A), subject to appeal
to the district court for an abuse of that discretion,’” Jones v. Wetzel, No. 4:13-CIV-1718, 2013
U.S. Dist. LEXIS 94352, at *6 (M.D. Pa. July 8, 2013) (Carlson, Mag. J.) (quoting Berg v. Aetna
Freight Lines, No. CIV. A. 07-1393, 2008 U.S. Dist. LEXIS 54905, at *1 n.1 (W.D. Pa. July 15,
2008) (Hay, Mag. J.), which cited in turn cases, including O’Brien v. Goldstar Tech., Inc., 812 F.
Supp. 383 (W.D.N.Y. 1993) (Heckman, Mag. J.) (Decision and Order on motion to transfer
venue)); Alessandra v. Colvin, No. 12CV397, 2013 U.S. Dist. LEXIS 111975, at *4-5
(W.D.N.Y. Aug. 8, 2013) (Scott, Mag. J.). Courts have reasoned that since the transfer decision
is not dispositive of the merits or determines federal jurisdiction, this motion to change venue is
thus viewed as non-dispositive, Adams v. Key Tronic Corp., No. 94 Civ. AO535, 1996 U.S.
Dist. LEXIS 19244, at *3-4 (S.D.N.Y. Jan. 2, 1997); Jones, supra, 2013 U.S. Dist. LEXIS 94352,
Other courts, even this one, Cott Corp. v. Decas Botanical Synergies, LLC,
No. 11CV552, Docket No. 35, Report and Recommendation of Dec. 23, 2011, 2011 U.S. Dist.
LEXIS 156223, at *12-13 (W.D.N.Y. Dec. 23, 2011) (Scott, Mag. J.), adopted, Docket No. 56,
Order of Sept. 19, 2012, 2012 U.S. Dist. LEXIS 134168 (W.D.N.Y. Sept. 19, 2012) (Arcara, J.),
have held that the transfer of venue motion is dispositive and thus require a Report and
Recommendation and subject to de novo review if objections are filed, e.g., Payton v. Saginaw
County Jail, 743 F. Supp. 2d 691 (E.D. Mich. 2010). Magistrate Judge Go in Hamlett noted in
her Report that courts disagree whether or not a motion to transfer venue is dispositive under
§ 636, Hamlett v. Widtzler, No. 11CV3106, 2013 U.S. Dist. LEXIS 47102, at *3 & n.1
(E.D.N.Y. Mar. 8, 2013) (Go, Mag. J.) (Report and Recommendation rendered at request of
Chief Judge Amon), adopted, 2013 U.S. Dist. LEXIS 45497 (E.D.N.Y. Mar. 28, 2013) (Amon,
Ch. J.). Magistrate Judge Hodges in Hamilton v. Patelco Credit Union, C/A No.: 1:12-22-TLWSVH, 2012 U.S. Dist. LEXIS 66397, at *1 n.1 (D.S.C. Mar. 20, 2012) (Hodges, Mag. J.) (Report
and Recommendation), found that, in the absence of definitive authority within the Fourth
Circuit, the motion to transfer venue was “arguably dispositive” and the approach of Report and
Recommendation “preserves the prerogative of the parties to argue and the presiding District
Judge to determine whether to review the undersigned’s opinion under a de novo or clearly
erroneous standard of review.”
This very Court has found in separate cases the motion to change venue was dispositive,
Cott Corp., supra, 2011 U.S. Dist. LEXIS 156223, at *12-13, and not dispositive, Alessandra,
supra, 2013 U.S. Dist. LEXIS 111975, at *4-5. In Cott Corp., this Court first analogized the
motion to change venue with a motion to remand and the remand motion was recently held by
the Second Circuit to be dispositive, despite the fact that neither motion was listed in 28 U.S.C.
§ 636(b) as being dispositive, Cott Corp., supra, 2011 U.S. Dist. LEXIS 156223, at *12-13
(citing Williams v. Beemiller, Inc., 527 F.3d 259 (2d Cir. 2008)). There, this Court stated that “a
motion to transfer venue divests the transferring Court of jurisdiction over the matter, Huff v.
CSX Transp., Inc., 461 F. Supp. 2d 853 (S.D. Ill. 2006); Tharp v. Transworld Drilling Co.,
367 F. Supp. 521 (W.D. Okla. 1973); see also Fisher v. United Airlines, Inc., 218 F. Supp. 223
(S.D.N.Y. 1963),” Cott Corp., supra, 2011 U.S. Dist. LEXIS 156223, at *12-13. There, it was
concluded that “if granted, so far as this Court is concerned the action would no longer exist and
that decision is essentially dispositive as to this Court,” thus a Report and Recommendation was
On the other hand, in Alessandra v. Colvin, this Court later decided a motion to transfer a
Social Security case by an Order, 2013 U.S. Dist. LEXIS 111975, at *4-5, citing several of the
cases (previously noted) that also decided these motions by a Magistrate Judge’s Order.
Alessandra did not distinguish Cott Corp. or reject the method applied in the earlier case.
Whether a motion to change venue is dispositive matters because of the standard of
review of this Court’s decision will differ whether it is an Order or a Report and
Recommendation. As an Order, it would be reviewed on appeal to the Chief Judge under the
clearly erroneous or contrary to law standard of 28 U.S.C. § 636(b)(1)(A), while as a Report and
Recommendation, objections to the Report would be reviewed under de novo standard of Fed. R.
Civ. P. 72, see Hamilton, supra, 2012 U.S. Dist. LEXIS 66397, at *1 n.1.
In light of the uncertainty of how to proceed and the split among district courts, this
Court will adhere to its more recent practice and consider the motion to change venue as nondispositive and hence decided here by an Order. This Court thus rejects its earlier insistence
that motions to transfer venue were dispositive (cf. Cott Corp., supra, 2011 U.S. Dist. LEXIS
156223) because, unlike the analogized remand motion, the motion to change venue does not end
federal court jurisdiction. A transfer of venue keeps the case open and within the federal
judiciary, but merely moves the action from one district to another; sometimes within the same
district from one division to another, but cf. Payton, supra, 743 F. Supp. 2d at 692. In Payton,
the District Judge there held that a motion to dismiss or alternatively to transfer the case to an
alternative division (from the Southern Division to the Northern Division of the Eastern District
of Michigan, see 28 U.S.C. § 102(a)(1), (2)) was dispositive like a remand motion since in both
instances that particular court loses jurisdiction over the case if either motion is granted, Payton,
supra, 743 F. Supp. 2d at 693. While the transferor court loses that case upon the grant of a
motion to transfer venue, the case remains viable within the federal system in the new venue,
with no adjudication of the federal court’s jurisdiction or the merits of any defense or claim.
This Court rejects the reasoning of the Eastern District of Michigan in Payton and its analogy to
the jurisdiction revoking motion to remand.
Granting or denying this change of venue motion will not divest the United States District
Courts of jurisdiction, unlike ruling on a remand motion. This motion merely challenges
plaintiff’s choice of venue. Unlike the cases from some other courts, Chief Judge Skretny (in
issuing a dispositive referral Order, Docket No. 37, in this case) has not instructed this Court to
render a Report and Recommendation on this pending motion.
This motion involves, as discussed in some detail below, an exercise in discretion. An
appeal of the decision on this motion, whether considered by Chief Judge Skretny on de novo
review (as with an objection to a Report and Recommendation) or abuse of discretion as a matter
of law on appeal of an Order, could (if desired) reach the question of the exercise of that
discretion on this motion to change venue. Thus, this Court will proceed to decide defendants’
motion by this Order.
This is a trademark infringement action by plaintiff, a New York State resident and the
successor in interest to Champion Graphics, Inc., a Fort Lauderdale, Florida, corporation (Docket
No. 1, Compl. ¶¶ 1, 16). Plaintiff alleges that defendants are the ECHL, Inc., a New Jersey
corporation; the Orlando Pro Hockey Operations, a Florida limited partnership who own the
Orlando Solar Bears; and three individuals residing in Florida (id. ¶¶ 2-6). The Answer asserts
that ECHL is a Virginia non-profit corporation with its principal place of business in Princeton,
New Jersey (Docket No. 10, Ans. at 13). Plaintiff asserts venue is appropriate in the Western
District of New York from his residence and doing business in this District (Docket No. 1,
Compl. ¶ 10).
Plaintiff claims that he and his predecessor in interest, Champion Graphics, began using
the mark and design “SOLAR BEARS” in interstate commerce and trademarked the mark and
designs (id. ¶¶ 12-17). Meanwhile, defendants ECHL and Orlando Pro Hockey proposed a team
name of “SOLAR BEARS” without researching whether that name was already in use, with
defendants filing for trademark application in September 2011 (id. ¶¶ 18-22). Plaintiff claims
that defendants’ trademark is substantially similar to his mark and uses the trademarked words
“SOLAR BEARS” (id. ¶¶ 32, 31, 23-34). Plaintiff here alleges federal common law trademark
infringement (id. ¶¶ 41-47); federal unfair competition (id. ¶¶ 49-53); federal trademark dilution
(id.¶¶ 55-60); federal copyright infringement (id. ¶¶ 62-68); false or fraudulent registration (id.
¶¶ 70-71); New York State common law trademark infringement, see N.Y. Gen. Bus. Law
§ 360(k) (id. ¶¶ 73-79); New York common law unfair competition (id. ¶¶ 81-86); fraudulent
registration, see N.Y. Gen. Bus. Law § 380(j) (id. ¶¶ 88-90); violation of New York dilution
statute (id. ¶¶ 92-93); and violation of New York State deceptive trade practices law, see N.Y.
Gen. Bus. Law § 349 (id. ¶¶ 95-97). Plaintiff seeks declaratory relief (id. § 99-101) and damages
(id. Prayer for Relief at 21).
Defendants collectively answered and asserted counterclaims (Docket No. 10), which
plaintiff answered (Docket No. 21). In the counterclaims, defendants assert claims under New
York law and contend that this District is the appropriate venue because of plaintiff’s residence
in this state (Docket No. 10, Ans. at 14).
Defense Motion to Change Venue to Florida
Defendants argue that this action was filed contrary to a 2001 settlement agreement
whereby plaintiff had released all his claims relating to the Orlando Solar Bears mark for
$200,000, wherein that agreement had a forum selection clause (Docket No. 34, Defs. Memo. at
1). During discovery in this action, plaintiff produced this settlement agreement (id.).
Defendants argue, first, that this forum selection clause of the settlement agreement calls for any
litigation under it to be commenced in the Middle District of Florida (id. at 1, 7-8, 9-10 (forum
provisions of settlement agreement should not be set aside)).
In 1989, Champion Graphics obtained two copyright registrations for silk screen
drawings for “Solar Bears,” drawings of polar bears in tropic wear doing various outdoor
activities (id. at 2). Defendants claim that Champion Graphics is no longer in business and there
was no evidence that the silk screen drawings were ever used on any products in Florida or
elsewhere (id. at 2-3). In 1994, RDV Sports, Inc. (hereinafter “RDV”), the owners of the NBA
Orlando Magic, acquired a hockey franchise from the International Hockey League for a team in
Orlando. RDV named the team “the Orlando Solar Bears,” using that name on team uniforms,
clothing, and the like (id. at 3). RVD filed trademark applications to register “ORLANDO
SOLAR BEARS” (id.). In 1997, plaintiff operating another company, Logo Connections, Inc.,
filed an opposition to RDV’s ORLANDO SOLAR BEARS trademark applications and RDV
responded with filing a declaratory judgment action in the United States District Court for the
Middle District of Florida (id.). In 2001, the parties entered into a settlement agreement and
dismissed that case (id. at 3-4). The International Hockey League later disbanded and the
ORLANDO SOLAR BEARS discontinued playing hockey (id. at 4).
In 2011, defendants Haleski, Siegel, and Ohrablo decided to form defendant Orlando Pro
Hockey Operations, L.P., to reestablish hockey in Orlando and the ORLANDO SOLAR BEARS
in the ECHL, entering into agreements with subsidiaries of RDV to obtain the name
“ORLANDO SOLAR BEARS” and permission to use the name in the new league (id.). Orlando
Pro Hockey updated the team’s logo and ECHL filed various trademark applications to register
the new mark and the ORLANDO SOLAR BEARS logo (id.). The next year, plaintiff filed two
oppositions in the United States Patent and Trademark Office (“PTO”) to these applications (id.;
see Docket No. 1, Compl. ¶ 26). Instead of producing evidence of use of the “SOLAR BEARS”
mark to the PTO, plaintiff filed this action (see Docket No. 34, Defs. Memo. at 4-5). In
discovery in this case, defendants sought evidence of “continuous use” of that mark, but plaintiff
produced the 2001 settlement agreement with RDV, which defendants claim plaintiff released all
claims regarding the SOLAR BEARS mark and agreed to resolve any disputes concerning the
mark in the United States District Court for the Middle District of Florida (id. at 5-6, quoting
settlement agreement paragraphs 4, 9, 11, 14).
First, defendants contend that this action could have been brought in the transferee
district, the Middle District of Florida, based upon the mandatory language of the settlement
agreement with RVD and the personal and subject matter jurisdiction that district has over this
dispute and parties (id. at 7-8). Defendants argue that the forum selection clause shifts the
burden to plaintiff to demonstrate exceptional facts why he should be relieved of his contractual
duty (id. at 9), concluding that no such exceptional facts exist to warrant such relief (id. at 10).
Defendants reviewed the factors under 28 U.S.C. § 1404 for transfer of action,
concluding that they favor moving this case to the Middle District of Florida (id. at 10-14). First,
as for convenience of witnesses and parties, they argue that these two factors weigh heavily for
transfer to Florida since most of the defendants are Florida residents, plaintiff is a former Florida
resident (id. at 10-12), and the non-party witnesses are also Floridians (id. at 11). Most of these
persons or entities have little to no connection with the Western District of New York and would
be inconvenienced to travel to Buffalo for this case (id.). Factors 3 and 4 (location of documents
and locus of operative facts) are also in Florida (id. at 12-14). Defendants next argue that
factor 7 (the weight afforded to plaintiff’s choice of forum) is neutral or favors transfer (id. at
14), later concluding that plaintiff’s choice of forum should not be accorded any weight since the
facts and transactions involve here had no connection with the Western District of New York (id.
at 16). Defendants do not comment on factors 5 (the relative means of the parties) or 6
(familiarity of each district with relevant law) or 8 (the judicial economy and interest of justice).
Plaintiff, either while represented or proceeding pro se, has not responded to this motion.
Plaintiff also has not indicated (as he represented in requesting an extension of time) that this
matter has been referred to the Trademark Office or has been addressed by that Office (cf.
Docket No. 43).
An action may be transferred to any other district where the case might be brought that
serves “the convenience of the parties and witnesses, [and is] in the interest of justice,” 28 U.S.C.
§ 1404(a); Columbus McKinnon Corp. v. SST Casting, Inc., No. 08-cv-167S, 2009 WL
1563922, at *6 (W.D.N.Y. June 3, 2009) (Skretny, J.). Transfer is warranted if the threshold
requirements for the transferee court are met (that the transferee district or division is one in
which the action might have been brought or to which all parties consented, 28 U.S.C.
§ 1404(a)), and the transfer “lies within the broad discretion of the [transferring] district court,”
Georgene M. Vairo, 17 Moore’s Federal Practice—Civil § 111.13[a] (2014); Filmline (CrossCountry) Prods., Inc. v. United Artists Corp., 865 F.2d 513, 520 (2d Cir. 1989). “When
considering a motion to transfer under § 1404(a), courts in this circuit consider a number of
factors, including: (1) the convenience of witnesses and parties; (2) the location of relevant
documents and the relative ease of access to sources of proof; (3) the locus of the operative facts;
(4) the availability of process to compel the attendance of unwilling witnesses; (5) the relative
financial means of the parties; (6) the comparative familiarity of each district with the governing
law; (7) the weight afforded plaintiff’s choice of forum, and (8) judicial economy and the
interests of justice. See Columbus McKinnon, supra, 2009 WL 1563922, at *6 (citing Herbert
Ltd. Partnership v. Electronic Arts Inc., 325 F. Supp. 282, 285-86 (S.D.N.Y. 2004); see also D.H.
Blair & Co. v. Gottdiener, 462 F.3d 95, 106-107 (2d Cir. 2006) (listing factors).” “No one factor
is controlling or determinative, rather the Court must, in its discretion, balance all of the factors
in making its decision,” New Era Cap Co. Prinz Enterp., LLC, No. 06CV391, 2008 U.S. Dist.
LEXIS 15281, at *5 (W.D.N.Y. Feb. 28, 2008) (Scott, Mag. J.); Praxair, Inc. v. Morrison
Knudsen Corp., No. 00CV892, 2001 U.S. Dist. LEXIS 1130, at *6 (W.D.N.Y. Feb. 6, 2001)
(Elfvin, J.). The cases vary as to whether one factor (the plaintiff’s initial choice of forum1,
convenience to witnesses2, the locus of operative facts3, for examples) should have more
substantial weight than the others.
Whether This Action Could Have Been Prosecuted in Florida
There is no consent stipulated to by all parties to transfer venue to the Middle District of
Florida, hence it must be determined whether this action could have been commenced in that
district. As defendants argue (Docket No. 34, Defs. Memo. at 3), an earlier action arising from
these trademarks was commenced in the Middle District of Florida and settled there. They argue
that the terms of the settlement agreement from that action venued future disputes under that
agreement in that district (Docket No. 34, Defs. Memo. at 7-8, 9-10).
See, e.g., Lencco Racing Co. v. Arctco, Inc., 953 F. Supp. 69, 72 (W.D.N.Y. 1997)
(Larimer, Ch. J.); Duke, Holzman, Photiadis & Gresens LLP v. Cosentino, No. 08CV437,
2009 U.S. Dist. LEXIS 1001, at *11-12 (W.D.N.Y. Jan. 8, 2009) (Telesca, J.).
See, e.g., Beatie and Osborn LLP v. Patriot Sci. Corp., 431 F. Supp. 2d 367, 396
See, e.g., I Create Int’l, Inc. v. Mattel, Inc., No. 03 Civ. 3993, 2004 U.S. Dist. LEXIS
15477, at *9 (S.D.N.Y. Aug. 9, 2004) (citing cases).
Clearly, almost all the events of this case took place in the Middle District of Florida and
few (if any) in this District. Thus, defendants have established that this action could have been
commenced in the Middle District of Florida. If this Court accepts that this case really arises
from the settlement agreement between plaintiff and defendants’ predecessors to intellectual
property at issue, that agreement provides a forum selection clause that mandates transferring
this action to the Middle District of Florida.
If, on the other hand, this case stands apart from the 2001 dispute and settlement
agreement, this Court needs to address whether the proper venue is here or the Middle District of
Convenience of Parties and Interest of Justice Factors
Plaintiff is the successor to the original maker of the mark, Champion Graphics, and
defendants essentially are the successors to the marks of the RVD Orlando hockey club. Plaintiff
and RVD settled a similar trademark dispute in 2001, agreeing to have future disputes arising
from that mark be heard in the Middle District of Florida. The next factors go to the
convenience of the parties and witnesses to this litigation and the interest of justice where this
case should be heard. Some of the stated factors overlap (such as witness convenience and the
means to serve process to them). This analysis is difficult here because plaintiff has not
responded to defendants’ contentions in this motion.
Convenience of Witnesses
As for the convenience of witnesses (and potential process of service), the key parties are
in Florida (see Docket No. 34, Defs. Memo. at 10-12), or (in the case of plaintiff) was from
Florida. Defendants point out that two witnesses named by plaintiff to favor his position are
Florida residents (id. at 11). Plaintiff is the only party currently in the Western District of New
York but defendants argue visits to Florida for other work (id. at 12; Docket No. 34, Defs. Atty.
Decl., ¶ 19, Ex. 17 (security company “Recently Licensed in Florida [providing license number],
providing Security Services throughout the State”)), while defendant ECHL is a Virginia
corporation operating out of New Jersey. Other officials may be from Washington, DC, if the
official actions of the Trademark Office are at issue. Thus, the convenience balance favors
transfer to the Middle District of Florida.
Convenience of Parties
As stated above (see Docket No. 34, Defs. Memo. at 10-12), most of the defendants are
in Florida (or Virginia and New Jersey), while plaintiff was formerly from Florida and now
resides in New York with continuing ties to Florida (id. at 12). Again, this Court acts without
plaintiff’s position as to his convenience in returning to Florida to prosecute this action. As with
the witnesses’ convenience, the case should be transferred to the Middle District of Florida.
Location of Relevant Documents
Defendants claim that the relevant documents are located in Florida (Docket No. 34,
Defs. Memo. at 12-13). Without a response from plaintiff, it is unclear where his documents are;
they are probably in his possession in this District. Also what is unknown is the number of
documents plaintiff has as compared with defendants’ documents. Additionally, some
documents are filed with the Trademark Office in Washington, DC. Absent knowing which
party or witness has the bulk of the relevant documents, the pinpointing which jurisdiction is
more appropriate is difficult.
As noted by defendants (id. at 13) in citing another case, in the current age of “faxing,
scanning, and emailing” of documents, the factor of document location “is entitled to relatively
little weight,” CYI, Inc. v. Ja-Ru, Inc., 913 F. Supp. 2d 16, 24 (S.D.N.Y. 2012). Thus, this factor
favors neither keeping this case here nor transferring it.
Locus of Operative Facts
In this case, all of the operative facts are in Florida, as argued by defendants (Docket
No. 34, Defs. Memo. at 13). The team, the trademarked material, and the settlement agreement
at issue all were in Florida. There are no operative facts that occurred here. Plaintiff came to
New York either after the events alleged in this action or with no relation to this case. Therefore,
on this factor, this case should be transferred to the Middle District of Florida.
The next factors (5, 6) go to the procedures and practicalities of where this action should
Availability of Process for Witnesses
As noted above with the location of the witnesses, most are in Florida. It thus would be
easier to serve subpoenas upon Florida witnesses in the Middle District of Florida than from
here. Again, the absence of plaintiff’s response to this motion hinders the analysis whether he
has identified any relevant non-party witnesses in this District or outside of the Middle District
of Florida. Defendants point to two witnesses that plaintiff has identified as being favorable to
his position and both reside in Florida (Docket No. 34, Defs. Memo. at 11). With the overlap of
some factors, the availability of process factors points to transferring this case to the Middle
District of Florida.
Relative Financial Means of Parties
Defendants briefly address the relative means of the parties (Docket No. 34, Defs. Memo.
at 12 n.2) arguing that plaintiff’s agreement to the 2001 settlement agreement (and its forum
selection provision for the Middle District of Florida) belie any argument of economic imbalance
or poverty on plaintiff’s part in transferring this case south. Plaintiff (as an individual) here sued
corporations and individuals. Thus, plaintiff is relying solely upon his individual resources
against corporations. But no one has shown the relative wealth of the parties. Again, absent
more information, this factor is not determinative as to the proper venue for this action.
Familiarity of Each District with Relevant Law
Here, the law at issue in this case primarily is federal trademark law which could be
heard in any federal court, but there are also contract law issues that arise here for construing the
settlement agreement, made under Florida law (Docket No. 34, Defs. Atty. Decl., Ex. 1,
settlement agreement ¶ 11, filed under seal at Docket No. 36) as well as plaintiff’s and
defendants’ New York common law and General Business Law claims (see also Docket No. 1,
Compl.; Docket No. 10, Ans.; see Docket No. 34, Defs. Memo. at 14 n.3). Defendants argue that
this factor either favors transfer or is at a minimum neutral, since courts give this factor little
weight (Docket No. 32, Defs. Memo. at 14, citing AEC One Stop Group, Inc. v. CD Listening
Bar, Inc., 326 F. Supp. 2d 525, 531 (S.D.N.Y. 2004) (federal copyright law renders this factor
As a trademark infringement action, the primary basis for federal jurisdiction is federal
law. Thus, this factor is neutral. But both sides assert claims under New York common law.
This leads to the issue, not addressed by either party, of the competence of a Florida federal court
to construe New York state supplemental claims, with defendants arguing that this Court’s
familiarity with New York law (relative to the Middle District of Florida) is “one of the least
important factors in determining a motion to transfer,” Capital Records, LLC v. VideoEgg, Inc.,
611 F. Supp. 2d 349, 368 (S.D.N.Y. 2009) and, under the 2001 settlement agreement, Florida
law applies (id. at 14 n.3). Since both parties, however, invoke New York law in their
supplemental claims, this factor (although minimal) is neutral as to the ultimate venue for this
Weight Given to Plaintiff’s Choice of Forum
As noted above, courts differ on the importance of this factor in determining which
jurisdiction hears a case, compare Lencco Racing Co., supra, 953 F. Supp. at 72 (while giving
plaintiff’s choice of forum “substantial weight,” where the transaction or facts at issue have “no
material relation or significant connection to the plaintiff’s chosen forum, then the plaintiff’s
choice is not accorded the same ‘great weight’ and in fact is given reduced significance, quoting
Wine Markets Int’l, Inc. v. Bass, 939 F. Supp. 178, 183 (E.D.N.Y. 1996)); with Duke, Holzman,
2009 U.S. Dist. LEXIS 1001, at *11 (plaintiff’s initial choice of forum must be given
Defendants argue that in case of trademark infringement “the locus of operative facts is
the initially chosen forum if acts of infringement, dilution, or unfair competition occurred in that
forum,” CYI, Inc., supra, 913 F. Supp. 2d at 19 (Docket No. 34, Defs. Memo. at 16). Here, none
of the claimed acts of infringement have occurred in this District and all operative events have
occurred in the Middle District of Florida. Therefore, plaintiff’s choice of his (current) home for
the forum will not be given substantial weight and this factor thus favors transfer of this
Judicial Economy and the Interests of Justice
Finally, this Court must consider whether it is more economical to hear this case in this
District or in the Middle District of Florida, aside from the parties’ concerns, and whether
hearing this case in one venue or the other would be unjust. Defendants argue that they would be
prejudiced by this action continuing in this District (Docket No. 34, Defs. Memo. at 15), while
plaintiff would not be prejudiced by a transfer at the discovery stage of this action (see id. at 14,
citing and quoting WellQuest Int’l, Inc. v. Genesis Intermedia.com, Inc., No. 00 CIV. 6558, 2001
WL 1246592, at *6 (S.D.N.Y. (Oct. 18, 2001)).
Given that the bulk of the witnesses and potentially the relevant documents are in the
Middle District of Florida and that one party, plaintiff, would be required to travel if this case is
transferred rather than numerous defendants and witnesses were this action to remain in this
District, this final factor favors transfer to the Middle District of Florida.
Weighing all the factors above, this case should be heard in the Middle District of
Florida. Most of the operative facts, witnesses, and relevant documents are in that district; with
the attendant procedural and practical ease of obtaining them there rather than bringing them up
to this District. This District only has plaintiff’s present residence and, aside from the parties
raising claims under New York law, has little connection to the underlying trademark dispute at
issue in this case. Other factors are either neutral (given the federal nature of the claims or
modern means of storing and, if necessary, transmitting documents) or (such as the New York
state supplemental claims asserted by all parties) are not substantial enough to weigh keeping
this action in this District. Defendants’ motion (Docket No. 34) to change venue, is granted and
this action is transferred to the Middle District of Florida.
Effect of This Order
With entry of this Order, the case immediately would be transferred to the Middle
District of Florida without plaintiff having an opportunity to appeal to Judge Skretny in this
District, see Shenker v. Murasky, Nos. 95CV4692, 95CV4739, 1996 U.S. Dist. LEXIS 22626, at
*1 n.1 (E.D.N.Y. Nov. 6, 1996) (raising issue whether it remained appropriate for the transferee
court to hear appeal of Magistrate Judge’s Order to transfer a case, but then considered appeal in
any event), or to the United States Court of Appeals for the Second Circuit. In light of the
Magistrate Judge jurisdictional uncertainty discussed above as well as the absence of any
substantive response from plaintiff, the transfer ordered in this Order is stayed for fourteen (14)
days from entry of this Order to allow time for plaintiff (if he chooses) to appeal this Order to
Judge Skretny. Upon the expiration of this period and absent an appeal, the Clerk of Court is
instructed to transfer this case to the Middle District of Florida forthwith.
For the reasons stated above, defendants’ motion (Docket No. 34) to change venue to the
Middle District of Florida is granted. As indicated above, this Order is stayed for 14 days to
allow for appeal. Absent such an appeal, or upon affirmance of this Order on appeal, the Clerk
of Court is instructed to transfer this action to the Middle District of Florida.
/s/ Hugh B. Scott
Hon. Hugh B. Scott
United States Magistrate Judge
Dated: Buffalo, New York
May 7, 2015
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